2014-07-30T15:16:57-07:00 2013-12-31 MARSHALL & ASSOCIATES PLLC 3425 CLIFF SHADOWS PKWY STE 105 LAS VEGAS NV 89129 990PF 2013-01-01 205339152 DUKE AND GAEL HABERNICKEL CHARITABLE FOUNDATION DUKE 3022860200 2644 CAPITOL TRAIL STE 300 DEPT 657 NEWARK DE 19711 Max Habernickel III Director 2014-07-18 true ROBERT L MARSHALL CPA P00290149 7027240444 X 2013 2015-12-30 17:16:21Z X 2121541 X X 13 13 44019 44019 140219 995991 140219 184251 184251 3260 4604 4604 3620 640 310 3 11797 5244 0 86690 86690 98487 5244 86690 85764 179007 133680 145819 145819 1583749 1657374 1975722 1717429 1803193 2121541 0 X 1717429 1803193 1717429 1803193 1717429 1803193 1717429 85764 1803193 1803193 15000 BARC 93% PPN BRIC BASKET 9/26/13 LNKED T P 2011-09-23 2013-09-26 14894 15461 -567 -567 25000 BARC BREN SPX 11/20/13 10% BUFFER-1.5 XL P 2012-11-02 2013-11-20 27719 25000 2719 2719 20000 BNP DELTA ONE MSCI WORLD TR 9/14/13 100L P 2012-05-25 2013-06-14 25200 20000 5200 5200 20000 CS BREN ASIA BASKET 07/03/13 10% BUFFER P 2012-06-15 2013-07-03 20755 20000 755 755 20000 CS BREN EAFE GIO 02/06/13 1% BUFFER P 2012-01-20 2013-02-06 23516 20000 3516 3516 2735 EATON VANCE FLOATING RATE-I P 2013-01-01 2013-06-24 25000 25141 -141 -141 2697.327 EATON VANCE GLOBAL MACRO-I P 2010-11-02 2013-12-20 25463 27126 -1663 -1663 15000 GS 95% PP CMIT BASKET 11/18/13 LNKED TO P 2011-11-11 2013-11-18 14250 15406 -1156 -1156 20000 GS BREN EAFE 12/04/13 10% BUFFER P 2012-11-16 2013-12-04 23348 20000 3348 3348 25000 GS REN SPX 12/26/13 2 XLEV - 9.25% CAP P 2012-12-07 2013-12-26 29625 25000 4625 4625 20000 HSBC DELTA ONE MSCI WORLD TR 6/14/13 100 P 2012-05-25 2013-06-14 25200 20000 5200 5200 20000 HSBC REN HSCEI 02/26/14 2 XLEV -18.15%CA P 2013-02-08 2013-07-09 15400 20000 -4600 -4600 470 ISHARES MSCI EAFE INDEX FUND P 2013-01-01 2013-12-31 29882 28088 1794 1794 20000 JPM BREN EAFE 06/12/13 10% BUFFER XLEV P 2012-05-25 2013-06-12 24360 20000 4360 4360 3432.952 JPM HIGH YIELD FD - SEL FUND 3580 4.95% P 2013-01-01 2013-05-07 28974 20401 8573 8573 1801.802 JPM INTL CURR INCOME FD -SEL FUND 3831 1 P 2010-11-02 2013-07-22 20000 20315 -315 -315 182 JPM LARGE CAP GROWTH FD - SEL FUND 3118 P 2011-04-14 2013-07-18 5000 3944 1056 1056 845 JPM STRAT INCOME OPPORT FD-SEL FUND 3844 P 2013-01-01 2013-06-24 10000 9760 240 240 5079 JPM US EQUITY FD-SEL FUND 1224 P 2013-01-01 2013-01-01 65140 34216 30924 30924 15000 SG BRENT CBEN 11/01/13 LNKD TO CO1 75% B P 2012-10-19 2013-11-01 16710 15000 1710 1710 200 SPDR S&P 500 ETF TRUST P 2013-01-01 2013-10-30 35262 28645 6617 6617 3311 JPM EQUITY INCOME FD-SEL FUND 3128 P 2013-01-01 2013-12-31 40000 33710 6290 6290 447 JPM MID CAP CORE FD-SEL FUND 2426 P 2012-10-17 2013-08-05 10000 8090 1910 1910 1193.733 JPM SHORT DURATION BOND FD-SEL FUND 3133 P 2009-08-26 2013-05-07 13107 12928 179 179 1696 JPM US EQUITY FD-INSTL FUND 1382 P 2009-02-13 2013-11-27 25000 11023 13977 13977 5625.116 PIMCO UNCONSTRAINED BOND-P P 2013-01-01 2013-12-20 62495 65000 -2505 -2505 876.818 TIMESSQUARE MID CAP GROW-PRM P 2009-02-13 2013-01-01 16000 7541 8459 8459 550 VANGUARD FTSE EMERGING MARKETS ETF P 2009-02-13 2013-08-13 22033 12502 9531 9531 8005.469 VANGUARD INTM TRM INV G-INV P 2013-01-01 2013-01-01 77857 71694 6163 6163 2532.928 EATON VANCE GLOBAL MACRO-I P 2013-05-07 2013-12-20 23911 24646 -735 -735 782.393 JPM INTL CURR INCOME FD -SEL FUND 3831 1 P 2010-11-02 2013-09-13 8645 8821 -176 -176 444.050 JPM EQUITY INCOME FD-SEL FUND 3128 P 2013-02-07 2013-09-13 4907 4998 -91 -91 2276.867 JPM SHORT DURATION BOND FD-SEL FUND 3133 P 2012-07-24 2013-03-22 25000 25068 -68 -68 1538.507 JPM SHORT DURATION BOND FD-SEL FUND 3133 P 2012-07-24 2013-05-07 16893 16939 -46 -46 840 VANGUARD FTSE EMERGING MARKETS ETF P 2013-01-01 2013-08-05 33163 35927 -2764 -2764 115 VANGUARD FTSE EMERGING