2014-11-13T09:19:21-06:00 2013-12-31 KPMG LLP 345 Park Avenue New York NY 101540102 990 2013-01-01 131552496 GREATER NEW YORK HOSPITAL ASSOCIATION % LISA KRIEGER GREA 2122467100 555 WEST 57TH STREET Suite NEW YORK NY 10019 LEE PERLMAN EXECUTIVE VICE PRESIDENT 2122467100 2014-11-12 true DEVIN L DUNCAN P01249521 2122467100 2013 2015-11-30 17:44:51Z LEE PERLMAN 555 W 57 ST New York NY 10019 40502880 false X WWW.GNYHA.ORG X 1904 NY THE PURPOSE OF THE GREATER NEW YORK HOSPITAL ASSOCIATION IS TO ACT AS THE PRINCIPAL ADVOCATE FOR ITS MEMBERS IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. 36 17 4 40 0 -4543030 0 0 5562742 5758697 0 32159101 0 0 5562742 37917798 0 0 0 0 1329005 1484885 0 0 0 4233737 5228606 5562742 6713491 31204307 3469890 36973753 3226332 5525888 243558 31447865 X THE PURPOSE OF THE GREATER NEW YORK HOSPITAL ASSOCIATION IS TO ACT AS THE PRINCIPAL ADVOCATE FOR ITS MEMBERS IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. FOR MORE INFORMATION, SEE SCHEDULE O. false false THE GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS THE ADVOCATE FOR NEARLY 150 MEMBER HOSPITALS BOTH VOLUNTARY AND PUBLIC IN THE NEW YORK METROPOLITAN AREA, THROUGHOUT NEW YORK STATE, AND IN THE STATES OF NEW JERSEY, CONNECTICUT AND RHODE ISLAND. ITS SERVICES INCLUDE POLICY ANALYSIS AND DEVELOPMENT, EDUCATION, RESEARCH AND COMMUNICATION, AND THE PROVISION OF SERVICES THAT ARE DESIGNED TO REDUCE PROVIDER'S COSTS AND IMPROVE OPERATIONAL EFFICIENCIES THROUGH ITS WHOLLY OWNED SUBSIDIARIES. false false false true false false false false false false false false true true true false true false false false false false false false false false false false true false false false false false true false false false false false true true true false true 4 0 true 4 true false false false false false false X 36 17 false false false false true true true true true false false true true true true true true true true false X LISA KRIEGER 2125065451 555 W 57 ST NEW YORK NY 10019 X ROBERT GROSSMAN PAST CHAIR 1.0 0.5 X X STEVEN M SAFYER IMMEDIATE PAST CHAIR 1.0 0.5 X X ALAN D AVILES VICE CHAIR 1.0 0.25 X X ELI S FELDMAN DIRECTOR 0.5 0.0 X JAMES KASKIE CHAIR 1.0 0.25 X X LOUIS A SHAPIRO CHAIR-ELECT 1.0 0.5 X X ALLAN E ATZROTT VICE CHAIR 1.0 0.25 X X WENDY GOLDSTEIN SECRETARY 1.0 0.25 X X STEVEN J CORWIN TREASURER 1.0 0.5 X X PAMELA S BRIER PAST CHAIR 1.0 0.5 X X LINDA BRADY PAST CHAIR 1.0 0.5 X X GARY S HORAN PAST CHAIR 1.0 0.25 X X KENNETH L DAVIS PAST CHAIR 1.0 0.25 X X MICHAEL DOWLING PAST CHAIR 1.0 0.25 X X STANLEY BREZNOFF PAST CHAIR-ROLLED OFF 10/1/13 1.0 0.25 X X MARK J MUNDY PAST CHAIR 1.0 0.25 X X JOHN R GUNN PAST CHAIR 1.0 0.25 X X ROBERT S SHAPIRO CHAIR, GNYHA AUDIT,FINANCE 1.0 0.5 X X RICHARD BECKER ASSISTANT TREASURER 1.0 0.25 X X FRANK A CALAMARI DIRECTOR 0.5 0.0 X GAIL DONOVAN DIRECTOR 0.5 0.25 X ROBERT C GARRETT DIRECTOR 0.5 0.0 X JEFFREY MENKES DIRECTOR - ROLLED OFF 1/1/13 0.5 0.0 X WILLIAM T SMITH DIRECTOR 0.5 0.0 X SCOTT BATULIS DIRECTOR 0.5 0.0 X ANTHONY C FERRERI DIRECTOR 0.5 0.0 X PAUL KRONENBERG DIRECTOR - ROLLED OFF 