2013-05-09T08:36:55-05:00 2012-06-30 271728945 O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2011-07-01 131991946 ABBOTT HOUSE ABBO 9145917300 100 NORTH BROADWAY IRVINGTON NY 105331254 JAMES KAUFMAN 9145917300 2013-05-08 1 GARRETT HIGGINS P00543209 9143818900 2013-05-07 2011 2016-02-25 16:41:14Z JAMES KAUFMAN 100 NORTH BROADWAY IRVINGTON NY 105331254 46733935 0 X WWW.ABBOTTHOUSE.NET X 1963 NY THE MISSION OF ABBOTT HOUSE IS TO PROVIDE COMPREHENSIVE AND CARING SERVICES FOR ABUSED, NEGLECTED AND ABANDONED CHILDREN AND THEIR FAMILIES AND TO OFFER OUR SERVICES WITH COMPASSION, ALWAYS MINDFUL OF THE DIGNITY OF EACH PERSON SERVED, WITH A GOAL OF SECURING A SAFE, PERMANENT AND LOVING HOME FOR EACH CHILD WHO COMES TO US. AS THE PROVIDER OF DAY AND RESIDENTIAL SERVICES FOR DEVELOPMENTALLY DISABLED CHILDREN AND ADULTS, WE CELEBRATE THE VALUE AND POTENTIAL OF EACH PERSON AS WE COMMIT OUR RESOURCES TO ENABLE EACH INDIVIDUAL TO DEVELOP TO HIS/HER POTENTIAL. 15 15 925 70 0 0 27094196 19330192 23534173 26300681 125430 53491 412279 394847 51166078 46079211 0 0 0 0 34207456 29495546 0 0 197952 17552497 15760983 51759953 45256529 -593875 822682 17996739 16451284 24158569 26578802 -6161830 -10127518 X ABBOTT HOUSE (THE "AGENCY") IS A NONPROFIT ORGANIZATION WHICH PROVIDES CARE FOR ABANDONED, NEGLECTED, ABUSED, AND DEVELOPMENTALLY DISABLED CHILDREN AND ADULTS THROUGH INSTITUTIONAL CHILD-CARE, CONGREGATE CARE AND FAMILY FOSTER CARE, IN ASSOCIATION WITH PROGRAMS OF NEW YORK CITY AND OTHER LOCAL JURISDICTIONS, AS WELL AS WITH THE NEW YORK STATE OFFICE FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES ("OPWDD") AND OFFICE OF MENTAL HEALTH ("OMH"). 0 0 14279317 SCHEDULE O - REGULAR & THERAPEUTIC FAMILY FOSTER CARE PROGRAMSABBOTT HOUSE PROVIDES SUPPORTIVE, STRUCTURED FOSTER CARE PROGRAMS FOR CHILDREN FROM NEW YORK CITY AND THE LOWER HUDSON VALLEY. MORE THAN 1,200 CHILDREN WERE PROVIDED WITH SAFE, NURTURING CARE, ENABLING PARENTS TO REHABILITATE THEMSELVES AND FACILITATE PERMANENCY.IF A CHILD HAS SPECIAL NEEDS, HE OR SHE CAN FIND A FOSTER FAMILY THROUGH OUR THERAPEUTIC FOSTER BOARDING HOME PROGRAMS. OUR SERVICES TO EXPEDITE PERMANENCY (STEP) PROGRAM OPERATES WITH THE FUNDAMENTAL GOAL OF WORKING TO REMOVE BARRIERS THAT CAN PREVENT CHILDREN OR YOUTH FROM ACHIEVING PERMANENCY. 13574976 16354158 SCHEDULE O - SERVICES FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES (SPDD)ABBOTT HOUSE OPERATES ONE INTERMEDIATE CARE FACILITY (ICF) AND 15 INDIVIDUALIZED RESIDENTIAL ALTERNATIVES (IRA) THAT OVER 100 PERSONS WITH DEVELOPMENTAL DISABILITIES CALL HOME. TWO DAY HABILITATION PROGRAMS PROVIDE DEVELOPMENTALLY DISABLED INDIVIDUALS IN THE CARE OF ABBOTT HOUSE WITH AN ARRAY OF EXCITING, DIVERSE OPPORTUNITIES ENCOMPASSING RECREATIONAL ACTIVITIES, SOCIAL EVENTS AND COMMUNITY VOLUNTEERISM. 