2014-03-19T14:15:13-05:00 2013-05-31 BKD LLP 200 E MAIN STREET FORT WAYNE IN 468021900 990 2012-06-01 340714681 JOHN CARROLL UNIVERSITY JOHN 2163971886 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 RICHARD F MAUSSER 2163971886 2014-03-19 true JOYCE DULWORTH 2604604033 2014-03-19 2012 2015-11-30 17:44:51Z REV ROBERT L NIEHOFF SJ 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 172691054 false X WWW.JCU.EDU X 1886 OH AS ONE OF 28 JESUIT CATHOLIC COLLEGES AND UNIVERSITIES IN THE UNITED STATES, JOHN CARROLL UNIVERSITY'S MISSION IS TO INSPIRE INDIVIDUALS TO EXCEL IN LEARNING, LEADERSHIP, AND SERVICE IN THE REGION AND IN THE WORLD. 43 40 2303 790 155508 18341178 15812541 118440306 120491126 5941649 7237482 -11468 669904 142711665 144211053 54439934 56580285 0 50603391 53026477 72925 5976 3752378 32861215 33236820 137977465 142849558 4734200 1361495 386855245 401054125 87112986 80439220 299742259 320614905 X AS ONE OF 28 JESUIT CATHOLIC COLLEGES AND UNIVERSITIES IN THE UNITED STATES, JOHN CARROLL UNIVERSITY'S MISSION IS TO INSPIRE INDIVIDUALS TO EXCEL IN LEARNING, LEADERSHIP, AND SERVICE IN THE REGION AND IN THE WORLD. false false 135299071 56580285 120491126 SEE SCHEDULE O FOR DESCRIPTION OF PROGRAM ACCOMPLISHMENTS. FROM ITS MODEST ORIGIN IN 1886 AS SAINT IGNATIUS COLLEGE ON CLEVELAND'S NEAR WEST SIDE, JOHN CARROLL TODAY IS WIDELY RECOGNIZED AS A TRANSFORMATIVE UNIVERSITY THAT EXCELS IN UNDERGRADUATE AND POST-GRADUATE EDUCATION, ATTRACTING STUDENTS FROM 32 STATES, PLUS PUERTO RICO, THE DISTRICT OF COLUMBIA AND 18 COUNTRIES. THE UNIVERSITY STRIVES TO DEVELOP EACH STUDENT AS A WHOLE PERSON - MIND, BODY, AND SOUL. AT THE SAME TIME, STUDENTS ARE CHALLENGED TO MAKE A DIFFERENCE IN THE WORLD THROUGH LEADERSHIP AND SERVICE. AS A JESUIT CATHOLIC UNIVERSITY, JOHN CARROLL OFFERS A RIGOROUS EDUCATION BASED ON A WELL-DEVELOPED LIBERAL ARTS CORE CURRICULUM, INCLUDING A VARIETY OF ACADEMIC PROGRAMS IN THE ARTS AND SCIENCES, AND EDUCATION. U.S. NEWS & WORLD REPORT RANKS JOHN CARROLL AMONG THE TOP 10 UNIVERSITIES IN THE MIDWEST THAT GRANT MASTER'S DEGREES, AND THE UNIVERSITY'S JOHN M. AND MARY JO BOLER SCHOOL OF BUSINESS HOLDS DUAL AACSB ACCREDITATION - AN INTERNATIONAL DISTINCTION AWARDED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS PLACING IT IN THE TOP FIVE PERCENT OF BUSINESS SCHOOLS WORLDWIDE. JOHN CARROLL CONSISTENTLY RANKS AS ONE OF THE TOP SCHOOLS IN THE MIDWEST FOR RETENTION RATES AND GRADUATION RATES, WHICH SIGNIFICANTLY EXCEED U.S. AND OHIO AVERAGES. THE UNIVERSITY'S 14:1 STUDENT/FACULTY RATIO ENSURES INDIVIDUAL ATTENTION AND AN INTERACTIVE EXPERIENCE. 85% OF ALL CLASSES HAVE FEWER THAN 30 STUDENTS WITH NO CLASS EXCEEDING 50 STUDENTS. THE UNIVERSITY EDUCATED 2,949 UNDERGRADUATE STUDENTS AND 634 GRADUATE STUDENTS; OFFERED 45 BACHELOR DEGREE MAJORS AND 20 GRADUATE SCHOOL PROGRAMS; AND CONFERRED 623 BACHELOR AND 245 MASTERS DEGREES IN THE 2012-2013 ACADEMIC YEAR. JOHN CARROLL RANKS 3RD IN THE MIDWEST FOR RETENTION AND GRADUATION RATES. 89% OF JCU FRESHMEN RETURN AS SOPHOMORES, AND 66% OF JCU UNDERGRADS RECEIVE THEIR BACHELOR'S DEGREES IN FOUR YEARS, COMPARED WITH 52% OF OTHER FOUR- YEAR PRIVATE SCHOOLS, AND 33% OF FOUR-YEAR PUBLIC SCHOOLS IN OHIO. OUR STUDENTS LEARN FROM DISTINGUISHED FACULTY WHO ARE EXPERTS IN THEIR RESPECTIVE FIELDS. 95% OF OUR 196 FULL-TIME TEACHING FACULTY MEMBERS HOLD DOCTORAL DEGREES OR THE TERMINAL DEGREE IN THEIR FIELD; NINE ARE FULBRIGHT FELLOWS. THE MAJORITY OF OUR FACULTY HAS PUBLISHED BOOKS, ARTICLES, OR RECEIVED RESEARCH GRANTS IN THE PAST TWO YEARS. THE UNIVERSITY'S VARSITY SPORTS TEAMS COMPETE AT THE NCAA DIVISION III INTERCOLLEGIATE LEVEL, AND HAVE WON OVER 70 LEAGUE TITLES. MORE THAN 80 VARSITY ATHLETES HAVE BEEN NAMED DIVISION III ALL-AMERICANS WITH SIX NATIONAL CHAMPIONS AND THREE NATIONAL PLAYERS OF THE YEAR. NEARLY 500 UNDERGRADUATES PARTICPATE IN 22 VARSITY MEN'S AND WOMEN'S SPORTS. STUDENTS ALSO HAVE ACCESS TO INTRAMURAL SPORTS, CLUB SPORTS, AND OTHER FITNESS AND RECREATIONAL ACTIVITIES. JOHN CARROLL UNIVERSITY WELCOMES STUDENTS AND FACULTY FROM DIFFERENT RELIGIOUS BACKGROUNDS AND VALUE SYSTEMS IN THE BELIEF THAT THE EDUCATIONAL ENVIRONMENT WHICH THE UNIVERSITY PROVIDES IS ONE WHICH THESE STUDENTS AND FACULTY MAY FIND CONGENIAL, REWARDING, AND ENRICHED BY THEIR PRESENCE. WITHIN THIS ENVIRONMENT THERE IS CONCERN FOR THE HUMAN AND SPIRITUAL DEVELOPMENTAL NEEDS OF THE STUDENTS AND A DEEP RESPECT FOR THE FREEDOM AND DIGNITY OF THE HUMAN PERSON. A FACULTY NOT ONLY PROFESSIONALLY QUALIFIED, BUT ALSO STUDENT ORIENTED, CONSIDERS EXCELLENCE IN INTERPERSONAL RELATIONSHIPS AS WELL AS ACADEMIC ACHIEVEMENT AMONG ITS PRIMARY GOALS. 135299071 true true false true false false false true false true true true false false true true true false true true true false false false true false false true true true true false false false false false false true false true false true true false false true false false false false true 5063 0 true 2303 true true true false false false false true true false false false false X 43 40 false false false false true true true true true false false true true true true true true true true true true X RICHARD F MAUSSER JOHN CARROLL UNIVERSITY 2163974273 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 ROBERT L NIEHOFF SJ 50.00 X X 0 0 0 DAVID W SHORT 5.25 X 0 0 0 NANCY CUNNINGHAM BENACCI 2.00 X 0 0 0 BARBARA BROWN 1.00 X 0 0 0 REV MICHAEL P CARUSO SJ 2.00 X 0 0 0 REV GERALD F CAVANAGH SJ 1.00 X 0 0 0 JOAN M CROCKETT 1.00 X 0 0 0 FREDERICK D DISANTO 1.00 X 0 0 0 WILLIAM P DONNELLY 2.00 X 0 0 0 TERRENCE P FERGUS 1.00 X 0 0 0 REV JOHN P FITZGIBBONS SJ 1.00 X 0 0 0 DANIEL J FRATE 1.00 X 0 0 0 CARL D GLICKMAN 1.00 X 0 0 0 REV HOWARD J GRAY SJ 1.00 X 0 0 0 ROBERT D GRIES 1.00 X 0 0 0 EVELYN JENKINS GUNN 2.50 X 0 0 0 ROBERT A HAGER 1.00 X 0 0 0 ANNETTE L HAILE 1.50 X 0 0 0 HOWARD W HODDY HANNA III 1.00 X 0 0 0 MICHAEL L HARDY 1.00 X 0 0 0 HAROLD F HAWK JR 1.50 X 0 0 0 ROBERT E HELTZEL JR 1.75 X 0 0 0 ROBERT W HOSTOFFER DO 1.00 X 0 0 0 RICHARD J KRAMER 1.00 X 0 0 0 THOMAS B LEWIS 1.50 X 0 0 0 L THOMAS MARCHLEN 2.00 X 0 0 0 REV MICHAEL J MARCO SJ 1.00 X 0 0 0 RICHARD E MAROUN 1.00 X 0 0 0 MICHAEL J MERRIMAN 1.00 X 0 0 0 SAMUEL H MILLER 1.00 X 0 0 0 JAMES M MYERS 1.00 X 0 0 0 GERALD F O'CONNELL 1.50 X 0 0 0 MICHAEL B PETRAS JR 1.00 X 0 0 0 ARCHBISHOP PATRICK C PINDER 1.00 X 0 0 0 GEORGE SAMPLE 1.50 X 0 0 0 BARBARA S SCHUBERT 1.00 X 0 0 0 REV MICHAEL JL SHEERAN SJ 1.00 X 0 0 0 RAYMOND E SMILEY 1.00 X 0 0 0 REV LORN SNOW SJ 1.00 X 0 0 0 TERENCE C SULLIVAN 1.00 X 0 0 0 DANIEL C SUSSEN 2.00 X 0 0 0 STEPHEN M TODD 1.00 X 0 0 0 JOHN O'NEILL WINCHESTER 1.00 X 0 0 0 JOHN T DAY 50.00 X 206490 0 30169 DOREEN K RILEY 50.00 X 180580 0 24314 RICHARD F MAUSSER 50.00 X 174217 0 80335 MARIA ALFARO-LOPEZ 50.00 X 150450 0 35606 MARK D MCCARTHY 50.00 X 141500 0 23009 JONATHAN E SMITH 50.00 X 139781 0 17167 BRIAN G WILLIAMS 50.00 X 139067 0 32210 PAUL V MURPHY 50.00 X 99292 0 27159 KAREN SCHUELE 50.00 X 187337 0 68597 ROBERT BLOOM 40.00 X 175886 0 17391 LEROY BROOKS 40.00 X 172383 0 28758 ALBERT NAGY 40.00 X 155558 0 30374 MICHAEL BESTUL 40.00 X 146289 0 67340 PAUL R MURPHY 40.00 X 142175 0 21008 2211005 503437 44 false true false ARAMARK 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD SERVICE 5001494 GCA SERVICES GROUP PO BOX 643823 PITTSBURGH PA 152643823 JANITORIAL SERV 1412091 HASENSTAB ARCHITECTS INC UNION POINT AKRON OH 44304 ARCHITECT 1167344 JESUIT COMMUNITY AT JOHN CARROLL UNI VERSITY 2520 MIRAMAR