2014-11-17T15:42:43-06:00 2013-12-31 ERNST & YOUNG US LLP TWO NORTH CENTRAL AVENUE STE 2300 PHOENIX AZ 85004 990 2013-01-01 942545356 BANNER HEALTH FOUNDATION % PAUL NOLDE-MORRISSEY BANN 6027474483 1441 NORTH 12TH STREET Suite PHOENIX AZ 85006 ANDREA KRAMER PETERSEN PRESIDENT AND CEO 2014-11-17 BRENDA D GRIESEMER P00264669 2013 2015-11-30 17:44:51Z ANDREA KRAMER PETERSEN 1441 N 12TH STREET PHOENIX AZ 85006 11698849 false X WWW.BANNERHEALTH.COM X 1978 AZ BANNER HEALTH FOUNDATION SECURES AND STEWARDS CHARITABLE CONTRIBUTIONS TO ADVANCE BANNER HEALTH'S MISSION TO MAKE A DIFFERENCE IN PEOPLE'S LIVES THROUGH EXCELLENT PATIENT CARE. 19 18 26 267 0 11043325 8270047 0 0 2532580 2871298 -283670 1511 13292235 11142856 4971662 8547427 0 0 2407407 2684846 353291 493795 785391 998840 1255347 8731200 12981415 4561035 -1838559 82092403 93071196 4253466 6712727 77838937 86358469 BANNER HEALTH FOUNDATION SECURES AND STEWARDS CHARITABLE CONTRIBUTIONS TO ADVANCE BANNER HEALTH'S MISSION TO MAKE A DIFFERENCE IN PEOPLE'S LIVES THROUGH EXCELLENT PATIENT CARE. false false 11041321 8547427 0 THE BANNER HEALTH FOUNDATION FOSTERS A SPIRIT OF GIVING BY MAKING HEALTHCARE SOLUTIONS A REALITY FOR OUR COMMUNITY. CONTRIBUTIONS MADE TO THE FOUNDATION ARE INVESTED LOCALLY IN BANNER HEALTH'S NOT-FOR-PROFIT FACILITIES AND PROGRAMS TO ADVANCE HEALTH AND WELLNESS. CARING FOR THE FUTURE OF ARIZONA SINCE 1978, BANNER HEALTH FOUNDATION IS SUPPORTED BY THE GENEROSITY OF INDIVIDUAL DONORS, THE PUBLIC AND PRIVATE SECTORS, AND HUNDREDS OF ACTIVE VOLUNTEERS. 11041321 true true false false false true false false false true true false false false true false false true false false false false false true true false false true true true false false false false false false false false true true false false false true true true false false true 37 0 true 26 true false false false false false true true false false false false false false false X 19 18 true false false false true true true true true false false false true true true true true false false false AZ X PAUL NOLDE-MORRISSEY 6027474000 1441 N 12TH STREET PHOENIX AZ 85006 X ANDREA KRAMER PETERSEN DIRECTOR/PRESIDENT/CEO 36.0 5.0 X X 346957 44763 CHIP CARMER DIRECTOR 4.0 0.0 X 0 0 CRAIG R COPPOLA DIRECTOR 4.0 0.0 X 0 0 DAVID BERRY DIRECTOR/VICE CHAIRMAN 4.0 0.0 X X 0 0 DOUGLAS A DUCEY DIRECTOR 4.0 0.0 X 0 0 GARRETT MCKNIGHT DIRECTOR 4.0 0.0 X 0 0 J STEPHEN RIZLEY DIRECTOR 4.0 0.0 X 0 0 JEFFREY C STONE DIRECTOR/SECRETARY/TREASURER 4.0 0.0 X X 0 0 JEFFREY WHITEMAN DIRECTOR 4.0 0.0 X 0 0 JOHN GRAHAM VICE CHAIR-BOARD OF DIRECTORS 4.0 0.0 X X 0 0 JOHN STRITTMATTER DIRECTOR 4.0 0.0 X 0 0 KEN VAN WINKLE