2014-11-14T08:42:31-06:00 2013-12-31 061533253 SASLOW LUFKIN & BUGGY LLP 175 POWDER FOREST DRIVE SIMSBURY CT 06089 990 2013-01-01 200047555 INTERNATIONAL CENTER FOR CAPTIVE INSURANCE EDUCATION INC INTE 8026519051 2517 SHELBURNE ROAD NO 2 SHELBURNE VT 05482 MITCH CANTOR EXECUTIVE DIRECTOR 8026519051 2014-11-11 1 STACY RILEY P01210295 8606789200 2013 2015-11-30 17:44:51Z MITCH CANTOR 2517 SHELBURNE ROAD NO 2 SHELBURNE VT 05482 332916 0 X WWW.ICCIE.ORG X 2003 VT TO BE THE PREMIER PROVIDER OF CAPTIVE INSURANCE EDUCATION AND TO OFFER THE PREEMINENT PROFESSIONAL DESIGNATION IN CAPTIVE INSURANCE. 21 21 4 37 0 0 98435 53401 262953 276940 0 0 0 -2550 361388 327791 0 0 0 0 202655 204706 0 0 43509 118426 118372 321081 323078 40307 4713 77830 133737 72509 115222 5321 18515 TO BE THE PREMIER PROVIDER OF CAPTIVE INSURANCE EDUCATION AND TO OFFER THE PREEMINENT PROFESSIONAL DESIGNATION IN CAPTIVE INSURANCE. 0 0 206545 276940 THE ORGANIZATION FACILITATES A COMPREHENSIVE EDUCATION PROGRAM IN THE CAPTIVE INSURANCE INDUSTRY. OFFERING 14 COURSES, OVER 450 STUDENTS PARTICIPATED IN ON-LINE AND TELECONFERENCE COURSES. IN 2013, OVER 30 INDIVIDUALS EARNED THEIR ASSOCIATES IN CAPTIVE INSURANCE (ACI) CERTIFICATION. 206545 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 4 1 0 0 0 0 0 0 0 0 0 0 X 21 21 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 0 1 1 0 X MITCH CANTOR 8026519051 2517 SHELBURNE ROAD SUITE 2 SHELBURNE VT 05482 PAMELA POPP 1113-81113 DIRECTOR,PRESIDENT 2.50 X X 0 0 0 DERICK WHITE EFFECTIVE 81213 DIRECTOR,PRESIDENT 2.50 X X 0 0 0 SKIP MYERS EFFECTIVE 81213 VICE PRESIDENT 2.00 X X 0 0 0 ELIZABETH STEINMAN TREASURER 2.00 X X 0 0 0 PHILLIP BARNES 1113-51513 DIRECTOR 1.00 X 0 0 0 STEVEN BAUMAN EFFECTIVE 81213 SECRETARY 2.00 X X 0 0 0 DOUG BORG DIRECTOR 1.00 X 0 0 0 KATE BOUCHER 1113-81113 DIRECTOR 1.00 X 0 0 0 LIZ FREDERICK 1113-22013 DIRECTOR 1.00 X 0 0 0 DENNIS HARWICK DIRECTOR 1.00 X 0 0 0 BETH HUNTINGTON DIRECTOR 1.00 X 0 0 0 JILL HUSBANDS 1113-22013 DIRECTOR 1.00 X 0 0 0 CHAZ LAVELLE DIRECTOR 1.00 X 0 0 0 RENEE LEWIS DIRECTOR 1.00 X 0 0 0 RENEA LOUIE DIRECTOR 1.00 X 0 0 0 STEPHANIE MAPES DIRECTOR 1.00 X 0 0 0 JUSTIN MEAD DIRECTOR 1.00 X 0 0 0 JOHN O'BRIEN 1113-51513 DIRECTOR 1.00 X 0 0 0 NICK PARILLO DIRECTOR 1.00 X 0 0 0 CAROLYN RICE DIRECTOR 1.00 X 0 0 0 ROCHELLE SIMONS DIRECTOR 1.00 X 0 0 0 RICH SMITH DIRECTOR 1.00 X 0 0 0 GRAINNE RICHMOND DIRECTOR 1.00 X 0 0 0 CHARMAIN AGGARWALEFFECTIVE 5162013 DIRECTOR 1.00 X 0 0 0 BRYAN HUDSON EFFECTIVE 81213 DIRECTOR 1.00 X 0 0 0 CAROL PIERCE EFFECTIVE 81213 DIRECTOR 1.00 X 0 0 0 MITCH CANTOR EXECUTIVE DIRECTOR 40.00 X 110404 0 0 110404 0 0 1 0 0 0 0 1045 989 51367 5125 53401 TUITION AND FEES 611600 276940 276940 276940 2575 1045 5125 -2550 -2550 327791 276940 0 -2550 121205 66932 30621 23652 55402 30594 13997 10811 1271 702 321 248 14341 7920 3623 2798 12487 6896 3155 2436 10009 10009 22924 22924 4899 4004 505 390 7534 2778 3774 982 4371 4371 7800 4307 1971 1522 2451 2451 14188 14188 375 207 95 73 3061 1691 773 597 COURSE DEVELOPMENT & DE 25634 25634 BANK & CREDIT CARD FEES 15126 10946 4180 323078 206545 73024 43509 41789 99468 17202 9375 13541 17257 4866 6810 11568 10741 432 827 77830 133737 16252 14441 56257 100781 72509 115222 X -7881 11715 13202 6800 5321 18515 77830 133737 X 4713 8050 431 X X 0 1 X 1 0 X 91132 83957 87671 98435 50851 412046 289644 263834 242393 262953 276940 1335764 380776 347791 330064 361388 327791 1747810 0 0 0 1747810 380776 347791 330064 361388 327791 1747810 1.00000 1.00000 0.00000 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5690 4863 827 5878 5878 0 827 X 336272 8050 431 8481 327791 0 327791 323078 0 323078 0 323078 PART X, LINE 2: THE CENTER ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH CERTAIN PROVISIONS OF FASB ASC 740, "INCOME TAXES," WHICH PROVIDE A FRAMEWORK FOR HOW COMPANIES SHOULD RECOGNIZE, MEASURE, PRESENT AND DISCLOSE UNCERTAIN TAX POSITIONS IN THEIR FINANCIAL STATEMENTS. UNDER FASB ASC 740, THE CENTER MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE CENTER DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2013 AND 2012. THE CENTER'S POLICY IS TO INCLUDE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS AS A COMPONENT OF ITS PROVISION FOR INCOME TAXES. AS OF DECEMBER 31, 2013 AND 2012, THE CENTER DID NOT RECORD ANY INTEREST OR PENALTIES ASSOCIATED WITH UNRECOGNIZED TAX BENEFITS. THE CENTER'S PRIOR THREE TAX YEARS ARE OPEN AND SUBJECT TO EXAMINATION. PART XI, LINE 2D - OTHER ADJUSTMENTS: CONTRIBUTIONS RECEIVABLE TEMPORARILY RESTRICTED 431. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION HAS MEMBERS, STOCKHOLDERS, OR OTHER PERSONS WHO HAD THE POWER TO ELECT OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE ANNUAL TAX RETURN IS MADE AVAILABLE TO THE FINANCE COMMITTEE MEMBERS PRIOR TO ITS SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS MONITORED AND ENFORCED BY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR'S COMPENSATION IS EVALUATED AND ADJUSTED ANNUALLY BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ALL ORGANIZATIONAL DOCUMENTS, INCLUDING ITS FORM 1023, ANNUAL TAX RETURNS, GOVERNING DOCUMENTS AND POLICIES, AND FINANCIAL STATEMENTS AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART XI, LINE 9: CONTRIBUTIONS RECEIVABLE TEMPORARILY RESTRICTED 431. FORM 990. PART XII LINE 2C: ORGANIZATION HAS A COMMITTEE THAT ASSUMES OVERSIGHT OF THE AUDIT.