2014-01-08T09:00:04-06:00 2013-09-30 560574444 CHERRY BEKAERT LLP 1111 METROPOLITAN AVENUE SUITE 1000 CHARLOTTE NC 28204 990 2012-10-01 520784740 NATIONAL ASSOCIATION OF STATE MENTAL HEALTH PROGRAM DIRECTORS NATI 7037399333 66 CANAL CENTER PLAZA NO 302 ALEXANDRIA VA 22314 ROBERT GLOVER 7037399333 2013-12-19 1 JANICE A RATICA P00358837 7043771678 2012 2015-11-30 17:44:51Z NASMHPD ROBERT GLOVER 66 CANAL CENTER PLAZA NO 302 ALEXANDRIA VA 22314 9407095 0 X WWW.NASMHPD.ORG X 1963 DC TO PROVIDE THE EXCHANGE FOR MENTAL HEALTH ISSUES. 11 11 25 11 0 0 12375599 9365554 36701 37933 1726 1030 6287 2578 12420313 9407095 0 0 0 0 2424656 2415726 0 0 0 9993589 6948217 12418245 9363943 2068 43152 3970760 2929232 2920651 1835971 1050109 1093261 X THE NATIONAL ASSOCIATION OF STATE MENTAL HEALTH PROGRAM DIRECTORS (NASMHPD) ORGANIZED TO REFLECT AND ADVOCATE FOR THE COLLECTIVE INTEREST OF STATE MENTAL HEALTH AUTHORITIES AND THEIR DIRECTORS AT THE NATIONAL LEVEL. NASMHPD ANALYZES TRENDS IN THE DELIVERY AND FINANCING OF MENTAL HEALTH SERVICES AND BUILDS AND DISSEMINATES KNOWLEDGE AND EXPERIENCE REFLECTING THE INTEGRATION OF PUBLIC MENTAL HEALTH PROGRAMMING IN EVOLVING HEALTHCARE ENVIRONMENTS. 0 0 1664640 CHILDREN'S SOCIAL MARKETING - THE SOCIAL MARKETING CONTRACT PROVIDES COMMUNITIES WITH COMMUNICATIONS AND SOCIAL MARKETING ASSISTANCE IN ORDER TO DEVELOP AND SUSTAIN SYSTEMS OF CARE. ALSO PROVIDED IS TECHNICAL ASSISTANCE AND TRAINING TO HELP SITES DEVELOP AND IMPLEMENT STRATEGIC COMMUNICATION PLANS. 2186687 TRAUMA AND SECLUSION /RESTRAINT - THE TRAUMA INFORMED CARE CONTRACT PROVIDES SUPPORT AND TECHNICAL ASSISTANCE ACROSS THE COUNTRY IN PREVENTION OF HARMFUL PRACTICES THROUGH THE IMPLEMENTATION OF TRAUMA INFORMED CARE ACROSS SERVICE SYSTEMS THAT STRUGGLE WITH PREVENTION OF SECLUSION AND RESTRAINT AND OTHER COERCIVE INTERVENTIONS. 2871557 TRANSFORMATION TRANSFER INITIATIVE - THE PURPOSE OF THE TRANSFORMATION TRANSFER INITIATIVE IS TO PROVIDE FUNDING TO STATES, THE DISTRICT OF COLUMBIA, AND THE TERRITORIES TO IDENTIFY AND ADOPT TRANSFORMATION INITIATIVES AND ACTIVITIES THAT CAN BE IMPLEMENTED IN THE STATE - EITHER THROUGH A NEW INITIATIVE OR EXPANSION OF ONE ALREADY UNDERWAY. 74509 10403 OTHER FEDERAL AND NON-FEDERAL PROGRAMS - TO PROVIDE INFORMATION AND ASSISTANCE IN THE FIELD OF PUBLIC MENTAL HEALTH. 47838 SUICIDE PREVENTION HOTLINE - THE PURPOSE OF THIS INITIATIVE IS TO SUPPORT THE IDENTIFICATION OF CURRENT CRISIS/SUICIDE HOTLINE SERVICES, SUICIDE PREVENTION PLANS AND COMMUNITY TREATMENT AND SUPPORT SERVICES WITHIN EACH STATE. WORK TO INCREASE STATE'S RECEPTIVITY TO A NATIONAL CRISIS/SUICIDE HOTLINE NETWORK AND PROMOTE NETWORK MEMBERSHIP WITHIN THE STATES. WORK TO ENHANCE RECOGNITION OF CRISIS CENTER WORK IN CONTINUITY OF CARE AND SUICIDE PREVENTION PLANS BY STATE BEHAVIORAL HEALTH DIRECTORS. 