2014-02-10T10:33:58-06:00 2013-06-30 310210560 BATTELLE RIPPE KINGSTON LLP 2000 WEST DOROTHY LANE DAYTON OH 45439 990 2012-07-01 316615264 THE GLENNON FAMILY CHARITABLE TRUST C/O THE DAYTON FOUNDATION GLEN 9372220410 40 NORTH MAIN STREET NO 500 DAYTON OH 45423 MICHAEL M PARKS 9372220410 2014-01-29 1 KAREN O CRIM P00368385 9372980201 2012 2015-11-30 17:44:51Z MICHAEL M PARKS 40 NORTH MAIN STREET NO 500 DAYTON OH 45423 56016 0 X N/A X 1999 OH TO PERFORM THE FUNCTIONS OF AND/OR CARRY OUT THE PURPOSES OF THE DAYTON FOUNDATION. 4 3 0 4 -485 -485 0 0 0 0 871726 0 614 56016 872340 56016 111650 109200 0 0 0 0 0 0 0 13999 18873 125649 128073 746691 -72057 3229907 3148802 0 0 3229907 3148802 X TO PERFORM THE FUNCTIONS OF AND/OR CARRY OUT THE PURPOSES OF THE DAYTON FOUNDATION, AN OHIO PUBLICLY SUPPORTED COMMUNITY FOUNDATION, BY REASON OF BEING OPERATED IN CONNECTION WITH THE DAYTON FOUNDATION WITHIN THE MEANING OF SECTION 509(A)(3) OF THE INTERNAL REVENUE CODE AND TREASURY REGULATION SECTIONS 1.509(A)-4(I)(2)(II)(A) AND (D) AND 1.509(A)-4(I)(3)(II). 0 0 109200 109200 THE DAYTON FOUNDATION HAS IDENTIFIED A NUMBER OF COMMUNITY INITIATIVES THAT IT HAS ASKED THE TRUSTEES TO SUPPORT BY MAKING DIRECT GRANTS TO CHARITABLE ORGANIZATIONS UNDERTAKING RESPONSIBILITY FOR THESE INITIATIVES. THESE INITIATIVES INCLUDE: DAYTON AREA K-12 PAROCHIAL AND CHARTER SCHOOL EDUCATIONAL INITIATIVES; NEIGHBORHOOD DEVELOPMENT IN DISTRESSED URBAN AREAS; SPECIAL PROJECTS AT THE UNIVERSITY OF DAYTON; AND COMMUNITY SERVICES THAT SUPPORT NEEDY INDIVIDUALS AND PERSONS WITH DISABILITIES. ALL THESE INITIATIVES ARE ACTIVITIES THAT THE DAYTON FOUNDATION DESIRES TO SUPPORT AND IS NOW ABLE TO DO SO MORE EFFECTIVELY WITH THE FINANCIAL ASSISTANCE FROM THE TRUST. 109200 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 3 1 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 0 0 0 OH X MICHAEL M PARKS 9372220410 40 NORTH MAIN STREET SUITE 500 DAYTON OH 45423 MICHAEL M PARKS 0.50 39.50 X X 0 348780 14735 RICHARD F GLENNON SR 0.50 X 0 0 0 JEANNE M GLENNON LECOMTE 0.50 X 0 0 0 WILLIAM H SEALL 0.50 X 0 0 0 0 348780 14735 0 0 1 0 0 RIVERRAIN EQUITY INVES 900099 42309 -485 42794 WATERFALL 8 INVESTMENT 900099 13707 13707 56016 56016 0 -485 56501 109200 109200 15000 15000 2450 2450 1423 1423 128073 109200 18873 0 48506 30241 3181401 3118561 3229907 3148802 0 0 X 0 0 0 0 3229907 3148802 3229907 3148802 3229907 3148802 X -72057 -9048 X X 0 1 X 1 0 X X X 0 0 0 THE DAYTON FOUNDATION 316027287 7 1 1 1 128073 1 128073 0 WATERFALL 8 LP 3118561 C 3118561 X DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: THE FOUNDATION DETERMINES THE RECOGNITION OF UNCERTAIN TAX POSITIONS, IF APPLICABLE, THAT MAY SUBJECT THE ORGANIZATION TO UNRELATED BUSINESS INCOME TAX BY APPLYING A MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD AND DETERMINES THE MEASUREMENT OF UNCERTAIN TAX POSITIONS CONSIDERING THE AMOUNTS AND PROBABILITIES OF THE OUTCOMES THAT COULD BE REALIZED UPON ULTIMATE SETTLEMENT WITH TAX AUTHORITIES. BASED ON ITS REVIEW,MANAGEMENT DOES NOT BELIEVE THE FOUNDATION HAS TAKEN ANY POSITION THAT WOULD PLACE THE FOUNDATION'S EXEMPT STATUS IN JEOPARDY AS OF JUNE 30, 2013. 1 THE DAYTON FOUNDATION 40 NORTH MAIN ST STE500 DAYTON OH 45423 316027287 501(C)(3) 22000 OPERATING SUPPORT FOR COMMUNITY FOUNDATION UNITED WAY OF GREATER DAYTON 184 SALEM AVENUE DAYTON OH 45406 310536658 501(C)(3) 10000 HUMAN SERVICES SOUL CHOICE INTERNATIONAL PO BOX 750455 DAYTON OH 454750455 311766517 501(C)(3) 30000 WOMEN'S HEALTH EDUCATION THE DAYTON FOUNDATION DEPOSITORY 40 NORTH MAIN ST STE500 DAYTON OH 45423 311044298 501(C)(3) 15000 EDUCATION ST ALBERT THE GREAT CHURCH 3033 FAR HILLS AVENUE KETTERING OH 45429 316001475 501(C)(3) 5200 RELIGIOUS CHILDREN'S MEDICAL CENTER FOUNDATION ONE CHILDRENS PLAZA DAYTON OH 45404 311045247 501(C)(3) 10000 HEALTH THE FOODBANK INC 427 WASHINGTON STREET DAYTON OH 45402 861082880 501(C)(3) 5000 PUBLIC/SOCIETY BENEFIT ST VINCENT HOTEL INC 1133 S EDWIN C MOSES BLVD NO 308 DAYTON OH 45417 311132259 501(C)(3) 5000 PUBLIC/SOCIETY BENEFIT 8 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZATION MAINTAINS CONTACT WITH REPRESENTATIVES OF THE ORGANIZATIONS THAT RECEIVE GRANTS. X X X X X 0 0 0 0 0 0 0 0 0 MICHAEL M PARKS 0 241613 0 44358 0 62809 0 0 0 14735 0 363515 0 0 FORM 990, PART VI, SECTION A, LINE 2 RICHARD GLENNON AND JEANNE GLENNON LECOMTE HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. BOARD MEETINGS HELD OR WRITTEN ACTIONS TAKEN BY THE BOARD ARE DOCUMENTED. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S FORM 990 WILL BE REVIEWED BY THE DAYTON FOUNDATION'S VICE PRESIDENT, FINANCE AND THE ORGANIZATION'S CHAIR, WHO IS ALSO PRESIDENT OF THE DAYTON FOUNDATION, PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. IN ADDITION ALL BOARD MEMBERS WILL BE PROVIDED WITH A COPY OF FORM 990 FOR THEIR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR DURING THE ANNUAL MEETING EACH BOARD MEMBER AND INTERESTED PARTY SHALL DISCLOSE IN WRITING ANY INTEREST, AFFILIATION OR MEMBERSHIP WHICH MIGHT GIVE RISE TO A CONFLICT OF INTEREST, INCLUDING, BUT NOT LIMITED TO, ALL LOCAL BUSINESS INTERESTS, RELIGIOUS AFFILIATIONS, AND MEMBERSHIPS IN OTHER LOCAL ORGANIZATIONS. THE CONFLICT OF INTEREST POLICY WAS ADOPTED ON AUGUST 12, 2009. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAY MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN UNREALIZED APPRECIATION/DEPRECIATION IN INVESTMENTS -9,048. FORM 990, PART XII, LINE 2C: AS A SUPPORTING ORGANIZATION UNDER IRC 509(A)(3), THE GLENNON FAMILY CHARITABLE TRUST IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS OF THE DAYTON FOUNDATION. THE PROCESS FOR SELECTING THE INDEPENDENT AUDITOR HAS NOT CHANGED GROM THE PRIOR YEAR. THE DAYTON FOUNDATION 500 KETTERING TOWER DAYTON OH 45423 316027287 A COMMUNITY FOUNDATION TO IMPROVE QUALITY OF LIFE IN THE MIAMI VALLEY REGION OH 501(C)(3) 170(B)(1) (A)(VI) N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0