7169801 9145956 SCHEDULE O - BRIDGES TO HEALTH (B2H) AND FOSTER CARE MEDICAL PROGRAMBRIDGES TO HEALTH (B2H)ABBOTT HOUSE OPERATES A COMPREHENSIVE BRIDGES TO HEALTH PROGRAM SERVING BOTH NEW YORK CITY AND THE LOWER HUDSON VALLEY REGION.THIS PROGRAM PROVIDES HEALTHCARE MANAGEMENT AND SUPPORTIVE SERVICES TO FOSTER CHILDREN WITH COMPLEX MEDICAL, DEVELOPMENTAL AND MENTAL HEALTH NEEDS IN BOTH THEIR LOCAL COMMUNITY AND THE HOMES IN WHICH THEY LIVE. SERVICES BEGIN WHILE CHILDREN ARE IN FOSTER CARE AND CONTINUE EVEN IF THEY LEAVE CARE UNTIL THEY REACH THE AGE OF 21.FOSTER CARE MEDICAL PROGRAMABBOTT HOUSE OFFERS CLINICAL SERVICES TO ALL CHILDREN AND TEENAGERS IN OUR CARE.INCLUDED IN THESE SERVICES ARE INTEGRATED PEDIATRIC AND ADOLESCENT PRIMARY CARE AND PREVENTIVE MEDICAL AND MENTAL HEALTH PROGRAMS. THE DEPARTMENT IS RESPONSIBLE FOR THE DELIVERY AND QUALITY MONITORING OF MEDICAL, DENTAL AND MENTAL HEALTH CARE TO ALL CHILDREN PLACED WITH ABBOTT HOUSE. 3609277 800567 CONGREGATE FOSTER CAREFOR CHILDREN AND TEENS WHO NEED ADDITIONAL SUPPORT OR WHO HAVE NOT YET BEEN MATCHED WITH A FOSTER FAMILY, RESIDENTIAL CARE IN A GROUP HOME SETTING SERVES AS A SAFE AND NURTURING ATMOSPHERE AS THEY CONTINUE THEIR INDIVIDUAL JOURNEYS TOWARD PERMANENCY.ABBOTT HOUSE OPERATES THREE THERAPEUTIC GROUP HOMES IN WESTCHESTER AND SULLIVAN COUNTIES FOR YOUNG ADULTS. WE ALSO OPERATE A COMMUNITY RESIDENCE (FUNDED BY THE NEW YORK STATE OFFICE OF MENTAL HEALTH) FOR YOUNGER CHILDREN WITH SEVERE EMOTIONAL/BEHAVIORAL ISSUES.ADDITIONALLY, OUR NON-SECURE DETENTION GROUP HOME PROGRAM PROVIDES TEMPORARY CARE AND CUSTODY OF YOUTH ACCUSED OF COMMITTING DELINQUENT OR CRIMINAL ACTS AND DETAINED BY POLICE ARREST OR COURT ORDER. LOCATED IN EAST ELMHURST, QUEENS, THE NON-SECURE DETENTION PROVIDES CARE WHILE YOUTH AWAIT THEIR COURT DATES AND DISPOSITION OF THEIR CASES. 218109 PREPARING YOUTH FOR ADULTHOOD (PYA)THE PREPARING YOUTH FOR ADULTHOOD (PYA) PROGRAM WORKS WITH YOUNG ADULTS IN FOSTER CARE WHO ARE APPROACHING 21 YEARS OF AGE. PYA COMBINES VOCATIONAL AND JOB SKILLS TRAININGS FOR TEENAGERS IN BUSINESS SETTINGS. JOBS SKILLS, WORK HABITS AND SOCIAL SKILLS ARE ADDRESSED IN THIS PROGRAM, AS WELL AS HOUSING AND EDUCATION.YOUNG ADULTS IN PYA LEARN HOW TO RESEARCH AND APPLY FOR COLLEGES OR VOCATIONAL SCHOOLS AND HOW TO APPLY FOR HOUSING. OTHER AREAS COVERED BY PYA INCLUDE: BUDGETING AND MONEY MANAGEMENT; ACCESSING COMMUNITY RESOURCES; CONSUMER AWARENESS; LEGAL ISSUES; INTERPERSONAL RELATIONSHIPS; PAYING AND MONITORING UTILITIES; HOUSEKEEPING AND HOME MANAGEMENT; FOOD MANAGEMENT; AND LIFE COACHING. FOCUSING ON EMPLOYMENT, HOUSING AND EDUCATION, PYA SERVES AS A VEHICLE FOR YOUTH TO BECOME PREPARED FOR ADULTHOOD. 