1/1/13 0.5 0.0 X DANIEL REINGOLD VICE CHAIR 1.0 0.25 X X SCOTT COOPER DIRECTOR 0.5 0.0 X RONALD CORTI DIRECTOR 0.5 0.0 X ELLIOT JOSEPH DIRECTOR 0.5 0.0 X ANTONIO MARTIN DIRECTOR 0.5 0.0 X AUDREY WEINER DIRECTOR 0.5 0.25 X JEFFREY K FRERICHS DIRECTOR-rolled off 10/1/13 0.5 0.0 X KENNETH KAUSHANSKY ASSISTANT SECRETARY 1.0 0.25 X X JOHN R SPICER DIRECTOR 0.5 0.0 X JOHN F COLLINS DIRECTOR 0.5 0.0 X WILLIAM MCDONALD DIRECTOR 0.5 0.0 X JOHN F WILLIAMS DIRECTOR 0.5 0.0 X ALAN GUERCI DIRECTOR 0.5 0.0 X 0 0 0 KENNETH E RASKE PRESIDENT 13.0 22.0 X 0 3212466 999809 LEE H PERLMAN EVP,CFO 6.0 29.0 X 0 2766052 270597 DAVID C RICH EVP, GOV'T PUB AFFAIR 16.0 19.0 X 0 1477336 197174 SUSAN C WALTMAN EVP,GENERAL COUNSEL 7.0 28.0 X 0 1189549 189521 KAREN S HELLER EVP, ECONOMICS & FINANCE 13.0 22.0 X 0 850295 143445 Lloyd C Bishop VP Comm Hlth Ini & Gov affairs 35.0 0.0 X 255435 0 28987 Jonathan Cooper VP, Gov. Affairs 35.0 0.0 X 317871 26779 Bridgette A Ingraham VP, Gov. Affairs 35.0 0.0 X 161520 14319 734826 9495698 1870631 3 false true false THE DUTKO GROUP LLC PO BOX 758663 BALTIMORE MD 21275 CONSULTING 165645 BOLTON ST JOHNS 146 STATE STREET ALBANY NY 12207 CONSULTING 184171 GNYHA MANAGEMENT CORP 555 WEST 57TH STREET NEW YORK NY 10019 MANAGEMENT 3259638 THORN RUN PARTNERSLLC 1720 EYE STREET NW SUITE DC 20006 CONSULTING 165000 4 0 FUNCTIONS AND SEMINARS 541900 61600 61600 MEMBERSHIP DUES 541900 5697097 5697097 5758697 2476513 2476513 0 0 0 0 0 32267670 2585082 29682588 29682588 29682588 0 0 0 0 37917798 5758697 32159101 0 0 0 0 0 0 1232053 47213 171223 34396 3259638 0 14665 651076 0 0 1006 0 29191 1675 0 58114 140488 0 4164 0 0 0 6900 MISCELLANEOUS EXPENSES 18892 BAD DEBT EXPENSE 88003 FEDERAL & STATE ACCD TAX EXP 954794 6713491 72362 17978116 0 0 0 0 79709 26992 0 0 0 0 0 0 0 0 3935 5203 0 0 0 172031 16153573 0 0 0 0 3141853 2809869 3469890 36973753 92815 94212 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3133517 5431676 3226332 5525888 X 243558 31447865 0 0 0 0 243558 31447865 3469890 36973753 31204307 X X false true X true false true false false SECURITY DEPOSIT - 555 WEST 57 78070 OTHER RECEIVABLES 8750 DUE FROM GNYHA VENTURES 805445 DUE FROM GNYHA CONSULTING 982 SECURITY DEPOSIT-CAR RENTAL 907 DUE FROM GNYHA SERVICES CORP 1915715 2809869 0 SECURITY DEPOSIT 17942 DUE TO GNYHA MANAGEMENT CORP 3920926 DUE TO GNYHA FOUNDATION 186987 OTHER SHORT-TERM LIABILITIES 15406 DEFERRED TAXES 954794 DEFERRED MEMBER DUES 54390 DUE TO GNYHA PURCHASING ALLIANCE 281231 5431676 X FIN 48 - Uncertain Tax Positions FORM 990, SCH D, PART X, LINE 2 The Association and subsidiaries apply Accounting Standards Codification (ASC) 740, Income Taxes, to account for income tax uncertainties. The Association and subsidiaries recognize the financial statements effects of tax positions when they are more-likely-than-not, based on technical merits, that the positions will be sustained upon examination by the tax authorities. Benefits from tax positions that meet the more-likely-than-not recognition threshold are measured at the largest amount of benefit