2014-10-15T13:39:13-05:00 2013-12-31 Kundinger Corder & Engle PC 475 Lincoln St Ste 200 Denver CO 80203 990PF 2013-01-01 836058353 The Anna and John J Sie Foundation ANNA 3034686060 3300 East First Avenue No 390 Denver CO 80206 Anna M Sie Trustee 3034686060 2014-10-17 1 Laurie Anderson P01416697 3035345953 2014-10-17 2013 2015-12-30 17:16:21Z X 87677208 X X 143304 143304 8246950 14710717 11002977 487256 487256 8877510 11633537 54092 120 53972 52947 0 52947 61311 0 61311 49427 0 49427 3949 1350 2599 150625 113750 36875 124378 0 0 5155 0 5155 53186 17453 35733 555070 132673 298019 13328805 13338805 13883875 132673 13636824 -5006365 11500864 7608212 8795573 8795573 1000000 0 1000000 1000000 1000000 21524146 18142009 29815714 40637028 37825439 48064921 1000 1000 1000 70770386 65764021 87677208 0 0 X 0 0 0 0 70770386 65764021 70770386 65764021 70770386 65764021 70770386 -5006365 0 65764021 0 65764021 Marketable Securities 542752 542752 Eton Park Overseas Fund P 2660780 2117522 543258 543258 Highside Investment Fund P 1848242 2000000 -151758 -151758 Convexity Capital Offshore LP P 1000000 560740 439260 439260 Wellington Equity Research P 1190567 1190567 Newport Asia Institutional Fund P -23022 -23022 Highclere Investment Fund P 555358 555358 Fortress Credit Opportunities Fund P 5407 5407 DirecTV D 2343121 613478 1729643 1729643 Liberty Media Corporation D 6858574 687062 6171512 6171512 11002977 0 7281001 80825946 0.090082 6306074 82185625 0.076730 7486884 47714064 0.156911 3779245 44978082 0.084024 4009879 53651838 0.074739 0.482486 0.096497 84474994 8151583 115009 8266592 13636824 X 115009 0 115009 0 115009 71559 42675 114234 X 775 0 0 0 0 0 0 0 0 0 0 1 1 CO 1 0 0 0 0 1 N/A Mary Beth Wallingford 3034686060 3300 East First Avenue No 390 Denver CO 80206 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 Anna M Sie 3300 East First Avenue 390 Denver CO 80206 Trustee 5.80 0 0 0 John J Sie 3300 East First Avenue 390 Denver CO 80206 Trustee 25.60 12000 25997 0 Michelle S Whitten 3300 East First Avenue 390 Denver CO 80206 Executive Director 10.00 42092 4968 0 NONE 0 Monticello Associates 1200 17th Street 2600 Denver CO 80202 Investment advisor 93750 0 0 78523534 7237881 0 85761415 0 0 85761415 1286421 84474994 4223750 4223750 115009 115009 4108741 10000 4118741 0 4118741 13636824 0 13636824 115009 13521815 4118741 0 0 1028299 5133802 2216049 3383461 11761611 13636824 0 0 0 4118741 9518083 0 0 21279694 0 0 0 0 0 0 0 21279694 1028299 5133802 2216049 3383461 9518083 Anna M Sie John J Sie X Adam's Camp 6767 South Spruce Street Suite 102 Centennial CO 80112 N/A PC Sponsorship and scholarship support for camp for children with special needs 5000 American Transplant Foundation 410 17th Street Suite 2200 Denver CO 802024402 N/A PC General operating support 5000 Arc ThriftMetropolitan Assoc for RC 12345 Alameda Pkwy Suite 111 Lakewood CO 80228 N/A PC General operating support 10000 Asian Performing Arts of Colorado Inc 7000 E Quincy Ave B-306 Denver CO 802372207 N/A PC General operating support 25000 Cancer League of Colorado PO Box 5373 Englewood CO 80155 N/A PC General operating support 10000 CESASC 1750 Fulton Ave Monterey Park CA 91755 N/A PC General operating support 10000 Denver Foundation (Fiscal Sponsor for Challenge Denver) 55 Madison St 8th Floor Denver CO 80206 N/A PC To support programs that mobilize resources and strengthen our community 50000 Make-a-Wish Foundation 7951 E Maplewood Avenue Suite 126 Greenwood Village CO 801114769 N/A PC General