DIRECTOR 4.0 0.0 X 0 0 LYNN HERNDON DIRECTOR 4.0 0.0 X 0 0 MICHAEL J BENDER DIRECTOR 4.0 0.0 X 0 0 MICHAEL P DIMINO DIRECTOR 4.0 0.0 X 0 0 MORRIS STEIN DIRECTOR 4.0 0.0 X 0 0 SHARON HARPER DIRECTOR 4.0 0.0 X 0 0 STEVEN MOAK DIRECTOR 4.0 0.0 X 0 0 WILLIAM PEPICELLO PHD CHAIRMAN-BOARD OF DIRECTORS 6.0 0.0 X X 0 0 KIMBERLY BEHRENS VP DEVELOPMENT 40.0 0.0 X 186599 16203 HAZEL RICHARDS FUND DEVELOPMENT DIRECTOR 4.0 36.0 X 156383 27443 JASON CRAIG FUND DEVELOPMENT PROGRAM DIR. 40.0 0.0 X 118532 26571 PATRICIA ELDER FUND DEVELOPMENT PROGRAM DIR. 40.0 0.0 X 115442 20416 Christy Alter Fund Development Program Dir. 40.0 0.0 X 112812 16987 KIMBERLY HOPELY Fund Development Program Dir. 40.0 0.0 X 109787 0 21542 1146512 0 173925 8 false true false PURSUANT 515 BELT LINE ROAD STE 900 DALLAS TX 75254 GIVING PROGRAM 339657 POWERS YOUNG COMPANY 5025 N CENTRAL AVENUE PHOENIX AZ 85012 DEVELOPMENT WRITING 120000 2 393575 530005 127106 7219361 1971523 8270047 0 1098638 1098638 0 0 0 0 0 1772660 1772660 1772660 1772660 556092 530005 555993 99 99 0 0 SHULTZ DAF ADMINISTRATION FEE 922110 1077 0 0 1077 HAVASU MANAGEMENT FEE 922110 335 0 0 335 1412 11142856 0 0 2872809 8322253 8322253 225174 225174 0 0 0 0 533556 0 533556 0 0 0 0 0 1752571 1403674 348897 0 80422 64337 16085 0 174745 139994 34751 0 143552 115094 28458 0 0 0 0 0 37908 30326 7582 0 0 0 0 0 0 0 0 0 493795 493795 0 0 0 0 56397 43977 10995 1425 11435 7666 1917 1852 86658 64669 16168 5821 0 0 0 0 0 0 0 0 108960 87168 21792 0 24387 18974 4743 670 0 0 0 0 7747 6198 1549 0 116009 299 74 115636 0 0 0 0 14641 11713 2928 0 0 0 0 0 REPAIRS & MAINTENANCE 32902 26322 6580 0 SPECIAL EVENT EXPENSES 24969 19769 5200 0 DUES & SUBSCRIPTIONS 18664 14932 3732 0 LICENSES & TAXES 495 396 99 0 714175 438386 109597 166192 12981415 11041321 1154703 785391 0 1126682 4836149 451682 389990 15472602 14667633 0 0 0 0 0 0 0 0 0 0 0 0 896905 716632 194915 180273 64398754 72987151 0 0 0 0 0 0 447768 10000 82092403 93071196 224171 321503 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4029295 6391224 4253466 6712727 X 23117417 28618073 51276520 54295396 3445000 3445000 77838937 86358469 82092403 93071196 -1838559 10363475 -5384 X false true X true false X 13964534 5458608 9272696 11043325 8270047 48009210 0 0 13964534 5458608 9272696 11043325 8270047 48009210 9334637 38674573 2153037 1303337 1305619 1564758 1098638 7425389 0 0 0 0 0 0 33763 2101 251202 1729 1412 290207 55724806 1522685 0.69403 0.56728 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 106696 true true 7838601 2005430 968974 377276 10435729 7091124 33167 860804 146494 7838601 7081640 61850 11878 64244 7091124 6347337 