2014-10-01T10:17:44-05:00 2014-03-31 420714325 MCGLADREY LLP 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2013-04-01 136213516 AMERICAN CIVIL LIBERTIES UNION FOUNDATION INC AMER 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 TERENCE DOUGHERTY COO/GENERAL COUNSEL/ASST TREAS 2125492500 2014-10-01 1 MARTIN GREIF P00029738 2123721000 2013 2015-11-30 17:44:51Z ANTHONY ROMERO 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 333872334 0 X WWW.ACLU.ORG X 1966 NY PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND CIVIL LIBERTIES 14 14 335 76 0 0 52043425 55110331 2333073 2504624 12092509 11313103 1694622 1345603 68163629 70273661 5106287 5364900 0 0 33446621 37504660 662459 280171 7873025 34998591 46195633 74213958 89345364 -6050329 -19071703 337785400 323917302 70638510 75288892 267146890 248628410 X AS NOTED IN ITS ARTICLES OF INCORPORATION, THE MISSION OF THE ACLU FOUNDATION IS "TO ENCOURAGE, SPONSOR, AND FACILITATE THE CULTIVATION AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING OF THE VARIOUS CIVIL LIBERTIES AND CIVIL RIGHTS WHICH ARE PROTECTED BY THE CONSTITUTIONS AND LAWS OF THE UNITED STATES OR OF THE VARIOUS STATES...TO PERSONS INVOLVED IN ACTIVITIES WHEREIN THEIR CIVIL RIGHTS AND LIBERTIES...ARE THREATENED OR INFRINGED..." THE ACLU FOUNDATION TODAY REMAINS FOCUSED ON THE OVERARCHING GOALS SET BY ITS FOUNDERS, SERVING AS THE NATION'S GUARDIAN OF LIBERTY, WORKING DAILY IN COURTS, LEGISLATURES AND COMMUNITIES TO DEFEND AND PRESERVE THE INDIVIDUAL RIGHTS AND LIBERTIES THAT THE CONSTITUTION AND LAWS OF THE US GUARANTEE. THE ACLU ALSO WORKS TO EXTEND RIGHTS TO SEGMENTS OF THE POPULATION THAT HAVE TRADITIONALLY BEEN DENIED THEIR RIGHTS, INCLUDING PEOPLE OF COLOR; WOMEN; LESBIANS, GAY MEN, BISEXUALS AND TRANSGENDER PEOPLE; PRISONERS; AND PEOPLE WITH DISABILITIES. 0 0 35034242 1525763 2504624 LITIGATION - THE ACLU FOUNDATION'S LITIGATION PROGRAM IS THE CORNERSTONE OF ITS CIVIL LIBERTIES PROGRAM. THE ACLU TODAY IS THE NATION'S PREEMINENT CIVIL LIBERTIES ORGANIZATION, WITH A STAFF OF ATTORNEYS IN THE NATIONAL OFFICE WORKING IN COLLABORATION WITH ATTORNEYS AT AFFILIATE OFFICES NATIONWIDE TO ADDRESS CASES INVOLVING A WIDE RANGE OF CIVIL LIBERTIES ISSUES. THE ACLU APPEARS BEFORE THE U.S. SUPREME COURT MORE THAN ANY OTHER LEGAL SERVICES ORGANIZATION OR GOVERNMENTAL AGENCY EXCEPT THE U. S. DEPARTMENT OF JUSTICE. 26793990 3804137 AFFILIATE SUPPORT - THE ACLU HAS AN AFFILIATE OR CHAPTER IN EVERY STATE AND IN PUERTO RICO. AFFILIATES HANDLE REQUESTS FOR LEGAL ASSISTANCE, LOBBY STATE LEGISLATURES AND HOST EDUCATIONAL FORUMS THROUGHOUT THE YEAR. THE NATIONAL ACLU COORDINATES FUNDRAISING EFFORTS WITH ITS AFFILIATES AND SHARES THE PROCEEDS OF FUNDRAISING EFFORTS WITH AFFILIATES IN ACCORDANCE WITH A DETAILED POLICY. THROUGH ITS AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT, THE NATIONAL ACLU ALSO PROVIDES GRANTS AND SUPPORT TO AFFILIATES ON SPECIFIC INITIATIVES AND PROJECTS THAT HAVE BEEN IDENTIFIED AS INVOLVING MATTERS OF BOTH LOCAL/REGIONAL AND NATIONAL SIGNIFICANCE. THE AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT OFFERS TRAINING AND TECHNICAL ASSISTANCE TO AFFILIATES ACROSS THE COUNTRY ON A VARIETY OF TOPICS OF RELEVANCE. 