that is greater than 50% likely being realized upon settlement. Interest and penalties accrued related to unrecognized tax benefits are included in provision for income taxes in the accompanying consolidated statements of activities. X true true X X X X X false true true KENNETH E RASKE PRESIDENT 0 1013041 0 2009504 0 189921 0 974906 0 26629 0 4214001 0 0 LEE H PERLMAN EVP,CFO 0 787607 0 1867375 0 111070 0 268097 0 4226 0 3038375 0 0 DAVID C RICH EVP, GOV'T PUB AFFAIR 0 694234 0 725000 0 58102 0 188051 0 11579 0 1676966 0 0 SUSAN C WALTMAN EVP,GENERAL COUNSEL 0 692667 0 450000 0 46882 0 161450 0 29797 0 1380796 0 0 KAREN S HELLER EVP, ECONOMICS & FINANCE 0 505355 0 310000 0 34940 0 116162 0 29009 0 995466 0 0 Lloyd C Bishop VP Comm Hlth Ini & Gov affairs 213355 0 40000 0 2080 0 16575 0 15370 0 287380 0 0 0 Jonathan Cooper VP, Gov. Affairs 304896 10000 2975 16575 11931 346377 Bridgette A Ingraham VP, Gov. Affairs 133175 25000 3345 10419 6324 178263 SCHEDULE J, Part I PART I, LINE 1: THE PRESIDENT, TRAVELING FREQUENTLY FOR COMPANY BUSINESS, IS PERMITTED TO USE COMMERCIAL FIRST CLASS TRAVEL (I.E. SEATS IN THE FIRST CLASS CABIN OR A TRAIN OR AIRPLANE) AND DOES SO ON OCCASION. ALL SUCH TRAVEL IS CONSIDERED A BUSINESS EXPENSE AND THEREFORE NOT REPORTED ON FORM W-2. THESE EXPENSES ARE PAID BY THE COMPANY'S BUSINESS CREDIT CARD THAT IS ISSUED TO THE PRESIDENT. PART I, LINE 3: GREATER NEW YORK HOSPITAL ASSOCIATION, INC. USED THE FOLLOWING METHODS TO ESTABLISH THE COMPENSATION FOR THE TOP MANAGEMENT OFFICIALS OF THE ORGANIZATION: COMPENSATION COMMITTEE INDEPENDENT COMPENSATION CONSULTANT FORM 990 OF OTHER ORGANIZATIONS COMPENSATION SURVEY OR STUDY APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PAYMENT OF COMPENSATION ON SCHEDULE J PAYMENT OF OFFICER'S COMPENSATION AND BENEFITS REPORTED ON SCHEDULE J, PART II IS PAID BY A RELATED ORGANIZATION, GNYHA MANAGEMENT CORPORATION. PART I, LINE 4B - SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: CERTAIN EMPLOYEES PARTICIPATE IN A SUPPLEMENTAL NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENT. THE PERSONS LISTED ON PART VII WHO RECEIVED A DISTRIBUTION UNDER THIS PLAN IN CALENDAR 2013 AND THE AMOUNTS RECEIVED ARE AS FOLLOWS: KENNETH E. RASKE $167,558; LEE PERLMAN $77,664; DAVID C. RICH $53,006; SUSAN C. WALTMAN $41,937; AND KAREN S. HELLER $30,376. Kenneth E. Raske also received a deferral in the amount of $589,000 in calendar 2013. PART I, LINE 4C - EQUITY-BASED COMPENSATION ARRANGEMENT: KENNETH E. RASKE, LEE PERLMAN, AND KAREN S. HELLER PARTICIPATED IN AND RECEIVED PAYMENTS FROM AN EQUITY-BASED COMPENSATION ARRANGEMENT SPONSORED BY GNYHA HOLDINGS, LLC (THE "LLC"), A RELATED FOR-PROFIT ORGANIZATION OF GNHYA THAT IS TAXED AS A PARTNERSHIP FOR FEDERAL INCOME TAX PURPOSES. IN THE TAX YEAR 2013, THE LLC GRANTED CERTAIN EQUITY-BASED INTERESTS, SUBJECT TO VESTING, TO CERTAIN INDIVIDUALS IN EXCHANGE FOR THEIR AGREEMENT TO PROVIDE SUBSTANTIAL SERVICES TO THE LLC. UNDER THE TERMS OF THE LLC'S OPERATING AGREEMENT, THE LLC IS PERMITTED TO MAKE DISTRIBUTION PAYMENTS TO