2014-06-27T13:32:16-05:00 2013-12-31 420714325 MCGLADREY LLP 221 THIRD AVENUE SE STE 300 CEDAR RAPIDS IA 524011512 990PF 2013-01-01 426540579 WALLACE RESEARCH FOUNDATION CO MCGLADREY LLP WALL 3192985333 ATTN KAY HEGARTY 221 THIRD AVE SE NO 300 CEDAR RAPIDS IA 52401 HENRY D WALLACE PRESIDENT 3192985333 2014-06-27 1 CARLEY UMSTEAD P00982177 3192985333 2013 2015-12-30 17:16:21Z X 81399500 X 5521 1921565 1921565 3701868 42211889 3701868 5628954 5623433 0 0 0 42680 16762 25918 386233 386233 0 75441 25441 0 10978 8896 2082 515332 437332 28000 2894773 2894773 3410105 437332 2922773 2218849 5186101 4499761 7428928 7428928 22753411 31333248 45516146 2977143 2234060 2131948 34189672 25830301 26272972 128877 49506 49506 64548864 66876043 81399500 0 0 X 0 0 0 0 64548864 66876043 64548864 66876043 64548864 66876043 64548864 2218849 108330 66876043 0 66876043 DELL INC SETTLEMENT P 84 84 84 SLM SETTLEMENT P 309 309 309 LEHMAN BROTHERS SETTLEMENT P 25539 25539 25539 GOLDMAN SACH SETTLEMENT P 1026 1026 1026 PUBLICLY TRADED SECURITIES P 14189684 14441096 -251412 -251412 PUBLICLY TRADED SECURITIES P 27838794 24019837 3818957 3818957 SCH K-1 US COMMODITY INDEX FD P 49088 -49088 -49088 CAPITAL GAINS DIVIDENDS P 156453 156453 156453 3701868 0 4157179 74746776 0.055617 3518346 75433652 0.046642 3233585 70375172 0.045948 4206810 64554182 0.065167 4933704 86496696 0.057039 0.270413 0.054083 77636385 4198809 51861 4250670 2922773 103722 0 103722 0 103722 94872 50000 144872 X 41150 41150 0 0 0 0 0 0 0 0 0 0 0 1 1 IA 1 0 0 0 0 1 N/A KAY HEGARTY 3192985333 221 3RD AVE SE STE 300 CEDAR RAPIDS IA 52401 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HENRY D WALLACE 221 THIRD AVE SE STE 300 CEDAR RAPIDS IA 52401 PRESIDENT 5.00 0 0 2082 LINDA WALLACE-GRAY 221 THIRD AVE SE STE 300 CEDAR RAPIDS IA 52401 VP, SECY & TREAS 20.00 0 0 0 ANGUS GILCHRIST 221 THIRD AVE SE STE 300 CEDAR RAPIDS IA 52401 DIRECTOR 2.00 0 0 0 ALEX GILCHRIST 221 THIRD AVE SE STE 300 CEDAR RAPIDS IA 52401 DIRECTOR 2.00 0 0 0 NONE 0 MORGAN 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UNIVERSITY OF CALIFORNIA - SAN FRANCISCO 1855 FOLSOM ST STE 425 BOX 0897 SAN FRANCISCO CA 94143 NONE PC RESEARCH OF SENSORY PROCESSING DISORDER USING EXOME SEQUENCING DATA 39998 UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL 104 AIRPORT DR STE 2200 CB 1350 CHAPEL HILL NC 27599 NONE PC INHERIT PROGRAM FOR ARCHAEOLOGICAL RESEARCH AND PRESERVATION OF MAYA CULTURAL HERITAGE 60000 UNIVERSITY OF SOUTHERN MISSISSIPPI 118 COLLEGE DR BOX 5174 HATTIESBURG MS 39406 NONE PC TO STUDY THE BALD CYPRESS FOREST IN THE NORTHERN GULF OF MEXICO 21982 UNIVERSITY OF WISCONSIN - MADISON 21 N PARK ST STE 6401 MADISON WI 53715 NONE PC RESEARCH OF SENSORY OVER-RESPONSIVITY 39966 URBANPROMISE MINISTRIES INC PO BOX 1479 CAMDEN NJ 08105 NONE PC EXPERIENTIAL LEARNING PROGRAMS FOR INNER CITY YOUTH 218000 VANDERBILT UNIVERSITY 1215 21ST AVE S NASHVILLE TN 37232 NONE PC TO FURTHER RESEARCH RELATED TO SENSORY INTEGRATION DISORDER 39960 WILDAID INC 744 MONTGOMERY ST STE 300 SAN FRANCISCO CA 94111 NONE PC COLLECTION OF DATA 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6.600 2-01-46 22654 22586 2780 MORGAN ST III CUM 6 1/4 3-01-33 49291 66692 3220 NEXTERA ENER CAP 5.700 3-01-72 80500 67298 44 NEXTERA ENER CAP 8.75 3-01-69 1118 1121 535 PRUDENTIAL FINANCIAL 5.75 12-15-52 13619 11299 950 QWEST CORPORATION 7 7-01-52 25165 20776 1675 QWEST CORPORATION 7 1/2 9-15-51 41691 39245 3700 QWEST CORPORATION 7 3/8 6-01-51 92828 85581 4470 RAYMOND JAMES FIN 6.900 3-15-42 114221 111750 2790 REINSURANCE GRP 6.200 9-15-42 75386 67713 1090 SELECTIVE INS GRP 5 7/8 2-09-43 26814 21549 3421 SENIOR HSG TRST 5 5/8 8-01-42 83967 69344 510 SOLAR CAP 6.75% 6 3/4 11-15-42 12038 10277 1535 STANLEY BLK SER-I 5 3/4 7-25-52 39435 32818 560 TELE DATA 5.875% 5 7/8 12-01-61 13964 10830 2815 TELE&DATA SYS INC 6 7/8 11-15-59 69735 63732 1395 US CELLULAR CORP 6.950 5-15-60 35162 31597 2642 VORNADO RLTY LP 7 7/8 10-01-39 68568 68666 1800 3M COMPANY 153321 252450 1211 ACCENTURE PLC IRELAND CL A 81985 99568 2792 ADIDAS-SALOMON AG SPONS ADR 111102 179330 1510 AEGON NV 6.3750% SERIES 34398 35349 2275 AEGON NV SERIES 1 47024 44772 9150 AIA GROUP LTD SPON ADR 145509 184372 10600 ALTERA CP 232472 344617 1993 AMADEUS IT HLDG SA UNSPON ADR 65693 85201 1148 ANHEUSER BUSCH INBEV SA SPON 116147 122216 13351 AON PLC SHS CL-A 655267 1120015 3865 ARCH CAPITAL GRP LTD 6.7500% C 92438 88624 1453 ARM HOLDINGS PLC ADS 26437 79524 131 ASCENT CAPITAL GROUP A COM 2978 11208 1265 ASML HOLDING NV NY REG NEW 103106 118530 1760 ASPEN INSC HLDGS LTD PERP PFD 45830 44528 1435 ASPEN INSURANCE HLDG LTD 5.95% 34655 32531 915 ASPEN INSURANCE HLDG LTD 7.25% 22760 22408 5049 ASSA ABLOY AB UNSP ADR 76714 133546 1145 AXIS CAPITAL HLDGS LTD 5.50%-D 22731 21285 652 BAIDU INC ADS 76324 115978 7812 BANCO BILBAO VIZ ARG SA ADS 86410 96790 895 BARCLAYS BANK PLC 8.125% ADR 22741 22706 1875 BARCLAYS BK PLC 6.625 SER2 45644 45263 925 BARCLAYS BK PLC 7.1000 SER 3 23157 23282 13900 BERKLEY W R CORP 356276 603121 9500 BERKSHIRE HATHAWAY CL-B NEW 773390 1126320 2542 BURBERRY GROUP PLC SPONS ADR 111664 128498 2828 CANADIAN NATL RAILWAY CO 99849 161252 1055 CAPITAL ONE FINANCIAL 6%-B 23062 22936 3070 CARNIVAL CP NEW PAIRED COM 108778 123322 2187 CHINA MOBILE LTD 118238 114358 925 CITIGROUP INC 6.875%-K 23054 23440 910 CITIGRP INC 7.125%-J 22586 23605 455 CITY NATL CORP DEP 1/40 SR-D 11548 11957 16000 COCA COLA CO 398214 660960 12200 COMCAST CORP CL A SPECIAL NEW 204673 608536 8126 COMPASS GROUP PLC SPON ADR NEW 99885 131064 7000 CONSTELLATION BRANDS INC CL A 308597 492660 684 DASSAULT SYSTEMS SA ADS 59555 85021 1865 DEUTSCHE BANK CAP 6.6250 SER 45949 46364 2167 DEUTSCHE BK AG REG SHS 98867 104536 1895 DEUTSCHE BK CAP FD VIII 6.375 45718 45935 2460 DIGITAL REALTY TR INC 7% SER-E 65736 53407 480 DISCOVER FINANCIAL SVS 6.5% B 11340 11059 7500 DISH NETWORK CORP CLASS A 286179 434400 10300 ECOLAB INC 429500 1073981 3083 EMBRAER S A ADR 83088 99211 2715 ENDURANCE SPEC 7.7500 SERIES 68446 69450 2765 ENDURANCE SPECIALTY HLDG 7.50% 68690 69927 520 EPR PPTYS PFD CONV SER F % 13015 11019 4430 EXPERIAN GP LTD ADR 79483 81645 450 F N B CORP FLA DEP SHS REPSTG 11610 11655 4922 FANUC CORPORATION UNSP ADR 92947 151155 5000 FIDELITY NATL INFORMATION SE 108104 268400 1860 FIFTH THIRD BANCORP 6.625%-I 46556 46444 1590 FIRST NIAGARA FIN GP 8.625% B 45216 44297 1875 FIRST REPUBLIC BANK SER-A 6.7% 44813 44400 50000 FIRST TR MLP&ENRG INC FND 1000000 1000500 17738 FIRST TRUST AMEX BIOTECH 1038318 1227115 55529 FIRST TRUST ENERGY INFRASTRU 1115117 1156676 3908 FRESENIUS MEDICAL CARE AG&CO 103057 139047 2865 GOLDMAN SACHS GROUP PFD D 57160 52687 2350 GOLDMAN SACHS GRP INC 254523 416561 2005 GOLDMAN SACHS GRP INC 5.50%-J 47097 44691 635 GOOGLE INC-CL A 346214 711651 14856 HENNES & MAURITZ 99391 136081 4746 HONG KONG EXCHANGES & CLEARING 85466 79211 845 HSBC HOLDINGS PLC 8.00% 22908 22764 2106 HSBC HOLDINGS PLC SPON ADR NEW 101201 116104 1235 HSBC USA INC PFD SR F 22724 22971 5534 INDUSTRIAL & COML BK CHINA ADR 80317 75152 1500 ING GROEP NV 6.2000% SER 34839 35175 455 ING GROEP NV 7.2% SER 11584 11557 12380 ING GROEP NV ADR 133427 173444 1395 ING GROUP NV 7.0500% SER PFD 34356 35140 6587 INTESA SANPAOLO S.P.A. ADR 91618 98476 31000 ISHARES HIGH DIVIDEND ETF 1699899 2177750 10000 ISHARES S&P MID-CAP 400 V ETF 920511 1162300 5354 ITAU UNIBANCO MULTIPLE ADR 91384 72654 8052 JULIUS BAER GROUP LTD UN ADR 77319 77702 16270 KINGFISHER PLC SPONS ADR NEW 134116 208907 3843 KOMATSU LTD SPON ADR NEW 86726 79089 3400 KONE OYJ ADR 73801 76840 1388 KUBOTA CP ADR 105547 116037 1878 LAS VEGAS SANDS CORPORATION 85300 148118 1240 LIBERTY GLOBAL PLC CL A NEW 27866 110360 17618 LIBERTY GLOBAL PLC CL C NEW 420663 1485550 5900 LOEWS CORPORATION 187132 284616 1956 LULULEMON ATHLETICA INC 132359 115463 6258 LVMH MOET HENNESSY LOUIS VUITT 171365 229042 729 MERCADOLIBRE INC 56902 78579 6261 MICHELIN COMPAGNIE GENERALE DE 103146 133672 27800 MICROSOFT CORP 780884 1039998 24815 MITSUBISHI UFJ FINCL GRP ADS 144303 165764 15900 MONDELEZ INTL INC COM 341429 561270 18600 MORGAN STANLEY 271346 583296 2460 MORGAN STANLEY SER-A 46782 46248 2985 NATIONAL RETAIL PROP 6.625%-D 74157 66118 6400 NESTLE SPON ADR REP REG SHR 276239 470976 2476 NESTLE SPON ADR REP REG SHR 130659 182209 5775 NEWS CORPORATION CL A 28248 104066 1400 NEWS CORPORATION CL B 9916 24962 4836 NOKIA CP ADR 39107 39220 2002 NOVARTIS AG ADR 112409 160921 1221 NOVO NORDISK A/S ADR 125650 225592 37100 ORACLE CORP 1148123 1419446 2735 PARTNERRE LTD 7.25% SER E 68353 69196 4813 PEARSON PLC SP ADR 90949 107811 6500 PEPSICO INC NC 416948 539110 5935 PNC FINL-P 6.125% FLTS 5/01/22 148672 149859 5100 PRAXAIR INC 351849 663153 4155 PS BUSN PARKS 6.00% SER T 103920 83931 4189 PT BK MANDIRI PERSERO TBK UNSP 36674 27061 1535 PUBLIC STORAGE 5.75% SER-T 38325 32389 11084 PUBLICIS GROUPE SA ADS 159788 254599 1140 RBS CAP FNDG TRUST VII 6.08% G 24738 23917 10043 RECKITT BENCKISER PLC SPNS ADR 105628 161592 2000 REGENCY CENTERS 6.625% SER 6 50673 43400 2292 ROCHE HOLDINGS ADR 141638 160898 940 ROYAL BK SCOTLND GP 7.25 SER-T 23087 22560 2431 SABMILLER PLC SPONS ADR 89915 124662 3405 SANTANDER FIN 10.50% SER 10 90002 89790 1250 SANTANDER FINANCE PRF SA FLR 22454 22500 1071 SAP AG 57883 93327 4600 SCE TRUST I 5.625%-F 118027 92460 665 SINA.COM 41540 55184 1806 SOUTHERN COPPER CORP 58906 51850 25000 SPDR S&P DIVIDEND 1358771 1815500 18300 SPDR S&P MIDCAP 400 ETF TRUST 2119110 4468860 26640 SUMITOMO MITSUI TR HLDGS INC 135054 140926 3136 SWATCH GROUP AG ADR THE UNSPON 65494 104115 1463 SYNGENTA AG ADR 114369 116952 6525 TAIWAN SMCNDCTR MFG CO LTD ADR 119235 113796 2495 TATA MOTORS LTD 61501 76846 1911 TENCENT HLDGS LTD UNSPON ADR 53055 123107 5400 THERMO FISHER SCIENTIFIC 241859 601290 1664 TOYOTA MOTOR CP ADR NEW 150412 202875 23100 TWENTY-FIRST CENTURY FOX CL A 218463 812427 5600 TWENTY-FIRST CENTURY FOX CL B 76310 193760 1555 UBS PFD FDG TR IV FLTG RT 23021 23481 9608 UNITEDHEALTH GP INC 316839 723482 2962 US BANCORP 6%-G FLTS 4/15/17 80393 81070 3900 US BANCORP-F 6.5% FLTS 1/15/22 102570 102570 19710 VANGUARD HEALTH CARE ETF 1745408 1992683 25774 VANGUARD RUSSELL 1000 1976836 2271978 9100 WAL MART STORES INC 470438 716079 1830 WELLS FARGO & COMPANY 6.625%-R 45724 47068 1940 WELLS FARGO 5.85-Q FIXD-TO-FLT 47513 45726 2870 WELLS FARGO 8% NON-CUM SER J 81593 80245 3068 YANDEX N.V. A 81576 132384 1977 YUM BRANDS INC 135661 149481 1143 ARTISAN FDS INC INTL FND INV AT COST 24077 34838 828 ARTISAN FDS INC MID CAP VALUE FD INV SHS AT COST 15438 22364 2220 DIAMOND HILL LONG-SHORT FD CL I AT COST 35210 50000 6773 DODGE & COX INCOME FD AT COST 88423 91646 1353 HARRIS ASSOC INVT TR OAKMARK INTL FD CL I AT COST 17257 35600 152098 JP MORGAN LIMITED DUR BD SEL AT COST 1502734 1501212 358645.73 JP MORGAN STRAT INC OPP SEL AT COST 4264310 4264298 621 JPMORGAN MID CAP VALUE FD CL I AT COST 11578 21824 339084 LOOMIS SAYLES STRATEGIC INC Y AT COST 5546831 5544019 160512 LORD ABBETT FLT RT F AT COST 1526391 1523256 1091983 LORD ABBETT SHT DURATION INC F AT COST 5006652 4968523 452135 MAINSTAY HI YLD CORP BOND I AT COST 2179236 2735414 1049 PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD FD INSTL CL AT COST 11768 11229 303047 PIMCO TOTAL RETURN P AT COST 3303869 3239578 2428 PRINCIPAL FDS INC PREF SECS INTL CL AT COST 24212 23840 2473 ROYCE FD PA MUTUAL FD INVT CL AT COST 20072 36422 91367 TEMPLETON GLOBAL BD FD ADV AT COST 1204171 1196000 935 TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL AT COST 11831 12241 823 TWEEDY BROWNE FD INC GLOBAL VALUE FD AT COST 15776 21903 1696 VANGUARD GNMA FD CL I AT COST 17676 17668 96450 VIRTUS INSIGHT EMERG MKTS I AT COST 1002789 921097 DIVIDEND RECEIVABLE 128877 49506 49506 BANK SERVICE CHARGES 129 129 0 ADR FEES 8767 8767 0 GRANT MAKING EXPENSES 2082 0 2082 BOOK/TAX DIFFERENCE SCH K-1 - US COMMODITY INDEX FUND LP 27-1987039 88064 RETURN OF PRIOR YEAR GRANTS 20266 SB INVEST CONSULTING FEES 196002 196002 0 INVESTMENT MANAGEMENT FEES 190231 190231 0 FOREIGN TAXES 25441 25441 0 EXCISE TAXES 50000 0 0