19190 729613 14500 7081640 5138337 13000 1210000 14000 6347337 0.15897 0.52175 0.31928 false false 160991 160991 85592 85592 0 650322 631040 19282 180273 0 DUE TO AFFILIATES 5007405 ANNUITIES PAYABLE 1275319 OTHER LIABILITIES 108500 6391224 Schedule D, Part V BANNER HEALTH FOUNDATION'S ENDOWMENT FUNDS CONSIST OF NINE INDIVIDUAL DONOR-RESTRICTED FUNDS AND ONE BOARD-DESIGNATED FUND ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING EDUCATION, BEHAVIORAL HEALTH, NURSING SCHOLARSHIPS, SCHOOL-BASED CLINIC OPERATIONS, AND OTHER HEALTHCARE-RELATED ACTIVITIES TO BENEFIT THE COMMUNITY. X X X X X true PURSUANT 5151 BELT LINE RD STE 900 DALLAS TX 75254 Consulting Giving Prg false 0 339657 -339657 POWERS YOUNG AND COMPANY 5025 N CENTRAL AVE PHOENIX AZ 85012 DEVELOPMENT WRITING false 0 120000 -120000 BENTZ WHALEY FLESSNER INC 7251 OHMS LN MINNEAPOLIS MN 55439 CAMPAIGN COUNSEL false 0 17863 -17863 0 477520 -477520 AZ STARS OF SEASON 651729 338824 312905 2677 102484 14462 97639 23322 71190 CANDLELIGHT 434368 191181 243187 37251 130326 2265 30078 44299 0 1086097 530005 556092 2677 139735 144788 99904 53400 115489 555993 99 FORM 990, SCHEDULE G, PART I, LINE 2B BANNER HEALTH FOUNDATION RETAINED THE PROFESSIONAL SERVICES OF PURSUANT TO PROVIDE CONSULTING SERVICES IN REGARDS TO ITS GIVING PROGRAM. $343,932 OF CONSULTING FEES EXPENSE WAS ACCRUED IN 2013 AND $339,657 WAS PAID IN 2013. BANNER HEALTH FOUNDATION RETAINED THE PROFESSIONAL SERVICES OF POWERS YOUNG & COMPANY LLC TO MANAGE ITS MD ANDERSON CAMPAIGN AT A RATE OF $1,500 PER DAY. $132,000 OF MANAGEMENT FEES EXPENSE WAS ACCRUED IN 2013 AND $120,000 WAS PAID IN 2013. BANNER HEALTH FOUNDATION RETAINED THE PROFESSIONAL SERVICES OF BENTZ WHALEY FLESSNER INC TO PROVIDE CAMPAIGN COUNSEL FOR THE BANNER ALZHEIMER INSTITUTE $40,000,000 CAMPAIGN. true BANNER HEALTH 1441 N 12TH STREET PHOENIX AZ 85006 450233470 501(c)(3) 7789994 GENERAL SUPPORT RONALD MCDONALD HOUSE CHARITIES OF PHOENIX 501 EAST ROANOKE AVE PHOENIX AZ 85004 860483792 501(c)(3) 520000 0 GENERAL SUPPORT BANNER HEALTH MEDICAL GROUP 1441 NORTH 12TH STREET PHOENIX AZ 85006 900532830 501(c)(3) 12259 GENERAL SUPPORT 3 JANETTI SCHOLARSHIP PROGRAM 9 14500 GOLDSTEIN FAMILY SCHOLARSHIP 10 10000 BH EMPLOYEE ASSISTANCE PROGRAM 278 133286 IZZY HOLGATE SCHOLARSHIP 2 3388 BOSWELL NURSING SCHOLARSHIPS 36 46500 MUSIC THERAPY INTERN SCHOLARSH 1 2000 MCKEE MEDICAL CTR SCHOLARSHIPS 9 13000 DAVID McHUGH SCHOLARSHIP 1 1000 STERLING VOLUNTEER SCHOLARSHIP 6 3000 MONAGHAN SCHOLARSHIP 1 1500 FORM 990, SCHEDULE I GRANTS ARE AWARDED BY A COMMITTEE WHICH REVIEWS APPLICATIONS AND MAKES AWARDS BASED ON MERIT AND AVAILABILITY OF FUNDS. FUNDS WHICH ARE RESTRICTED ARE AWARDED TO PROJECTS MEETING THE REQUIREMENTS OF THE SPECIFIC REQUEST. ALL FUNDS ARE UTILIZED FOR PROJECTS WHICH ARE MEDICAL IN NATURE. false false false false false false false true false ANDREA KRAMER PETERSEN DIRECTOR/PRESIDENT/CEO 268223 60478 18256 16984 27779 391720 KIMBERLY BEHRENS VP DEVELOPMENT 140918 32292 13389 5772 10431 202802 HAZEL RICHARDS FUND DEVELOPMENT DIRECTOR 126718 29120 545 5263 22180 183826 Form 990, Schedule J, Part I, Line 3 THE COMPENSATION OF THE ORGANIZATION'S CEO IS DETERMINED BY A RELATED TAX-EXEMPT ORGANIZATION. SEE SCHEDULE O FOR FORM 990, PART VI, LINES 15A AND 15B FOR THE PROCESS USED BY THE RELATED ORGANIZATION TO DETERMINE COMPENSATION. Form 990, Schedule J, Part I, Line 7 BANNER HEALTH FOUNDATION'S INCENTIVE PLAN IS BASED ON TWO THINGS. FIRST, BANNER HEALTH (A RELATED TAX-EXEMPT ORGANIZATION) AS A WHOLE MUST ACHIEVE ITS NET OPERATING INCOME THRESHOLD. SECOND, THE FOUNDATION MUST ACHIEVE ITS PRODUCTION REVENUE GOAL AND MUST ACHIEVE A TARGETED OPERATION NET GOAL. AWARDS ARE GRANTED AS A PERCENTAGE OF THE PARTICIPANT'S BASE SALARY AND VARY WITH THE POSITION LEVEL OF THE PARTICIPATING EMPLOYEE, RANGING FROM 24% TO 80% OF BASE SALARY. INCENTIVE PLAN PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COL B(II). X 10 19030 OPINIONS OF EXPERTS X 74546 COST/SELLING PRICE X 18 10260 OPINIONS OF EXPERTS X MEDIA 65 1144153 COST/SELLING PRICE X SCHOLARSHIPS 2 450000 COST/SELLING PRICE X ENT/VACATION PRIZES 112 111342 COST/SELLING PRICE X OTHER 23 162192 COST/SELLING PRICE false true false SCHEDULE M, PART I, COLUMN (B) COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. Form 990, Part I, Line 6 APPROXIMATELY 267 DEDICATED VOLUNTEERS HELP ADVANCE THE WORK OF BANNER HEALTH FOUNDATION EACH YEAR. THESE INDIVIDUALS EMBODY OUR BELIEF THAT THE HEALTH AND WELL-BEING OF OUR COMMUNITY IS A SHARED RESPONSIBILITY. BANNER HEALTH FOUNDATION VOLUNTEERS INCLUDE PEOPLE OF ALL AGES, BACKGROUNDS AND SKILL SETS, WHICH TRULY REPRESENT THE DIVERSITY OF THE COMMUNITY WE SERVE. WHETHER WORKING BEHIND THE SCENES OR FRONT AND CENTER, BANNER HEALTH FOUNDATION VOLUNTEERS ARE COMMITTED TO HELPING OTHERS. INDIVIDUALS DONATE THEIR TIME AND TALENTS TO MAKE A DIFFERENCE BY SERVING AS MEMBERS OF THE BOARD OF DIRECTORS, MEMBERS OF VARIOUS OTHER BOARDS, CAMPAIGN CABINETS, ADVISORY COUNCILS, EVENT PLANNING COMMITTEES AND MORE. RESPONSIBILITIES INCLUDE, BUT ARE NOT LIMITED TO, OPERATIONAL OVERSIGHT, DONOR CULTIVATION, RELATIONSHIP BUILDING, EVENT PLANNING, AND PUBLIC SPEAKING. BANNER HEALTH FOUNDATION VOLUNTEERS ASSIST IN A VARIETY OF CAPACITIES AND ARE CRITICAL TO