13580824 35000 97210 EDUCATION - THROUGH NEWSLETTERS, ITS WEBSITE, ADVERTISEMENTS, OP-ED ARTICLES, MEDIA INTERVIEWS, PUBLICATIONS, AND NUMEROUS MEETINGS AND WORKSHOPS CONDUCTED IN COLLABORATION WITH ITS AFFILIATES THROUGHOUT THE US, THE ACLU FOUNDATION PROVIDES ONGOING EDUCATION TO THE ACLU'S 500,000 MEMBERS NATIONWIDE AND TO THE PUBLIC AT LARGE WITH RESPECT TO A WIDE RANGE OF CIVIL LIBERTIES ISSUES AND CONCERNS. A CORE COMPONENT OF THE ORGANIZATION'S EDUCATIONAL CAMPAIGNS IS THE EMPHASIS ON KEY RIGHTS, INCLUDING FIRST AMENDMENT RIGHTS TO FREE SPEECH, ASSOCIATION AND ASSEMBLY; THE RIGHT TO EQUAL PROTECTION UNDER THE LAW; THE RIGHT TO DUE PROCESS AND TO FAIR TREATMENT WHEN THE LOSS OF LIBERTY OR PROPERTY IS AT STAKE; AND THE RIGHT TO PRIVACY AND FREEDOM FROM UNWARRANTED GOVERNMENT INTRUSION INTO PERSONAL AND PRIVATE AFFAIRS. 915218 LEGISLATIVE ADVOCACY - THE ACLU SEEKS TO IMPACT CIVIL LIBERTIES THROUGH WORK ON LEGISLATION AT THE FEDERAL AND STATE LEVEL, AS APPROPRIATE. THE ORGANIZATION'S LEGISLATIVE ADVOCATES ARE A CONSTANT PRESENCE ON FEDERAL AND STATE CIVIL LIBERTIES LEGISLATIVE ISSUES. UPDATES ON KEY LEGISLATIVE ISSUES IMPACTING CIVIL LIBERTIES ARE INCLUDED IN MAIL, EMAIL, AND OTHER COMMUNICATIONS TO ACLU MEMBERS NATIONWIDE, AS WELL AS IN PUBLIC EDUCATION CAMPAIGNS. IN ADDITION, THE ACLU DEVELOPS POLICY RELATING TO POSITIONS ON CIVIL LIBERTIES ISSUES. 915218 76324274 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 1 223 0 1 335 1 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT WA WI WV X X X TERENCE DOUGHERTY 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 X CLAUDIA ANGELOS DIRECTOR 2.50 2.00 X 0 0 0 MARC BEEM DIRECTOR 3.50 2.50 X 0 0 0 LUZ BUITRAGO DIRECTOR 2.50 2.00 X 0 0 0 RONALD CHEN DIRECTOR 2.50 2.00 X 0 0 0 ROBERT CHESTER DIRECTOR 4.00 3.00 X 0 0 0 JEFFREY DWORKIN DIRECTOR 2.50 2.00 X 0 0 0 REHAN HASAN DIRECTOR (6/8/13-3/31/14) 3.00 2.50 X 0 0 0 SUSAN HERMAN DIRECTOR/PRESIDENT 4.00 3.50 X X 0 0 0 AUNDRE HERRON DIRECTOR 3.00 2.00 X 0 0 0 M CALIEN LEWIS DIRECTOR 3.50 3.00 X 0 0 0 ROBERT REMAR DIRECTOR/VP/TREASURER/SECRETARY 4.00 3.00 X X 0 0 0 ANDREW SCHATZ DIRECTOR 2.50 2.00 X 0 0 0 JOSEPH SWEAT DIRECTOR 2.50 2.00 X 0 0 0 GARY WILLIAMS DIRECTOR/VICE PRESIDENT 2.50 2.00 X X 0 0 0 ANTHONY D ROMERO EXECUTIVE DIRECTOR/CEO 26.00 14.00 X 0 464510 32866 ALMA MONTCLAIR DIR OF ADMIN & FIN/ASST TR 26.00 14.00 X 0 296094 211309 TERENCE DOUGHERTY COO/GENERAL COUNSEL/ASST TREASURER 26.00 14.00 X 0 294869 36855 DOROTHY M EHRLICH DEPUTY EXECUTIVE DIRECTOR 26.00 14.00 X 0 314043 85927 LAURA W MURPHY DIR OF WASHINGTON LEGIS OFFICE 26.00 14.00 X 0 294596 22418 MARK WIER DIRECTOR OF DEVELOPMENT 34.00 6.00 X 225533 0 28614 GERI ROZANSKI DIR AFFILIATE SUPP/ADVOCAC 40.00 X 273983 0 66448 STEVEN SHAPIRO LEGAL DIRECTOR 40.00 X 310696 0 66113 EMILY TYNES DIRECTOR OF COMMUNICATIONS 40.00 X 294449 0 81377 MATTHEW COLES DEPUTY LEGAL DIRECTOR 40.00 X 225807 0 62414 DENNIS PARKER DIRECTOR, RACIAL JUSTICE PROJECT 40.00 X 203077 0 69142 RACHEL FISHMAN DEPUTY DIRECTOR OF DEVELOPMENT 35.00 5.00 X 192865 0 55857 LOUISE MELLING DEPUTY LEGAL DIRECTOR 40.00 X 212674 0 33022 JUDY RABINOVITZ DEPUTY IMMIGRANTS' RIGHTS 40.00 X 193742 0 44130 2132826 1664112 896492 65 0 1 0 ABAR HUTTON MEDIA 6190 GROVEDALE COURT SUITE 200 ALEXANDRIA VA 22310 ADVERTISING/MEDIA 1126171 CONTROL GROUP INC 233 BROADWAY 21ST FLOOR NEW YORK NY 10279 IT CONSULTING 823014 BLACKBAUD INC PO BOX 930256 ATLANTA GA 31193 DATABASE SUPPORT 749557 CDW DIRECT LLC PO BOX 75723 CHICAGO IL 60675 IT INFRASTRUCTURE 573342 MCGLADREY LLP 5155 PAYSPHERE CIRCLE CHICAGO IL 60674 CONSULTING, TAX & AUDIT 523351 28 336447 54773884 3260487 55110331 LEGAL EXP AWARDED, NET 900099 2504624 2504624 2504624 6594948 6594948 1248393 0 1248393 1248393 1248393 268316828 263598673 4718155 4718155 4718155 OTHER INCOME 900099 94287 94287 PAMPHLET AND BOOK SALES 900099 2923 2923 97210 70273661 2601834 0 12561496 X 5354900 5354900 10000 10000 2657909 1729187 631496 297226 25307346 20906879 1104888 3295579 3628878 2977394 150265 501219 3875094 3140894 222984 511216 2035433 1639352 130541 265540 302651 107107 149548 45996 536651 536651 643087 643087 280171 280171 761099 639247 70858 50994 9996170 8731714 516493 747963 1329020 922782 48810 357428 1572570 1320802 146406 105362 2854338 2037275 629196 187867 1958754 1656386 142559 159809 287370 232157 21405 33808 218743 182321 10275 26147 3710137 2676276 520860 513001 SHARED PORTION - CONTR. 8538660 8538660 SPECIAL AFFILIATE SUBSI 4721616 4721616 SHARED PORTION - BEQUES 4603901 4603901 PUBLISHING & PRINTING 1890495 1652227 248 238020 2270371 1900110 114582 255679 89345364 76324274 5148065 7873025 6601790 8309494 5682207 19337740 11115503 12731387 961992 820551 55337979 25622430 30628076 29715549 274652666 246188825 8143166 6813756 337785400 323917302 3610777 4138222 15710000 15230000 51317733 55920670 70638510 75288892 X 174583478 161037226 51998157 46829469 40565255 40761715 267146890 248628410 337785400 323917302 X -19071703 1419132 -865909 X 0 1 X 1 0 X 78208002 64722436 58074573 52043425 55588295 308636731 78208002 64722436 58074573 52043425 55588295 308636731 7398070 301238661 5430971 5850741 7350890 7325387 7701986 33659975 22628 -27965 34985 29648 49404 51652 48706 99900 97210 346872 342673226 36190944 0.87910 0.82720 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 55429 587658 643087 88702277 89345364 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 407622 462285 781896 643087 2294890 250000 250000 250000 250000 1000000 1500000 85666 62519 184787 55429 388401 55791742 196460 3861857 1997383 57852676 53021155 211920 4206754 1648087 55791742 53004434 1884014 -20724 1846569 53021155 48404027 214555 6142555 1756703 53004434 36581995 362722 13265164 1805854 48404027 0.70460 0.29540 0 0 4925713 4925713 44032288 22029597 22002691 3829258 1675297 2153961 2550720 1917536 633184 29715549 SPLIT INTEREST LIABILITY 12280815 DUE TO RELATED PARTY (ACLU - 501(C)(4)) 9293006 BILL OF RIGHTS TRUST HELD FOR AFFILIATES 27432839 DUE TO AFFILIATES 6914010 55920670 X 78417313 1419132 7590429 -865909 8143652 70273661 0 70273661 96935793 7590429 7590429 89345364 0 89345364 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT FUND IS TO BUILD AN ENDURING ENDOWMENT TO CARRY OUT THE WORK OF THE ACLU AND ITS AFFILIATES IN PROTECTING, PRESERVING AND EXPANDING THE CIVIL LIBERTIES OF ALL PERSONS IN THE UNITED STATES OF AMERICA. PART X, LINE 2: THE FOUNDATION IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE. THE FOUNDATION IS SUBJECT TO TAXES ON UNRELATED BUSINESS INCOME. THE LLC IS TREATED AS A DISREGARDED (TAX) ENTITY. THE FOUNDATION FILES TAX AND INFORMATION RETURNS WITH THE INTERNAL REVENUE SERVICE (THE "IRS") AND WITH VARIOUS STATES. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADDITIONAL ADJUSTMENT OR DISCLOSURE TO THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR TAX YEARS BEFORE 2010, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -865,909. X X X X X 1 OMP 1133 19TH ST NW WASHINGTON DC 20036 STRATEGY CONSULTING 0 6548943 214641 6334302 DSG LLC 6715 SUNSET BLVD LOS ANGELES CA 90028 STRATEGY CONSULTING 0 177419 40933 136486 COMMUNITY COUNSELING PO BOX 824885 PHILADELPHIA PA 19182 STRATEGY CONSULTING 0 124796 24597 100199 6851158 280171 6570987 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC SD TN UT VA WA WI WV 1 ACLU FOUNDATION OF ALABAMA 207 MONTGOMERY STREET SUITE 910 MONTGOMERY AL 36104 630883872 501(C)(3) 29367 AFFILIATE PROGRAM ACLU FOUNDATION OF ARIZONA PO BOX 17148 PHOENIX AZ 85011 237238580 501(C)(3) 432298 AFFILIATE PROGRAM ACLU FOUNDATION OF ARKANSAS 904 WEST SECOND ST SUITE 1 LITTLE ROCK AR 72201 710473676 501(C)(3) 5600 AFFILIATE PROGRAM ACLU FOUNDATION OF COLORADO 303 E 17TH AVE SUITE 350 DENVER CO 80203 237028224 501(C)(3) 502434 AFFILIATE PROGRAM ACLU FOUNDATION OF FLORIDA 4500 BISCAYNE BOULEVARD MIAMI FL 33137 237137529 501(C)(3) 22500 AFFILIATE PROGRAM ACLU FOUNDATION OF KANSAS & W MISSOURI 3601 MAIN STREET KANSAS CITY MO 64111 430926406 501(C)(3) 32958 AFFILIATE PROGRAM ACLU FOUNDATION OF MARYLAND 3600 CLIPPER MILL RD SUITE 350 BALTIMORE MD 21211 237209538 501(C)(3) 10000 AFFILIATE PROGRAM ACLU FOUNDATION OF MASSACHUSETTS 211 CONGRESS ST 3RD FL BOSTON MA 02110 237312949 501(C)(3) 50667 AFFILIATE PROGRAM ACLU FOUNDATION OF MICHIGAN 2966 WOODWARD AVENUE DETROIT MI 48201 237243421 501(C)(3) 365353 AFFILIATE PROGRAM ACLU FOUNDATION OF MISSISSIPPI PO BOX 2242 JACKSON MS 39225 640694013 501(C)(3) 305795 AFFILIATE PROGRAM ACLU FOUNDATION OF MISSOURI 454 WHITTIER STREET ST LOUIS MO 63108 436070952 501(C)(3) 220897 AFFILIATE PROGRAM ACLU FOUNDATION OF MONTANA PO BOX 1317 HELENA MT 59624 810445339 501(C)(3) 323725 AFFILIATE PROGRAM ACLU FOUNDATION OF NEW MEXICO PO BOX 566 ALBUQUERQUE NM 87103 850275276 501(C)(3) 390941 AFFILIATE PROGRAM ACLU FOUNDATION OF NORTHERN CALIFORNIA 39 DRUMM STREET SAN FRANCISCO CA 94111 940279770 501(C)(3) 42500 AFFILIATE PROGRAM ACLU FOUNDATION OF OHIO 4506 CHESTER AVENUE CLEVELAND OH 44103 237137105 501(C)(3) 61823 AFFILIATE PROGRAM ACLU FOUNDATION OF OKLAHOMA 3000 PASEO DRIVE OKLAHOMA CITY OK 73103 731003205 501(C)(3) 63382 AFFILIATE PROGRAM ACLU FOUNDATION OF OREGON 506 SW 6TH AVENUE SUITE 700 PORTLAND OR 97204 237048829 501(C)(3) 30000 AFFILIATE PROGRAM ACLU FOUNDATION OF PENNSYLVANIA PO BOX 40008 PHILADELPHIA PA 19106 231742013 501(C)(3) 160000 AFFILIATE PROGRAM ACLU FOUNDATION OF SOUTHERN CALIFORNIA 1313 W 8TH ST SUITE 200 LOS ANGELES CA 90017 952673361 501(C)(3) 651690 AFFILIATE PROGRAM ACLU FOUNDATION OF TENNESSEE PO BOX 120160 NASHVILLE TN 37212 620988329 501(C)(3) 184072 AFFILIATE PROGRAM ACLU FOUNDATION OF TEXAS PO BOX 8306 HOUSTON TX 77288 760343171 501(C)(3) 470402 AFFILIATE PROGRAM ACLU FOUNDATION OF UTAH 355 N 300 W SUITE 1 SALT LAKE CITY UT 84103 870439810 501(C)(3) 52244 AFFILIATE PROGRAM ACLU FOUNDATION OF WASHINGTON 901 5TH AVE SUITE 630 SEATTLE WA 98164 237076867 501(C)(3) 55667 AFFILIATE PROGRAM ACLU FOUNDATION SOUTH CAROLINA 40 CALHOUN ST SUITE 210 CHARLESTON SC 29401 271942832 501(C)(3) 102400 AFFILIATE PROGRAM ACLU NEBRASKA FOUNDATION 941 O ST STE 706 LINCOLN NE 68508 237259984 501(C)(3) 15000 AFFILIATE PROGRAM ACLU NEW JERSEY FOUNDATION PO BOX 32159 NEWARK NJ 07102 222010593 501(C)(3) 25710 AFFILIATE PROGRAM ACLU OF HAWAII FOUNDATION PO BOX 3410 HONOLULU HI 96801 990192064 501(C)(3) 45000 AFFILIATE PROGRAM ACLU OF IDAHO FOUNDATION PO BOX 1897 BOISE ID 83701 820467428 501(C)(3) 44852 AFFILIATE PROGRAM ACLU OF INDIANA FOUNDATION 1031 E WASHINGTON STREET INDIANAPOLIS IN 46202 237398358 501(C)(3) 35000 AFFILIATE PROGRAM ACLU OF LOUISIANA PO BOX 56157 NEW ORLEANS LA 70156 720604244 501(C)(4) 23000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLU OF MAINE FOUNDATION 121 MIDDLE STREET PORTLAND ME 04101 010367357 501(C)(3) 27000 AFFILIATE PROGRAM ACLU OF MARYLAND 3600 CLIPPER MILL RD SUITE 350 BALTIMORE MD 21211 520746271 501(C)(4) 10909 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CIVIL LIBERTIES UNION FOUNDATION 18 LOW AVENUE CONCORD NH 03301 020347237 501(C)(3) 15000 AFFILIATE PROGRAM NEW YORK CIVIL LIBERTIES UNION FOUNDATION 125 BROAD ST 19TH FLOOR NEW YORK NY 10004 136167267 501(C)(3) 60667 AFFILIATE PROGRAM PLANNED PARENTHOOD MN ND SD 671 VANDALIA STREET ST PAUL MN 55114 410948382 501(C)(3) 7000 RELATED ORGANIZATION PROGRAM ROGER BALDWIN FOUNDATION OF ACLU INC (ILLINOIS AFFILIATE) 180 N MICHIGAN AVE SUITE 2300 CHICAGO IL 60601 362682569 501(C)(3) 98228 AFFILIATE PROGRAM SANFORD MIDDLE SCHOOL 3524 42ND AVENUE S MINNEAPOLIS MN 55406 410851980 501(C)(3) 7500 EDUCATION PROGRAM RE: US CONSTITUTION VOTE NO ON ONE TENNESSEE 50 VANTAGE WAY SUITE 102 E NASHVILLE TN 37228 999999999 501(C)(4) 35000 RELATED ORGANIZATION PROGRAM - LOBBYING ACTIVITIES INC IN 501H ELECTION 43 15 DORSEN PRESIDENTIAL PRIZE 1 10000 PART I, LINE 2: THE ACLU HAS ESTABLISHED PROCEDURES FOR THE RELEASE OF GRANTS TO ITS AFFILIATES, AS WELL AS FOR MONITORING OF OUTCOMES TO DETERMINE WHETHER THE GOALS OF A PARTICULAR GRANT AWARD HAVE BEEN MET. GRANT AWARDS ARE CONFIRMED IN WRITING AND SUPPORTED BY A WRITTEN AGREEMENT THAT SPECIFIES THE PURPOSE OF THE GRANT, THE SPECIFIC OUTCOMES TO BE ACHIEVED, AND, IF APPLICABLE, THE INDICATORS THAT THE PARTIES AGREE WILL BE USED TO MEASURE PROGRESS TOWARDS AGREED UPON GOALS. WRITTEN AGREEMENTS DETAIL THE SPECIFIC ACTIVITIES FOR WHICH FUNDING IS TO BE PROVIDED AND DOCUMENT THE AFFILIATE'S COMMITMENT TO USING THE FUNDS PROVIDED TO PURSUE SPECIFIC STRATEGIES IN ADDRESSING PROGRAM GOALS AND TARGET OUTCOMES. AFFILIATES AND OTHER ORGANIZATIONS THAT RECEIVE GRANT AWARDS MAY BE REQUIRED TO PROVIDE QUANTITATIVE AND/OR QUALITATIVE REPORTS, AND THESE REPORTS MAY BE USED TO DETERMINE WHETHER ADDITIONAL FUNDING MAY BE REQUIRED AND/OR TO ENHANCE FUTURE GRANT PROGRAMS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 ANTHONY D ROMERO EXECUTIVE DIRECTOR/CEO 0 459384 0 0 0 5126 0 15538 0 17328 0 497376 0 0 ALMA MONTCLAIR DIR OF ADMIN & FIN/ASST TR 0 273868 0 0 0 22226 0 182893 0 28416 0 507403 0 0 TERENCE DOUGHERTY COO/GENERAL COUNSEL/ASST TREASURER 0 276075 0 0 0 18794 0 11804 0 25051 0 331724 0 0 DOROTHY M EHRLICH DEPUTY EXECUTIVE DIRECTOR 0 310725 0 0 0 3318 0 45905 0 40022 0 399970 0 0 LAURA W MURPHY DIR OF WASHINGTON LEGIS OFFICE 0 292888 0 0 0 1708 0 16157 0 6261 0 317014 0 0 MARK WIER DIRECTOR OF DEVELOPMENT 230063 0 0 0 -4530 0 12376 0 16238 0 254147 0 0 0 GERI ROZANSKI DIR AFFILIATE SUPP/ADVOCAC 273867 0 0 0 116 0 39786 0 26662 0 340431 0 0 0 STEVEN SHAPIRO LEGAL DIRECTOR 306221 0 0 0 4475 0 41555 0 24558 0 376809 0 0 0 EMILY TYNES DIRECTOR OF COMMUNICATIONS 273867 0 0 0 20582 0 53035 0 28342 0 375826 0 0 0 MATTHEW COLES DEPUTY LEGAL DIRECTOR 227486 0 0 0 -1679 0 36680 0 25734 0 288221 0 0 0 DENNIS PARKER DIRECTOR, RACIAL JUSTICE PROJECT 209699 0 0 0 -6622 0 25469 0 43673 0 272219 0 0 0 RACHEL FISHMAN DEPUTY DIRECTOR OF DEVELOPMENT 202234 0 0 0 -9369 0 10378 0 45479 0 248722 0 0 0 LOUISE MELLING DEPUTY LEGAL DIRECTOR 216112 0 0 0 -3438 0 17932 0 15090 0 245696 0 0 0 JUDY RABINOVITZ DEPUTY IMMIGRANTS' RIGHTS 196635 0 0 0 -2893 0 28495 0 15635 0 237872 0 0 0 PART I, LINE 1A GROSS-UP PAYMENTS TO EMPLOYEES WITH DOMESTIC PARTNER COVERAGE; ALL TREATED AS TAXABLE INCOME. FORM 990, SCHEDULE J PART II: COLUMN B(I) INCLUDES BASE COMPENSATION, COLUMN B(II) INCLUDES BONUS PAYMENTS (THERE WERE NONE IN 2013) AND COLUMN B(III) INCLUDES ALL OTHER REPORTABLE COMPENSATION, INCLUDING ANY "GROSS UPS" FOR DOMESTIC PARTNER HEALTH COVERAGE, AND REDUCTIONS TO TAXABLE COMPENSATION RELATED TO PARTICIPATION IN HEALTH OR DEPENDENT SPENDING ACCOUNTS, IF/AS APPLICABLE. NEGATIVE NUMBERS IN COLUMN B(III) OCCUR WHEN THE AMOUNTS DEDUCTED FROM REPORTABLE COMPENSATION ARE GREATER THAN THE COSTS OF OTHER TAXABLE BENEFITS REPORTED IN THIS COLUMN. COLUMN C INCLUDES EMPLOYER CONTRIBUTIONS TO THE DEFINED BENEFIT PENSION PLAN OR, FOR EMPLOYEES HIRED ON OR AFTER APRIL 1, 2009, TO THE NEW DEFINED CONTRIBUTION 401(K) PLAN; THE TOTALS SHOWN REFLECT AMOUNTS EARNED DURING THE YEAR, WHETHER OR NOT THE EMPLOYEE IS FULLY VESTED. COLUMN D INCLUDES NON-TAXABLE BENEFITS, SUCH AS HEALTH AND OTHER INSURANCE, AS WELL AS AMOUNTS SET ASIDE BY EMPLOYEES IN THE HEALTH AND/OR DEPENDENT CARE FLEXIBLE SPENDING PLANS, WHICH WE HAVE ADDED BACK TO PROVIDE THE FULLEST PICTURE POSSIBLE OF TOTAL COMPENSATION. A NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 64971C3V4 2005-01-05 20000000 SEE PART VI FOR DETAILS 0 0 0 A 4770000 20225905 225905 390719 160000 15782366 3665915 2008 1 0 1 1 A 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 1 1 JP MORGAN CHASE 5.000000000000 0 0 0 NA 0 1 1 A 1 SCHEDULE K SUPPLENTAL INFORMATION SCHEDULE K, PART I, LINE A, COLUMN F: DESCRIPTION OF PURPOSE: (1) PAY PORTION OF THE COSTS OF PURCHASING, RENOVATING, AND EQUIPPING THE 19TH FLOOR AND THE COST OF PURCHASING A PROPORTIONAL COMMON INTEREST IN LAND ASSOCIATED WITH THE 17TH, 18TH AND 19TH FLOORS AT 125 BROAD STREET, NY, NY; (2) REFUNDING 1997 BONDS, AND (3) COST OF ISSUANCE. SCHEDULE K, PART III, LINE 4: FOLLOWING IMPLEMENTATION OF VOLUNTARY CLOSING AGREEMENT WITH IRS EFFECTIVE NOVEMBER 7, 2011. SCHEDULE K, PART IV, LINE 2C: CALCULATION DONE OCTOBER 7, 2010 AS OF JANUARY 4, 2010. SCHEDULE K, PART IV, LINE 4E: THE HEDGE EXPIRED PURSUANT TO ITS TERMS IN 2010. SCHEDULE K, PART IV, LINE 6: PROCEEDS INVESTED AT BELOW ARBITRAGE YIELD ON BONDS. SCHEDULE K, PART IV, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. GARY D SOWARDS SPOUSE OF A KEY EMPLOYEE 228766 PAYMENT FOR LEGAL SERVICES 0 PART IV DURING FISCAL YEAR 2014 GARY D. SOWARDS, THE SPOUSE OF KEY EMPLOYEE, DOROTHY EHRLICH, PROVIDED LEGAL SERVICES IN CONNECTION WITH THE ACLU FOUNDATION'S JOHN ADAMS PROJECT, WHICH HAS ARRANGED FOR THE REPRESENTATION OF AN INDIVIDUAL CHARGED WITH A CAPITAL CRIME. A NATIONALLY KNOWN EXPERT IN CAPITAL PUNISHMENT, MR. SOWARDS WAS RETAINED VIA A DECISION MAKING PROCESS THAT DID NOT INVOLVE THE KEY EMPLOYEE AND AT RATES THAT ARE CUSTOMARY FOR THE SERVICES PROVIDED. X 115 3260487 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 ACLU FOUNDATION IS A MEMBERSHIP ORGANIZATION. ITS MEMBERS ARE THE BOARD DIRECTORS OF THE AMERICAN CIVIL LIBERTIES UNION. FORM 990, PART VI, SECTION A, LINE 7A ACLU FOUNDATION'S MEMBERS ELECT THE BOARD DIRECTORS OF ACLU FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B ACLU FOUNDATION'S MEMBERS HAVE THE AUTHORITY TO AMEND ITS BYLAWS, AND UNDER NEW YORK LAW, THE ORGANIZATION'S MEMBERS HAVE THE RIGHT TO APPROVE A DECISION BY THE BOARD TO DISSOLVE, MERGE/CONSOLIDATE WITH ANOTHER ORGANIZATION OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ORGANIZATION'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY MANAGEMENT IN CONSULTATION WITH THE ORGANIZATION'S AUDITORS. THE ORGANIZATION'S AUDIT COMMITTEE AND ITS TREASURER REVIEWED A DRAFT OF THE 990 AND PROVIDED COMMENTS. A COMPLETE COPY OF THE FORM 990 WAS PROVIDED TO THE ORGANIZATION'S GOVERNING BODY BEFORE IT WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION DISTRIBUTES ITS CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS TO EVERY KEY EMPLOYEE, OFFICER AND BOARD DIRECTOR AND REQUESTS DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST. THE CHIEF OPERATING OFFICER/IN-HOUSE GENERAL COUNSEL/ASSISTANT TREASURER OF THE ORGANIZATION REVIEWS ANY DISCLOSURE MADE DURING THIS ANNUAL REVIEW. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A BOARD MEMBER OR AN OFFICER, HE REFERS THE MATTER TO THE BOARD PRESIDENT AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A KEY EMPLOYEE, HE REFERS THE MATTER TO THE EXECUTIVE DIRECTOR OR HIS DESIGNEE AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. BOARD DIRECTORS, OFFICERS AND KEY EMPLOYEES ALSO MAY REPORT CONFLICTS OF INTEREST THAT ARISE DURING THE YEAR. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY REQUIRES THAT INDIVIDUALS WITH CONFLICTS OF INTEREST WITH RESPECT TO A TRANSACTION OR ACTION MAY NOT PARTICIPATE IN THE DECISION-MAKING WITH RESPECT TO THAT TRANSACTION OR ACTION AND IN SOME CIRCUMSTANCES MAY NOT PARTICIPATE IN THE DISCUSSION. FORM 990, PART VI, SECTION B, LINE 15A ON AN ANNUAL BASIS, A COMMITTEE OF THE BOARD OF THE ORGANIZATION REVIEWS THE EXECUTIVE DIRECTOR'S COMPENSATION. NO MEMBER OF THE COMMITTEE HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT. THE COMMITTEE PERIODICALLY REVIEWS COMPENSATION STUDIES AND COMPARABLE COMPENSATION DATA FOR OTHER EXECUTIVE DIRECTORS AT SIMILARLY SITUATED ORGANIZATIONS. THE COMMITTEE CONTEMPORANEOUSLY DOCUMENTS AND RECORDS IN ITS MINUTES ITS DELIBERATIONS AND DECISIONS. NO ACLU FOUNDATION OFFICER RECEIVES COMPENSATION IN HIS/HER CAPACITY AS OFFICER. COMPENSATION OF KEY EMPLOYEES OTHER THAN THE EXECUTIVE DIRECTOR IS SET BY THE ORGANIZATION'S EXECUTIVE DIRECTOR OR THE KEY EMPLOYEE'S MANAGER, IF THE MANAGER IS NOT THE EXECUTIVE DIRECTOR. COMPENSATION DATA FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS PERIODICALLY IS CONSIDERED AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORM 990, FOR THE PAST THREE OR MORE YEARS, EXCLUDING SCHEDULE B, IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. COPIES OF THE ORGANIZATION'S FORM 990 ARE ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. THE ORGANIZATION'S IRS FORM 1023, BYLAWS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS FOR THE PRIOR THREE OR MORE YEARS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE UPON REQUEST OR THROUGH THE NEW YORK OFFICE OF THE SECRETARY OF STATE. FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B THE NUMBER OF HOURS REPORTED FOR THOSE INDIVIDUALS RECEIVING COMPENSATION IS BASED ON WEEKLY HOURS FOR PAYROLL PURPOSES. THE ACTUAL NUMBER OF HOURS WORKED IS CONSIDERABLY HIGHER. FORM 990, PART IX, LINE 11G MEDIA CONSULTANTS: PROGRAM SERVICE EXPENSES 1,344,567. MANAGEMENT AND GENERAL EXPENSES 149,041. FUNDRAISING EXPENSES 107,258. TOTAL EXPENSES 1,600,866. OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 7,387,147. MANAGEMENT AND GENERAL EXPENSES 367,452. FUNDRAISING EXPENSES 640,705. TOTAL EXPENSES 8,395,304. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -865,909. 915 15TH STREET LLC 915 15TH STREET NW WASHINGTON DC 20005 136213516 REAL ESTATE HOLDING COMPANY DC N/A AMERICAN CIVIL LIBERTIES UNION INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 133871360 PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND LIBERTIES DC 501(C)(4) N/A 0 RBSO INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 043730759 SUPPORTING ORGANIZATION DE 501(C)(3) LINE 11D, III-O N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 AMERICAN CIVIL LIBERTIES UNION N 6842129 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION O 4183752 REVENUE BASED ALLOCATION METHOD AMERICAN CIVIL LIBERTIES UNION P 6842129 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION Q 4183752 REVENUE BASED ALLOCATION METHOD