3827386 800567 38851480 1 1 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 110 0 925 1 0 0 0 0 0 1 1 0 0 0 0 X 15 15 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X GERARD P FINN 9145917300 100 NORTH BROADWAY IRVINGTON NY 10533 GREGORY T MOONEY 2.00 X X 0 0 0 WILLIAM L ELLIS JR 2.00 X 0 0 0 DAWN M FASANO 2.00 X 0 0 0 LAURENCE R GOLDING 2.00 X 0 0 0 ANN E GROW PHD 2.00 X 0 0 0 SHEILA LAHEY 2.00 X 0 0 0 PHILIP M MALEY 2.00 X 0 0 0 C EDWARD MIDGLEY 2.00 X 0 0 0 JOSEPH M PASTORE JR 2.00 X X 0 0 0 ROBERT S RUOTOLO 2.00 X 0 0 0 MARY SMITH 2.00 X 0 0 0 LAWRENCE W THOMAS 2.00 X 0 0 0 ALLEN REICHMAN 2.00 X 0 0 0 SCOTT D RICHTER 2.00 X 0 0 0 JAMES R PAINTER 2.00 X 0 0 0 CLAUDE B MEYERS 35.00 X 229387 0 0 ROBERT M COSTELLO 35.00 X 183137 0 13412 LUIS M RODRIGUEZ MD 35.00 X 215968 0 5120 GERARD FINN 35.00 X 172879 0 13412 SALLY HAHN MD 35.00 X 164782 0 14052 TATYANA SARTAN MD 35.00 X 155366 0 5346 MYRA GRAY 35.00 X 145282 0 306 DAN R MARGOSHES 35.00 X 167099 0 13412 NANCY RIEDL 35.00 X 121444 0 13044 1555344 0 78104 14 0 1 0 QUINLAN & FIELDS 245 SAW MILL RIVER ROAD SUITE 106 HAWTHRONE NY 10532 LEGAL SERVICES 295706 JACKSON LEWIS LLP PO BOX 416019 BOSTON MA 02241 LEGAL SERVICES 116480 ADP INC PO BOX 842875 BOSTON MA 02284 PAYROLL SERVICES 100676 3 59290 19202684 68218 19330192 MEDICAID 623990 24968738 24968738 SOCIAL SECURITY INCOME 623990 1135955 1135955 SUPP. NUTRITION ASSIST 623990 195988 195988 26300681 40921 40921 389732 45795 343937 343937 343937 590747 7500 585677 0 5070 7500 12570 12570 17115 59290 22252 -5137 -5137 5100 1000 4100 4100 INSURANCE RECOVERY 900099 44879 44879 OTHER REVENUE 900099 7068 7068 51947 46079211 26300681 0 448338 801695 210663 591032 23384256 21057203 2177348 149705 3473289 3080904 370657 21728 1836306 1616523 208402 11381 484945 393280 91665 86275 86275 789558 623100 166408 50 1800614 1246125 544587 9902 2119124 1771078 348046 432515 399806 32587 122 180806 180806 779373 488881 290492 575521 6926 568595 FOSTER CARE PAYMENTS AN 5903856 5903856 VEHICLES, FUEL, REPAIR 1136367 910939 225428 FOOD AND CLOTHING 619486 607764 6658 5064 INITIAL CLOTHING AND SP 335548 335548 516995 198884 318111 45256529 38851480 6207097 197952 55500 54600 2496031 770175 6235993 7298819 189381 176742 16703457 10545558 6712458 6157899 1815494 1739697 491882 253352 17996739 16451284 7268675 5602266 912000 864000 139328 158814 9230791 9231395 6607775 10722327 24158569 26578802 X -6454069 -10434088 226489 240820 65750 65750 -6161830 -10127518 17996739 16451284 X 822682 -4788370 X X 0 1 1 X 0 X 404405 29947735 29762665 27094196 19526180 106735181 404405 29947735 29762665 27094196 19526180 106735181 106735181 138922 54093 