OUR SUCCESS. Form 990, Part VI, Line 1a THE BANNER HEALTH FOUNDATION (BHF) BOARD OF DIRECTORS IS PRIMARILY A FUNDRAISING BOARD WITHOUT FISCAL OVERSIGHT. THE BANNER HEALTH BOARD OF DIRECTORS HAS THE BROADER AUTHORITY OVER BHF AS DESCRIBED IN THE NARRATIVE FOR PART VI, LINES 7A/B. IN MANY, IF NOT ALL, SITUATIONS, THE BHF BOARD DELEGATES AUTHORITY DIRECTLY TO THE BANNER HEALTH CEO. Form 990, Part VI, Line 2 JOHN STRITTMATTER, CRAIG COPPOLA, AND JOHN GRAHAM HAVE A BUSINESS RELATIONSHIP. Form 990, Part VI, Line 6 THE SOLE VOTING MEMBER OF BANNER HEALTH FOUNDATION IS BANNER HEALTH, AN ARIZONA NONPROFIT CORPORATION EXEMPT FROM TAX AS AN ENTITY DESCRIBED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. Form 990, Part VI, Line 7a and 7b THE MEMBER'S VOTE SHALL BE REQUIRED ON: (A) ELECTION AND REMOVAL OF DIRECTORS AS SET FORTH HEREIN; (B) ELECTION AND REMOVAL OF CERTAIN OFFICERS AS SET FORTH HEREIN; (C) THE ADOPTION OF ANY PLAN OF MERGER OR CONSOLIDATION; (D) THE ADOPTION OF ANY PLAN OF DISSOLUTION; (E) THE SALE OR ENCUMBRANCE OF ANY ASSET AS SET FORTH HEREIN; (F) AMENDMENT OF THE ARTICLES OF INCORPORATION OR BYLAWS OF THE CORPORATION; (G) THOSE ISSUES OR MATTERS UPON WHICH THE MEMBER IS GRANTED VOTING RIGHTS AS SET FORTH IN THE ARTICLES OF INCORPORATION, THESE BYLAWS, OR THE ARIZONA NONPROFIT CORPORATION ACT. THE CORPORATION MAY HAVE SUCH NONVOTING MEMBERS AS THE MEMBER SHALL CREATE AND AUTHORIZE. AT SUCH TIME AS THE MEMBER CREATES A CLASS OR CLASSES OF NONVOTING MEMBERSHIP FOR THE CORPORATION, IT SHALL AMEND THE BYLAWS ACCORDINGLY. CREATION OF ANY CLASS OF NONVOTING MEMBER SHALL BE EFFECTIVE ONLY UPON AMENDMENT OF THE BYLAWS. POWERS OF THE VOTING MEMBER - THE VOTING MEMBER SHALL HAVE AND EXERCISE THOSE POWERS HEREAFTER DESCRIBED AS WELL AS THOSE SPECIFIC POWERS SET FORTH IN OTHER SECTIONS OF THESE BYLAWS. THE VOTING MEMBER SHALL: (A) APPOINT OR REMOVE THE PRESIDENT AND EVALUATE THE PERFORMANCE OF THE PRESIDENT; (B) APPOINT ALL MEMBERS OF THE BOARD OF DIRECTORS OF THE CORPORATION FOLLOWING NOMINATION BY THE BOARD OF DIRECTORS OF THE CORPORATION; (C) REVIEW AND APPROVE MISSION STATEMENTS AND STRATEGIC PLANS; (D) APPROVE THE ESTABLISHMENT OF ALL NEW CORPORATE OR PARTNERSHIP ENTITIES CREATED OR JOINED BY THE CORPORATION; (E) REVIEW AND APPROVE OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; (F) APPROVE ALL UNBUDGETED EXPENDITURES OVER THRESHOLDS AND SIGNATURE AUTHORITY AS ESTABLISHED BY POLICY OF THE VOTING MEMBER; (G) APPROVE THE SALE OF ANY ASSET OVER THRESHOLDS AND SIGNATURE AUTHORITY AS ESTABLISHED BY POLICY OF THE VOTING MEMBER; (H) APPROVE MAJOR CONTRACTS OF A NATURE AND SIZE AS DETERMINED