UNIVERSITY HEIGHTS OH 44118 EDUCATIONAL SER 632464 VIP RESTORATION COMPANY 1361 EAST 55TH STREET CLEVELAND OH 44103 CONSTRUCTION 544324 47 5378 4847010 10960153 1540168 15812541 TUITION & FEES 611600 101274821 101274821 AUXILIARY ENTERPRISES 611710 17414809 17414809 OTHER FEES 611710 1195742 1195742 MISCELLANEOUS RECEIPTS 611710 605754 605754 120491126 4317122 4317122 151644 151644 3645993 3182970 463023 463023 123537 339486 28212420 25292060 2920360 2920360 2920360 28237 5378 4971 23266 23266 SPINNAKER GLOBAL EMERGING 236000 32253 32253 DAVIDSON KEMPNER INST PARTNRS 236000 23 23 KIRTLAND CAPITAL PARTNERS III 236000 -55 -55 -250 -250 31971 144211053 120491126 155508 7751878 64592 64592 56515693 56515693 1652889 938381 501753 212755 12273 12273 38132441 35022506 1536847 1573088 2098813 1895592 107423 95798 8200130 6744323 778637 677170 2929931 2646236 149962 133733 122646 122646 85667 9667 76000 154631 154631 5976 5976 238456 238456 1455049 1160554 104659 189836 249807 236079 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154631 false SCHEDULE C, PART II-B, LINE 1 THE UNIVERSITY EMPLOYS A DIRECTOR FOR GOVERNMENT AND COMMUNITY RELATIONS WHO SPENT LESS THAN 30% OF HER TIME ADVOCATING RELATED TO FEDERAL GOVERNMENT RELATIONS AND LESS THAN 30% OF HER TIME ADVOCATING ON ISSUES RELATED TO STATE GOVERNMENT RELATIONS. MOST OF HER LOBBYING TIME IS SPENT ON LEGISLATION RELATED TO STUDENT AID, THE IMPLEMENTATION OF THE HIGHER EDUCATION REAUTHORIZATION ACT, THE FISCAL YEAR 2013 BUDGET APPROPRIATIONS BILLS AND REGULATIONS. THE UNIVERSITY CONTRACTS WITH TWO FIRMS THAT ARE REGISTERED LOBBYISTS. THE LOBBYING ACTIVITIES OF THOSE FIRMS INVOLVED CONTACT WITH LEGISLATORS AND STAFF AT THE STATE AND FEDERAL LEVELS OF GOVERNMENT THROUGH OFFICE VISITS, PHONE AND EMAIL CONVERSATIONS, AND GATHERINGS. THESE CONTACTS WERE FOR THE PURPOSE OF ADVOCATING ON ISSUES RELATED TO STUDENT FINANCIAL AID. THE FIRMS ALSO SERVE AS LIASONS TO GOVERNMENT AGENCIES BY MONITORING AND REPORTING ON GOVERNMENT PROGRAMS AND LEGISLATION AND REGULATIONS RELEVANT TO THE UNIVERSITY. X X X false 159891892 4389972 26076499 6244202 2309482 801023 181003656 169294012 3232495 -3913001 6330899 1656191 734520 159891892 147101649 2438010 27916803 6314656 1108481 739313 169294012 131423642 2893409 20184650 5699845 1175611 524596 147101649 177145420 2342749 -40531397 6076769 910991 545370 131423642 0.38260 0.44500 0.17240 true false 4101477 4678821 8780298 19787298 196588292 67361958 149013632 36327 6657059 4222583 2470803 37158450 27799080 9359370 23633598 14120895 9512703 179136806 MULTI-STRATEGY FUNDS 29031019 F HEDGED EQUITY FUNDS 17417330 F REAL ESTATE INVESTMENT FUNDS 6592530 F PRIVATE EQUITY FUNDS 3407633 F 56448512 ASSET RETIREMENT OBLIGATIONS 3322263 REFUNDABLE FEDERAL STUDENT LOANS 1808672 5130935 X 109802277 18977467 -55963459 -36985992 146788269 -2577216 -2577216 144211053 88929631 3201520 3201520 85728111 57121447 57121447 142849558 TERMS FOR NOT REPORTING ASSETS PER SFAS 116 SCHEDULE D, PAGE 1, PART III, LINE 1A THE UNIVERSITY HAS ELECTED NOT TO CAPITALIZE THE COST OR VALUE OF ITS COLLECTION OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS. THERE WERE NO DEACCESSIONS DURING THE YEAR. COLLECTIONS AND RELATION TO EXEMPT PURPOSE SCHEDULE D, PAGE 2, PART III, LINE 4 THE UNIVERSITY MAINTAINS A COLLECTION OF BOOKS, JOURNALS, ART, UNIVERSITY ARCHIVAL MATERIALS, MANUSCRIPTS AND ELECTRONIC RESOURCES. THESE ITEMS ARE HOUSED AND MADE AVAILABLE PRIMARILY THROUGH THE GRASSELLI LIBRARY AND BREEN LEARNING CENTER AS ESSENTIAL RESOURCES FOR THE EDUCATIONAL EXPERIENCE OF OUR STUDENTS. INTENDED USES FOR ENDOWMENT FUNDS SCHEDULE D, PAGE 2, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE INVESTED AND A PORTION OF THE INCOME EARNED IS