335301 308398 430653 1267367 8138 144219 256338 200878 51947 661520 108664068 142679525 0.98220 0.97900 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 1887551 -62078 1236 1824237 1589750 311380 13579 1887551 1647259 4157 278194 335000 4860 1589750 2405232 2033 -742055 17951 1647259 0.95380 0.03600 0.01020 0 0 1697474 1697474 10280259 6591309 3688950 1139350 912584 226766 2160401 1666388 494013 1425973 1375277 50696 6157899 ACCRUED PENSION 9474415 DUE TO GOVERNMENT AGENCIES 1247912 10722327 46079211 45256529 822682 -107348 -4681022 -4788370 -3965688 46040910 -107348 69047 -38301 46079211 0 46079211 45325576 69047 69047 45256529 0 45256529 PART IV, LINE 2B: FUNDS ARE HELD BY ABBOTT HOUSE ON BEHALF OF CLIENTS. SUCH FUNDS REPRESENT AMOUNTS RECEIVED BY CLIENTS AND OTHER CLIENTS' FUNDS DEPOSITED WITH ABBOTT HOUSE FOR SAFEKEEPING. THESE FUNDS ARE DISBURSED BY ABBOTT HOUSE AT THE REQUEST OF, OR ON BEHALF OF, CLIENTS FOR THEIR PERSONAL USE. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE AGENCY'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES WHICH CONSIST OF BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS AN ENDOWMENT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE AGENCY IS NO LONGER SUBJECT TO EXAMINATIONS BY APPLICABLE TAXING JURISDICTIONS FOR FISCAL PERIODS PRIOR TO JUNE 30, 2009. PART XI, LINE 8 - OTHER ADJUSTMENTS: PENSION LIABILITY ADJUSTMENT -4,681,022. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 6B 45,795. SPECIAL EVENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B 22,252. RAFFLE EXPENSES REPORTED ON FORM 990, PART VIII, LINE 9B 1,000. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 6B 45,795. SPECIAL EVENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B 22,252. RAFFLE EXPENSES REPORTED ON FORM 990, PART VIII, LINE 9B 1,000. FALL FUNDRAISER 27080 21475 5605 5015 98 GOLF OUTING 49325 37815 11510 15340 1799 76405 59290 17115 15340 5015 1897 22252 -5137 X X 0 0 0 0 0 0 0 0 0 CLAUDE B MEYERS 225007 0 0 0 4380 0 0 0 0 0 229387 0 0 0 ROBERT M COSTELLO 176377 0 0 0 6760 0 0 0 13412 0 196549 0 0 0 LUIS M RODRIGUEZ MD 208818 0 0 0 7150 0 0 0 5120 0 221088 0 0 0 GERARD FINN 166379 0 0 0 6500 0 0 0 13412 0 186291 0 0 0 SALLY HAHN MD 164782 0 0 0 0 0 0 0 14052 0 178834 0 0 0 TATYANA SARTAN MD 155366 0 0 0 0 0 0 0 5346 0 160712 0 0 0 DAN R MARGOSHES 161379 0 0 0 5720 0 0 0 13412 0 180511 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENDED ITS BYLAWS TO RENAME THE BOARD COMMITTEES. IN ADDITION, A DEVELOPMENT COMMITTEE WAS CREATED. FORM 990, PART VI, SECTION B, LINE 11 ABBOTT HOUSE HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS FOR ANY COMMENTS. ANY COMMENTS ARE THEN GROUPED, SUMMARIZED AND PROVIDED TO THE OUTSIDE