INDIVIDUALS OWNING SUCH EQUITY-BASED INTERESTS. AT THE TIME OF ISSUANCE, THE EQUITY-BASED INTERESTS GRANTS TO THE INDIVIDUALS NAMED BELOW HAD A FAIR MARKET VALUE OF ZERO PURSANT TO ELECTIONS MADE UNDER SECTION 83(B). THE DISTRIBUTION PAYMENTS FROM THE EQUITY-BASED COMPENSATION ARRANGEMENT FOR TAX YEAR 2013 ARE AS FOLLOWS: KENNETH E. RASKE $1,804,503; LEE PERLMAN $1,804,503; AND KAREN S. HELLER $120,300. SCHEDULE J, PART II THE GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS A 501(C)(6) ORGANIZATION THAT PROVIDES ADVOCACY SERVICES FOR ITS MEMBER HOSPITALS TO ASSIST THEM IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. THESE SERVICES INCLUDE ADVOCACY SERVICES AT THE NATIONAL LEVEL FOR ITS NEW YORK, NEW JERSEY, CONNECTICUT, AND RHODE ISLAND HOSPITAL MEMBERS AND ADVOCACY SERVICES AT THE STATE LEVEL FOR ITS NEW YORK HOSPITAL MEMBERS. GNYHA'S RELATED ENTITIES INCLUDE EIGHT FOR-PROFIT COMPANIES THAT PROVIDE GROUP PURCHASING, SUPPLY CHAIN CONSULTING, AND OTHER SERVICES TO A WIDE ARRAY OF CUSTOMERS, INCLUDING ACUTE AND NON-ACUTE CARE HEALTH CARE PROVIDERS FOR THE PURPOSES OF HELPING THEM ACHIEVE THEIR MISSIONS. THESE COMPANIES FOCUS PRIMARILY ON HELPING HEALTH CARE ORGANIZATIONS REDUCE THEIR COSTS AND OPERATE MORE EFFICIENTLY. GNYHA'S RELATED ENTITIES ALSO INCLUDE A 501(C)(3) FOUNDATION, WHICH FILES A SEPARATE FORM 990. PART II, COLUMN B (II): KENNETH E. RASKE AND LEE PERLMAN PARTICIPATE IN THE ANNUAL BONUS AND THREE-YEAR CYCLE LONG-TERM INCENTIVE COMPENSATION PLANS FOR GNYHA MANAGEMENT CORPORATION AND SUBSIDIARIES - GNYHA'S FOR-PROFIT ENTITIES. A PARTIAL PAYOUT OF THE LONG-TERM INCENTIVE COMPENSATION PLAN WAS MADE IN 2013. OF THE $2,009,504 REPORTED FOR KENNETH E. RASKE IN 2013, $861,734 REPRESENTS ANNUAL BONUS AND $1,147,770 REPRESENTS LONG-TERM INCENTIVE COMPENSATION PAYMENT. OF THE $1,867,375 REPORTED FOR LEE PERLMAN IN 2013, $522,175 REPRESENTS ANNUAL BONUS AND $1,345,200 REPRESENTS LONG-TERM INCENTIVE COMPENSATION PAYMENT. GNYHA MANAGEMENT CORPORATION BUSINESS RELATIONSHIP 3259638 MANAGEMENT SERVICES false Schedule L, Part IV The goal of Greater New York Hospital Association (GNYHA) is to act as the principal advocate for its members in improving the access to, as well as the quality and cost of, healthcare and to foster an appropriate environment for the management of healthcare resources. GNYHA's for-profit subsidiary, GNYHA Management Corporation (Management Corporation) assists GNYHA in accomplishing its goals by providing GNYHA with a variety of management services, including administrative services, staffing, policy development, education, and research, in exchange for a management fee. Some of the directors and officers of GNYHA also serve as directors and officers of Management Corporation. Organization's Mission Form 990, Part III, Line 1 GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS AN ADVOCACY ORGANIZATION COMPRISING NEARLY 150 HOSPITALS, BOTH VOLUNTARY AND PUBLIC, IN THE NEW YORK METROPOLITAN AREA AND THROUGHOUT NEW YORK STATE, NEW JERSEY, CONNECTICUT, AND RHODE ISLAND. FORM 990, PART VI, SECTION A, GOVERNING BODY AND MANAGEMENT Question 3 The organization has a management agreement with GNYHA Management Corporation, a related entity that is a wholly owned subsidiary of the organization, pursuant to which GNYHA Management Corporation assists the organization in providing services. Question 7a The tax-exempt organization has five categories of members. 