BY POLICY AND SIGNATURE AUTHORITY OF THE VOTING MEMBER; AND (I) APPROVE ALL DEBT OF THE CORPORATION OF TYPES AND LIMITS OVER THRESHOLDS AND SIGNATURE AUTHORITY AS ESTABLISHED BY POLICY OF THE VOTING MEMBER Form 990, Part VI, Line 11b THE 990 IS REVIEWED BY BANNER HEALTH'S LEGAL DEPARTMENT, TAX DEPARTMENT, INTERNAL AUDIT DEPARTMENT AND CERTAIN BANNER HEALTH FOUNDATION OFFICERS. A MEETING IS HELD WITH THE TAX PREPARER AND A LINE-BY-LINE REVIEW IS DONE PRIOR TO THE FILING OF THE RETURN. THE FORM 990 WILL BE MADE AVAILABLE TO THE GOVERNING BODY AT THE NEXT REGULARLY SCHEDULED BOARD MEETING AFTER FILING. Form 990, Part VI, Line 12c THE BANNER HEALTH INTERNAL AUDIT DEPARTMENT PROVIDES EACH PARTY WITH A DISCLOSURE QUESTIONNAIRE. THE INTERNAL AUDIT DEPARTMENT PREPARES A SUMMARY FOR THE TAX DEPARTMENT. THIS SUMMARY IS ALSO PRESENTED TO THE AUDIT COMMITTEE. THE TAX DEPARTMENT PREPARES THE FORM 990 DISCLOSURE. THIS DISCLOSURE IS PRESENTED TO THE LEGAL DEPARTMENT FOR REVIEW. PURSUANT TO BANNER'S CONFLICT OF INTEREST POLICY, ALL BOARD MEMBERS, OFFICERS AND THE DIRECTOR OF AUDIT SERVICES MUST DISCLOSE THE EXISTENCE OF ANY FINANCIAL INTEREST THAT MAY GIVE RISE TO A CONFLICT OF INTEREST. Form 990, Part VI, Lines 15a & 15b THE COMPENSATION OF THE BANNER HEALTH FOUNDATION CEO IS DETERMINED BY THE BANNER HEALTH CEO AND IS SUBJECT TO OVERSIGHT BY THE BANNER HEALTH BOARD OF DIRECTORS COMPENSATION COMMITTEE IN THE SAME MANNER AS SUCH OVERSIGHT IS EXERCISED OVER OTHER VICE PRESIDENTS AND HIGHER EXECUTIVES OF BANNER HEALTH. THE COMPENSATION OF OTHER OFFICERS OF THE BANNER HEALTH FOUNDATION IS ESTABLISHED BY THE BANNER HEALTH FOUNDATION CEO, IF THEY ARE EMPLOYEES OF THE BANNER HEALTH FOUNDATION, OR BY BANNER HEALTH, IF THEY ARE EMPLOYEES OF BANNER HEALTH, IN EACH CASE WITHIN COMPENSATION RANGES SET BY THE BANNER HEALTH COMPENSATION AND BENEFITS DEPARTMENT BASED ON MARKET DATA. BANNER HEALTH'S PROCESS TO DETERMINE THE COMPENSATION OF THE BANNER HEALTH FOUNDATION IS AS FOLLOWS: BANNER HEALTH UTILIZES A COMPENSATION COMMITTEE THAT EXERCISES OVERSIGHT OVER ALL ASPECTS OF THE COMPENSATION PAID TO OR FOR THE BENEFIT OF THE CEO AND ALL OTHER SENIOR EXECUTIVES OF BANNER HEALTH AND ANY OF ITS AFFILIATES, INCLUDING THE BANNER HEALTH FOUNDATION CEO, AND ALL OTHER PERSONS WHO CONSTITUTE 'DISQUALIFIED PERSONS' WITH RESPECT TO BANNER HEALTH UNDER CODE SECTION 4958. THE COMMITTEE ANNUALLY REVIEWS AND DETERMINES THE EXECUTIVE TOTAL COMPENSATION PHILOSOPHY OF BANNER HEALTH; ESTABLISHES THE PERMISSIBLE RANGES OF COMPENSATION FOR SENIOR EXECUTIVES AND DISQUALIFIED PERSONS, INCLUDING THE BANNER HEALTH FOUNDATION CEO; REVIEWS AND APPROVES