ACCOUNTANTS. EACH ISSUE IS DOCUMENTED AND ADDRESSED UNTIL THE RETURN IS FINALIZED AND APPROVED FOR FILING. AT THE BOARD MEETING FOLLOWING THE FILING OF THE FORM 990, THE CEO AND CFO PRESENT THE FORM 990 TO THE ENTIRE BOARD. THE 990 IS ELECTRONICALLY SENT TO THE ENTIRE BOARD BEFORE THE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH KEY EMPLOYEE, BOARD MEMBER AND OFFICER OF ABBOTT HOUSE SHALL COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE AT THE TIME OF HIS/HER APPOINTMENT. THE QUESTIONNAIRE FOR THE KEY EMPLOYEES WILL BE REVIEWED BY THE PRESIDENT AND CEO, WHO WILL ATTEMPT TO RESOLVE ANY ACTUAL OR POTENTIAL CONFLICTS. IN ADDITION, THE QUESTIONNAIRE FOR THE BOARD MEMBERS AND OFFICERS SHALL BE REVIEWED BY THE CHAIRMAN OF THE BOARD IN CONSULTATION WITH THE PRESIDENT AND CEO, WHO WILL ATTEMPT TO RESOLVE ANY ACTUAL OR POTENTIAL CONFLICTS. THEREAFTER, THE QUESTIONNAIRE WILL BE COMPLETED ON AN ANNUAL BASIS FOR EMPLOYEES, OFFICERS, AND BOARD MEMBERS. A KEY EMPLOYEE, BOARD MEMBER OR OFFICER, WHO HAS AN INTEREST MUST IMMEDIATELY DISCLOSE TO THE PRESIDENT AND CEO, THE EXISTENCE AND NATURE OF HIS OR HER INTEREST IN THE PROPOSED NEGOTIATION, TRANSACTION OR ARRANGEMENT BETWEEN ABBOTT HOUSE AND ANOTHER INDIVIDUAL OR ORGANIZATION. RECORDS OF SUCH DISCLOSURE SHALL INCLUDE THE NAME OF THE INTERESTED PERSON, THE NATURE OF THE INTEREST, A RECORD OF ANY DETERMINATION MADE BY THE PRESIDENT AND CEO. FOR BOARD MEMBERS AND OFFICERS, THE RECORD WILL ALSO INCLUDE ANY DETERMINATION MADE BY THE BOARD AND THE NAMES OF PERSONS WHO WERE PRESENT FOR THE DISCUSSIONS AND ANY VOTES. AN INTERESTED PERSON MAY NOT PARTICIPATE IN THE PROPOSED NEGOTIATION, TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE SALARIES FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER ARE DETERMINED BY A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD. THE PROCEDURES THAT THE CHAIRMAN FOLLOWS ARE: - REVIEWS THE PERFORMANCE OF THE CHIEF EXECUTIVE AS MEASURED AGAINST PREVIOUSLY AGREED OBJECTIVES - GATHERS INFORMATION ON COMPENSATION PAID TO CHIEF EXECUTIVES OF COMPARABLE ORGANIZATIONS - MEETS WITH THE CHIEF EXECUTIVE TO DISCUSS AND DOCUMENT STRENGTHS, WEAKNESSES AND GOALS FOR THE UPCOMING YEAR. ONCE THESE STEPS HAVE BEEN COMPLETED, THE CHAIRMAN OF THE BOARD PRESENTS HIS OR HER FINDINGS AND RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE AND THEN PRESENTS THE COMPENSATION PROPOSAL TO THE BOARD OF DIRECTORS IN AN EXECUTIVE SESSION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION FORM 990, FORM 1023, AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -107,348. PENSION LIABILITY ADJUSTMENT -4,681,022. TOTAL TO FORM 990, PART XI, LINE 5: -4,788,370. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR.