2014-09-19T14:54:07-05:00 2013-12-31 320043599 LEGACY PROFESSIONALS LLP 311 S WACKER DRIVE STE 4000 CHICAGO IL 60606 990 2013-01-01 366110305 PLUMBERS & PIPEFITTERS LOCAL 23 UA HEALTH & WELFARE FUND PLUM 8153978350 4525 BOEING DRIVE ROCKFORD IL 611092934 RICHARD BECK TRUSTEE 8153978350 2014-09-19 1 RONALD BASTIAN P00748397 3123680500 2013 2015-11-30 17:44:51Z RICHARD BECK 4525 BOEING DRIVE ROCKFORD IL 611092934 40276760 0 X N/A X 1957 IL PROVIDE HEALTH BENEFITS 8 6 15 0 0 0 0 0 7474236 7085925 976068 736381 2287 326 8452591 7822632 0 0 6168738 7039121 76736 74502 0 0 0 520956 546229 6766430 7659852 1686161 162780 26183880 27936119 360269 137917 25823611 27798202 PROVIDE HEALTH BENEFITS 0 0 TO PROVIDE HEALTH CARE, LIFE, DENTAL, VISION, PRESCRIPTION DRUG AND DISABILITY BENEFITS FOR ELIGIBLE PARTICIPANTS AND/OR THEIR DEPENDENTS IN ACCORDANCE WITH THE PLAN DOCUMENT AND SCHEDULE OF BENEFITS. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 246 0 1 15 1 0 0 0 0 0 0 0 0 0 0 0 X 8 6 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 X RICHARD BECK 8153978350 4525 BOEING DRIVE ROCKFORD IL 611092934 BRIAN HELM CHAIRMAN 1.00 X X 0 0 0 RICHARD BECK SEC-TREASURER/TRUSTEE 1.00 52.00 X X 0 134734 95941 DARRYLL RUSSELL TRUSTEE 1.00 X 0 0 0 TIMOTHY HUFF TRUSTEE 1.00 48.00 X 0 116750 85166 PHIL CROME TRUSTEE 1.00 X 0 0 0 DAVID NELSON TRUSTEE 1.00 X 0 0 0 EUGENE MEAD TRUSTEE 1.00 X 0 0 0 JAMES ZWEEP TRUSTEE 1.00 X 0 0 0 0 251484 181107 0 0 1 0 BENEFIT MANAGEMENT GROUP INC 903 COMMEERCE DRIVE SUITE 304 OAKBROOK IL 60523 ADMINISTRATIVE FEES 258000 BLUE CROSS BLUE SHIELD 300 EAST RANDOLPH ST CHICAGO IL 60601 PPO PROVIDER 178598 2 EMPLOYER CONTRIBUTIONS 900099 5665738 5665738 PARTIC AND RETIREE CONTRIBUTIONS 900099 999251 999251 SUBROGATION INCOME 900099 310665 310665 PRESCRIPTION DRUG REBATES 900099 110271 110271 7085925 633098 633098 32557411 32454128 103283 103283 103283 MISCELLANEOUS 900099 326 326 326 7822632 7085925 0 736707 7039121 35556 18441 13526 6979 258000 57119 36207 69888 55989 39300 10128 3092 1228 7385 BANK FEES 5683 PCORI FEE 1728 MISCELLANEOUS EXPENSE 482 7659852 1422386 275809 859653 964478 928310 1086089 5864 5272 54765 53401 2593 1364 22965074 25603107 26183880 27936119 37525 44474 322744 93443 360269 137917 X 0 0 0 0 25823611 27798202 25823611 27798202 26183880 27936119 162780 1811811 0 X 0 1 X 1 0 9832 9832 0 44933 43569 1364 1364 DUE TO BROKER 93443 93443 X 9564555 1811811 1811811 7752744 69888 69888 7822632 7589964 0 7589964 69888 69888 7659852 PART X, LINE 2: THE PLAN FILES FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, AND FORM 5500, ANNUAL RETURN/REPORT OF EMPLOYEE BENEFIT PLAN. THE PLAN'S RETURNS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE UNTIL THE APPLICABLE STATUTE OF LIMITATION EXPIRES. 0 0 0 RICHARD BECK SEC-TREASURER/TRUSTEE 0 134734 0 0 0 0 0 73597 0 22344 0 230675 0 0 TIMOTHY HUFF TRUSTEE 0 116750 0 0 0 0 0 64578 0 20588 0 201916 0 0 FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION HAS NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES FOR THEIR REVIEW, APPROVAL AND SIGNATURE PRIOR TO FILING. FORM 990, PART VI, SECTION C, LINE 19 THE HEALTH AND WELFARE FUND MAKES GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. ROCKFORD PIPE TRADES INDUSTRY PENSION FUND 4525 BOEING DRIVE ROCKFORD IL 61109 376123990 PROVIDE PENSION BENEFITS IL 401(A) NOT APPLICABLE 0 PLUMBERS & PIPEFITTES LOCAL 23 UA TRAINING FUND 4525 BOEING DRIVE ROCKFORD IL 61109 366109329 APPRENTICE AND JOURNEYMEN TRAINING IL 501(C)5 NOT APPLICABLE 0 ROCKFORD PIPE TRADES INDUSTRY 401(K) PLAN 4525 BOEING DRIVE ROCKFORD IL 61109 391951674 PROVIDE SAVINGS AND RETIREMENT BENEFITS IL 401(A) NOT APPLICABLE 0 ROCKFORD PIPE TRADES LABOR MANAGEMENT COOPERATION COUNCIL 4525 BOEING DRIVE ROCKFORD IL 61109 262258555 LABOR MANAGEMENT COOPERATION COUNCIL IL 501(C)6 NOT APPLICABLE 0 UNITED ASSOCIATION OF PLUMBERS & PIPEFITTERS LOCAL 23 4525 BOEING DRIVE ROCKFORD IL 61109 362118228 LABOR UNION IL 501(C)5 NOT APPLICABLE 0 ADVANTAGE REFRIGERATION CONTRIBUTING EMPLOYER 0 ALPHA CONTROLS & SERVICES CONTRIBUTING EMPLOYER 0 ALPINE PLUMBING CONTRIBUTING EMPLOYER 0 ALTHOFF INDUSTRIES INC CONTRIBUTING EMPLOYER 0 AMS MECHANICAL SYSTEMS CONTRIBUTING EMPLOYER 0 AREA MECHANICAL INC CONTRIBUTING EMPLOYER 0 AUTOMATIC ENVIRONMENTAL CONTRIBUTING EMPLOYER 0 AUTOMATIC FIRE SYSTEMS INC CONTRIBUTING EMPLOYER 0 B&E AQUATICS INC CONTRIBUTING EMPLOYER 0 BOLD MECHANICAL CONTRIBUTING EMPLOYER 0 BOSTON PLUMBING CONTRIBUTING EMPLOYER 0 BUTTERS-FETTING CO INC CONTRIBUTING EMPLOYER 0 CERONI PIPING CO CONTRIBUTING EMPLOYER 0 CFMVR TESCO CONTRIBUTING EMPLOYER 0 COMMERCIAL MECHANICAL INC CONTRIBUTING EMPLOYER 0 COMMERCIAL REFRIGERATION CONTRIBUTING EMPLOYER 0 CRAWFORD COMPANY INC CONTRIBUTING EMPLOYER 0 DAHME MECHANICAL INDUSTRIES INC CONTRIBUTING EMPLOYER 0 DESIGN PLUMBING & PIPING CONTRIBUTING EMPLOYER 0 DUAL TEMP OF ILLINOIS CONTRIBUTING EMPLOYER 0 EJ GALLAGHER & SONS CONTRIBUTING EMPLOYER 0 EL MECHANICAL CONTRIBUTING EMPLOYER 0 FIVE STAR PLUMBING CO CONTRIBUTING EMPLOYER 0 GEOSTAR