2014-11-14T13:23:02-06:00 2013-12-31 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2013-01-01 931169142 AMERICAN GAMING ASSOCIATION AMER 2025522675 1299 PENNSYLVANIA AVENUE NW NO 1175 WASHINGTON DC 20004 GEOFF FREEMAN PRESIDENT & CEO 2025522675 2014-11-05 1 P00847276 5712279500 2013 2015-11-30 17:44:51Z GEOFF FREEMAN 1299 PENNSYLVANIA AVENUE NW SUITE 1175 WASHINGTON DC 20004 10069336 0 X WWW.AMERICANGAMING.ORG X 1995 DC TO PROMOTE THE COMMON INTERESTS OF THE MEMBERS OF THE GAMING ENTERTAINMENT INDUSTRY. 15 15 13 14 0 0 0 0 8703520 10061228 21716 6976 0 0 8725236 10068204 0 0 0 0 3705099 3390875 0 0 0 3422896 6290771 7127995 9681646 1597241 386558 12987621 13952362 570933 1158524 12416688 12793838 TO PROMOTE THE COMMON INTERESTS OF THE MEMBERS OF THE GAMING ENTERTAINMENT INDUSTRY. 0 0 THE ASSOCIATION ADVOCATES ON THE IMPORTANCE OF THE GAMING ENTERTAINMENT INDUSTRY, AND PROVIDES ITS MEMBERS, THE MEDIA, ELECTED OFFICIALS, OTHER DECISION MAKERS AND THE PUBLIC WITH TIMELY, ACCURATE GAMING ENTERTAINMENT INDUSTRY DATA AND INFORMATION RELATED TO THE INDUSTRY. IN 2013, THE AGA HIGHLIGHTED THE POSITIVE RESULTS CASINOS DELIVER, PROMOTED REGULATORY MODERNIZATION AND CHALLENGED THE EXISTENCE OF UNREGULATED GAMING SUCH AS INTERNET SWEEPSTAKES CAFES. THE AGA ALSO RELEASED NEW RESEARCH ON THE SIZE AND SCOPE OF THE GAMING INDUSTRY, DEVELOPED A NATIONAL CAMPAIGN TO PROMOTE INDUSTRY CORPORATE SOCIAL RESPONSIBILITY AND CREATED BUSINESS OPPORTUNITIES THROUGH ITS GLOBAL GAMING EXPO FAMILY OF EVENTS IN THE U.S. AND ASIA. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 1 31 0 1 13 1 0 0 0 0 0 0 X 15 15 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 1 1 X X THE ORGANIZATION 2025522675 1299 PENNSYLVANIA AVE NW 1175 WASHINGTON DC 20004 KEITH SMITH CHAIRMAN/DIRECTOR 2.00 X X 0 0 0 RICHARD HADDRILL VICE CHAIRMAN/CHAIRMAN 2.00 X X 0 0 0 BRIAN R GAMACHE DIRECTOR 2.00 X 0 0 0 PATTI S HART DIRECTOR 2.00 X 0 0 0 GORDON R KANOFSKY DIRECTOR 2.00 X 0 0 0 NICHOLAS KHIN DIRECTOR 2.00 X 0 0 0 MICHAEL LEVEN DIRECTOR 2.00 X 0 0 0 GARY LOVEMAN DIRECTOR 2.00 X 0 0 0 VIRGINIA MCDOWELL DIRECTOR 2.00 X 0 0 0 ADAM ROSENBERG DIRECTOR 2.00 X 0 0 0 JAMES J MURREN DIRECTOR/VICE CHAIRMAN 2.00 X X 0 0 0 LARRY RUVO DIRECTOR 2.00 X 0 0 0 ANTHONY SANFILIPPO DIRECTOR 2.00 X 0 0 0 TIM WILMOTT DIRECTOR 2.00 X 0 0 0 GAVIN ISAACS DIRECTOR 2.00 X 0 0 0 JAMIE ODELL DIRECTOR 2.00 X 0 0 0 FRANK J FAHRENKOPF JR PRESIDENT & CEO 40.00 X 661071 0 222135 GEOFFREY FREEMAN PRESIDENT & CEO 40.00 X 418269 0 60174 JUDY L PATTERSON SR VP/SECRETARY/TREASURER 40.00 X 1352344 0 197657 DOROTHY JACKSON VICE PRESIDENT 40.00 X 467404 0 65623 WHITAKER ASKEW VICE PRESIDENT 40.00 X 247250 0 76401 HOLLY WETZEL DIRECTOR OF COMMUNICATIONS 40.00 X 254655 0 57219 3400993 0 679209 6 0 1 0 HOGAN LOVELLS US LLP 555 13TH STREET NW WASHINGTON DC 20004 LEGAL 373515 ROPES & GRAY PO BOX 414265 BOSTON MA 02241 LEGAL 297556 KORN FERRY INTERNATIONAL PO BOX 1450 MINNEAPOLIS MN 55485 CONSULTING 235800 FRANK FAHRENKOPF 1110 HARVEY ROAD MCLEAN VA 22101 CONSULTING 215000 FIERCE ISAKOWITZ & BLALOCK 1155 F STREET SUITE 950 WASHINGTON DC 20004 LEGAL 181440 8 TRADE SHOWS 900099 8040099 8040099 MEMBERSHIP DUES 900099 1980312 1980312 PUBLICATION SALES 900099 40817 40817 10061228 8108 8108 1132 -1132 -1132 -1132 10068204 10061228 0 6976 X 2461546 567970 91065 129401 140893 623204 91985 768306 1891258 193490 44909 355994 305211 96215 20432 14276 SEPARATION EXPENSES 1671959 CONTRIBUTIONS 101271 MEMBERSHIP DUES 43884 BAD DEBT 22546 45831 9681646 1030079 3621460 31608 31639 6620317 7159209 122996 49821 354965 329130 26526 25835 4509128 2417431 646967 646967 12987621 13952362 259661 1093213 22500 2500 288772 62811 570933 1158524 X 12416688 12793838 12416688 12793838 12987621 13952362 386558 -8773 -635 0 X X 0 1 X 1 0 0 0 1 1980312 1655080 -60680 1594400 1485234 109166 73148 73148 0 61710 59084 2626 220107 196898 23209 25835 HELD FOR MANAGEMENT DEFERRED COMPENSATION PLAN 62811 62811 X 10059927 -8773 -8773 10068700 635 -1131 -496 10068204 8010819 0 8010819 1670827 1670827 9681646 PART X, LINE 2: THE ASSOCIATION HAS ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAIN INCOME TAX POSITIONS. THE STANDARD REQUIRES THAT AN UNCERTAIN INCOME TAX POSITION MUST BE MORE LIKELY THAN NOT (GREATER THAN 50% LIKELIHOOD) BEFORE IT IS RECOGNIZED IN THE FINANCIAL STATEMENTS. THE STANDARD REQUIRES THAT THE AMOUNT RECOGNIZED BE THE SAME AS THAT WHICH WOULD BE DETERMINED AS A RESULT OF A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION. DURING THE YEAR ENDED DECEMBER 31, 2013, MANAGEMENT DID NOT IDENTIFY ANY UNCERTAIN INCOME TAX POSITIONS. GENERALLY, INCOME TAX RETURNS RELATED TO THE YEARS ENDED DECEMBER 31, 2010 THROUGH 2013 REMAIN OPEN FOR EXAMINATION BY TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: GAIN ON DISPOSAL OF FIXED ASSETS -1,134. MISCELLANEOUS 3. PART XII, LINE 4B - OTHER ADJUSTMENTS: SEPERATION EXPENSE 1,671,959. GAIN ON DISPOSAL OF FIXED ASSETS -1,134. MISCELLANEOUS 2. MACAU CHINA 0 0 PROGRAM SERVICE SHARE IN GAMING TRADE SHOW REVENUE 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X X X 1 1 X X X X 1 1 0 FRANK J FAHRENKOPF JR PRESIDENT & CEO 538461 0 0 0 122610 0 173000 0 49135 0 883206 0 122610 0 GEOFFREY FREEMAN PRESIDENT & CEO 418269 0 0 0 0 0 58333 0 1841 0 478443 0 0 0 JUDY L PATTERSON SR VP/SECRETARY/TREASURER 375000 0 125000 0 852344 0 173000 0 24657 0 1550001 0 548209 0 DOROTHY JACKSON VICE PRESIDENT 215000 0 25000 0 227404 0 51000 0 14623 0 533027 0 0 0 WHITAKER ASKEW VICE PRESIDENT 215000 0 32250 0 0 0 42050 0 34351 0 323651 0 0 0 HOLLY WETZEL DIRECTOR OF COMMUNICATIONS 137385 0 5000 0 112270 0 43078 0 14141 0 311874 0 0 0 PART I, LINE 1A PERSONAL SERVICES - DRIVER PART I, LINES 4A-B DURING 2013 THE ASSOCIATION MADE CONTRIBUTIONS TO A 457(F) PLAN AND 457(B) PLAN. TOTAL CONTRIBUTIONS TO THE PLANS WERE MADE FOR: GEOFFREY FREEMAN $ 58,333 FRANK FAHRENKOPF, JR. $122,500 JUDY PATTERSON $122,500 GAMING BUSINESS ASIA LLC AGA OWNS 50% INTEREST IN LLC 834609 SHARE OF GAMING TRADE SHOW REVENUE 0 FORM 990, SCHEDULE L, PART IV JUDY PATTERSON, THE SECRETARY/TREASURER OF THE AMERICAN GAMING ASSOCIATION, WAS A MEMBER OF THE BOARD FOR THE LLC. JUDY PATTERSON SERVED AS A REPRESENTATIVE SOLELY ON BEHALF OF THE AMERICAN GAMING ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE NOMINATING COMMITTEE PROPOSES A SLATE OF POTENTIAL BOARD MEMBERS. ALL CLASS 1 MEMBERS VOTE FOR BOARD MEMBERS AND WRITE-INS ARE ALLOWED. THE BOARD IS ELECTED BY MAJORITY COUNT, BY THE CLASS 1 MEMBERS. IN ADDITION TO THE SEATS ELECTED BY THE CLASS I MEMBERS, AS MANY AS THREE AT-LARGE BOARD SEATS ARE ELECTED BY A MAJORITY VOTE OF THE BOARD MEMBERS THAT ARE ELECTED BY SUCH CLASS 1 MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B THE DECISIONS OF THE NOMINATING COMMITTEE ARE REVIEWED BY THE BOARD OF DIRECTORS AND ARE THEN SUBJECT TO THE APPROVAL OF THE CLASS 1 MEMBERS WHEN VOTING FOR BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 AND RELATED SCHEDULES ARE PREPARED BY THE ORGANIZATION'S CERTIFIED PUBLIC ACCOUNTANTS UNDER THE GUIDANCE OF THE PRESIDENT/CEO. THE FORM 990 IS THEN REVIEWED INTERNALLY BY THE CEO/PRESIDENT IN CONSULTATION WITH LEGAL COUNSEL AND, AS APPROPRIATE, FURTHER CONSULTATION WITH THE ORGANIZATION'S CERTIFIED PUBLIC ACCOUNTANTS. THE FORM 990 IS THEN MADE AVAILABLE TO ALL OF THE MEMBERS OF THE ORGANIZATION'S BOARD OF DIRECTORS PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS, OFFICERS AND KEY EMPLOYEES COMPLETE A CONFLICT OF INTEREST SURVEY ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE, COMPRISED ENTIRELY OF INDEPENDENT BOARD MEMBERS, MAKES RECOMMENDATIONS TO THE AGA BOARD OF DIRECTORS AS TO COMPENSATION FOR ITS PRESIDENT AND CEO AS WELL AS OTHER SENIOR EXECUTIVES. AS NEEDED, THE COMMITTEE UTILIZES INDUSTRY AND OTHER COMPENSATION DATA TO MAKE THESE RECOMMENDATIONS. THE AGA BOARD, WHICH IS ALSO INDEPENDENT, MAKES THE FINAL COMPENSATION DETERMINATIONS. THE AGA BOARD APPROVES A POOL OF FUNDS FOR SENIOR BONUSES. AGA'S PRESIDENT DETERMINES THE BONUS ALLOCATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS & CONTRACTORS 1,891,258. FORM 990, PART XII, LINE 2C AUDIT OVERSIGHT PROCEDURES HAVE NOT CHANGED FROM THE PRIOR YEAR. FORM 990, SCHEDULE L, PART IV JUDY PATTERSON, THE SECRETARY/TREASURER OF THE AMERICAN GAMING ASSOCIATION, WAS A MEMBER OF THE BOARD FOR THE LLC. JUDY PATTERSON SERVED AS A REPRESENTATIVE SOLELY ON BEHALF OF THE AMERICAN GAMING ASSOCIATION. GLOBAL GAMING WOMEN CHARITABLE EDUCATION FUND 1299 PENNSYLVANIA AVE NW SUITE 1175 WASHINGTON DC 20004 331123741 PROMOTE EDUCATIONAL LEADERSHIP ABILITIES OF WOMEN IN GAMING ENTERTAINMENT DC 501(C)(3) LINE 7 AMERICAN GAMING ASSOCIATION 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CASINO CONNECTION INTL LLC 6625 S VALLEY VIEW BLVD LAS VEGAS NV 89118 030419057 GAMING PUBLICATION NJ EXCLUDED 0 28569 -41509 0 0 0.12660 GAMING BUSINESS ASIA LLC 383 MAIN AVENUE NORWALK CT 06851 510615268 GAMING TRADE SHOW DE RELATED 0 834609 502251 0 1 0.50000