2014-10-27T11:56:11-05:00 2013-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2013-01-01 135562220 FEDERATION OF PROTESTANT WELFARE AGENCIES INC FEDE 2127774800 281 PARK AVENUE SOUTH NEW YORK NY 100106102 JENNIFER JONES AUSTIN CEO/EXC DIR 2127774800 2014-10-27 1 ROBERT LYONS P00227472 2125038800 2013 2015-11-30 17:44:51Z JENNIFER JONES AUSTIN 281 PARK AVENUE SOUTH NEW YORK NY 100106102 8643896 0 X WWW.FPWA.ORG X 1922 NY FPWA PROMOTES THE SOCIAL AND ECONOMIC WELL-BEING OF GREATER NEW YORK'S MOST VULNERABLE BY STRENGTHENING HUMAN SERVICE ORGANIZATIONS AND ADVOCATING FOR JUST PUBLIC POLICIES. THE ORGANIZATION'S NETWORK OF HUMAN SERVICE AGENCIES AND CHURCHES OPERATE OVER 1,100 PROGRAMS IN NEIGHBORHOODS THROUGHOUT THE FIVE BOROUGHS OF NEW YORK CITY AND BEYOND. THEY INCLUDE DAY CARE CENTERS, SOUP KITCHENS, AFTER SCHOOL AND YOUTH SERVICES, FOSTER CARE AGENCIES, SENIOR CENTERS AND COMMUNITY HEALTH PROGRAMS. TOGETHER WE SERVE OVER 1.5 MILLION LOW-INCOME NEW YORKERS OF ALL AGES, ETHNICITIES AND RELIGIONS EACH YEAR. SINCE 1922, THE ORGANIZATION HAS HELPED STRENGTHEN ITS MEMBERS BY PROVIDING CRITICAL RESOURCES, MANAGEMENT AND POLICY ASSISTANCE. 28 28 37 10 0 -9287 2168230 2384387 353228 264959 936260 1640266 -95420 -2667 3362298 4286945 548584 685900 0 0 3021134 3466353 0 0 582186 1843513 2311974 5413231 6464227 -2050933 -2177282 37909656 38227553 5921285 5268115 31988371 32959438 X FPWA PROMOTES THE SOCIAL AND ECONOMIC WELL-BEING OF GREATER NEW YORK'S MOST VULNERABLE BY ADVOCATING FOR JUST PUBLIC POLICIES AND STRENGTHENING HUMAN SERVICE AGENCIES. 0 0 3462753 685900 264959 MEMBER INITIATIVES CREATES AND MAINTAINS A MEMBERSHIP PORTFOLIO THAT ENHANCES THE ORGANIZATIONAL CAPACITY AND ADVOCACY ABILITY OF MEMBER AGENCIES. MEMBER INITIATIVES PROVIDES SERVICES AND SUPPORTS FOR COMMUNITY AND FAITH-BASED ORGANIZATIONS, INCLUDING PROVIDING FINANCIAL ASSISTANCE TO THEIR CLIENTS, COORDINATING TRAININGS TO IMPROVE THEIR QUALITY OF SERVICES, ALLOCATING GRANT AWARDS AND IN-KIND RESOURCES, FACILITATING VOLUNTEER SUPPORT, AND OVERSEEING NEW YORK CITY'S THIRD LARGEST TOY DRIVE. MEMBER INITIATIVES HAS EXPANDED ITS EFFORTS TO STRENGTHEN THE LEADERSHIP CAPACITY OF MEMBER AGENCIES AND TO DEVELOP A BASE OF ADVOCATES WHO WILL PARTNER WITH FPWA TO EFFECT POLICY CHANGE.FAITH BASED INITIATIVES WORKS ACROSS THE CITY WITH A WIDE ARRAY OF FAITH BASED PARTNERS TO CREATE TRANSFORMATIVE MODELS OF ENGAGEMENT DESIGNED TO DRIVE POSITIVE CHANGE ON ISSUES IMPACTING THE MOST VULNERABLE NEW YORKERS. FAITH BASED INITIATIVES DEVELOPS AND IMPLEMENTS IN-DEPTH LEADERSHIP TRAINING EXPERIENCES FOR THE CITY'S FAITH LEADERS WITH THE GOAL OF RAISING UP NEW GENERATIONS OF PROPHETIC WITNESSES TO THE IMPORTANCE OF FAIR AND JUST SOLUTIONS TO THE PLIGHT OF THE MARGINALIZED AND DISENFRANCHISED. IT ALSO CREATES STRATEGIC NETWORKS BETWEEN COMMUNITY BASED ORGANIZATIONS AND FAITH BASED INSTITUTIONS FOR THE PURPOSE OF MAXIMIZING THE EFFECTIVENESS OF PROGRAMMING AND THE USE OF VALUABLE RESOURCES. 899170 POLICY, ADVOCACY AND RESEARCH (PAR) EXECUTES A FOCUSED POLICY AGENDA THAT ADVANCES UPWARD MOBILITY FOR THE MOST VULNERABLE POPULATIONS. PAR WORKS WITH POLICYMAKERS AT THE CITY AND STATE LEVELS FOR VITAL POLICIES, LEGISLATION, AND FUNDING TO REDUCE POVERTY AND PROMOTE ECONOMIC EQUITY. THE POLICY ANALYSTS COMBINE ANALYSES AND RESEARCH, ALONG WITH INPUT FROM MEMBER AGENCY EXECUTIVES AND STAFF, OUR BOARD OF DIRECTORS, AND COALITION MEMBERS TO CREATE POLICY, LEGISLATIVE, AND BUDGET AGENDAS TO ADDRESS THE NEEDS OF VULNERABLE NEW YORKERS. 4361923 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 128 0 37 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 28 28 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY AL CO CT FL NJ PA RI SC X CHRISTINE THORBJORNSEN 2128011342 281 PARK AVENUE SOUTH NEW YORK NY 10010 STEPHEN J STOREN CHAIR 4.00 X X 0 0 0 CRAIG C MACKAY 1ST VICE CHAIR 4.00 X X 0 0 0 WENDY A VAN AMSON 2ND VICE CHAIR 4.00 X X 0 0 0 MARK PISZKO TREASURER 4.00 X X 0 0 0 JOHN MCCSHANNON SECRETARY 4.00 X X 0 0 0 ANGELA EIREF ASSISTANT SECRETARY 1.00 X X 0 0 0 RAMONA BOSTON BOARD MEMBER 1.00 X 0 0 0 ROBERT S BRIDGES JR BOARD MEMBER 1.00 X 0 0 0 RICHARD A DEBS BOARD MEMBER 1.00 X 0 0 0 DONALD FELIX BOARD MEMBER 1.00 X 0 0 0 CONRAD FOA BOARD MEMBER 1.00 X 0 0 0 BERTRAM F FRENCH BOARD MEMBER 1.00 X 0 0 0 THOMAS P GRISSOM JR BOARD MEMBER 1.00 X 0 0 0 DANA HISCOCK BOARD MEMBER 1.00 X 0 0 0 JOSEPH B GAUGHAN BOARD MEMBER 1.00 X 0 0 0 JULIA HOTTON BOARD MEMBER 1.00 X 0 0 0 PETER C KORNMAN BOARD MEMBER 1.00 X 0 0 0 MARY L LAMBERT FORMER BOARD MEMBER 0.50 X 0 0 0 JAMES W MARCH BOARD MEMBER 1.00 X 0 0 0 BRUCE J MCCOWAN BOARD MEMBER 1.00 X 0 0 0 VALERIE A REARDON BOARD MEMBER 1.00 X 0 0 0 WENDY WALWORTH BOARD MEMBER 1.00 X 0 0 0 ELLSWORTH G STANTON III BOARD MEMBER 1.00 X 0 0 0 ROBERT H GUTHEIL BOARD MEMBER 1.00 X 0 0 0 FRED WEINTZ JR BOARD MEMBER 1.00 X 0 0 0 SIDNEY WITTER BOARD MEMBER 1.00 X 0 0 0 JENNIFER PETERSON BOARD MEMBER 1.00 X 0 0 0 JACOB ANDREW SMITH BOARD MEMBER 1.00 X 0 0 0 EMMA JORDAN-SIMPSON BOARD MEMBER 1.00 X 0 0 0 JENNIFER JONES-AUSTIN C.E.O. 35.00 X 247492 0 30988 SHARON MADISON C.O.O. 35.00 X 46907 0 6104 EDMUND M MOORE C.O.O. (FORMER) 35.00 X 211917 0 27919 MICHAEL LEWIS DIRECTOR OF FINANCE (FORMER) 35.00 X 37670 0 12481 CHRISTINE THORBJORNSEN DIRECTOR OF FINANCE 35.00 X 60577 0 7159 JOEL GIBSON DIR. OF MEMBER/FAITH BASED 35.00 X 116787 0 30474 721350 0 115125 3 0 1 0 CAMBRIDGE ASSOCIATES LLC 125 HIGH STREET BOSTON MA 02110 INVESTMENT CONSULT. 151524 1 94539 698937 1590911 15440 2384387 SERVICE FEES 541900 177948 177948 MEMBERSHIP FEES 900099 87011 87011 264959 544941 544941 388047 390714 -2667 -2667 -2667 5005858 3910533 1095325 1095325 1095325 55704 94539 55704 0 4286945 264959 0 1637599 300883 300883 385017 385017 689215 465663 154008 69544 1881212 1354027 324653 202532 205446 138808 45908 20730 434348 293464 97057 43827 256132 173055 57233 25844 30749 30749 42700 42700 42680 42680 259403 259403 525374 32881 356335 136158 48914 32717 9523 6674 129559 93808 21741 14010 53633 19992 25303 8338 38209 27665 6412 4132 175450 126992 29493 18965 39161 28355 6571 4235 SPECIAL PROJECTS 773909 756509 17400 OFFICE EQUIPMENT EXP 73114 52940 12268 7906 TELEPHONE 23408 16947 3929 2532 MISC. EXPENSES 22264 6823 13721 1720 33447 12697 5711 15039 6464227 4361923 1520118 582186 245741 284777 370964 396433 39957 10596 88394 48298 382715 