operating support 330 Children's Hospital Colorado Foundation 13123 E 16th Ave Box 045 Aurora CO 80045 N/A PC Sponsorship benefiting pediatric health care 125000 Children's Hospital Colorado Foundation 13123 E 16th Ave Box 045 Aurora CO 80045 N/A PC Sponsorship benefiting pediatric health care 12000 Children's Hospital Colorado Foundation 13123 E 16th Ave Box 045 Aurora CO 80045 N/A PC Sponsorship benefiting pediatric health care 170000 Children's Hospital Colorado Foundation 13123 E 16th Ave Box 045 Aurora CO 80045 N/A PC Sponsorship benefiting pediatric health care 10000 Ciyota Inc for Global Livingston Institute 4492 Burr Place Boulder CO 80303 N/A PC To support international development 15000 Cleveland Clinic Lou Ruvo Center for Brain Trauma 888 W Bonneville Ave Las Vegas NV 89106 N/A PC To support innovative research on devastating memory disorders associated with aging 50000 Colorado Ballet 1278 Lincoln St Denver CO 80203 N/A PC General operating support 20000 Colorado Cross-Disability Coalition 655 Broadway Suite 775 Denver CO 80203 N/A PC Supporting Asian American Pacific Islander cultural events in the Rocky Mountain Region 15000 Colorado Springs Down Syndrome Association PO Box 2364 Colorado Springs CO 80901 N/A PC Support families affected by the Black Forest Fire 2000 Colorado Symphony Association 1000 14th St Unit 15 Denver CO 802022333 N/A PC General operating support 25000 Committee of 100 Inc 677 Fifth Avenue 5th Floor New York NY 10022 N/A PC To support work of the Chinese-American community in furthering US-China relations 50000 Committee of 100 Inc 677 Fifth Avenue 5th Floor New York NY 10022 N/A PC To support work of the Chinese-American community in furthering US-China relations 5000 Denver Academy 4400 East Iliff Avenue Denver CO 80222 N/A PC Assist future generations of children with learning differences who need financial aid 1500 Denver Adult DS Clinic 1899 Gaylord Denver CO 80206 N/A PC General operating support 10000 Denver Art Museum 100 W 14th Ave Parkway Denver CO 802042788 N/A PC General operating support 10000 Denver Art Museum 100 W 14th Ave Parkway Denver CO 802042788 N/A PC General operating support 100000 Denver Biennial of the Americas Corp 1400 16th St 6th Floor Denver CO 80202 N/A PC To support the economics of early education and brain development workshop 50000 Denver Botanic Gardens 909 York Street Denver CO 802063799 N/A PC General operating support 10000 Denver Film Society 1510 York St Denver CO 80206 N/A PC Support the Starz Denver Film Festival 20000 Denver Foundation 55 Madison St 8th Floor Denver CO 80206 N/A PC To support programs that mobilize resources and strengthen our community 10000 Denver Options Inc 9900 East Iliff Avenue Denver CO 80231 N/A PC Responding to the needs of individuals with developmental and intellectual disabilities 5000 Denver School of Science and Technology 3401 Quebec St Ste 7200 Denver CO 80207 N/A PC Support the 2013 Slice of Pi event benefitting the education for students with special needs 25000 Denver School of Science and Technology 3401 Quebec St Ste 7200 Denver CO 80207 N/A PC Support the Malone Matching Grant event benefitting the education for students with special needs 250000 Down Syndrome Affiliates in Action 1675 Broadway Suite 2600 Denver CO 80202 N/A PC Support of DSAIA's conference 10000 Friends of the Haven P O Box 102375 Denver CO 80250 N/A PC General operating support 5000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 10000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 10000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 225000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 600000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 50000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 25000 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 11165 Global Down Syndrome Foundation 3300 E 1st Avenue Suite 390 Denver CO 80206 N/A PC General operating support 597881 Governor's Residence Preservation Fund 400 East 8th Avenue Denver CO 80203 N/A PC Preservation of the century old Boettcher Mansion 25000 Hospice of Metro Denver 501 s Cherry St Suite 700 Denver CO 80246 N/A PC General operating support 5000 Hyde Park Foundation-Diamond in the Rough 3000 East 1st Ave Suite 243 Denver CO 80206 N/A PF For programs that deal with at-risk youth in the community and wellness for children 10000 I CON Foundation 3600 S Beeler St Suite 100 Denver CO 80237 N/A PC General operating support 5500 John Lynch Foundation P O Box 172247 Tampa FL 33672 N/A PC General operating support 5000 John Lynch Foundation P O Box 172247 Tampa FL 33672 N/A PC General operating support 10000 Judi's House 1741 Gaylord St Denver CO 80206 N/A PC General operating support 15000 Keshet of the Rockies PO Box 200726 Denver CO 80220 N/A PC Helping Jewish Day schools and teachers adapt curriculum to meet special challenges 10000 Louis August Jonas Foundation Inc 152 Madison Ave Suite 2400 Denver CO 80206 N/A PC Funding to support Camp of the Rising Sun 10000 Make-a-Wish Foundation - Colorado Chapter 7951 E Maplewood Avenue Suite 126 Greenwood Village CO 801114769 N/A PC General operating support 20000 Mile High Montessori Early Learning Cntrs 1780 Marion St Denver CO 80218 N/A PC General operating support 5000 Mizel Museum 400 South Kearney Street Denver CO 802241238 N/A PC General operating support 25000 My Lifelineorg Cancer Foundation 55 Madison St Suite 750 Denver CO 80206 N/A PC To support cancer patients and caregivers 5000 National Down Syndrome Congress 1370 Center Drive Suite 102 Atlanta GA 30338 N/A PC General operating support 40000 Parent Education and Assistance for Kids PEAK 6055 Lehman Dr Suite 101 Colorado Springs CO 809183468 N/A PC General operating support 5000 Parent Project for Muscular Dystrophy 401 Hackensack Ave 9th Floor Hackensack NJ 70601 N/A PC General operating support 10000 Rocky Mountain Children's Law Center A1325 S Colorado Blvd Ste 701 Denver CO 802223326 N/A PC Provide legal aid for abused children 10000 Rocky Mountain Down Syndrome Association 3515 S Tamarac Dr Suite 320 Denver CO 802371434 N/A PC General operating support 5000 Rocky Mountain Down Syndrome Association 3515 S Tamarac Dr Suite 320 Denver CO 802371434 N/A PC To support children and families with Down Syndrome 10000 Schwab Charitable Fund 211 Main St San Francisco CA 941051905 N/A PC To support McCaffrey Ventures Philanthropic Charities 14000 Sewall Child Development Center Inc 1360 Vine Street Denver CO 80206 N/A PC To sponsor programs dedicated to helping children with special needs 2500 Special Olympics Inc 1133 19th St NW Suite 1200 Washington DC 200363604 N/A PC General operating support 10000 Stanley British Primary School 350 Quebec Street Denver CO 802306809 N/A PC To support the Inclusion School Study & Slam Dunk for scholorships program 6000 Stanley British Primary School 350 Quebec Street Denver CO 802306809 N/A PC To support the Inclusion School Study benefiting children's education & 2013 Teacher support 40000 Stanley British Primary School 350 Quebec Street Denver CO 802306809 N/A PC To support the Inclusion School Study benefiting children's education & 2013 Annual Campaign 19000 The 1990 Institute P O Box 1681 Burlingame CA 94011 N/A PC China's Green Student Forum which promotes solidarity of the youth to save China's environment 5000 The Adoption Exchange 14232 E Evans Avenue Aurora CO 80014 N/A PC General operating support 25000 The Cable Center 2000 Buchtel Blvd Denver CO 80210 N/A PC General operating support 10000 The Joshua School 2303 E Dartmouth Avenue Englewood CO 80113 N/A PC General operating support 10000 The Rise School of Denver 4949 East Eastman Avenue Denver CO 80222 N/A PC General operating support 5000 Third Way Center P O Box 61385 Denver CO 80206 N/A PC General operating support 10000 Univ Denver - Fisher Early Learning Cntr 2490 S Gaylord Street Denver CO 80206 N/A PC To Assist Student Population w/Special Needs 5000 Univ of Colorado - The Regents of the Campus Box 575 3100 Marine St 6th F Boulder CO 803090575 N/A PC To support the Barbara Davis Center Playroom at the University of Colorado Anschutz Medical Campus 2000 Univ of Colorado-Linda Crnic Inst for DS Box A-020 4200 East Ninth Avenue Denver CO 80262 N/A PC General operating support 25000 University of Colorado Foundation 4740 Walnut St Boulder CO 803012538 N/A PC LCI Flexible Endowment Research Fund to support basic science research in Down Syndrome 400000 University of Colorado Foundation 4740 Walnut St Boulder CO 803012538 N/A PC Linda Crnic Institute Flexible Endowment Research Fund 500000 University of Colorado Foundation 4740 Walnut St Boulder CO 803012538 N/A PC Linda Crnic Institute for Down Sydrome Operating Fund 75000 University of Colorado Foundation 4740 Walnut St Boulder CO 803012538 N/A PC Linda Crnic Institute for Down Syndrome Operating Fund 500000 University of Colorado Foundation 4740 Walnut St Boulder CO 803012538 N/A PC Linda Crnic Institute for Down Syndrome Operating Fund 59606 University of Colorado Foundation - CIMB 4740 Walnut St Boulder CO 803012538 N/A PC Quasi Endowment Fund for the Biofrontiers Institute 1000000 University of Colorado Foundation Boulder 4740 Walnut St Boulder CO 803012538 N/A PC Flexible Endowment Research Fund for the Linda Crnic Institute 4000000 University of Colorado Foundation Boulder 4740 Walnut St Boulder CO 803012538 N/A PC Daniel and Boyce Sher Dinstinguished Musicians Scholorship 500000 University of Colorado Foundation Boulder 4740 Walnut St Boulder CO 803012538 N/A PC Linda Crnic Institute for Down Syndrome Operating Fund 500000 University of Denver - CEMMP 2490 S Gaylord Street Denver CO 80206 N/A PC Chinese Executive Management Program Fund to support ASCEND 4323 University of Denver - Korbel PO Box 101884 Denver CO 80208 N/A PC Joseph Korbel School of Intl. Studies to support ASCEND 50000 University of Denver -Sie Cheou-Kang 2199 S University Blvd Denver CO 80208 N/A PC Sie Cheou-Kang Center Chair Fund to support ASCEND 1100000 University of Denver -Josef Korbel School of Int'l Studies 2199 S University Blvd Denver CO 80208 N/A PC Sie Complex Capital Campaign Fund to support ASCEND 1500000 Volunteers of America 2660 Larimer Street Denver CO 80205 N/A PC Western Fantasy 2013 Sponsorship 25000 Wings Over the Rockies Air & Space Museum 7711 E Academy Blvd Denver CO 80230 N/A PC General operating support 5000 Woodrow Wilson Int'l Center for Scholars 1300 Pennysylvania AveNW Washington DC 200043002 N/A PC Woodrow Wilson Int'l Center Scholors Awards Dinner 51000 13338805 Denver Art Museum 100 W 14th Ave Parkway Denver CO 802042788 N/A pc General operating support 300000 Denver Botanic Gardens 909 York Street Denver CO 802063799 N/A PC General operating support 10000 Denver Film Society 1510 York St Denver CO 80206 N/A PC Signage for Sie Film Center 250000 Denver School of Science and Technology 3401 Quebec St Ste 7200 Denver CO 80207 N/A PC General operating support 500000 Governor's Residence Preservation Fund 400 East 8th Avenue Denver CO 80203 N/A PC General operating support 25000 Red Rocks Church 18301 W Colfax Ave Golden CO 80401 N/A PC General operating support 25000 University of Colorado Foundation - BioFrontiers 4740 Walnut St Boulder CO 803012538 N/A PC Matching grant 1000000 University of Colorado Foundation 4740 Walnut St Boulder CO 803012538 N/A PC LCI Funding of Annual Operating Deficit 6613555 Children's Hospital Colorado Foundation 13123 E 16th Ave Box 045 Aurora CO 80045 N/A PC Sie Center annual support 510000 University of Colorado - College of Music Campus Box 575 3100 Marine St 6th F Boulder CO 803090575 N/A PC Dan Sher Endowment 1500000 University of Denver PO Box 101884 Denver CO 80208 N/A PC Sie Complex at Korbel School 15500000 University of Denver 2199 S University Blvd Denver CO 80208 N/A PC Sie Cheou-Kang Center Chair 1100000 27333555 14 143304 14 487256 18 8246950 0 8877510 0 8877510 0 0 0 0 0 0 0 0 0 0 Kundinger, Corder & Engle, P.C. 2700 1350 1350 Nonprofit Financial Solutions, P.C. 1249 0 1249 Hyde Park Foundation - Diamond in the Rough 3300 East 1st Ave Ste 243 Denver CO 80206 2013-07-09 10000 To support porgrams that deal with at-risk youth in the community and children's wellness. 10000 The Foundation is not aware of a diversion of funds by the grantee. Longleaf Small Cap Fund 3757523 4121587 Dodge & Cox International Equity Fund 7548095 8297469 DirecTV 1509301 2629805 Liberty Media Corporation 4381765 11220450 STRZA 945325 3546403 Wellington Trust Company, CTF Research Equity Fund AT COST 11399182 11773587 Newport Asia Institutional Fund AT COST 3167107 3934615 Highclere Investment Fund AT COST 3801970 4379617 ICAP Offshore Absolute Return Fund AT COST 2029200 3288704 Viking Global Equities AT COST 2000000 4482264 Maverick Fund LDC AT COST 2000000 2249937 Highfields Capital AT COST 2000000 3158453 Indus Structured Finance AT COST 557779 292152 Fortress Credit Opportunities Fund AT COST 950497 1238387 CamCap Energy Offshore Fund AT COST 4500000 4467994 Convexity Capital Offshore LP AT COST 4094563 7048724 Sowood Alpha Fund AT COST 74511 6970 Eaton Park Overseas Fund AT COST 1250630 1743517 Brownstein Hyatt Farber Schreck, LLP 49427 0 49427 Public service videos 1000 1000 1000 Office supplies 9722 0 9722 Telephone 9709 0 9709 Postage 142 0 142 Payroll processing fee 2319 0 2319 Subscriptions 571 0 571 Public relations and promotion 13219 0 13219 Bank service charges 51 0 51 Investment expense 17453 17453 0 Wellington Equity Research 225470 225470 225470 Newport Asia Institutional Fund 35472 35472 35472 Highclere Investment Fund 152765 152765 152765 Fortress Credit Opportunities Fund 73549 73549 73549 E&E Communications 1775 0 1775 Paul Comstock Partners 20000 20000 0 Monticello Associates 93750 93750 0 Dennis McGuire 8700 0 8700 Raissa Shafer 11900 0 11900 Marilyn Spinner 10000 0 10000 Kelly Westgard 4500 0 4500 2012 excise tax payment, net of refund of $2,122 122878 0 0 Tax paid on 2012 Form 990-T 1500 0 0