2014-08-08T14:17:37-05:00 2013-12-31 410746749 CLIFTONLARSONALLEN LLP 500 MARQUETTE NW SUITE 800 ALBUQUERQUE NM 87102 990 2013-01-01 201798654 NEW MEXICO COMMUNITY CAPITAL NEWM 5059242820 801 UNIVERSITY BLVD SE NO 102 ALBUQUERQUE NM 87106 WENDY SANDIDGE INTERIM EXECUTIVE DIRECTOR 5059242820 2014-07-30 1 STEPHEN E LIVINGSTON CPA P00317845 5058428290 2013 2015-11-30 17:44:51Z WENDY SANDIDGE 801 UNIVERSITY BLVD SE NO 102 ALBUQUERQUE NM 87106 975813 0 X WWW.NMCCAP.ORG X 2004 NM TO PROMOTE SOCIAL WELFARE, ALLEVIATE POVERTY AND LESSEN THE BURDENS OF GOVERNMENT THROUGH FINANCIAL ASSISTANCE, EQUITY INVESTMENTS, LOANS, AND OTHER AID DESIGNED TO IMPROVE THE ECONOMIC WELL BEING OF NEW MEXICO RESIDENTS PARTICULARLY FOR LOW-INCOME INDIVIDUALS IN ECONOMICALLY UNDERSERVED AREAS OF NEW MEXICO. 7 7 7 8 0 0 564969 533182 373052 418141 10563 9490 0 15000 948584 975813 0 0 0 0 652375 432975 0 0 43000 333224 553895 985599 986870 -37015 -11057 1359307 1212921 147978 12691 1211329 1200230 X TO PROMOTE SOCIAL WELFARE, ALLEVIATE POVERTY AND LESSEN THE BURDENS OF GOVERNMENT THROUGH FINANCIAL ASSISTANCE, EQUITY INVESTMENTS, LOANS, AND OTHER AID DESIGNED TO IMPROVE THE ECONOMIC WELL BEING OF NEW MEXICO RESIDENTS PARTICULARLY FOR LOW-INCOME INDIVIDUALS IN ECONOMICALLY UNDERSERVED AREAS OF NEW MEXICO. 0 0 827987 418141 PROVIDE EQUITY CAPITAL AND MANAGEMENT RESOURCES TO QUALIFYING BUSINESS THROUGHOUT NEW MEXICO, PARTICULARLY IN UNDER-INVESTED AREAS. 827987 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 0 0 1 7 1 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NM X X THAD E PORCH CPA 5059342452 10612 ROYAL BIRKDALE NE ALBUQUERQUE NM 87111 PENELOPE DOUGLAS DIRECTOR 2.00 X 0 0 0 T GREG MERRION DIRECTOR 2.00 X 0 0 0 JAY CALHOUN DIRECTOR 2.00 X 0 0 0 BEVERLEE MCCLURE DIRECTOR 2.00 X 0 0 0 M GAYLE WATSON DIRECTOR 2.00 X 0 0 0 RICHARD SCHEIDER DIRECTOR 2.00 X 0 0 0 KIP RITCHIE DIRECTOR 2.00 X 0 0 0 THAD PORCH CFO 5.00 X 32100 0 0 J MICHAEL SCHAFER FUND MANAGING DIRECTOR 40.00 X 144227 0 8061 WENDY SANDIDGE INTERIM EXECUITVE DIRECTOR 40.00 X 71098 0 5650 247425 0 13711 1 0 1 0 0 315866 217316 4712 533182 MANAGEMENT FEES 523920 317800 317800 BUSINESS SERVICES 523920 60341 60341 GENERAL PARTNER FEE 523920 40000 40000 418141 9490 9490 15000 15000 975813 418141 0 24490 X 215324 158040 28642 28642 159455 176814 -28717 11358 25853 16896 8957 32343 28627 716 3000 121 121 59989 45628 14361 257028 207675 49353 12233 11233 1000 23040 16706 6334 11162 10468 694 46979 32886 14093 50427 46089 4338 84712 70722 13990 506 506 6814 4770 2044 -132 -92 -40 OTHER EXPENSES 1016 1019 -3 986870 827987 115883 43000 12299 92551 876315 642841 233700 46615 157059 353407 269 358 61644 56207 7539 5437 68939 68525 3187 3187 1359307 1212921 130378 12691 17600 0 147978 12691 X 714193 1198204 497136 2026 1211329 1200230 1359307 1212921 X -11057 2712 -2754 X X 0 1 X 1 1 1 X 1233632 941980 421748 564969 533182 3695511 366250 351600 388707 373052 418141 1897750 1599882 1293580 810455 938021 951323 5593261 0 320173 338578 328757 286792 348042 1622342 320173 338578 328757 286792 348042 1622342 3970919 7832 8584 8891 10563 24490 60360 7832 8584 8891 10563 24490 60360 1607714 1302164 819346 948584 975813 5653621 0.70240 0.71300 0.01070 0.00690 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 54693 52977 1716 6951 3230 3721 5437 INVESTMENTS IN PORTFOLIO COMPANIES 68525 F 68525 X PART X, LINE 2: THE NMCC, AS A NONPROFIT, DOES NOT PAY INCOME TAXES AND DOES NOT HAVE ANY UNRELATED BUSINESS INCOME. INCOME OF THE PARTNERSHIP IS TAXABLE TO ITS PARTNERS. ACCORDINGLY, THE PARTNERSHIP HAS NO INCOME TAX LIABILITY, AND NO INCOME TAXES HAVE BEEN REPORTED IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. THE PARTNERSHIP HAS ADOPTED ASC 740-10 RELATING TO CERTAIN TAX POSITIONS. ASC 740-10 PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT PROCESS FOR ACCOUNTING FOR UNCERTAIN TAX POSITIONS AND ALSO PROVIDES GUIDANCE ON VARIOUS RELATED MATTERS SUCH AS DERECOGNITION, INTEREST, PENALITIES, AND DISCLOSURES REQUIRED. THE PARTNERSHIP DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS. X X X X 0 0 0 0 0 0 0 0 0 J MICHAEL SCHAFER FUND MANAGING DIRECTOR 144227 0 0 0 0 0 0 0 8061 0 152288 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 AFTER THE RETURN IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, THE CEO AND CFO REVIEW A COPY OF THE DRAFT AND FINAL FORM 990 FOR COMPLETENESS AND ACCURACY. THE FORM 990 IS THEN PRESENTED TO THE BOARD OF DIRECTORS. THE GOVERNING BOARD REVIEWS, THEN APPROVES THE FINAL COPY AND THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO REVIEW THE CONFLICT OF INTEREST AGREEMENT AND CONFIRM THEY ARE IN COMPLIANCE ANNUALLY. THEY ARE REQUIRED TO DISCLOSE CONFLICTS AT EACH BOARD MEETING OR AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE IS A PART OF THE BOARD OF DIRECTORS. THE COMPENSATION COMMITTEE REVIEWS AND DETERMINES THE COMPENSATION OF THE CEO AND OTHER OFFICERS THROUGH AN INTERNAL REVIEW PROCESS. THIS PROCESS INCLUDES THE USE OF COMPARABILITY DATA FOR SIMILARLY QUALIFIED PERSONS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS. ALL DELIBERATIONS AND DECISIONS ARE DOCUMENTED. THE CEO REVIEWS AND DETERMINES THE COMPENSATION OF OTHER KEY EMPLOYEES THROUGH AN INTERNAL REVIEW PROCESS. THIS PROCESS INCLUDES THE USE OF COMPARABILITY DATA FOR SIMILARLY QUALIFIED PERSONS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS. ALL DELIBERATIONS AND DECISIONS ARE DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR INSPECTION AT THE ORGANIZATION'S OFFICES AND UPON REQUEST. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 207,675. MANAGEMENT AND GENERAL EXPENSES 49,353. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 257,028. FORM 990, PART XI, LINE 9: NET CAPITAL CONTRIBUTIONS -2,754. FORM 990, PART XII, LINE 2C THE SELECTION PROCESS AND/OR THE OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. FORM 990, PART V, PAGE 5, ITEMS 7G & 7H THE ORGANIZATON DID NOT RECEIVE CONTRIBTUTIONS OF THE TYPE LISTED AND, THEREFORE, DID NOT HAVE A REPORTING REQUIREMENT ON EITHER FORM 8899 OR FORM 1098-C. THESE QUESTIONS HAVE NOT BEEN ANSWERED AS THEY ARE NOT APPLICABLE. NEW MEXICO COMMUNITY CAPITAL MANAGEMENT LLC PO BOX 1302 BERNALILLO NM 870041302 202825575 MANAGING INVESTMENT LIMITED PARTNERSHIPS NM 0 0 NEW MEXICO COMMUNITY CAPITAL NEW MEXICO COMMUNITY CAPITAL FUND 1 LP PO BOX 1302 BERNALILLO NM 870041302 202825662 INVESTMENT IN DEBT AND EQUITY SECURITIES NM NEW MEXICO COMMUNITY CAPITAL MANAGEMENT LLC INVSTMT-EXCLUDED 1945 53523 0 1 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 NEW MEXICO COMMUNITY CAPITAL FUND LP L 357800 BOOK AMOUNT