332545 9493457 6240606 3495690 3252851 11036465 9569453 9106674 9830783 13143056 14501817 37909656 38227553 291385 398815 3035000 2755000 2594900 2114300 5921285 5268115 X 13303235 12552862 483970 842731 18201166 19563845 31988371 32959438 37909656 38227553 X -2177282 626581 236386 259403 2025979 X X 0 1 X 1 0 X 2521418 2868510 2161314 2168230 2145382 11864854 2521418 2868510 2161314 2168230 2145382 11864854 15378 11849476 1431782 1219625 1069592 523671 544941 4789611 6665 19207 19842 28280 2620 76614 16731079 1298012 0.70820 0.69700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4387 47986 52373 6402161 6454534 472727 118182 0 0 456269 422814 422793 472727 1774603 2661905 54232 57030 52553 52373 216188 114067 105704 105698 118182 443651 665477 6218 8764 4269 4387 23638 31111965 1989260 2338400 30762825 30166278 2963837 2018150 31111965 35918998 -2096659 3656061 30166278 34673452 3350420 2104874 35918998 31513512 5291915 2131975 34673452 0.33700 0.63600 0.02700 0 0 249253 249253 5427693 4062547 1365146 3032285 1396836 1635449 784226 781223 3003 3252851 ALTERNATIVE INVESTMENTS 9830783 F 9830783 BENEFICIAL INTEREST IN PERPETUAL TRUSTS 14439498 BENEFICIAL INTEREST IN POOLED INCOME FUND 46455 ACCRUED INTEREST RECEIVABLES 15864 14501817 ACCRUED POSTRETIREMENT PAYABLE 2114300 2114300 X 7362906 626581 236386 2472397 3335364 4027542 259403 259403 4286945 6887628 236386 446418 682804 6204824 259403 259403 6464227 PART V, LINE 4: ENDOWMENT NET ASSETS CONSIST OF PERMANENTLY RESTRICTED, BOARD DESIGNATED, AND TEMPORARILY RESTRICTED FUNDS. THE PERMANENTLY RESTRICTED NET ASSETS ARE FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND. THE EARNINGS FROM THE PERMANENTLY RESTRICTED ENDOWMENT SHALL BE USED TO FUND THE FEDERATION'S PROGRAM ACTIVITIES. PART X, LINE 2: FIN 48 DISCLOSURE: FPWA HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2013 AND 2012 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. FPWA IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS ENDED BEFORE 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 1,361,808. CHANGE IN VALUE OF POOLED LIFE INCOME FUND 871. POSTRETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COST 663,300. SPECIAL EVENT DIRECT EXPENSES 55,704. RENTAL EXPENSES NETTED AGAINST RENTAL INCOME 390,714. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES NETTED AGAINST RENTAL INCOME 390,714. SPECIAL EVENT DIRECT EXPENSES 55,704. FALL BENF.HARVEST BALL 150243 94539 55704 51145 4559 150243 94539 55704 51145 4559 55704 0 1 ARC XVI - FORT WASHINGTON 4111 BROADWAY NEW YORK NY 10033 111631747 501(C)(3) 20000 TO IDENTIFY FOSTER FAMILIES AND RECRUIT THEM FOR THE PLACEMENT OF FOSTER CHILDREN. FORESTDALE INC 67-35 112TH STREET NEW YORK NY 11375 132745426 501(C)(3) 10000 TO PROVIDE SPECIAL SERVICES FOR THE EMERGING ASIAN SENIOR POPULATION. 