THE DESIGN OF THE COMPONENTS OF COMPENSATION FOR SENIOR EXECUTIVES AND ANY OTHER DISQUALIFIED PERSONS; MONITORS COMPLIANCE OF BANNER HEALTH AND AFFILIATES WITH THE PHILOSOPHY AND DESIGN COMPONENTS OF EXECUTIVE COMPENSATION; RECEIVES THE BANNER HEALTH CEO'S REPORT CONCERNING THE OVERALL PERFORMANCE AND DEVELOPMENT ASSESSMENT OF THE SENIOR EXECUTIVES, INCLUDING THE BANNER HEALTH FOUNDATION CEO; ACTS FOR THE BOARD IN THE APPOINTMENT, ESTABLISHMENT OF COMPENSATION AND DIRECT OVERSIGHT OF EXTERNAL INDEPENDENT COMPENSATION CONSULTANTS ENGAGED TO PROVIDE ADVICE AND INFORMATION WITH RESPECT TO THE REASONABLENESS AND COMPETITIVENESS OF THE COMPENSATION PAID TO THE CEO, SENIOR EXECUTIVES AND ANY OTHER DISQUALIFIED PERSONS, WHICH CONSULTANT REPORTS DIRECTLY TO THE COMMITTEE; AND PERFORMS SUCH OTHER DUTIES AND DELEGATED RESPONSIBILITIES AS THE BOARD MAY ASSIGN TO THE COMMITTEE FROM TIME TO TIME. IN ADDITION, THE COMMITTEE HAS ADOPTED THE FOLLOWING BEST PRACTICES WITH RESPECT TO ITS EXECUTIVE COMPENSATION OVERSIGHT FUNCTION: RECEIVES THE REPORT OF THE VICE PRESIDENT, TOTAL COMPENSATION, REGARDING ALL MATERIAL INCENTIVE PLANS, BENEFIT PLANS AND PROGRAMS THAT APPLY TO EMPLOYEES AND PHYSICIANS GENERALLY; APPROVES THE BANNER HEALTH CEO'S RECOMMENDATIONS AS TO THE COMPENSATION OF SENIOR EXECUTIVES. THE COMPENSATION COMMITTEE MAY RETAIN EXTERNAL INDEPENDENT COMPENSATION CONSULTANTS TO THE EXTENT THE COMMITTEE DEEMS NECESSARY OR APPROPRIATE TO CARRY OUT ITS RESPONSIBILITIES. IF SO ENGAGED, THE COMMITTEE HAS RESPONSIBILITY FOR APPROVING THE FEES AND THE TERMS OF ENGAGEMENT FOR THE CONSULTANTS, AS WELL AS TERMINATION OF SUCH ENGAGEMENT. TYPICALLY, THE COMMITTEE HAS ENGAGED A CONSULTANT ANNUALLY TO REVIEW AND OPINE AS TO THE REASONABLENESS OF THE CEO'S COMPENSATION PACKAGE AND HAS ENGAGED A CONSULTANT APPROXIMATELY ONCE EVERY THREE YEARS TO REVIEW AND OPINE AS TO THE REASONABLENESS OF SENIOR EXECUTIVE AND OTHER EXECUTIVE MANAGEMENT COMPENSATION, INCLUDING THAT OF THE BANNER HEALTH FOUNDATION CEO. THE COMMITTEE PERIODICALLY REVIEWS THE RELATIONSHIP BETWEEN BANNER HEALTH AND EACH CONSULTANT TO ENSURE THE CONSULTANT'S INDEPENDENCE. IN CONNECTION WITH EACH SUCH EVALUATION, THE COMMITTEE REQUESTS A WRITTEN CERTIFICATION FROM EACH CONSULTANT THAT: INCLUDES AN INDEPENDENCE ATTESTATION AFFIRMING THAT THE CONSULTANT HAS CONDUCTED ITS OWN INTERNAL ASSESSMENT AND, BASED ON SUCH ASSESSMENT AND ITS INTERNAL CONTROLS, CONCLUDED THAT IT HAS PERFORMED ITS SERVICES FOR THE COMMITTEE IN AN INDEPENDENT MANNER AND IS INDEPENDENT AS DEFINED IN THE INTERMEDIATE SANCTION REGULATIONS UNDER CODE SECTION 4958; CONFIRMS THAT THE CONSULTANT REPORTS