2014-11-17T13:04:25-06:00 2013-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2013-01-01 202049475 UNITUS INVESTMENT MANAGEMENT UNIT 2069263700 435 S 660W OREM UT 840586078 TIM STAY CHAIRMAN 2069263700 2014-11-17 1 MEGAN RYAN P00737884 4254544919 2013 2015-11-30 17:44:51Z TIM STAY 435 S 660W OREM UT 840586078 791157 0 X WWW.UNITUS.COM X 2004 WA MANAGES INVESTMENTS SUPPORTING UNITUS LABS' MISSION. 4 4 0 4 0 0 322520 0 406211 420002 3099 -15613 0 0 731830 404389 0 0 0 0 0 0 0 0 0 1034039 1261563 1034039 1261563 -302209 -857174 3844846 2993516 240 6084 3844606 2987432 TO PROVIDE A VEHICLE FOR CARRYING OUT CERTAIN ACTIVITIES ON BEHALF OF AND WITHIN THE EXEMPT FUNCTION OF UNITUS LABS, A SUPPORTED ORGANIZATION UNDER IRC SECTION 501(C)(3) AND 509(A)(1). 0 0 655711 420002 MANAGE AN EQUITY FUND WHICH FUNDS CAPITAL INVESTMENT IN ENTITIES WHICH SUPPORT UNITUS LABS' MISSION. 655711 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 2 0 1 0 0 1 CJ 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 X TIM STAY 8013628998 435 S 660W OREM UT 840586078 X JOSEPH GRENNY SECRETARY 1.00 5.00 X X 0 0 0 MIKE MURRAY CHAIRMAN 1.00 5.00 X X 0 0 0 TIM STAY DIRECTOR/VP/TREASURER 1.00 5.00 X X 0 0 0 ROBERT GAY BOARD MEMBER 1.00 5.00 X 0 0 0 0 0 0 0 0 0 0 ELEVAR EQUITY LLC 220 2ND AVENUE S SUITE 203 SEATTLE WA 98104 MANAGEMENT SERVICES 655711 UNITUS IMPACT PARTNERS LLC 254 RITCH STREET SAN FRANCISCO CA 94107 PROGRAM SERVICES 600000 2 MANAGEMENT FEE 541610 420002 420002 420002 39 39 371116 386768 -15652 -15652 -15652 404389 420002 0 -15613 X 655711 655711 5130 5130 600000 600000 722 722 1261563 655711 605852 0 497739 185502 100000 100000 386768 0 647410 2860339 2060604 3844846 2993516 240 6084 240 6084 X 3844606 2987432 3844606 2987432 3844846 2993516 -857174 0 X 0 0 0 X X X X 0 0 0 UNITUS LABS 870621367 7 1 1 1 0 1 0 0 UNITUS SEED FUND, LP 647410 C 647410 UNITUS EQUITY FUND 1773104 F UIP VISAGE LLC 287500 C 2060604 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS N/A 2430514 0 0 0 0 0 0 2430514 0 2430514 0 0 1 0 0 0 SCHEDULE F, PART IV, LINE 3 UNITUS INVESTMENT MANAGEMENT OWNS A 1% INTEREST IN THE UNITUS EQUITY FUND. BASED ON THIS OWNERSHIP INTEREST, UNITUS INVESTMENT MANAGEMENT IS NOT REQUIRED TO FILE FORM 5471. FORM 990, PART I, LINE 6 BOARD MEMBERS VOLUNTEER THEIR SERVICES TO UNITUS INVESTMENT MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 11 THE CHAIRMAN WILL REVIEW FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO DISCLOSE ALL MATERIAL FACTS RELATING TO THE POTENTIAL CONFLICT OF INTEREST. THE REMAINING BOARD MEMBERS VOTE TO DETERMINE WHETHER THE ARRANGEMENT IN QUESTION WOULD PROVIDE A PRIVATE ECONOMIC BENEFIT TO AN INTERESTED PERSON AND, IF SO, WHETHER ITS TERMS ARE FAIR AND REASONABLE AND IN THE BEST INTEREST OF UNITUS INVESTMENT MANAGEMENT. FORM 990, PART VI, SECTION C, LINE 19 PRIOR PERIOD AUDITED FINANCIAL STATEMENTS ARE AVAILABLE FOR DOWNLOAD ON OUR WEBSITE, BUT ARE NO LONGER BEING PREPARED. WE DO NOT MAKE AVAILABLE TO THE PUBLIC OUR BYLAWS OR CONFLICT OF INTEREST POLICY. FORM 990, PART IX, LINE 11G UNITUS IMPACT: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 600,000. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 600,000. UNITUS LABS 435 S 660 W OREM UT 840586078 870621367 POVERTY ALLEVATION SERVICES UT 501(C)(3) LINE 7 N/A 0 UIP VISAGE LLC 254 RITCH STREET SAN FRANCISCO CA 94107 453572894 PROGRAM SERVICES CA UNITUS INVESTMENT MANAGEMENT RELATED -5000 277500 0 0 0.80000 UNITUS CAPITAL PRIVATE LTD RICHMOND ROAD BANGALORE IN 560025 FINANCIAL ADVISORY SERVICES IN UNITUS CAPITAL FOUNDERS C 0 UNITUS CAPITAL FOUNDERS PO BOX 309 UGLAND HOUSE MAPLES CORP GRAND CAYMAN CJ KY1-1104 FINANCIAL ADVISORY SERVICES CJ UNITUS INVESTMENT MANAGEMENT C 0.95000 1 UNITUS EQUITY FUND 2018 156TH AVE NE BELLEVUE WA 98007 INVESTING IN MFIS CJ UNITUS INVESTMENT MANAGEMENT C 0.01000 1 MAURITIUS UNITUS CORPORATION 435 S 660 W OREM UT 84058 INVESTING IN MFIS MP UNITUS EQUITY FUND C 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 UNITUS EQUITY FUND L 420002 FAIR MARKET VALUE UNITUS LABS P 150000 COST UNITUS LABS Q 150000 COST