2 SCHOLARSHIPS 11 20000 CAMPERSHIP 98 31000 FINANCIAL ASSISTANCE 270 228579 JARVIE ASSISTANCE 15 9196 DEKAY ASSISTANCE 11 96242 PART I, LINE 2: THESE AGENCIES RECEIVED FUNDS FOR CLIENTS ONE-TIME ESSENTIAL NEEDS, SUCH AS FURNITURE PURCHASES, TRANSPORTATION, RENT AND UTILITIES. CLEAR GUIDELINES WERE GIVEN IN WRITING AND VERBALLY, AND THROUGH ORIENTATION MEETINGS WITH AGENCY STAFF. FPWA REQUIRED AN INTERIM AND FINAL REPORT, WITH NARRATIVE DESCRIPTIONS OF THE CLIENTS' SITUATIONS, ALONG WITH SUPPORTING DOCUMENTATION. X X X 0 0 0 0 0 0 0 0 0 JENNIFER JONES-AUSTIN C.E.O. 244000 0 0 0 3492 0 26627 0 4361 0 278480 0 0 0 SHARON MADISON C.O.O. 46892 0 0 0 15 0 5844 0 260 0 53011 0 0 0 EDMUND M MOORE C.O.O. (FORMER) 161902 0 0 0 50015 0 17667 0 10252 0 239836 0 0 0 MICHAEL LEWIS DIRECTOR OF FINANCE (FORMER) 31427 0 0 0 6243 0 4401 0 8080 0 50151 0 0 0 CHRISTINE THORBJORNSEN DIRECTOR OF FINANCE 59242 0 0 0 1335 0 6944 0 215 0 67736 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 MARY L. LAMBERT IS THE MOTHER-IN-LAW OF RAMONA BOSTON. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM BASED ON INFORMATION CONTAINED IN THE AUDITED FINANCIAL STATEMENTS AND OTHER INFORMATION PROVIDED BY FEDERATION'S DIRECTOR OF FINANCE. TO ENSURE ACCURACY OF THE INFORMATION REPORTED, THE ORGANIZATION HAS ESTABLISHED A REVIEW PROCESS THAT INCLUDES AN INITIAL REVIEW BY MANAGEMENT, FOLLOWED BY A REVIEW BY A BOARD COMMITTEE INCLUDING THE TREASURER. FOLLOWING THE COMMITTEE'S REVIEW, THE FULL BOARD IS PROVIDED WITH AN ELECTRONIC COPY OR A HARD COPY (FOR THOSE BOARD MEMBERS WITHOUT ELECTRONIC ACCESS), FOR THEIR REVIEW AND COMMENTS. FIVE WORKING DAYS ARE PROVIDED FOR BOARD COMMENTS. COMMENTS ARE CORRELATED, SUMMARIZED AND ADDRESSED BY MANAGEMENT, AND WHERE APPROPRIATE, INCORPORATED INTO THE FINALIZED FORM 990. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST POLICY IS CURRENTLY IN PLACE AND IS MONITORED ANNUALLY. EACH YEAR EVERY MEMBER OF THE GOVERNING BODY COMPLETES AND SIGNS A CONFLICT OF INTEREST STATEMENT IN WHICH THEY DISCLOSE ANY POSSIBLE CONFLICTS OF INTEREST TO THE ORGANIZATION. IF SUCH CONFLICT OF INTEREST EXISTS, THE BOARD MEMBER MAY NOT VOTE ON MATTERS AS TO WHICH THERE IS A CONFLICT, AND MAY BE REQUIRED TO LEAVE THAT PORTION OF A MEETING THAT CONSIDERS THE MATTER AS TO WHICH THERE IS A CONFLICT. CONFLICTS OF INTEREST ARE DULY NOTED IN ALL NECESSARY REPORTING REQUIREMENTS. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION USES SEVERAL CRITERIA TO DETERMINE THE COMPENSATION OF ITS EXECUTIVE DIRECTOR/CEO. THE BOARD COMPENSATION COMMITTEE GATHERS DATA ABOUT POSITIONS OF COMPARABLE DUTIES AND QUALIFICATIONS IN ORGANIZATIONS OF COMPARABLE ASSET SIZE, MISSION AND GEOGRAPHIC LOCATION. THE ORGANIZATION'S FINANCIAL CONDITION AND ACHIEVEMENT OF ANNUAL GOALS ARE ALSO CONSIDERED IN DETERMINING SALARY AND TOTAL COMPENSATION PACKAGE. THE COMPENSATION COMMITTEE DOCUMENTS THE BASIS FOR ITS RECOMMENDATIONS AND MAINTAINS RECORDS OF ITS COMPENSATION POLICY TO MEET ALL NECESSARY REPORTING REQUIREMENTS. OTHER OFFICERS AND ALL EMPLOYEES' SALARIES ARE APPROVED BY THE COO, EXECUTIVE DIRECTOR, AND ANNUALLY AT THE BUDGET COMMITTEE MEETING, WHERE ANNUAL INCREASES ARE FIRST APPROVED. THE EXECUTIVE COMMITTEE AND THE BOARD APPROVES THE BUDGET WHICH INCLUDES THE SALARY INCREASES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 1,361,808. CHANGE IN VALUE OF POOLED LIFE INCOME FUND 871. POSTRETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COST 663,300. FORM 990, PART XII, LINE 2C: HAS NOT BEEN CHANGED FROM THE PRIOR YEAR.