TO THE COMMITTEE THROUGH THE CHAIR OF THE COMMITTEE AND THAT ALL CONSULTING ACTIVITY FOR BANNER HEALTH CONDUCTED BY SUCH CONSULTANT DURING THE PRECEDING YEAR WAS CONDUCTED WITH THE KNOWLEDGE AND CONSENT OF THE CHAIR OF THE COMMITTEE; AND DETAILS THE AMOUNTS PAID BY BANNER HEALTH TO THE CONSULTANT IN ITS CAPACITY AS AN EXTERNAL COMPENSATION CONSULTANT TO THE COMMITTEE, AND THE AMOUNTS PAID BY BANNER HEALTH, IF ANY, TO THE CONSULTANT AND ITS AFFILIATES FOR ANY OTHER ENGAGEMENTS. THE COMMITTEE MAY ALSO REQUIRE THE CONSULTANT TO VERIFY THAT IT MEETS THE DEFINITION OF 'INDEPENDENCE' AS DESCRIBED IN THE FORM 990 INSTRUCTIONS. COMPENSATION SURVEYS AND STUDIES ARE UTILIZED BY INDEPENDENT CONSULTANTS THAT THE COMMITTEE MAY ENGAGE FROM TIME TO TIME. Form 990, Part VI, Line 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, AUDITED FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND TAX RETURNS ARE AVAILABLE UPON REQUEST. COPIES ARE MAINTAINED AT EACH ADMINISTRATIVE OFFICE AND IN THE LEGAL AND TAX DEPARTMENTS. BANNER ALZHEIMER'S FOUNDATION 1441 N 12TH STREET PHOENIX AZ 85006 204862361 SUPPORT AZ 501(c)(3) 7 BANNER HLTH true BANNER HEALTH 1441 N 12TH STREET PHOENIX AZ 85006 450233470 HOSPITAL AZ 501(c)(3) 3 NA false GOOD SAMARITAN COMMUNITY FOUNDATION 1441 N 12TH STREET PHOENIX AZ 85006 866306490 SUPPORT AZ 501(c)(3) 509A(3)(II) BANNER HLTH true BANNER MEDICAL GROUP 1441 N 12TH STREET PHOENIX AZ 85006 900532830 MEDICAL SVS AZ 501(c)(3) 3 BANNER HLTH true BANNER MEDICAL GROUP COLORADO 1441 N 12TH STREET PHOENIX AZ 85006 900532831 MEDICAL SVS CO 501(c)(3) 3 BANNER HLTH true ALZHEIMER RESEARCH FORUM FDN(THRU 1213) 11 KEEWAYDIN DRIVE SUITE 100 SALEM NH 03079 043382717 SUPPORT DE 501(C)(3) PF BANNER HLTH true PARTNERS IN INTEGRATIVE HEALTH 1441 N 12TH STREET PHOENIX AZ 85006 611700965 INACTIVE AZ NA BANNER PLAN ADMINISTRATION INC 525 W BROWN ROAD 7TH FLOOR MESA AZ 85201 860800246 THIRD PARTY ADMIN AZ NA C Corp true BANNER HEALTH TANANA VALLEY MEDICAL-SUR 1001 NOBLE STREET FAIRBANKS AK 99701 920049930 MEDICAL SERVICES AK NA C Corp true BANNER INDEMNITY LTD PO BOX 1051 GRAND CAYMAN BWI CJ 450233470 INVESTMENTS CJ NA FOREIGN CORP. true BANNER HEALTH NETWORK 1441 N 12TH ST PHOENIX AZ 85006 900750689 ACCTBLE CARE ORG AZ NA C-CORP true false true true false true false false false false false false false false true true false true false false BANNER ALZHEIMER'S FOUNDATION e 3937323 ACTUAL BALANCE BANNER ALZHEIMER'S FOUNDATION n 568808 ACTUAL COST BANNER ALZHEIMER'S FOUNDATION o 198845 ACTUAL COST SCHEDULE R, PART III PARTNERS IN INTEGRATIVE HEALTH EIN: 61-1700969 ADDRESS: 1441 N. 12TH STREET, PHOENIX, AZ 85006