MARKETS ETF P 2012-10-31 2013-08-13 4607 4773 -166 -166 2136.752 PIMCO UNCONSTRAINED BOND-P P 2013-12-06 2013-12-20 23739 25000 -1261 -1261 350 SPDR S&P 500 ETF TRUST P 2013-01-01 2013-12-31 56855 53609 3246 3246 Capital Gain Distributions P 2013-01-01 2013-12-31 26081 26081 26081 140219 false 89047 1924879 0.04626 91437 1973317 0.04634 94823 2012532 0.04712 88920 1826601 0.04868 69521 1997511 0.03480 0.22320 0.04464 2032069 90712 1790 92502 86690 3580 3580 3580 2200 3500 5700 X 7 2113 2113 false false false false false false false false true true DE true false false false false true N/A FRANKLIN MONTGOMERY ESQ 3022860200 2644 CAPITOL TRAIL SUITE 300 NEWARK DE 19711 false false false false false false false false false false false false false false false false false false false false false false false false false false Max Habernickel III 250 Johns Island Drive Vero Beach FL 32963 Director 5.00 0 Gael Habernickel 250 Johns Island Drive Vero Beach FL 32963 Director 5.00 0 NONE NONE 1923264 139750 0 2063014 0 2063014 30945 2032069 101603 101603 3580 3580 98023 98023 98023 86690 86690 86690 98023 47844 86690 47844 0 38846 59177 Max Habernickel III Gael Habernickel Duke and Gael Habernickel 2644 Capitol Trail Suite 300 Dept 6 Newark DE 19711 3022860200 Applications for grants to the organization must be in writing through 501(c)(3) organizations and public charities. Grants are only distributed to public charities, not to individuals. None The organization seeks to provide grants to support 501(c)(3) public charity-grants to hospitals, the arts, education, land preservation, libraries and religious institutions. The awards are made to organizations such as hospitals, universities, and religious institutions and other 501(c)(3) organizations regardless of geographic area within the United States of America. MCKEE BOTANICAL GARDEN 350 US HIGHWAY 1 Vero Beach FL 32962 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 1000 VERO BEACH MUSEUM OF ART 3001 RIVERSIDE PARK DRIVE Vero Beach FL 32963 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 2190 JOHN'S ISLAND FOUNDATION 6001 HIGHWAY A1A INDIAN RIVER SHORES FL 32963 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 2000 RIVERSIDE THEATRE 3250 RIVERSIDE PARK DRIVE VERO BEACH FL 32963 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 10000 ST ELIZABETHS CHURCH 169 FAIRMOUNT ROAD RIDGEWOOD NJ 07450 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 1500 MUSEUM OF MODERN ART 11 WEST 53 STREET NEW YORK NY 10019 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 1000 INDIAN RIVER LAND TRUST 80 ROYAL PALM POINTE STE 301 VERO BEACH FL 32960 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 10000 INDIAN RIVER MEDICAL CTR FOUNDATION 1000 36TH STREET VERO BEACH FL 32960 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 35000 GIFFORD YOUTH ACTIVITY CENTER 4875 43RD AVE VERO BEACH FL 32967 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 10000 SALVATION ARMY 2655 5th ST SW VERO BEACH FL 32963 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 1000 BOYS AND GIRLS CLUB OF IRC 1729 17th Avenue VERO BEACH FL 32964 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 1000 ENVIRONMENTAL LEARNING CENTER 255 LIVE OAK DRIVE VERO BEACH FL 32963 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 1000 THE LEARNING ALLIANCE P O BOX 643446 VERO BEACH FL 32964 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 10000 THE MONTCLAIR KIMBERLEY ACADEMY 201 VALLEY ROAD MONTCLAIR NJ 07042 NO RELATIONSHIP EXEMPT GENERAL SUPPORT 1000 86690 14 13 14 44019 18 140219 184251 184251 false false false false false false false false false false ACCOUNTING FEES 3260 0 0 0 Bank Fees 3 Investment Management Fees 4604 4604 0 0 FEDERAL TAX PAYMENTS 2980 FOREIGN TAXES PAID 640 640