USED TO SUPPORT SCHOLARSHIPS, PROGRAMS, FACULTY WORK, OR A SPECIFIC AREA DESIGNATED BY THE DONOR. LIABILITY UNDER FIN 48 FOOTNOTE SCHEDULE D, PAGE 3, PART X UNDER PROVISIONS OF THE INTERNAL REVENUE CODE, THE UNIVERSITY IS EXEMPT FROM TAXES ON INCOME, OTHER THAN UNRELATED BUSINESS INCOME UNDER CODE SECTION 501(C)(3). THE UNIVERSITY HAD NO MATERIAL NET UNRELATED BUSINESS INCOME DURING THE YEARS ENDED MAY 31, 2013 AND 2012, AND THEREFORE NO PROVISION FOR INCOME TAXES HAS BEEN MADE. REVENUE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XI, LINE 2D SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES -56,515,693 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 440,932 CHANGE IN FAIR VALUE OF INTEREST RATE SWAP AGREEMENT 111,302 REVENUE AMOUNTS INCLUDED ON RETURN - OTHER SCHEDULE D, PAGE 4, PART XI, LINE 4B RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT -3,182,970 MISCELLANEOUS RECEIPTS ARE NETTED AGAINST EXPENSES ON F/S 605,754 EXPENSE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XII, LINE 2D TAX BENEFIT TO RENTAL ACTIVITIES ON AUDITED FINANCIALS 18,550 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT 3,182,970 EXPENSE AMOUNTS INCLUDED ON RETURN - OTHER SCHEDULE D, PAGE 4, PART XII, LINE 4B SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES 56,515,693 MISCELLANEOUS RECEIPTS NETTED AGAINST EXPENSES ON F/S 605,754 true true true true true true true false false false false false false false false true false true PUBLICATION OF NONDISCRIMINATORY POLICY IN MEDIA EXPLANATION SCHEDULE E LINE 3 THE UNIVERSITY IS IN COMPLIANCE WITH REV PROC 7550 FINANCIAL AID OR GOVERNMENT ASSISTANCE EXPLANATION SCHEDULE E LINE 6 THE UNIVERSITY RECEIVES FEDERAL STUDENT FINANCIAL AID ASSISTANCE FOR THE BENEFIT OF ITS STUDENTS FROM VARIOUS FEDERAL AGENCIES THESE INCLUDE THE DEPARTMENT OF EDUCATION WHICH PROVIDES FUNDS FOR FEDERAL WORK STUDY PELL GRANTS SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM PERKINS LOAN PROGRAM AND FAMILY EDUCATIONAL LOAN PROGRAM THE UNIVERSITY ALSO RECEIVES FEDERAL RESEARCH GRANTS FROM THE NATIONAL SCIENCE FOUNDATION DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES EUROPE PROGRAM SERVICES STUDY ABROAD 893274 EAST ASIA AND THE PACIFIC PROGRAM SERVICES STUDY ABROAD 175484 EUROPE INVESTMENTS EAST ASIA AND THE PACIFIC INVESTMENTS MIDDLE EAST AND NORTH AFRICA INVESTMENTS NORTH AMERICA INVESTMENTS RUSSIA AND NEIGHBORING STATES INVESTMENTS SOUTH AMERICA INVESTMENTS SOUTH ASIA INVESTMENTS SUB-SAHARAN AFRICA INVESTMENTS 37426528 37426528 true false true true true false ACTIVITIES PER REGION SCHEDULE F, PAGE 1, PART I, LINE 3 EUROPE 893,274 0 EAST ASIA AND THE PACIFIC 175,484 0 EUROPE 0 16,998,588 EAST ASIA AND THE PACIFIC 0 15,507,752 MIDDLE EAST AND NORTH AFRICA 0 509,701 NORTH AMERICA 0 1,604,845 RUSSIA AND NEIGHBORING STATES 0 181,895 SOUTH AMERICA 0 828,799 SOUTH ASIA 0 447,988 SUB-SAHARAN AFRICA 0 278,202 ADDITIONAL INFORMATION SCHEDULE F, PAGE 5, PART V THE UNIVERSITY PROVIDES A NUMBER OF STUDY ABROAD OPPORTUNITIES FOR ITS STUDENTS. VARIOUS STUDY ABROAD PROGRAMS ARE AVAILABLE EACH YEAR, BUT NOT ALL PROGRAMS LISTED BELOW ARE OFFERED EVERY ACADEMIC YEAR. THE UNIVERSITY ENJOYS LONG-STANDING STUDENT EXCHANGE AGREEMENTS WITH SOPHIA UNIVERSITY IN TOKYO, NANZAN UNIVERSITY IN NAGOYA, AND KANSAI GAIDAI UNIVERSITY IN KYOTO, JAPAN. IN ADDITION, THE UNIVERSITY IS A MEMBER OF THE INTERNATIONAL STUDENT EXCHANGE PROGRAM (ISEP), WHICH OFFERS STUDY ABROAD OPPORTUNITIES WORLDWIDE. IN RECENT YEARS THE UNIVERSITY HAS ALSO ADDED EXCHANGE PROGRAMS WITH THE UNIVERSITY OF HULL, ENGLAND; THE UNIVERSITY OF DORTMUND, GERMANY; RHODES UNIVERSITY, SOUTH AFRICA; RAI INSTITUTE, INDIA; AND FATIH UNIVERSITY, TURKEY. THE UNIVERSITY IS A MEMBER OF THE CONSORTIUM OF AMERICAN JESUIT COLLEGES AND UNIVERSITIES (AJCU) THAT SUPPORTS THE BEIJING PROGRAM FOR UNDERGRADUATE STUDY IN CHINA AS WELL AS THE CASA DE LA SOLIDARIDAD IN EL SALVADOR. STUDENTS CAN CHOOSE FROM SEVERAL PROGRAM OFFERINGS IN EUROPE FOR ONE SEMESTER OR TWO, DEPENDING ON THE PROGRAM. IN ENGLAND, BUSINESS STUDENTS CAN ENROLL IN THE UNIVERSITY'S BOLER BUSINESS SEMESTER IN LONDON; NON-BUSINESS STUDENTS CAN ENROLL IN THE LONDON LIBERAL ARTS SEMESTER, BOTH IN COOPERATION WITH REGENT'S COLLEGE. IN ITALY, STUDENTS CAN PARTICIPATE IN THE UNIVERSITY'S OWN VATICAN PROGRAM IN COOPERATION WITH THE PONTIFICA UNIVERSITA URBANIANA; LOYOLA UNIVERSITY OF CHICAGO'S ROME CENTER; OR JOHN CABOT UNIVERSITY IN ROME. THE UNIVERSITY HAS ALSO ESTABLISHED STUDY ABROAD PROGRAMS IN IRELAND (MAYNOOTH), SPAIN (MADRID), AND COSTA RICA. IN ADDITION, COOPERATIVE AGREEMENTS EXIST WITH PROGRAMS IN AUSTRALIA (AUSTRALEARN) AND DENMARK (DIS), AND THE UNIVERSITY OFFERS SHORT TERM FACULTY LED PROGRAMS IN NUMEROUS COUNTRIES ALL OVER THE WORLD. FL IL IN NY OH PA GOLF OUTING 33615 5378 28237 4971 33615 5378 28237 4971 4971 23266 true CATHOLIC COMMUNITY CONNECTION 2351 E 22ND STREET CLEVELAND OH 44115 161635599 501C3 20000 ANNUAL SUPPORT ST MARTIN DE PORRES HIGH SCHOOL 6111 LAUSCHE AVE CLEVELAND OH 44103 300204919 501C3 44592 STUDENT EMPLOYMENT 2 SCHOLARSHIPS AND GRANTS 2978 56515693 PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS INSIDE THE UNITED STATES SCHEDULE I, PAGE 1, PART I, LINE 2 THE UNIVERSITY AWARDS SCHOLARSHIPS AND GRANTS BASED ON SUPERIOR ACADEMIC ACHIEVEMENT AND DEMONSTRATED FINANCIAL NEED. INDIVIDUALS RECEIVING AWARDS FROM JOHN CARROLL UNIVERSITY ARE CHOSEN BASED UPON OBJECTIVE AND NON-DISCRIMINATORY CRITERIA WHICH ARE CONSISTENT WITH THE OVERALL TAX-EXEMPT PURPOSE OF THE UNIVERSITY. X true true X X X X false false false false false false false false false JOHN T DAY 205223 1267 12600 17569 236659 DOREEN K RILEY 174347 6233 10649 13665 204894 RICHARD F MAUSSER 173389 828 10740 69595 254552 MARIA ALFARO-LOPEZ 149877 573 9606 26000 186056 MARK D MCCARTHY 141015 485 8640 14369 164509 JONATHAN E SMITH 137979 1802 8375 8792 156948 BRIAN G WILLIAMS 138951 116 8755 23455 171277 KAREN SCHUELE 186509 828 11739 56858 255934 ROBERT BLOOM 173198 2688 10449 6942 193277 LEROY BROOKS 169695 2688 10538 18220 201141 ALBERT NAGY 155558 9573 20801 185932 MICHAEL BESTUL 145751 538 9270 58070 213629 PAUL R MURPHY 141503 672 8490 12518 163183 FRINGE OR EXPENSE EXPLANATION SCHEDULE J, PAGE 1, PART I, LINE 1A THE UNIVERSITY'S TRAVEL EXPENSE POLICY PROHIBITS THE PURCHASE OF FIRST- CLASS AIR TRAVEL OR THE EQUIVALENT AT THE UNIVERSITY'S EXPENSE. HOWEVER, FIRST-CLASS TRAVEL IS PERMITTED IN CERTAIN LIMITED CIRCUMSTANCES IN ACCORDANCE WITH THE PRESIDENT'S EMPLOYMENT CONTRACT WHICH HAS BEEN REVIEWED AND APPROVED BY THE BOARD OF DIRECTOR'S EXECUTIVE COMMITTEE. OTHER ADDITIONAL INFORMATION SCHEDULE J, PART III ON JULY 1, 2008 THE UNIVERSITY ENACTED A QUALIFIED PRIVATE 457(B) DEFERRED COMPENSATION PLAN FOR CERTAIN EMPLOYEES WITH ANY EMPLOYER CONTRIBUTIONS TO BE MADE ON A DISCRETIONARY BASIS. THE UNIVERSITY MADE NO CONTRIBUTIONS TO THE 457 PLAN IN FISCAL 2013. ANY AND ALL CONTRIBUTIONS TO THE PLAN IN FISCAL YEAR 2013 WERE VOLUNTARY EMPLOYEE CONTRIBUTIONS. THE PRESIDENT OF THE UNIVERSITY, FR. ROBERT NIEHOFF, SJ, IS A JESUIT PRIEST AND MEMBER OF THE SOCIETY OF JESUS (SJ), A RELIGIOUS ORDER OF THE CATHOLIC CHURCH. IN KEEPING WITH HIS RELIGIOUS VOWS, THE PRESIDENT DOES NOT RECEIVE DIRECT COMPENSATION FROM THE UNIVERSITY. COMPENSATION AND BENEFITS FOR SERVICES PROVIDED BY MEMBERS OF THE SOCIETY OF JESUS ARE PAID DIRECTLY AND IN THE AGGREGATE TO JOHN CARROLL JESUIT COMMUNITY CORPORATION, RATHER THAN TO EACH MEMBER INDIVIDUALLY. GENERAL BOARD OF DIRECTORS MEETINGS ARE HELD AT LEAST THREE TIMES ANNUALLY, WITH EACH MEETING GENERALLY HELD OVER A TWO-DAY PERIOD. IN ADDITION, BOARD COMMITTEES, INCLUDING ACADEMIC AFFAIRS AND PLANNING, AUDIT, CORPORATE GOVERNANCE, DEVELOPMENT, EXECUTIVE, FINANCE, INVESTMENTS, NOMINATING, PLANNING, PROPERTIES AND STUDENT AFFAIRS, MEET AS NECESSARY BUT AT LEAST THREE TIMES ANNUALLY. A OH HIGHER EDUC FACILITY COMMISSION OHIO HIGHER EDUCATIONAL FACILITY 346849674 67756ASP8 2003-08-26 24564171 SEE PART V false false false B OH HIGHER EDUC FACILITY COMMISSION OHIO HIGHER EDUCATIONAL FACILITY 346849674 67756BRU6 2006-03-16 39950999 SEE PART V false false false A 24564171 256189 5500000 2003 true false true true B 39950999 399106 2006 true true true true A false false false false false false false true B false false false false false false false true A false false true false false false false false true B false false false false false false false false false A false PURPOSE OF ISSUE DESCRIPTION SCHEDULE K OH HIGHER EDUC FACILITY COMMISSION DATE ISSUED 08262003 CONSTRUCTION OF THE DON SHULA STADIUM AND REFUNDING THE 1993 BONDS ISSUED ON 03181993 AND 12301993 OH HIGHER EDUC FACILITY COMMISSION DATE ISSUED 031606 REFUNDING OF THE 1997 AND 1999 BONDS ISSUED ON 05011997 AND 12011999 RESPECTIVELY PARTIAL REFUNDING OF THE 2001 BONDS ISSUED ON 11072001 62700 TUITION SCHOLARSHIP 91980 TUITION EMP BENEFIT DIANE WILLIAMS SEE PART V 12273 WAGES & BENEFITS false ADDITIONAL INFORMATION SCHEDULE L PART V B RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION SPOUSE OF BRIAN WILLIAMS VP ENROLLMENT X 34 1421758 MARKET VALUE X 3 92928 APPRAISED VALUE X SERVICES 1 16640 COST OR SELLING PRICE X HOSTING EVENTS 2 4578 COST OR SELLING PRICE X RAFFLE ITEMS 33 4264 COST OR SELLING PRICE 1 false true true THIRD PARTY USED TO PROCESS NONCASH CONTRIBUTIONS SCHEDULE M, PAGE 1, PART I, LINE 32B UNIVERSITY USES THIRD PARTY TO SELL SECURITIES THAT ARE RECEIVED AS DONATIONS. EXPLANATION ON VOLUNTEERS AND TYPES OF SERVICES OR BENEFITS FORM 990, PAGE 1, PART I, LINE 6 A SIGNIFICANT NUMBER OF ALUMNI AND OTHER FRIENDS OF THE UNIVERSITY VOLUNTEER THEIR TIME ADVANCING THE MISSION OF THE UNIVERSITY AND HELPING ATTRACT STUDENTS TO ATTEND JOHN CARROLL. FIRST ACCOMPLISHMENT DESCRIPTION FORM 990, PAGE 2, PART III, LINE 4A FROM ITS MODEST ORIGIN IN 1886 AS SAINT IGNATIUS COLLEGE ON CLEVELAND'S NEAR WEST SIDE, JOHN CARROLL TODAY IS WIDELY RECOGNIZED AS A TRANSFORMATIVE UNIVERSITY THAT EXCELS IN UNDERGRADUATE AND POST-GRADUATE EDUCATION, ATTRACTING STUDENTS FROM 32 STATES, PLUS PUERTO RICO, THE DISTRICT OF COLUMBIA AND 18 COUNTRIES. THE UNIVERSITY STRIVES TO DEVELOP EACH STUDENT AS A WHOLE PERSON - MIND, BODY, AND SOUL. AT THE SAME TIME, STUDENTS ARE CHALLENGED TO MAKE A DIFFERENCE IN THE WORLD THROUGH LEADERSHIP AND SERVICE. AS A JESUIT CATHOLIC UNIVERSITY, JOHN CARROLL OFFERS A RIGOROUS EDUCATION BASED ON A WELL-DEVELOPED LIBERAL ARTS CORE CURRICULUM, INCLUDING A VARIETY OF ACADEMIC PROGRAMS IN THE ARTS AND SCIENCES, AND EDUCATION. U.S. NEWS & WORLD REPORT RANKS JOHN CARROLL AMONG THE TOP 10 UNIVERSITIES IN THE MIDWEST THAT GRANT MASTER'S DEGREES, AND THE UNIVERSITY'S JOHN M. AND MARY JO BOLER SCHOOL OF BUSINESS HOLDS DUAL AACSB ACCREDITATION - AN INTERNATIONAL DISTINCTION AWARDED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS PLACING IT IN THE TOP FIVE PERCENT OF BUSINESS SCHOOLS WORLDWIDE. JOHN CARROLL CONSISTENTLY RANKS AS ONE OF THE TOP SCHOOLS IN THE MIDWEST FOR RETENTION RATES AND GRADUATION RATES, WHICH SIGNIFICANTLY EXCEED U.S. AND OHIO AVERAGES. THE UNIVERSITY'S 14:1 STUDENT/FACULTY RATIO ENSURES INDIVIDUAL ATTENTION AND AN INTERACTIVE EXPERIENCE. 85% OF ALL CLASSES HAVE FEWER THAN 30 STUDENTS WITH NO CLASS EXCEEDING 50 STUDENTS. THE UNIVERSITY EDUCATED 2,949 UNDERGRADUATE STUDENTS AND 634 GRADUATE STUDENTS; OFFERED 45 BACHELOR DEGREE MAJORS AND 20 GRADUATE SCHOOL PROGRAMS; AND CONFERRED 623 BACHELOR AND 245 MASTERS DEGREES IN THE 2012-2013 ACADEMIC YEAR. JOHN CARROLL RANKS 3RD IN THE MIDWEST FOR RETENTION AND GRADUATION RATES. 89% OF JCU FRESHMEN RETURN AS SOPHOMORES, AND 66% OF JCU UNDERGRADS RECEIVE THEIR BACHELOR'S DEGREES IN FOUR YEARS, COMPARED WITH 52% OF OTHER FOUR- YEAR PRIVATE SCHOOLS, AND 33% OF FOUR-YEAR PUBLIC SCHOOLS IN OHIO. OUR STUDENTS LEARN FROM DISTINGUISHED FACULTY WHO ARE EXPERTS IN THEIR RESPECTIVE FIELDS. 95% OF OUR 196 FULL-TIME TEACHING FACULTY MEMBERS HOLD DOCTORAL DEGREES OR THE TERMINAL DEGREE IN THEIR FIELD; NINE ARE FULBRIGHT FELLOWS. THE MAJORITY OF OUR FACULTY HAS PUBLISHED BOOKS, ARTICLES, OR RECEIVED RESEARCH GRANTS IN THE PAST TWO YEARS. THE UNIVERSITY'S VARSITY SPORTS TEAMS COMPETE AT THE NCAA DIVISION III INTERCOLLEGIATE LEVEL, AND HAVE WON OVER 70 LEAGUE TITLES. MORE THAN 80 VARSITY ATHLETES HAVE BEEN NAMED DIVISION III ALL-AMERICANS WITH SIX NATIONAL CHAMPIONS AND THREE NATIONAL PLAYERS OF THE YEAR. NEARLY 500 UNDERGRADUATES PARTICPATE IN 22 VARSITY MEN'S AND WOMEN'S SPORTS. STUDENTS ALSO HAVE ACCESS TO INTRAMURAL SPORTS, CLUB SPORTS, AND OTHER FITNESS AND RECREATIONAL ACTIVITIES. JOHN CARROLL UNIVERSITY WELCOMES STUDENTS AND FACULTY FROM DIFFERENT RELIGIOUS BACKGROUNDS AND VALUE SYSTEMS IN THE BELIEF THAT THE EDUCATIONAL ENVIRONMENT WHICH THE UNIVERSITY PROVIDES IS ONE WHICH THESE STUDENTS AND FACULTY MAY FIND CONGENIAL, REWARDING, AND ENRICHED BY THEIR PRESENCE. WITHIN THIS ENVIRONMENT THERE IS CONCERN FOR THE HUMAN AND SPIRITUAL DEVELOPMENTAL NEEDS OF THE STUDENTS AND A DEEP RESPECT FOR THE FREEDOM AND DIGNITY OF THE HUMAN PERSON. A FACULTY NOT ONLY PROFESSIONALLY QUALIFIED, BUT ALSO STUDENT ORIENTED, CONSIDERS EXCELLENCE IN INTERPERSONAL RELATIONSHIPS AS WELL AS ACADEMIC ACHIEVEMENT AMONG ITS PRIMARY GOALS. CLASSES OF MEMBERS OR STOCKHOLDERS FORM 990, PAGE 6, PART VI, LINE 6 THE BOARD OF MEMBERS OF JOHN CARROLL UNIVERSITY SHALL CONSIST OF: (1) THE PRESIDENT OF JOHN CARROLL UNIVERSITY, EX-OFFICIO MEMBER; (2) THE RECTOR OF THE JOHN CARROLL JESUIT COMMUNITY CORPORATION, EX-OFFICIO MEMBER; (3) TWO MEMBERS OF THE JOHN CARROLL JESUIT COMMUNITY CORPORATION ELECTED TO SERVE TWO YEAR STAGGERED TERMS, BY THOSE MEMBERS IN GOOD STANDING OF THE SOCIETY OF JESUS WHO ARE ASSIGNED TO THE JOHN CARROLL JESUIT COMMUNITY CORPORATION AND PROVIDE SERVICE TO OR HAVE BEEN RETIRED FROM THE UNIVERSITY. ELECTION OF MEMBERS AND THEIR RIGHTS FORM 990, PAGE 6, PART VI, LINE 7A THE BOARD OF MEMBERS SHALL HAVE AND EXERCISE SUCH POWERS AND AUTHORITY PROVIDED UNDER APPLICABLE LAW AS ARE CONSISTENT WITH THE MISSION OF THE UNIVERSITY, INCLUDING WITHOUT LIMITATION, THE POWERS TO: (A) ELECT AND TO RE-ELECT THE DIRECTORS OF THE CORPORATION FROM THE SLATE OF NOMINEES RECOMMENDED BY THE BOARD OF DIRECTORS (B) REMOVE ANY DIRECTOR, UPON RECOMMENDATION OF THE BOARD OF DIRECTORS DECISIONS SUBJECT TO APPROVAL OF MEMBERS FORM 990, PAGE 6, PART VI, LINE 7B THE BOARD OF MEMBERS SHALL HAVE AND EXERCISE SUCH POWERS TO AMEND THE ARTICLES AND THE CODE OF REGULATIONS; SELL OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION; AND MERGE OR DISSOLVE THE CORPORATION. ORGANIZATION'S PROCESS USED TO REVIEW FORM 990 FORM 990, PAGE 6, PART VI, LINE 11B THE OFFICE OF THE UNIVERSITY'S VP OF FINANCE PREPARES THE FORM 990, WHICH IS THEN REVIEWED BY THE UNIVERSITY'S INDEPENDENT AUDITOR BEFORE IT IS PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. A FINAL REVIEWED COPY OF THE FORM 990 IS PROVIDED TO EACH DIRECTOR PRIOR TO FILING IT WITH THE IRS. ENFORCEMENT OF CONFLICTS POLICY FORM 990, PAGE 6, PART VI, LINE 12C THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES ITS OFFICERS, DIRECTORS, AND EMPLOYEES TO DISCLOSE POTENTIAL CONFLICTS OF THEMSELVES AND THEIR FAMILY MEMBERS. IN ADDITION, A QUESTIONNAIRE IS DISTRIBUTED ANNUALLY IN WHICH POTENTIAL CONFLICTS OF INTERESTS ARE DISCLOSED. THE AUDIT COMMITTEE REVIEWS THE QUESTIONNAIRES FOR ANY DISCLOSED ACTUAL OR POTENTIAL CONFLICT OF INTERESTS. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY PROHIBITS INVOLVEMENT IN UNIVERSITY DECISION- MAKING BY ANY OFFICER, SENIOR ADMINISTRATOR OR DIRECTOR WHO HAS A CONFLICT. IN THE EVENT OF THE EXISTENCE OF A CONFLICT OF INTEREST, APPROPRIATE CONFLICT MANAGEMENT MEASURES ARE IMPLEMENTED. VIOLATIONS OF THE UNIVERSITY'S CONFLICTS POLICIES MAY RESULT IN SANCTIONS, UP TO AND INCLUDING TERMINATION OF EMPLOYMENT. COMPENSATION PROCESS FOR TOP OFFICIAL FORM 990, PAGE 6, PART VI, LINE 15A THE UNIVERSITY'S EXECUTIVE COMMITTEE IS RESPONSIBLE FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION LEVELS FOR THE UNIVERSITY'S PRESIDENT. THE COMMITTEE REVIEWS COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN ESTABLISHING COMPENSATION LEVELS. THE COMMITTEE REVIEWS THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT ANNUALLY, AND WAS LAST REVIEWED IN NOVEMBER 2012. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING ARE RECORDED ON ALL COMMITTEE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT FOR THE UNIVERSITY'S PRESIDENT. COMPENSATION PROCESS FOR OFFICERS FORM 990, PAGE 6, PART VI, LINE 15B THE UNIVERSITY'S EXECUTIVE COMMITTEE IS RESPONSIBLE FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION LEVELS FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. THE COMMITTEE REVIEWS COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN ESTABLISHING COMPENSATION LEVELS. THE COMMITTEE REVIEWS THE COMPENSATION OF THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES ANNUALLY AND WAS LAST REVIEWED IN NOVEMBER 2012. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING ARE RECORDED ON ALL COMMITTEE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. GOVERNING DOCUMENTS DISCLOSURE EXPLANATION FORM 990, PAGE 6, PART VI, LINE 19 THE UNIVERSITY'S FORM 1023 APPLICATION FOR TAX EXEMPTION AND FORMS 990 AND 990-T (CURRENT AND PRIOR THREE YEARS) ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS, ARTICLES OF INCORPORATION, CODE OF REGULATIONS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. RECONCILIATION OF CHANGES - OTHER FORM 990, PART XI, LINE 9 SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES -56,515,693 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 440,932 CHANGE IN FAIR VALUE OF INTEREST RATE SWAP AGREEMENT 111,302 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT 3,182,970 MISCELLANEOUS RECEIPTS ARE NETTED AGAINST EXPENSES ON F/S -605,754 TAX BENEFIT TO RENTAL ACTIVITIES ON AUDITED FINANCIALS -18,550 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT -3,182,970 SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES 56,515,693 MISCELLANEOUS RECEIPTS NETTED AGAINST EXPENSES ON F/S 605,754 THE 1886 COMPANY LTD (LLC) 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 1400660 10915902 JCU JOHN CARROLL UNIVERSITY IGNATIUS LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 466928 2946697 JCU JOHN CARROLL UNIVERSITY LOYOLA LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 627638 3077404 JCU JOHN CARROLL UNIVERSITY MANRESA LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 192422 1203565 JCU JOHN CARROLL UNIVERSITY INIGO LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 240954 1115296 JCU JOHN CARROLL UNIVERSITY CURA PERSONALIS LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 717391 4019976 JCU JOHN CARROLL UNIVERSITY