2014-08-21T12:06:33-05:00 2013-12-31 MAI Wealth Advisors LLC 1360 E 9th St Ste 1100 Cleveland OH 441141717 990PF 2013-01-01 134080144 THE D J MCMANUS FOUNDATION INC % JASON D MCMANUS DJMC 2128747426 420 WEST BROADWAY PH A Suite NEW YORK NY 100123741 DEBORAH MCMANUS PRESIDENT 2169204815 2014-05-14 true Carla M Wainwright 2169204800 2013 2015-12-30 17:16:21Z X 13418804 X 619778 80453 80453 188410 188410 693281 1891833 693281 5287 1587209 962144 0 92427 92427 1358 1361 13333 3333 267 17 107385 97138 0 470247 470247 577632 97138 470247 1009577 865006 138263 137323 137323 8805572 9814195 13072167 200000 200000 208320 3600 994 994 9147435 10152512 13418804 4800 300 4800 300 X 9142635 10152212 9147435 10152512 9142635 1009577 10152212 10152212 3,000 SHS ANNALY CAPITAL MANAGEMENT INC. P 2011-01-04 2013-11-08 31800 51600 -19800 -19800 5,000 SHS ANNALY CAPITAL MANAGEMENT INC. P 2009-10-23 2013-11-08 53001 87161 -34160 -34160 100,000 BARCLAYS BK STRUCT NTE EEM P 2012-05-24 2013-11-29 111197 100000 11197 11197 100,000 BARCLAYS BK STRUCT NTE S&P P 2012-05-24 2013-11-29 118000 100000 18000 18000 5,063 SHS GATEWAY INDEX PLUS FUND P 2009-10-21 2013-06-19 142308 125301 17007 17007 100,000 JPMORGAN STRUCT NTE EAFE P 2012-05-22 2013-11-29 123000 100000 23000 23000 2,081.599 SHS MATTHEWS CHINA FUND P 2005-05-16 2013-11-08 50187 28996 21191 21191 9,469 SHS MERGER FUND P 2010-01-26 2013-05-10 150079 148187 1892 1892 7,385.524 SHS TEMPLETON GLOBAL BOND ADV P 2011-06-30 2013-03-11 99906 102445 -2539 -2539 2,501 SHS TIME WARNER INC D 1992-06-18 2013-10-30 172321 43213 129108 129108 10,000 SHS TIME WARNER INC. D 2013-11-08 674076 311649 362427 362427 CAPITAL GAIN DIVIDENDS P 165609 693281 false 434265 9598606 0.045243 417754 9676174 0.043173 357030 9076310 0.039336 584090 7551886 0.077344 624031 8735053 0.07144 0.276536 0.055307 8944890 494715 8650 503365 470247 17300 17300 17300 5138 5862 11000 6300 false false false false false false false true true NY true false false false false true N/A JASON D MCMANUS 2128747426 420 WEST BROADWAY PH A NEW YORK NY 100123741 false false false false false false false false false false false false false false false false false false false false false false JASON D MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 SECRETARY 5.0 0 0 0 DEBORAH H M MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 PRESIDENT 5.0 0 0 0 SOPHIE MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 VICE PRESIDENT 5.0 0 0 0 THE D J MCMANUS FOUNDATION ENGAGED IN NO DIRECT CHARITABLE ACTIVITIES DURING 2013. THE D J MCMANUS FOUNDATION MADE NO PROGRAM-RELATED INVESTMENTS DURING 2013. 9058626 22481 0 9081107 0 9081107 136217 8944890 447245 447245 17300 17300 429945 429945 429945 470247 0 0 0 0 470247 470247 429945 0 2011 2010 2009 0 30197 208220 238417 470247 0 429945 40302 278719 0 0 0 0 30197 248522 208220 40302 JASON D MCMANUS NONE DEBORAH MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 2128747426 REQUESTS SHOULD BE SUBMITTED ON CORPORATE LETTERHEAD WITH FUNDING REQUIREMENTS AND SPECIFIC USES FOR GRANTS. NONE NONE ARCHEOLOGIGICAL INSTITUTE OF AMERICA 657 BEACON STREET BOSTON MA 02215 NONE PC GENERAL SUPPORT 500 AUDUBON SOCIETY 225 VARICK ST 7TH FLOOR NEW YORK NY 10014 NONE PC GENERAL SUPPORT 250 BOSTON CHILDREN'S HOSPTIAL 300 LONGWOOD AVENUE BOSTON MA 02115 NONE PC GENERAL SUPPORT 1000 BREAKTHROUGH COLLABORATIVE 454 SANSOME STREET SUITE 700 SAN FRANCISCO CA 94111 NONE PC GENERAL SUPPORT 1000 CATS HAVEN PO BOX 30206 INDIANAPOLIS IN 46230 NONE PC GENERAL SUPPORT 250 CENTER FOR REPRODUCTIVE RIGHTS 120 WALL STREET NEW YORK NY 10005 NONE PC GENERAL SUPPORT 1000 CENTRAL PARK CONSERVANCY 14 E 60 NEW YORK NY 10022 NONE PC GENERAL SUPPORT 500 CHILDREN'S AID SOCIETY 105 EAST 22ND STREET NEW YORK NY 10010 NONE PC GENERAL SUPPORT 500 CLEARWATER SLOOP 112 LITTLE MARKET ST POUGHKEEPSIE NY 12601 NONE PC GENERAL SUPPORT 250 DESMOND FISH LIBRARY 472 NEW YORK RD GARRISON NY 10524 NONE PC GENERAL SUPPORT 1100 THE DOE FUND 232 EAST 84TH STREET NEW YORK NY 10028 NONE PC GENERAL SUPPORT 350 DRAMA LEAGUE 359 WILLIS AVENUE BRONX NY 10471 NONE PC GENERAL SUPPORT 950 ETHS DISTRICT FOUNDATION 1600 DODGE AVENUE EVANSTON IL 60201 NONE PC GENERAL SUPPORT 250 FRESH AIR FUND 633 THIRD AVENUE NEW YORK NY 10017 NONE PC GENERAL SUPPORT 1000 GAY MEN'S DOMESTIC VIOLENCE PROJECT 955 MASSACHUSETTS AVE PMB 131 CAMBRIDGE MA 02139 NONE PC GENERAL SUPPORT 500 GLYNWOOD CENTER INC PO BOX 157 COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 40675 GODDARD-RIVERSIDE 593 COLUMBUS AVENUE NEW YORK NY 10024 NONE PC GENERAL SUPPORT 20000 GREENWICH HOUSE 27 BARRON STREET NEW YORK NY 10014 NONE PC GENERAL SUPPORT 10000 HARTLEY HOUSE 413 WEST 46TH STREET NEW YORK NY 10036 NONE PC GENERAL SUPPORT 26229 HISTORIC HOUSE TRUST OF NYC 830 FIFTH AVE ROOM 203 NEW YORK NY 10065 NONE PC GENERAL SUPPORT 2000 HUDSON GUILD 441 WEST 26TH STREET NEW YORK NY 10001 NONE PC GENERAL SUPPORT 10000 HUDSON HIGHLANDS LAND TRUST PO BOX GARRISON NY 10524 NONE PC GENERAL SUPPORT 22548 HUDSON HIGHLANDS NATURE MUSUEM PO BOX 451 CORNWALL NY 12518 NONE PC GENERAL SUPPORT 1000 HUDSON VALLEY SHAKESPEARE FESTIVAL 155 MAIN STREET COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 10000 JACKSON MEMORIAL LIBRARY 38 MAIN STREET TENANTS HARBOR ME 04860 NONE PC GENERAL SUPPORT 1000 LENOX HILL NEIGHBORHOOD HOUSE 331 EAST 70TH STREET NEW YORK NY 10021 NONE PC GENERAL SUPPORT 10000 LIBRARY OF AMERICA 14 EAST 60TH STREET NEW YORK NY 10021 NONE PC GENERAL SUPPORT 3400 MANITOGA ROUTE 9D PO BOX 10524 GARRISON NY 10524 NONE PC GENERAL SUPPORT 1000 MUNICPAL ART SOCIETY 111 W 57TH STREET NEW YORK NY 10019 NONE PC GENERAL SUPPORT 250 NATIONAL PSORIASIS FOUNDATION 6600 SW 92 AVE PORTLAND OR 97223 NONE PC GENERAL SUPPORT 250 NATIONAL TRUST FOR HISTORIC PRESERVATION 1785 MASS AVENUE NW WASHINGTON DC 20036 NONE PC GENERAL SUPPORT 600 NEUROPATHY ASSOCIATION 60 E 42 SUITE 942 NEW YORK NY 10165 NONE PC GENERAL SUPPORT 500 NEW DRAMATISTS 424 WEST 44TH STREET NEW YORK NY 10036 NONE PC GENERAL SUPPORT 1000 NEW YORK WOMEN'S FOUNDATION 34 WEST 22ND STREET NEW YORK NY 10010 NONE PC GENERAL SUPPORT 500 PHILIPSTOWN DEPOT THEATRE PO BOX 221 GARRISON LANDING GARRISON NY 10524 NONE PC GENERAL SUPPORT 1250 POLICE ATHLETIC LEAGUE 34 1/2 EAST 12TH STREET NEW YORK NY 10003 NONE PC GENERAL SUPPORT 300 PRESERVATION LEAGUE OF NEW YORK STATE 44 CENTRAL AVENUE ALBANY NY 12206 NONE PC GENERAL SUPPORT 300 PUTNAM COUNTY HISTORICAL SOCIETY 63 CHESTNUT COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 700 RIVERKEEPER 828 SOUTH BROADWAY FARRYTOWN NY 10591 NONE PC GENERAL SUPPORT 500 STANLEY M ISAACS NEIGHBORHOOD CENTER 415 EAST 93RD STREET NEW YORK NY 10128 NONE PC GENERAL SUPPORT 10000 THE METROPOLITAN MUSEUM OF ART 1000 FIFTH AVENUE NEW YORK NY 10028 NONE PC GENERAL SUPPORT 500 VASSAR COLLEGE 124 RAYMOND AVENUE POUGHKEEPSIE NY 12604 NONE PC GENERAL SUPPORT 500 YOUNG PEOPLE CHORUS OF NEW YOUR CITY INC 1995 BROADWAY SUITE 305 NEW YORK NY 10023 NONE PC GENERAL SUPPORT 45900 CITY HARVEST 575 EIGHTH AVENUE NEW YORK NY 10018 NONE PC GENERAL SUPPORT 1000 HIGH LINE 529 WEST 20TH STREET SUITE 8W NEW YORK NY 10011 NONE PC GENERAL SUPPORT 500 MUSEUM OF MODERN ART 11 WEST 53RD STREET NEW YORK NY 10019 NONE PC GENERAL SUPPORT 360 NATIONAL WOMEN'S MUSEUM 205 S WHITING STREET SUITE 254 ALEXANDRIA VA 22304 NONE PC GENERAL SUPPORT 500 RIIS SETTLEMENT 10-25 41ST AVENUE LONG ISLAND CITY NY 11101 NONE PC GENERAL SUPPORT 10000 ACLU 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 NONE PC GENERAL SUPPORT 500 APPLE HILL CENTER FOR CHAMBER MUSIC INC PO BOX 217 SULLIVAN NH 03445 NONE PC GENERAL SUPPORT 250 ARBOR BROTHERS INC 299 E 11TH STREET SUITE 4B NEW YORK NY 10003 NONE PC GENERAL SUPPORT 40000 BRONXWORKS 66 E TREMONT AVENUE BRONX NY 10453 NONE PC GENERAL SUPPORT 10000 EXPLORING THE METROPOLIS 61 W 23RD STREET 4TH FLOOR NEW YORK NY 10010 NONE PC GENERAL SUPPORT 500 FINE ART WORK CENTER 24 PEARL STREET PROVINCETOWN MA 02657 NONE PC GENERAL SUPPORT 1000 SHE SHOULD RUN FOUNDATION 1900 L ST NEW STE 500 WASHINGTON DC 20036 NONE PC GENERAL SUPPORT 57500 THE GARDEN CONSERVANCY PO BOX 219 COLD SPRINGS NY 10516 NONE PC GENERAL SUPPORT 125 THERAPEUTIC EQUESTRIAN CENTER 115 STONECROP LANE COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 2400 564 PARK AVENUE PRESERVATION FOUNDATION 564 PARK AVENUE NEW YORK NY 10065 NONE PC GENERAL SUPPORT 250 ABRAHAM HOUSE 340 WILLIS AVENUE BRONX NY 10454 NONE PC GENERAL SUPPORT 500 ADAPTIVE DESIGN ASSOCIATION 125 BROAD STREET 18TH FL NEW YORK NY 10018 NONE PC GENERAL SUPPORT 1000 ALZHEIMER'S ASSOCIATION PO BOX 96011 WASHINGTON DC 20090 NONE PC GENERAL SUPPORT 500 AMERICAN CANCER SOCIETY WALK PO BOX 22718 OKLAHOMA CITY OK 73123 NONE PC GENERAL SUPPORT 500 AMERICAN MUSEUM OF NATURAL HISTORY CENTRAL PARK WEST AT 79TH STREET NEW YORK NY 10024 NONE PC GENERAL SUPPORT 200 ARTWORK NYC 975 PARK AVENUE 12C NEW YORK NY 10028 NONE PC GENERAL SUPPORT 1000 BROOKES PLACE 50 EAST 91ST STREET SUITE 103 INDIANAPOLIS IN 46240 NONE PC GENERAL SUPPORT 20000 GARRISON CENTER INC 23 GARRISONS LANDING GARRISON NY 10524 NONE PC GENERAL SUPPORT 750 GRANDPARENTS ADVOCARY GROUP 1595 METROPOLITAN AVENUE 66 BRONX NY 10462 NONE PC GENERAL SUPPORT 500 HISTORIC DISTRICTS COUNCIL 232 EAST 11TH STREET NEW YORK NY 10003 NONE PC GENERAL SUPPORT 10 I CHALLENGE MYSELF 1460 BROADWAY SUITE 1013 NEW YORK NY 10036 NONE PC GENERAL SUPPORT 20000 ICAAN PO BOX 53174 INDIANAPOLIS IN 46253 NONE PC GENERAL SUPPORT 10000 LEUKEMIA & LYMPHOMA SOCIETY 1311 MAMARONECK AVENUE SUTE 310 WHITE PLAINS NY 10605 NONE PC GENERAL SUPPORT 750 LINC 237 WEST 35TH STREET STE 1202 NEW YORK NY 10001 NONE PC GENERAL SUPPORT 750 MOMS DEMAND ACTION PO BOX 347 ZIONSVILLE IN 46077 NONE PC GENERAL SUPPORT 1000 NEADS 305 REDEMPTION ROCK TRAILS SOURTH PRINCETON MA 01541 NONE PC GENERAL SUPPORT 250 NEW YORK HISTORICAL SOCIETY 170 CENTRAL PARK WEST NEW YORK NY 10024 NONE PC GENERAL SUPPORT 500 NEW YORK LANDMARKS CONSERVANCY ONE WHITEHALL STREET NEW YORK NY 10004 NONE PC GENERAL SUPPORT 100 OPEN SPACE 151 POST ROAD OLD WESTBURY NY 11568 NONE PC GENERAL SUPPORT 500 SOHO ALLIANCE PO BOX 429 PRINCE STREET STATION NEW YORK NY 10012 NONE PC GENERAL SUPPORT 250 THE CHAPEL RESTORATION 45 MARKET STREET COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 500 WAVE HILL 675 WEST 252ND STREET BRONX NY 10471 NONE PC GENERAL SUPPORT 500 WNET ONE CENTER STREET NEW YORK NY 10019 NONE PC GENERAL SUPPORT 5000 WOMENS DONOR NETWORK 565 COMMERICAL STREET SAN FRANCISCO CA 94111 NONE PC GENERAL SUPPORT 20000 WNYC ONE CENTER STREET NEW YORK NY 10007 NONE PC GENERAL SUPPORT 30000 470247 14 80453 14 188410 18 693281 MISCELLANEOUS INCOME 7740 MAI WEALTH OPPORTUNITY FUND K-1 -2453 962144 5287 967431 false false false false false false false false false false X X 1 JASON D MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 10012 619778 X X 200,000 GOLDMAN SACHS 4.5% 200000 208320 9,259.217 SHS VANGUARD INDEX 1182228 1577400 6,931.996 SHS HARBOR CAPITAL 216926 392975 30,932.491 SHS COLUMBIA ACORN 722927 1154401 14,236.802 SHS VANGUARD SMALL 323124 750137 10,500 SHS TIME WARNER INC 327495 732060 15,791.802 FIDELITY DIV INTL 335503 582875 15,241.294 FIDELITY DIS EQTY 388638 492599 10,777.574 MATTHEW CHINA FD 183366 246160 25,325.307 MUTUAL BEACON 365959 425465 14,967.074 TROWE PRICE NW ASIA 238123 239623 2,400 SHS ISHARES FTSE/XINHUA 43560 92088 12,220.68 MATTHEWS INDIA FD 178385 198953 11,007.834 T.ROWE PRICE GRWTH 321185 578682 4,973.557 THIRD AVE VALUE FD 276710 284836 3,000 CLAYMORE ETF SABRIENT IN 97027 164045 7,169.307 SHS DODGE & COX INTL 311394 308567 11,897.342 SSGA EMERGING MKTS 324416 211178 8,000 ANNALY MORTGAGE MNMT INC 0 0 2,420 SHS TIME WARNER CABLE 77163 327910 5,174.777 SHS MAI WEALTH INC. 504260 261399 18,000 SHS JP MORGAN ALERIAN 429516 834300 5,933.985 SHS GATEWAY INDEX 148028 172086 20,472.17 GOLDMAN SACHS GRWTH 473141 623378 7,790.649 SHS MERGER FUND 123094 124728 17,352.124 SHS TEMPLETON GLOBA 235016 227139 200,000 BARCLAYS BANK 134000 193376 100,000 PNC BANK 100000 104050 200,000 ENTERPRISE PRODUCTS 215750 221000 100,000 GE CAP CORP 105200 111750 4,539 SHS REINS GROUP 122963 110162 18,019.939 FIDELITY FLOATING 179526 179429 100,000 BARCLAYS BK STRUCTURED 0 0 100,000 BARCLAYS BK STRUCTURED 0 0 100,000 JP MORGAN STRUCTURED 0 0 100,000 BARCLAYS BK STRUCTURED 100000 100860 100,000 CREDIT SUISSE EEM NOTE 100000 100440 100,000 GS EAFE NOTE 100000 99921 19,874.523 SHS BLACKROCK STRAT 200557 201925 200,000 BARCLAYS RUSSELL 2000 200000 199140 100,000 STANLEY B&D 102150 105250 1,400 SHS SPDR 400 MIDCAP 326865 341880 DIVIDENDS RECEIVABLE AT COST 994 994 NEW YORK STATE FILING FEES 250 MISCELLANEOUS EXPENSE 17 17 MISCELLANEOUS INCOME 7740 MAI WEALTH INCOME OPP FUND K-1 -2426 MAI WEALTH INCOME OPP FUND K-1 1231 -27 INVESTMENT ADVISORY FEES 86129 86129 MAI WEALTH INCOME OPP. FD 3573 3573 SERVICE FEES 2725 2725 JASON D MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 10012 FOREIGN INCOME TAXES 3333 3333 FEDERAL INVESTMENT INCOME TAX 10000