MECHANICAL INC CONTRIBUTING EMPLOYER 0 HARTWIG PLUMBING & HEATING CONTRIBUTING EMPLOYER 0 HI-TECH PLUMBING CONTRACT CONTRIBUTING EMPLOYER 0 HONEYWELL INC CONTRIBUTING EMPLOYER 0 HUSSMANN CORPORATION CONTRIBUTING EMPLOYER 0 INTEGRITY MECHANICAL PIPING & PLUMBING CO CONTRIBUTING EMPLOYER 0 JB CONTRACTING CORP CONTRIBUTING EMPLOYER 0 JOHNSON CONTROLS INC CONTRIBUTING EMPLOYER 0 KELLENBERGER PLUMBING & UNDERGROUND CONSTRUCTION CONTRIBUTING EMPLOYER 0 KING CUT CONCRETE CUTTERS CONTRIBUTING EMPLOYER 0 LEE N' SONS PLUMBING INC CONTRIBUTING EMPLOYER 0 LOESCHER HEATING & AC CONTRIBUTING EMPLOYER 0 MCT SERVICES LLC CONTRIBUTING EMPLOYER 0 MECHANICAL INC - STANDARD CONTRIBUTING EMPLOYER 0 MIDWEST MECHANICAL INDUST (BYRON) CONTRIBUTING EMPLOYER 0 MILLER ENGINEERING COMPANY CONTRIBUTING EMPLOYER 0 MO-ST PLUMBING & MECHANICAL CONTRIBUTING EMPLOYER 0 NELSON CARLSON MECH CONTR CONTRIBUTING EMPLOYER 0 NORTHERN IL SERVICE CONTRIBUTING EMPLOYER 0 NORTHERN MECHANICAL INC CONTRIBUTING EMPLOYER 0 NPL CONSTRUCTION CO CONTRIBUTING EMPLOYER 0 PCI ENERGY SERVICES LLC CONTRIBUTING EMPLOYER 0 PEARSON PLUMBING & HTG - H&W HRA ONLY CONTRIBUTING EMPLOYER 0 PIPERS MECHANICAL INC CONTRIBUTING EMPLOYER 0 SCHMITT PLUMBING CONTRIBUTING EMPLOYER 0 SERVICE PLUMBING CONTRIBUTING EMPLOYER 0 SIEMENS WESTINGHOUSE GENE CONTRIBUTING EMPLOYER 0 STONE & WEBSTER CONST INC CONTRIBUTING EMPLOYER 0 SWISSLOG TRANSLOGIC CORP CONTRIBUTING EMPLOYER 0 TOTAL PLUMBING & HEATING CONTRIBUTING EMPLOYER 0 TRANE COMPANY CONTRIBUTING EMPLOYER 0 TRU-TEMP MECHANICAL INC CONTRIBUTING EMPLOYER 0 WELD TECH SERVICES CORP CONTRIBUTING EMPLOYER 0 ALL-FIVE CONCRETE CUTTERS CONTRIBUTING EMPLOYER 0 BENNETT MECHANICAL CONTRACTORS CONTRIBUTING EMPLOYER 0 BIG INCH FABRICATORS & CONST INC CONTRIBUTING EMPLOYER 0 C ACITELLI HEATING & PIPING CONTRACTORS CONTRIBUTING EMPLOYER 0 CHAPMAN'S MECHANICAL SYS INC CONTRIBUTING EMPLOYER 0 CLIMATE PROS INC CONTRIBUTING EMPLOYER 0 CONTI CORPORATION CONTRIBUTING EMPLOYER 0 DULUTH BUILDING TRADES CONTRIBUTING EMPLOYER 0 HAYES MECHANICAL CONTRIBUTING EMPLOYER 0 INDUSTRIAL CONTROL REPAIR CONTRIBUTING EMPLOYER 0 JL ALLEN CO CONTRIBUTING EMPLOYER 0 KELSEY EXCAVATING INC CONTRIBUTING EMPLOYER 0 MARS PLUMBING & HEATING INC CONTRIBUTING EMPLOYER 0 NORMAN MECHANICAL INC CONTRIBUTING EMPLOYER 0 QC GEOTHERMAL INC CONTRIBUTING EMPLOYER 0 SERVICE CONCEPTS CONTRIBUTING EMPLOYER 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 FORM 990, SCHEDULE R, PART IV THE SPONSORING ORGANIZATION OF THE FUND IS THE JOINT BOARD OF TRUSTEES.