1. Institutional members include not-for-profit institutions and tax-supported institutions that are accredited by the joint commission or an equivalent organization. Institutional members are entitled to vote and elect certain members of the governing board (the "Board"). 2. Allied members consist of allied organizations the activities of which, in the judgment of the Board, involve a relationship with the tax-exempt organization meriting membership. Allied members are not entitled to vote but are entitled to have a non-voting representative attend meetings of the Board. 3. Associate members are limited to Veterans Affairs institutions and other similar organizations. Associate members are not entitled to vote or to have representation on the Board. 4. Affiliate members include providers of acute care or long term care that are for profit corporations and affiliated with an institutional member. Affiliated members are not entitled to vote or to have representation on the Board. 5. Honorary members include persons who have rendered exceptional service or have contributed substantially to the welfare of the tax-exempt organization or health field. Honorary members are not entitled to vote. Question 7b The members of GNYHA must approve any amendment to the Bylaws, the election of all members of the Board, and any other action requiring members' approval as a matter of law. Form 990, Part VI, Section B, Policies Question 11 The return was prepared by the organization's finance department and an independent accounting firm. The form 990 was provided to all members of the governing body by electronic means prior to being filed. Additionally, the organization's audit and compliance committee, which comprises 4 members of the board of governors, reviewed the information at a committee meeting. Question 12c The organization administers an annual conflict of interest disclosure statement to executive employees, officers and directors of the organization. The compliance officer is responsible for reviewing and monitoring any potential conflicts and reporting to the audit and compliance committee on conflicts of interest matters. The audit and compliance committee has oversight responsibility regarding conflicts of interest matters. It meets throughout the year to review ongoing administration and implementation of the conflict of interest policy. A member of the governing body who has a conflict is required to recuse himself or herself from any discussion realating to such conflict. Question 15 Annually, the Compensation Committee of the organization (composed of independent persons) reviews and approves the compensation of the organization's President and other top management. Additionally, the organization engages an outside consultant to provide comparable data and other information to the Compensation Committee in connection with the determination of and adjustment to compensation of such personnel. The decision process of the committeE is documented. Those individuals are directly employed by GNYHA Management Corporation, a related entity of the organization, which is a for profit entity that provides staffing and other services to the organization. The organization reimburses GNYHA Management Corporation for compensation related to the organization through a Management Fee that is paid by the organization to GNYHA Management Corporation. FORM 990, PART VI, SECTION C, DISCLOSURE Question 19 All governing documents, the conflict of interest policy, the record retention and destruction policy and the financial statements are stored in the main office. The organization will provide copies upon request in a timely manner. FORM 990, PART XII, LINE 2B, ORGANIZATION'S FINANCIAL STATEMENTS THE ORGANIZATION'S FINANCIAL STATEMENTS WERE AUDITED AS PART OF A CONSOLIDATED AUDITED FINANCIAL STATEMENT. FORM 990, PART XII, Line 2C, Financial Statements and Reporting The organization has an audit and compliance committee that has responsibility for oversight of the audit, review and compilation of its financial statements and selection of an independent accountant. Greater New York Hospital Foundation Inc 555 West 57th Street Suite 1500 New York NY 10019 132954140 Health Care NY 501(C)(3) 7 GNYHA true GNYHA Purchasing Alliance LLC 555 West 57th Street New York NY 11019 461840512 Investing NY Holdings Unrelated 17842255 16002762 false -4541342 false 0.33331 GNYHA Holdings LLC 555 West 57th Street New York NY 10019 462482228 Investing NY N/A GNYHA ALTERNATE CARE PURCHASING CORP 555 West 57th Street NEW YORK NY 10019 133725902 Health Care NY GNYHA Ventures C CORP 10006741 0 1.00000 true GNYHA MANAGEMENT CORPORATION 555 West 57th Street NEW YORK NY 10019 133636375 Administration NY GNYHA C CORP 8828723 50901003 1.00000 true GNYHA SERVICES INC 555 West 57th Street NEW YORK NY 10019 132955551 Health Care NY GNYHA Ventures C CORP 60634795 37822237 1.00000 true GNYHA VENTURES INC 555 West 57th Street NEW YORK NY 10019 133465616 Health Care NY GNYHA Mgnt Corp C CORP 616079 9754321 1.00000 true GNYHA STREAMING PRODUCTIONS INC 555 West 57th Street NEW YORK NY 10019 061626132 Media Technol DE GNYHA Ventures C CORP 0 121067 1.00000 true NEXERA INC 555 West 57th Street NEW YORK NY 10019 133465618 Health Care NY GNYHA Ventures C CORP 21485863 3572648 1.00000 true HAPPTIQUE INC 555 West 57th Street NEW YORK NY 10019 273915406 Media Technol NY GNYHA Ventures C CORP 2615 63585 1.00000 true ESSENSA INC 555 WEST 57TH STREET NEW YORK NY 10019 461266318 HEALTHCARE DE GNYHA VENTURES C CORP 4885645 0 1.00000 true false false false false false false false false false false false false true true false true false false false GNYHA Management Corporation M 3259638 FMV GNYHA MANAGEMENT CORPORATION P 494796 FMV