2014-03-04T14:20:29-06:00 2013-06-30 593204548 JAMES MOORE & CO PL 5931 NW 1ST PLACE GAINESVILLE FL 326072063 990 2012-07-01 201226494 UNIVERSITY OF FLORIDA INVESTMENT CORPORATION UNIV 3523921693 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 OFFICER 3523921693 2014-02-20 1 KEN KURDZIEL P00060407 3523781331 2014-02-20 2012 2015-11-30 17:44:51Z EDWARD KELLY 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 2537022 0 X WWW.UFICO.UFL.EDU X 2004 FL THE PURPOSE OF THIS CORPORATION IS TO PROMOTE THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA BY PROVIDING INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO AND FOR THE UNIVERSITY OF FLORIDA BOARD OF TRUSTEES, A PUBLIC BODY CORPORATE, AND SUCH AFFILIATED CORPORATIONS AS THE BOARD OF TRUSTEES OF THE UNIVERSITY OF FLORIDA MAY DESIGNATE, PROVIDED THAT SUCH ORGANIZATIONS FURTHER THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA AND ARE ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS NOW IN FORCE OR HEREAFTER AMENDED. 13 8 15 0 0 0 0 0 2249638 2535043 2691 1979 0 0 2252329 2537022 0 0 0 0 1655943 2094036 0 0 0 594187 470460 2250130 2564496 2199 -27474 1838781 1707360 1275393 1171446 563388 535914 X THE PURPOSE OF THIS CORPORATION IS TO PROMOTE THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA BY PROVIDING INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO AND FOR THE UNIVERSITY OF FLORIDA BOARD OF TRUSTEES, A PUBLIC BODY CORPORATE, AND SUCH AFFILIATED CORPORATIONS AS THE BOARD OF TRUSTEES OF THE UNIVERSITY OF FLORIDA MAY DESIGNATE, PROVIDED THAT SUCH ORGANIZATIONS FURTHER THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA AND ARE ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS NOW IN FORCE OR HEREAFTER AMENDED. 0 0 2142651 2535043 THE ORGANIZATION PROVIDED INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO THE UNIVERSITY OF FLORIDA AND EIGHT OTHER DIRECT SUPPORT ORGANIZATIONS OF THE UNIVERSITY OF FLORIDA. DURING THE YEAR, THE ORGANIZATION MANAGED ASSETS OF APPROXIMATELY $2,200,929,010 FOR THESE ORGANIZATIONS. 2142651 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 1 15 1 0 0 0 0 0 0 0 0 0 0 X 13 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JIMMY HUMPHRIES 3522731479 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 S ANDREW BANKS 1.00 X 0 0 0 DAVID T BROWN 1.00 X 0 213519 29024 TROY DAVIS 1.00 X 0 0 0 MATT FAJACK 1.00 X 0 261790 35747 ROBERT GIDEL 1.00 X 0 0 0 THOMAS J MITCHELL 1.00 X 0 441966 32882 EARL POWELL 1.00 X 0 0 0 ALEX SMITH 1.00 X 0 0 0 REBECCA PATTERSON 1.00 X 0 0 0 WILLIAM ROBINSON 1.00 X 0 771422 31992 ERIC MANDELBLATT 1.00 X 0 0 0 WINFRED PHILLIPS 1.00 X 0 401355 31779 DOUG FREE 1.00 X 0 0 0 PETER LANDAUER 40.00 X 284946 0 62328 EDWARD KELLY 40.00 X 222862 0 38039 DOUGLAS WYNKOOP 40.00 X 274763 0 88919 RAKESH DAHIYA 40.00 X 196941 0 61698 979512 2090052 412408 4 0 1 0 0 MANAGEMENT FEES 541900 2535043 2535043 2535043 1979 1979 2537022 2535043 0 1979 908807 758783 150024 816167 734550 81617 296999 267299 29700 72063 64857 7206 27648 27648 20100 20100 40742 40742 225 225 16859 15173 1686 927 927 157582 141824 15758 110871 110871 7400 7400 32366 32366 20084 20084 MISC OPERATING EXPENSE 29895 29895 MEMBERSHIPS & DUES 2736 2736 MEALS & ENTERTAINMENT 1517 1517 SUBSCRIPTIONS 1208 1208 300 300 2564496 2142651 421845 0 1172077 991787 49932 35141 13577 13577 278231 236616 70385 41615 532810 625240 1838781 1707360 742583 546206 532810 625240 1275393 1171446 X 563388 535914 563388 535914 1838781 1707360 -27474 0 X X 0 1 X 1 0 X X X X 0 0 0 UNIVERSITY OF FLORIDA 596002052 2 1 0 1 0 54247 41503 12744 135237 106366 28871 88747 88747 0 41615 EMPLOYEE RETIRMENT PLAN ASSETS 152975 MANAGEMENT FEE RECEIVABLE 472265 625240 DEFERRED COMPENSATION 472265 DEFERRED COMPENSATION - 457(B) PLAN 152975 625240 X 2537022 0 2537022 0 2537022 2564496 0 2564496 0 2564496 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: UFICO HAS REVIEWED AND EVALUATED THE RELEVANT TECHNICAL MERITS OF EACH OF ITS TAX POSITIONS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AND DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT WOULD HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS OF UFICO. X X X X X 0 0 0 0 0 0 0 1 0 DAVID T BROWN 0 163519 0 50000 0 0 0 11354 0 17670 0 242543 0 0 MATT FAJACK 0 249912 0 0 0 11878 0 16784 0 18963 0 297537 0 0 THOMAS J MITCHELL 0 323668 0 75000 0 43298 0 15673 0 17209 0 474848 0 0 WILLIAM ROBINSON 0 494200 0 133900 0 143322 0 4357 0 27635 0 803414 0 0 WINFRED PHILLIPS 0 381147 0 0 0 20208 0 23451 0 8328 0 433134 0 0 PETER LANDAUER 176148 0 108798 0 0 0 25529 0 36799 0 347274 0 0 0 EDWARD KELLY 177862 0 45000 0 0 0 23222 0 14817 0 260901 0 0 0 DOUGLAS WYNKOOP 249763 0 25000 0 0 0 25529 0 63390 0 363682 0 0 0 RAKESH DAHIYA 179441 0 17500 0 0 0 20521 0 41177 0 258639 0 0 0 PART I, LINE 7 THE ORGANIZATION HAS A DEFERRED COMPENSATION BONUS PLAN WHICH COVERS CERTAIN EMPLOYEES. UNDER THIS PLAN, A DEFERRED BONUS IS PAID WHICH INCLUDES A DISCRETIONARY COMPONENT. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S CHIEF OPERATING OFFICER AND CONTROLLER WILL REVIEW THE FORM 990. ADDITIONALLY, THE AUDIT COMMITTEE OF THE ORGANIZATION WILL RECEIVE, REVIEW AND APPROVE THE FORM 990 AT A MEETING OF THE AUDIT COMMITTEE. THE FORM 990 IS PRESENTED TO THE ENTIRE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES DISCLOSE QUARTERLY TO THE CHIEF OPERATING OFFICER ANY POTENTIAL CONFLICTS OF INTEREST THROUGH SIGNED STATEMENTS. ALL BOARD MEMBERS DISCLOSE ANNUALLY TO THE CHIEF OPERATING OFFICER ANY POTENTIAL CONFLICTS OF INTEREST THROUGH SIGNED STATEMENTS. THE CHIEF OPERATING OFFICER REVIEWS THESE STATEMENTS AND ADDRESSES THEM APPROPRIATELY. THE CHIEF OPERATING OFFICER REPORTS ANY POTENTIAL CONFLICTS OF INTEREST TO THE CONTROLLER AND CONTROLLER ADDRESSES THEM APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS APPROVES SALARIES FOR ALL EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 FEDERAL LAW DOES NOT REQUIRE THAT SUCH DOCUMENTS BE MADE PUBLICLY AVAILABLE UNLESS THEY WERE INCLUDED ON A FORM THAT IS PUBLICLY AVAILABLE (SUCH AS FORM 1023 OR 1024). WE DO NOT MAKE OUR GOVERNING DOCUMENTS, POLICIES, OR FINANCIAL STATEMENTS DIRECTLY AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 2C: THE PROCESS FOR THE SELECTION AND SUPERVISION OF THE ORGANIZATION'S INDEPENDENT AUDITOR HAS REMAINED CONSISTENT WITH THE PRIOR YEAR. UFICO LLC 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 GENERAL PARTNER/MANAGING PARTNER FL N/A UNIVERSITY OF FLORIDA 24 TIGERT HALL GAINESVILLE FL 32611 596002052 UNIVERSITY FL 115 N/A 0 UNIVERSITY OF FLORIDA FOUNDATION INC PO BOX 14425 GAINESVILLE FL 32604 590974739 FUNDRAISING FL 501(C)(3) LINE 7 UNIVERSITY OF FLORIDA 0 UNIVERSITY ATHLETIC ASSOCIATION INC PO BOX 14485 GAINESVILLE FL 32604 596002050 COLLEGIATE ATHLETIC ASSOCIATION FL 501(C)(3) LINE 5 UNIVERSITY OF FLORIDA 0 SHANDS TEACHING HOSPITAL AND CLINICS INC PO BOX 100362 GAINESVILLE FL 32610 591493502 HOSPITAL FL 501(C)(3) LINE 3 UNIVERSITY OF FLORIDA 0 SHANDS HOSPITAL AUXILIARY INC PO BOX 100336 GAINESVILLE FL 32610 593551267 HOSPITAL SUPPORT FL 501(C)(3) LINE 11A, I SOUTHEASTERN HEALTHCARE FOUNDATION 0 UNIVERSITY OF FLORIDA COLLEGE OF NURSING FACULTY PRACTICE ASSOCIATION INC PO BOX 100197 GAINESVILLE FL 32610 593513811 EDUCATIONAL SUPPORT FL 501(C)(3) LINE 11A, I UNIVERSITY OF FLORIDA 0 FLORIDA PROTON THERAPY INSTITUTE INC 2015 JEFFERSON STREET JACKSONVILLE FL 32206 010554709 CANCER TREATMENT AND RESEARCH FL 501(C)(3) LINE 9 UNIVERSITY OF FLORIDA 0 UNIVERSITY OF FLORIDA RESEARCH FOUNDATION INC PO BOX 115500 GAINESVILLE FL 32611 592729133 RESEARCH/DEVELOPMENT FL 501(C)(3) LINE 11A, I UNIVERSITY OF FLORIDA 0 CITRUS RESEARCH AND DEVELOPMENT FOUNDATION INC 700 EXPERIMENT STATION ROAD LAKE ALFRED FL 33850 264825142 RESEARCH FL 501(C)(3) LINE 11D, III-O UNIVERSITY OF FLORIDA 0 FLORIDA PRIVATE INVESTMENTS FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277240 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA LONG TERM POOL FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277090 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA SHORT-TERM FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276790 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA GLOBAL EQUITY FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276884 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA GLOBAL FIXED INCOME FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277004 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA HEDGED STRATEGIES FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277727 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA OPPORTUNISTIC FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277160 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 UNIVERSITY OF FLORIDA L 269167 FAIR MARKET VALUE