50092 NEVADA TECHNICAL ASSISTANCE - NASMHPD PROVIDED SUBJECT MATTER EXPERTS TO THE NEVADA DIVISION OF MENTAL HEALTH FOR TECHNICAL ASSISTANCE TO INCLUDE PROGRAM ANALYSIS OF THE RAWSON-NEAL STATE PSYCHIATRIC HOSPITAL IN LAS VEGAS, NEVADA. THE ANALYSIS WILL INCLUDE THE ADEQUACY OF TREATMENT, THE SAFETY OF STAFF AND PATIENTS, AS WELL AS TREATMENT AND DISCHARGE PLANNING. 772381 STATE TECHNICAL ASSISTANCE - PROVIDE TECHNICAL ASSISTANCE AND FUNDING SUPPORT TO THE SUBSTANCE ABUSE MENTAL HEALTH SERVICE ADMINISTRATION (SAMHSA)'S BLOCK GRANT PROGRAMS, OLMSTEAD INITIATIVE, MENTAL HEALTH PLANNING COUNCIL, AND UNIFORMED REPORTING SYSTEM. PROMOTE THE ADOPTION AND DIFFUSION OF EVIDENCE-BASED PRACTICES AND INNOVATIVE PRACTICES TO IMPROVE HEALTH OUTCOMES OF INDIVIDUALS, FAMILIES, AND COMMUNITIES IMPACTED BY MENTAL ILLNESS, SUBSTANCE ABUSE, AND/OR SUBSTANCE USE DISORDERS. 442531 27530 ASSOCIATION MEMBERSHIP - TO PROVIDE INFORMATION, EDUCATION, AND NETWORKING OPPORTUNITIES TO STATE MENTAL HEALTH COMMISSIONERS. 1387351 37933 8110235 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 83 0 25 1 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 1 1 1 0 VA X X JAY MEEK 7036825186 66 CANAL CENTER PLAZA STE 302 ALEXANDRIA VA 22314 KEVIN HUCKSHORN 1.00 X 0 0 0 CRAIG STENNING 1.00 X 0 0 0 PATRICIA REHMER 1.00 X 0 0 0 LYNDA ZELLER 1.00 X 0 0 0 TRACY PLOUCK 1.00 X 0 0 0 LANA STOHL 1.00 X 0 0 0 DOUG VARNEY 1.00 X 0 0 0 MICHAEL MAPLES 1.00 X X 0 0 0 NANCY ROLINS 1.00 X X 0 0 0 TERRI WHITE 1.00 X X 0 0 0 SCOT ADAMS 1.00 X X 0 0 0 ROBERT GLOVER 40.00 X 206894 0 31307 JAY MEEK 40.00 X 143284 0 13160 JOAN GILLECE 40.00 X 136242 0 21691 ROY PRASCHIL 40.00 X 128571 0 11460 PAT SHEA 40.00 X 121088 0 16495 JOEL MILLER 40.00 X 145052 0 15074 DAVID MILLER 40.00 X 101622 0 14671 982753 0 123858 7 0 1 0 VANGUARD COMMUNICATIONS 2121 K STREET NW SUITE 300 WASHINGTON DC 20037 SOCIAL MARKETING 1407151 ADVOCATES FOR HUMAN POTENTIAL 490-B BOSTON POST ROAD STE 100 SUDBURY MA 01776 TECHNICAL ASSISTANCE 607816 NASMHPD RESEARCH INSTITUTE 3141 FAIRVIEW PARK DRIVE SUITE 650 FALLS CHURCH VA 22042 MENTAL HEALTH RESEARCH 277478 AMERICAN EXPRESS PO BOX 1270 NEWARK NJ 07101 TRAVEL SERVICES 276864 FEDERATION OF FAMILIES 9605 MEDICAL CENTER DRIVE SUITE 28 ROCKVILLE MD 20850 SOCIAL MARKETING 258131 35 696521 8669033 9365554 MEETINGS REVENUE 900099 27530 27530 PROGRAM INCOME 900099 10403 10403 37933 1030 1030 OTHER INCOME 900099 2578 2578 2578 9407095 40511 0 1030 431767 209501 222266 1595601 1193766 401835 131168 98135 33033 140448 105078 35370 116742 87342 29400 31300 31300 34500 34500 623768 600638 23130 198441 159971 38470 17355 17355 372826 372826 609180 607666 1514 49642 49642 17393 17393 5748 5748 SUBCONTRACTORS 4963996 4963996 24068 24068 9363943 8110235 1253708 0 1075081 313499 249119 344537 2419084 2052429 49356 45342 160860 130344 25500 30516 109545 99834 43075 43075 3970760 2929232 2185052 1121047 526529 509952 209070 204972 2920651 1835971 X 1050109 1093261 1050109 1093261 3970760 2929232 43152 0 X 0 1 X 0 1 1 X 10347867 10365887 14798550 12375599 9365554 57253457 2140426 35114 88081 36701 37933 2338255 12488293 10401001 14886631 12412300 9403487 59591712 0 0 0 59591712 13712 4339 2527 1726 1030 23334 13712 4339 2527 1726 1030 23334 1893 6287 2578 10758 12502005 10405340 14891051 12420313 9407095 59625804 0.99940 0.99910 0.00040 0.00070 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 52030 0 0 52030 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: LOBBYING TO INFLUENCE LEGISLATION IMPACTING MENTAL HEALTH 32864 26630 6234 127996 103714 24282 30516 ACCRUED PAYROLL LIABILITIES 161680 NET DEFERRED RENT 43292 204972 X 9407095 0 9407095 0 9407095 9363943 0 9363943 0 9363943 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: MANAGEMENT HAS EVALUATED THE EFFECT OF THE GUIDANCE PROVIDED BY U.S. GENERALLY ACCEPTED ACCOUNTING PRINCIPLES ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. MANAGEMENT BELIEVES THAT THE ASSOCIATION CONTINUES TO SATISFY THE REQUIREMENTS OF A TAX-EXEMPT ORGANIZATION AT SEPTEMBER 30, 2013. MANAGEMENT HAS EVALUATED ALL OTHER TAX POSITIONS THAT COULD HAVE A SIGNIFICANT EFFECT ON THE FINANCIAL STATEMENTS AND DETERMINED THAT THE INSTITUTE HAD NO UNCERTAIN INCOME TAX POSITIONS AT SEPTEMBER 30, 2013. THE ASSOCIATION'S TAX RETURNS FOR YEARS AFTER 2010 ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. X X X X 0 0 0 0 0 0 0 0 0 ROBERT GLOVER 193894 0 0 0 13000 0 22589 0 8718 0 238201 0 0 0 JAY MEEK 143284 0 0 0 0 0 12848 0 312 0 156444 0 0 0 JOAN GILLECE 136242 0 0 0 0 0 12973 0 8718 0 157933 0 0 0 JOEL MILLER 145052 0 0 0 0 0 9984 0 5090 0 160126 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THERE ARE ACTIVE MEMBERS AND ASSOCIATE MEMBERS WITH THE FOLLOWING QUALIFICATIONS AND RIGHTS: ACTIVE MEMBERS SHALL BE THE OFFICIALLY DESIGNATED DIRECTORS OF THE SPECIALIZED PUBLIC MENTAL HEALTH PROGRAMS FOR THE STATES, TERRITORIES, AND THE DISTRICT OF COLUMBIA. ACTIVE MEMBERS VOTE TO ELECT MEMBERS AND OFFICERS OF THE NASMHPD BOARD OF DIRECTORS. ASSOCIATE MEMBERS SHALL BE PUBLIC MENTAL HEALTH AGENCY EXECUTIVES, CENTRAL OFFICE AND/OR FACILITY STAFF DESIGNATED OR APPOINTED BY THE ACTIVE MEMBERS TO PARTICIPATE IN THE ASSOCIATION IN SPECIFIC AREAS IDENTIFIED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A ACTIVE MEMBERS VOTE TO ELECT MEMBERS AND OFFICERS OF THE NASMHPD BOARD OF DIRECTORS. EACH ASSOCIATE MEMBER MAY SERVE ON COMMITTEES, BUT MAY NOT HOLD OFFICE AND SHALL NOT HAVE THE RIGHT TO VOTE UNLESS A SIGNED PROXY BY THE ACTIVE MEMBER IS SUBMITTED PRIOR TO THE ACTUAL VOTE TAKING PLACE. FORM 990, PART VI, SECTION A, LINE 7B THE ACTIVE MEMBER SHALL BE THE DESIGNATED "POLICY-MAKING MEMBER" FOR DEVELOPMENT OF ANY COLLECTIVE POSITION OR STRATEGY BY NASMHPD THAT WOULD BE SUBJECT TO REVIEW BY THE NATIONAL GOVERNORS' ASSOCIATION. ONLY ONE ACTIVE MEMBER PER JURISDICTION SHALL BE RECOGNIZED BY THE ASSOCIATION. WHERE THERE IS DISPUTE AS TO WHO IS THE "ACTIVE MEMBER," THE ASSOCIATION SHALL CONTACT THE GOVERNOR OR APPOINTING AUTHORITY OF THE JURISDICTION IN QUESTION AND REQUEST AN OFFICIAL DESIGNATION. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES THAT HAVE THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY; THEREFORE THERE WERE NO MEETINGS HELD OR WRITTEN ACTIONS UNDERTAKEN. FORM 990, PART VI, SECTION B, LINE 11 NASMHPD'S POLICY IS TO PRESENT THE FORM 990 TO THE BOARD OF DIRECTORS INCLUDING ALL APPLICABLE SCHEDULES. EACH MEMBER OF THE BOARD OF DIRECTORS WILL RECEIVE A COPY OF THE FORM 990 PRIOR TO THE SUBMISSION OF THE FORM TO THE INTERNAL REVENUE SERVICE. QUESTIONS FROM BOARD MEMBERS WILL BE DIRECTED TO THE NASMHPD CHIEF FINANCIAL OFFICER (CFO) FOR CLARIFICATION PRIOR TO THE SUBMISSION OF THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C NASMHPD REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. ON AN ANNUAL BASIS, THE BOARD OF DIRECTORS (BOD'S) AND KEY EMPLOYEES (EXECUTIVE DIRECTOR) RECEIVE A COPY OF THE CONFLICT OF INTEREST POLICY, AND SIGN AN ACKNOWLEDGEMENT OF RECEIPT FORM. IN ADDITION, ON THE FORM THEY ARE REQUIRED TO DISCLOSE IN WRITING IF THEY DO OR DO NOT HAVE A CONFLICT OF INTEREST AS OUTLINED IN THE POLICY. DURING A SUBSEQUENT BOARD MEETING, THE DIRECTOR OF HUMAN RESOURCES REVIEWS THE ACKNOWLEDGEMENT FORMS RECEIVED BY THE BOD MEMBERS AND THE NASMHPD EXECUTIVE DIRECTOR AND CONFIRMS THAT THERE ARE NO CONFLICTS DISCLOSED. THE BOD REVIEWS AND DISCUSSES THE POLICY AND DOCUMENTS THE REVIEW IN THE BOARD MEETING MINUTES. FOLLOWING FULL DISCLOSURE OF A POSSIBLE CONFLICT OF INTEREST, THE BOARD OF DIRECTORS SHALL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS AND, IF SO THE BOARD SHALL VOTE TO AUTHORIZE OR REJECT THE TRANSACTION OR TAKE ANY OTHER ACTION DEEMED NECESSARY TO ADDRESS THE CONFLICT. AN INTERESTED BOARD MEMBER, OFFICER, OR EMPLOYEE MEMBER SHALL NOT PARTICIPATE IN ANY DISCUSSION OR DEBATE OF THE BOARD OF DIRECTORS, OR OF ANY COMMITTEE OR SUBCOMMITTEE THEREOF IN WHICH THE SUBJECT OF DISCUSSION IS A CONTRACT, TRANSACTION, OR SITUATION IN WHICH THERE MAY BE A PERCEIVED OR ACTUAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE ORGANIZATION'S CEO, EXECUTIVE DIRECTOR, TOP MANAGEMENT OFFICIAL, OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION DOES INCLUDE A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. ANNUALLY, THE DIRECTOR OF HUMAN RESOURCES SUBMITS A COMPENSATION SURVEY TO THE BOD THAT INCLUDES A REVIEW OF EXECUTIVE DIRECTOR SALARIES FROM FORMS 990 OF SIMILAR ORGANIZATIONS, AND OTHER SURVEYS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FORM 990, IRS DETERMINATION LETTER, FORM 1023 TAX EXEMPTION APPLICATION ARE AVAILABLE FOR PUBLIC INSPECTION. THE FORM 990 AND IRS DETERMINATION LETTER ARE AVAILABLE ON NASMHPD'S WEBSITE. THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST.