2013-11-08T18:10:40-06:00 2012-12-31 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2012-01-01 130659550 EDISON ELECTRIC INSTITUTE INC EDIS 2025085000 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 JOHN S SCHLENKER 2025085000 2013-10-30 1 KAREN GRIES P00078514 5712279500 2012 2016-02-24 21:20:13Z THOMAS R KUHN 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 166849948 0 X WWW.EEI.ORG X 1933 VA TO PROVIDE A FORUM FOR THE ELECTRIC UTILITY INDUSTRY. 68 68 225 100 701997 -250299 0 0 80031179 82467809 3971588 2901153 0 0 84002767 85368962 1307394 1903458 0 0 35742587 37606588 0 0 0 40404152 43263798 77454133 82773844 6548634 2595118 101575280 108317308 85621820 94643065 15953460 13674243 X EDISON ELECTRIC INSTITUTE INC. IS THE ASSOCIATION OF AMERICA'S SHAREHOLDER-OWNED ELECTRIC UTILITIES. THE INSTITUTE PROVIDES AUTHORITATIVE ANALYSIS AND CRITICAL INDUSTRY DATA TO ITS MEMBERS, CONGRESS, GOVERNMENT AGENCIES, THE FINANCIAL COMMUNITY, AND OTHER INFLUENTIAL AUDIENCES. 0 0 EDISON ELECTRIC INSTITUTE'S (EEI) ENVIRONMENTAL PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING AIR QUALITY, GLOBAL CLIMATE, CLEAN WATER, CLEAN COAL TECHNOLOGIES, NATURAL RESOURCES, AND SITING AND PERMITTING. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE. EEI'S ENERGY DELIVERY PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING THE FEDERAL ENERGY REGULATORY COMMISSION (FERC) AND THE NORTH AMERICAN ELECTRIC RELIABILITY CORPORATION (NERC). IT ALSO INCLUDES SECURITY (CYBER AND PHYSICAL), STORM RESILIENCY AND RESPONSE, AND TRANSMISSION ISSUES. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE. EEI'S FINANCE AND TAX PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING WALL STREET OUTREACH, TAX ISSUES, FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUES, FINANCIAL ACTIVITIES AND STUDIES. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 1 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 213 0 225 1 1 1 0 0 0 0 0 X 68 68 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X JOHN S SCHLENKER 2025085540 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 THOMAS F FARRELL II 3.00 X 0 0 0 LEWIS HAY III 3.00 X 0 0 0 MICHAEL W YACKIRA 3.00 X 0 0 0 THEODORE F CRAVER JR 3.00 X 0 0 0 WILIAM D JOHNSON 3.00 X 0 0 0 ANDRES GLUSKI 1.00 X 0 0 0 TIM MCLEOD 1.00 X 0 0 0 ALAN R HODNIK 1.00 X 0 0 0 WILLIAM D HARVEY 1.00 X 0 0 0 PATRICIA LEONARD KAMPLING 1.00 X 0 0 0 THOMAS R VOSS 1.00 X 0 0 0 NICHOLAS K AKINS 1.00 X 0 0 0 JOHN C PROCARIO 1.00 X 0 0 0 SCOTT L MORRIS 1.00 X 0 0 0 GERRY CHASSE 1.00 X 0 0 0 DAVID R EMERY 1.00 X 0 0 0 DAVID M MCCLANAHAN 1.00 X 0 0 0 LAWRENCE J REILLY 1.00 X 0 0 0 STEVEN V LANT 1.00 X 0 0 0 BRUCE A WILLIAMSON 1.00 X 0 0 0 JOHN G RUSSELL 1.00 X 0 0 0 KEVIN BURKE 1.00 X 0 0 0 MAYO A SHATTUCK III 1.00 X 0 0 0 GERARD M ANDERSON 1.00 X 0 0 0 JAMES E ROGERS 1.00 X 0 0 0 RICHARD RIAZZI 1.00 X 0 0 0 DAVID W STEVENS 1.00 X 0 0 0 THOMAS V SHOCKLEY 1.00 X 0 0 0 WILLIAM H SHEPPARD 1.00 X 0 0 0 BRADLEY P BEECHER 1.00 X 0 0 0 JOHN F YOUNG 1.00 X 0 0 0 ROD WEST 1.00 X 0 0 0 CHRISTOPHER CRANE 1.00 X 0 0 0 ANTHONY J ALEXANDER 1.00 X 0 0 0 EDWARD R MULLER 1.00 X 0 0 0 MICHAEL J CHESSER 1.00 X 0 0 0 MARY G POWELL 1.00 X 0 0 0 CONSTANCE LAU 1.00 X 0 0 0 ROBERT D KUMP 1.00 X 0 0 0 J LAMONT KEEN 1.00 X 0 0 0 CHARLES A SCHROCK 1.00 X 0 0 0 JOSEPH L WELCH 1.00 X 0 0 0 DAVID L GOODIN 1.00 X 0 0 0 GARY J WOLTER 1.00 X 0 0 0 GREGORY E ABEL 1.00 X 0 0 0 PHILIP BARNHARD IV 1.00 X 0 0 0 THOMAS B KING 1.00 X 0 0 0 JIMMY STATON 1.00 X 0 0 0 JIM STANLEY 1.00 X 0 0 0 CHARLES W SHIVERY 1.00 X 0 0 0 ROBERT C ROWE 1.00 X 0 0 0 THOMAS J MAY 1.00 X 0 0 0 PETER B DELANEY 1.00 X 0 0 0 EDWARD J MCINTYRE 1.00 X 0 0 0 CHRISTOPHER P JOHNS 1.00 X 0 0 0 JOSEPH M RIGBY 1.00 X 0 0 0 DONALD E BRANDT 1.00 X 0 0 0 PATRICIA K VINCENT-COLLAWN 1.00 X 0 0 0 JAMES J PIRO 1.00 X 0 0 0 JAMES H MILLER 1.00 X 0 0 0 WILLIAM H SPENCE 1.00 X 0 0 0 RALPH IZZO 1.00 X 0 0 0 KIMBERLY J HARRIS 1.00 X 0 0 0 KEVIN B MARSH 1.00 X 0 0 0 THOMAS A FANNING 1.00 X 0 0 0 JOHN B RAMIL 1.00 X 0 0 0 LON R GREENBERG 1.00 X 0 0 0 JAMES P TORGERSON 1.00 X 0 0 0 ROBERT G SCHOENBERGER 1.00 X 0 0 0 PAUL J BONAVIA 1.00 X 0 0 0 CARL L CHAPMAN 1.00 X 0 0 0 CHRISTOPHER L DUTTON 1.00 X 0 0 0 MARK A RUELLE 1.00 X 0 0 0 GALE E KLAPPA 1.00 X 0 0 0 BENJAMIN GS FOWKE III 1.00 X 0 0 0 THOMAS KUHN 45.00 2.50 X 4003804 0 80014 DAVID OWENS 45.00 X 819398 0 350176 BRIAN WOLFF 45.00 1.00 X 788286 0 153496 EDWARD COMER 45.00 X 412168 0 198238 MARY MILLER 45.00 4.00 X 387622 0 146571 QUINLAN SHEA III 45.00 X 351905 0 112839 RICHARD MCMAHON 45.00 X 347359 0 146856 JAMES FAMA 45.00 X 335458 0 134386 KATHY STECKELBERG 45.00 X 332666 0 130705 BRIAN MCCORMACK 45.00 X 330964 0 39135 JOHN EASTON JR 45.00 X 318829 0 114850 JOHN SCHLENKER 45.00 2.50 X 293694 0 147114 RICHARD TEMPCHIN 45.00 X 271160 0 153653 JAMES OWEN 45.00 X 266597 0 164051 SADEGH RAZEGHI 45.00 X 230536 0 50143 JAMES ROEWER 45.00 X 200741 0 111362 BILL FANG 45.00 X 200473 0 75586 PATRIC O'KELLEY 0.00 X 182812 0 0 LYNN LEMASTER 0.00 X 2068571 0 9357 12143043 0 2318532 95 1 1 0 HUNTON & WILLIAMS 1900 K STREET WASHINGTON DC 20006 CONSULTING 8709556 VENABLE LLP 575 SEVENTH STREET WASHINGTON DC 20004 CONSULTING 2398710 DANIEL J EDELMAN INC 200 EAST RANDOLPH STREET CHICAGO IL 60601 CONSULTING 683183 DEMOCRACY DATA & COMMUNICATIONS 1250 EYE STREET NW SUITE 300 WASHINGTON DC 20005 CONSULTING 548163 CROWELL & MORING LLP 1001 PENNSYLVANIA AVE NW WASHINGTON DC 20004 CONSULTING 324887 5 MEMBERSHIP DUES 900099 71743528 71743528 MEETINGS 900099 8037731 8037731 PROGRAMS 900099 1803121 1803121 ADVERTISING 541800 701997 701997 PUBLICATIONS 511190 181432 181432 82467809 3207752 3207752 81174387 81480986 -306599 -306599 -306599 85368962 81765812 701997 2901153 1898458 5000 10831206 17846916 5709872 1712427 1506167 12459505 86101 2857075 336415 4540130 2533646 3200239 1513108 42 5236920 2093591 16935 6496000 23975 335749 126432 MISCELLANEOUS 850927 SUBSCRIPTIONS 537030 PERSONAL PROPERTY TAX 19978 82773844 2600 2600 4928791 8798351 1832899 1040543 485851 536273 915684 1192404 3796940 1887526 1729264 1909414 91164473 94303446 515718 534277 101575280 108317308 6611543 7668271 26824282 25127947 52185995 61846847 85621820 94643065 X 15953460 13674243 15953460 13674243 101575280 108317308 X 2595118 1292707 -6167042 X 0 1 X 1 0 1005788 935788 70000 1005788 0 DEMOCRATIC ATTORNEYS GENERAL ASSOCIATION 1580 LINCOLN ST SUITE 1125 WASHINGTON DC 20002 134220019 15000 REPUBLICAN STATE LEADERSHIP COMMITTEE 1800 DIAGNONAL ROAD ALEXANDRIA VA 22314 050553252 55000 0 0 1 69464353 13540790 822631 14363421 15583357 -1219936 ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: PART I-A, LINE 1: THE ORGANIZATION SUPPORTED POLITICAL ORGANIZATIONS AND CANDIDATES FOR STATE AND LOCAL OFFICE WHERE LEGALLY PERMISSIBLE. 41515 13878 27637 1785659 1316039 469620 1969766 557609 1412157 1909414 POSTRETIREMENT BENEFIT OBLIGATION 18976066 DEFERRED COMPENSATION 39073355 DEFERRED RENT 1800843 BENEFITS LIABILITIES 1418015 OTHER CURRENT LIABILITIES 342315 LONG TERM LEASE OBLIGATION 122960 LIFE INSURANCE LIABILITY 100000 MEDICARE TAX LIABILITY 13293 61846847 X DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: EDISON ELECTRIC INSTITUTE INC. HAS EVALUATED ITS TAX POSITIONS AND DETERMINED THAT THE POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. EDISON ELECTRIC INSTITUTE INC. TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR THE FISCAL YEARS ENDED 2009 THROUGH 2011 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. 0 EUROPE 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 310764 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 2296 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 13171 NORTH AMERICA 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 4766 0 0 0 0 0 0 330997 0 330997 NORTH AMERICA CONFERENCE SPONSORSHIP 5000 0 1 0 0 0 0 0 0 1 AABE 1625 K STREET NW SUITE 405 WASHINGTON DC 20006 840782569 501(C)(3) 25000 CONFERENCE SPONSORSHIP ACCF-CTR FOR POLICY RESEARCH 1750 K STREET 400 WASHINGTON DC 20006 521091172 501(C)(3) 30000 CONTRIBUTIONS: MEMBERSHIPS ALLIANCE TO SAVE ENERGY PO BOX 791399 BALTIMORE MD 21279 521082991 501(C)(3) 5000 CONFERENCE SPONSORSHIP ASAECENTER FOR ASSOCIATION LEADERSHIP 1575 I STREET NW WASHINGTON DC 20005 530026940 501(C)(6) 10000 EVENT SPONSORSHIP ASPEN INSTITUTE ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON DC 20036 840399006 501(C)(3) 10000 CONTRIBUTIONS: MEMBERSHIPS CAMPAIGN FOR HOME ENERGY ASSISTANCE 1615 L STREET NW WASHINGTON DC 20036 521243510 501(C)(3) 15000 CONTRIBUTIONS: POLITICAL ORGANIZATIONS CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW 3RD FLOOR WASHINGTON DC 20004 204504014 501(C)(3) 100000 CONTRIBUTIONS: EDUCATION CONGRESSIONAL BLACK CAUCUS FOUNDATION 1720 MASSACHUSETTS AVE NW WASHINGTON DC 20036 521160561 501(C)(4) 10000 EVENT SPONSORSHIP CONGRESSIONAL BLACK CAUCUS POLITCAL EDUCATION AND LEADERSHIP INSTITUTE 413 NEW JERSEY AVENUE SE WASHINGTON DC 20003 522270607 501(C)(4) 5000 EVENT SPONSORSHIP CONSORTIUM OF CATHOLIC ACADEMIES 5001 EASTERN AVENUE SUITE 207 HYATTSVILLE MD 20782 522050972 501(C)(3) 5000 EVENT SPONSORSHIP ELECTRIC DRIVE TRANSPORTATION ASSOCIATION 1250 EYE STREET NW SUITE 902 WASHINGTON DC 20005 521665058 501(C)(6) 15000 CONTRIBUTIONS: MEMBERSHIP ELECTRICAL SAFETY FOUNDATION 1300 NORTH 17TH STREET SUITE 1752 ROSSLYN VA 22209 521892239 501(C)(3) 5000 CONTRIBUTIONS: MEMBERSHIP JOINT CENTER FOR POLITICAL AND ECONOMIC STUDIES 1090 VERMONT AVENUE NW SUITE 1100 WASHINGTON DC 20005 521069070 501(C)(3) 15000 EVENT SPONSORSHIP KEYSTONE CENTER 1628 SAINTS JOHN RD KEYSTONE CO 80435 840688506 501(C)(3) 10000 EVENT SPONSORSHIP LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS 1629 K STREET NW 10TH FLOOR WASHINGTON DC 20006 520789800 501(C)(4) 10000 EVENT SPONSORSHIP NATIONAL CONFERENCE OF STATE LEGISLATURES 7700 EAST FIRST PLACE DENVER CO 80230 840772595 501(C)(3) 5000 CONTRIBUTIONS: POLITICAL ORGANIZATIONS NATIONAL FUEL FUNDS NETWORK 1010 VERMONT AVENUE NW SUITE 718 WASHINGTON DC 20005 521559709 501(C)(3) 5000 CONTRIBUTIONS: SPONSORSHIP NATIONAL LAMPAC 701 PENNSYLVANIA AVE NW 3RD FLOOR WASHINGTON DC 20004 262620296 501(C)(3) 36258 FMV IN-KIND SUPPORT PROGRAM SUPPORT NATIONAL MULTIPLE SCLEROSIS SOCIETY 1800 M STREET NW SUITE 750 WASHINGTON DC 22036 530237585 501(C)(3) 12250 EVENT SPONSORSHIP NATIONAL POLICY ALLIANCE 1090 VERMONT AVENUE NW SUITE 1100 WASHINGTON DC 20005 453204563 10000 CONFERENCE SPONSORSHIP PHI COMMUNITY FOUNDATION 701 NINTH STREET NW WASHINGTON DC 20068 510367729 501(C)(3) 5000 EVENT SPONSORSHIP PREVENT CANCER FOUNDATION 1600 DUKE STREET 500 ALEXANDRIA VA 22314 521429544 501(C)(3) 10000 EVENT SPONSORSHIP RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 20036 530220900 501(C)(3) 10000 CONTRIBUTIONS: ENVIRONMENTAL TASTE OF THE SOUTH PO BOX 2826 WASHINGTON DC 20013 521343458 501(C)(3) 5000 EVENT SPONSORSHIP THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 522106274 501(C)(3) 303000 52952 FMV ADMINISTRATIVE SUPPORT PROGRAM SUPPORT UNITED WAY NATIONAL CAPITAL 95 M STREET SW WASHINGTON DC 20024 530234290 501(C)(3) CORPORATE RESPONSIBILITY US NAVY MEMORIAL FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 521104476 501(C)(3) 5000 EVENT SPONSORSHIP WESTERN GOVERNORS' ASSOCIATION 1600 BROADWAY SUITE 1700 DENVER CO 80202 840747227 501(C)(1) 10000 CONTRIBUTIONS: POLITICAL ORGANIZATIONS WESTERN LAMPAC 321 16TH AVENUE SOUTH SEATTLE WA 98144 202432543 501(C)(6) 16000 CONFERENCE SPONSORSHIP WOMEN'S COUNCIL ON ENERGY AND THE ENVIRONMENT PO BOX 33211 WASHINGTON DC 20033 521258690 501(C)(3) 5000 EVENT SPONSORSHIP ALLIANCE TO SAVE ENERGY PO BOX 791399 BALTIMORE MD 21279 521082991 501(C)(3) 5000 CONTRIBUTIONS/MEMBERSHIP ALLIANCE TO SAVE ENERGY PO BOX 791399 BALTIMORE MD 21279 521082991 501(C)(3) 10000 EVENT SPONSORSHIP ASAECENTER FOR ASSOCIATION LEADERSHIP 1575 I STREET NW WASHINGTON DC 20005 530026940 501(C)(6) 5000 CONTRIBUTIONS: MEMBERSHIPS ACCF-CTR FOR POLICY RESEARCH 1750 K STREET 400 WASHINGTON DC 20006 521091172 501(C)(3) 10000 CONTRIBUTIONS: EDUCATION AMERICAN LEGISLATIVE EXCHANGE COUNCIL 1101 VERMONT AVENUE NW WASHINGTON DC 20005 520140979 501(C)(3) 5000 CONFERENCE SPONSORSHIP AMERICAN LEGISLATIVE EXCHANGE COUNCIL 1101 VERMONT AVENUE NW WASHINGTON DC 20005 520140979 501(C)(3) 15000 EVENT SPONSORSHIP APPLE TREE INSTITUTE FOR EDUCATION (AMAZON) 415 MICHIGAN AVE NE 3RD FLOOR WASHINGTON DC 20017 043331760 501(C)(3) 5821 CONTRIBUTIONS: EDUCATION BARNES AND THORNBURG (FEDERAL WATER QUALITY COALITION) ONE NORTH WACKER DRIVE SUITE 4400 CHICAGO IL 60606 350900596 17500 CONTRIBUTIONS: COALITIONS CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW 3RD FLOOR WASHINGTON DC 20004 204504014 501(C)(3) 5000 CONFERENCE SPONSORSHIP CENTER FOR LEGISLATIVE ENERGY AND ENVIRONMENTAL RESEARCH 5400 LBJ FREEWAY DALLAS TX 75240 722351673 501(C)(4) 5000 CONTRIBUTIONS: POLITICAL ORGANIZATIONS CONGRESSIONAL MANAGEMENT FOUNDATION 513 CAPITOL CT NE SUITE 300 WASHINGTON DC 20002 521076614 501(C)(3) 10000 CONTRIBUTIONS: POLITICAL ORGANIZATIONS COUNCIL OF GREAT LAKES INDUSTRIES 3600 GREEN COURT ANN ARBOR MI 48105 382973776 501(C)(6) 15000 CONTRIBUTIONS: COALITIONS CURE DUES 1050 THOMAS JEFFERSON STREET NW SUITE 700 WASHINGTON DC 20007 521331523 501(C)(6) 6250 CONTRIBUTIONS: SPONSORSHIP DEMOCRATIC GOVERNORS ASSOCIATION 1401 K STREET NW SUITE 200 WASHINGTON DC 20005 521304889 15000 CONFERENCE SPONSORSHIP ENERGY RESOURCES AND ENVIRONMENT PROGRAM 1717 MASSACHUSETTS AVE NW SUITE 745 WASHINGTON DC 20036 520595110 501(C)(3) 5000 CONTRIBUTIONS: EDUCATION ENVIRONMENTAL COUNCIL OF THE STATES PO BOX 758616 BALTIMORE MD 21275 363962169 501(C)(6) 5000 CONFERENCE SPONSORSHIP FIGHT FOR CHILDREN INC 1726 M STREET NW SUITE 202 WASHINGTON DC 20036 521706059 501(C)(3) 5000 EVENT SPONSORSHIP HORTON'S KIDS 110 MARYLAND AVE NE SUITE 207 WASHINGTON DC 20002 521755403 501(C)(3) 10000 EVENT SPONSORSHIP HUNTON AND WILLIAMS LLP 2200 PENNSYLVANIA AVE NW WASHINGTON DC 20037 540572269 99877 CONTRIBUTIONS: ENVIRONMENTAL INSTITUTE FOR EDUCATION 4410 MASSACHUSETTS AVE NW WASHINGTON DC 20016 521776349 501(C)(3) 10000 CONTRIBUTIONS: MEMBERSHIP JOHN HOPKINS UNIVERSITY 1717 MASSACHUSETTS AVE NW WASHINGTON DC 20036 520595110 501(C)(3) 5000 CONTRIBUTIONS: EDUCATION MACRUC 1101 VERMONT AVENUE NW SUITE 200 WASHINGTON DC 20005 522027917 501(C)(3) 6475 CONFERENCE SPONSORSHIP NATIONAL FUEL FUNDS NETWORK 1010 VERMONT AVENUE NW SUITE 718 WASHINGTON DC 20005 521559709 501(C)(3) 5000 EVENT SPONSORSHIP NATIONAL HISPANIC CAUCUS OF STATE LEGISLATORS 444 NORTH CAPITOL STREET NW SUITE 303 WASHINGTON DC 20001 841168319 501(C)(3) 15000 CONTRIBUTIONS: MEMBERSHIP NATIONAL SAFETY COUNCIL 1121 SPRING LAKE DRIVE ITASCA IL 60143 362167809 501(C)(3) 5000 EVENT SPONSORSHIP NERO 1707 PRINCE STREET 5 ALEXANDRIA VA 22314 911850125 501(C)(3) 5650 EVENT SPONSORSHIP POLITICO 1100 WILSON BLVD SUITE 610 ARLINGTON VA 22209 205354799 85000 EVENT SPONSORSHIP POLLINATOR PARTNERSHIP 423 WASHINGTON ST 5TH FLOOR SAN FRANCISCO CA 94111 943283967 501(C)(3) 5000 CONFERENCE SPONSORSHIP REPUBLICAN STATE LEADERSHIP COMMITTEE 1800 DIAGONAL ROAD SUITE 230 ALEXANDRIA VA 22314 050532524 50000 CONTRIBUTIONS: POLITICAL ORGANIZATIONS REPUBLICAN STATE LEADERSHIP COMMITTEE 1800 DIAGONAL ROAD SUITE 230 ALEXANDRIA VA 22314 050532524 5000 EVENT SPONSORSHIP STATE LEGISLATIVE LEADERS FOUNDATION 1645 FALMOUTH ROAD BUILDING D CENTERVILLE MA 02632 237148478 501(C)(3) 10000 CONTRIBUTIONS: MEMBERSHIP US CHAMBER OF COMMERCE 1615 H STREET NW WASHINGTON DC 20062 530045720 501(C)(3) 50000 CONTRIBUTIONS: MEMBERSHIP UTILITY ARBORIST ASSOCIATION 2101 WEST PARK COURT CHAMPAIGN IL 61821 371404021 501(C)(3) 12500 CONFERENCE SPONSORSHIP UTILITY ARBORIST ASSOCIATION 2101 WEST PARK COURT CHAMPAIGN IL 61821 371404021 501(C)(3) 10000 CONTRIBUTIONS: ENVIRONMENTAL VOLTA LIVE INC 5500 FRIENDSHIP BLVD 2322N CHEVY CHASE MD 20815 205291054 7500 EVENT SPONSORSHIP WORLD CONFERENCE OF MAYORS INC 108 GRAY STREET SUITE 101 TUSKEGEE AL 36083 521373507 501(C)(3) 5000 EVENT SPONSORSHIP CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW 3RD FLOOR WASHINGTON DC 20004 204504014 501(C)(3) 205261 FMV IN-KIND SUPPORT PROGRAM SUPPORT 47 20 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: WHEN GRANT FUNDS ARE AWARDED, EEI MAY REQUEST THE AMOUNTS BE RESTRICTED FOR A SPECIFIC PURPOSE. GRANTEES MANY TIMES WILL REPORT BACK TO EEI THE SPECIFIC USE OF THE FUNDS AND VARIOUS OUTCOMES. HOWEVER, THIS IS NOT A REQUIREMENT FOR EACH GRANT AWARDED. X X 1 1 X X X X X 0 1 0 THOMAS KUHN 850506 0 664643 0 2488655 0 53596 0 26418 0 4083818 0 0 0 DAVID OWENS 520455 0 265000 0 33943 0 337432 0 12744 0 1169574 0 0 0 BRIAN WOLFF 528954 0 252000 0 7332 0 140839 0 12657 0 941782 0 0 0 EDWARD COMER 284573 0 105000 0 22595 0 175798 0 22440 0 610406 0 0 0 MARY MILLER 263091 0 97000 0 27531 0 141538 0 5033 0 534193 0 0 0 QUINLAN SHEA III 240130 0 93000 0 18775 0 96574 0 16265 0 464744 0 0 0 RICHARD MCMAHON 238641 0 90000 0 18718 0 124946 0 21910 0 494215 0 0 0 JAMES FAMA 232641 0 84000 0 18817 0 112520 0 21866 0 469844 0 0 0 KATHY STECKELBERG 245466 0 84000 0 3200 0 120992 0 9713 0 463371 0 0 0 BRIAN MCCORMACK 244650 0 84000 0 2314 0 29360 0 9775 0 370099 0 0 0 JOHN EASTON JR 212031 0 78000 0 28798 0 100560 0 14290 0 433679 0 0 0 JOHN SCHLENKER 192114 0 75000 0 26580 0 127188 0 19926 0 440808 0 0 0 RICHARD TEMPCHIN 185641 0 66000 0 19519 0 132328 0 21325 0 424813 0 0 0 JAMES OWEN 182794 0 68000 0 15803 0 144291 0 19760 0 430648 0 0 0 SADEGH RAZEGHI 174460 0 32900 0 23176 0 47947 0 2196 0 280679 0 0 0 JAMES ROEWER 144199 0 36500 0 20042 0 91966 0 19396 0 312103 0 0 0 BILL FANG 167771 0 11000 0 21702 0 60892 0 14694 0 276059 0 0 0 PATRIC O'KELLEY 0 0 0 0 182812 0 0 0 0 0 182812 0 0 0 LYNN LEMASTER 180000 0 0 0 1888571 0 0 0 9357 0 2077928 0 0 0 PART I, LINE 1A PART 1, QUESTION 1A - TRAVEL FOR COMPANIONS: JOHN EASTON $449 INCLUDED IN INCOME PART I, QUESTION 1A - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THOMAS KUHN $1,505 INCLUDED IN INCOME RICHARD MCMAHON $877 INCLUDED IN INCOME PART I, LINE 4B THE EDISON ELECTRIC INSTITUTE PROVIDES A NON-QUALIFIED PLAN FOR ELIGIBLE MANAGEMENT EMPLOYEES. THOMAS R. KUHN $2,444,903 DAVID K. OWENS $278,246 BRIAN WOLF $102,851 EDWARD COMER $108,622 MARY MILLER $83,458 QUINLAN SHEA $46,852 RICHARD MCMAHON $68,230 JAMES FAMA $50,682 KATHRYN STECKELBERG $59,136 JOHN EASTON $38,586 BRIAN MCCORMACK $4,860 JOHN SCHLENKER $34,622 JAMES OWEN $23,012 RICHARD TEMPCHIN $26,050 THOMAS KUHN CEO SPLIT DOLLAR LIFE INSURANCE POLICY WITH CEO X 0 536273 0 1 1 536273 FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF DIRECTORS, AFTER EACH ANNUAL ELECTION OF DIRECTORS AND BY THE RESOLUTION ADOPTED BY A MAJORITY OF THE ENTIRE BOARD, MAY DESIGNATE FROM ITS OWN MEMBERSHIP AN EXECUTIVE COMMITTEE OF EIGHTEEN INCLUDING THE CHAIRMAN AND VICE CHAIRMEN. IN ADDITION TO THOSE DESIGNATED TO SERVE ON THE EXECUTIVE COMMITTEE, FORMER CHAIRMEN OF THE INSTITUTE WHO CONTINUE AS CHAIRMAN OR CHIEF EXECUTIVE OFFICER OF A CLASS A INSTITUTE MEMBER SHALL SERVE AS EX OFFICIO, NON-VOTING MEMBERS OF THE COMMITTEE. THE EXECUTIVE COMMITTEE MAY EXERCISE ALL THE POWERS OF THE BOARD OF DIRECTORS BETWEEN MEETINGS OF THE BOARD EXCEPT: 1. APPROVAL OR RECOMMENDATION TO MEMBERS OF ACTION THAT IS REQUIRED TO BE APPROVED BY MEMBERS UNDER STATUTE; 2. THE FILLING OF VACANCIES IN THE BOARD OF DIRECTORS OR IN ANY COMMITTEE THEREOF; 3. THE FIXING OF COMPENSATION OF THE DIRECTORS FOR SERVING ON THE BOARD OR ON ANY COMMITTEE THEREOF; 4. THE AMENDMENT OR REPEAL OF THE BYLAWS OR THE ADOPTION OF NEW BYLAWS; 5. THE AMENDMENT OR REPEAL OF ANY RESOLUTION OF THE BOARD WHICH BY ITS TERMS SHALL NOT BE SO AMENDABLE OR REPEALABLE AND AS OTHERWISE REQUIRED BY RESOLUTION OF THE BOARD OF DIRECTORS. THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE EXECUTIVE COMMITTEE. VACANCIES IN THE MEMBERSHIP OF THE COMMITTEE SHALL BE FILLED BY THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL KEEP REGULAR MINUTES OF THE PROCEEDINGS AND REPORT THE SAME TO THE BOARD WHEN REQUIRED. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS THREE VOTING CLASSES OF MEMBERSHIP: OPERATING COMPANY MEMBERS - INVESTOR-OWNED OPERATING ELECTRIC CORPORATIONS ENGAGED IN THE GENERATION, TRANSMISSION, OR DISTRIBUTION OF ELECTRICTY TO THE PUBLIC IN THE US OR ITS POSSESSIONS. EEI'S US SHAREHOLDER-OWNED ELECTRIC COMPANY MEMBERS SERVE 95% OF THE ULTIMATE CUSTOMERS IN THIS SEGMENT OF THE INDUSTRY AND REPRESENT APPROXIMATELY 70% OF THE US ELECTRIC POWER INDUSTRY. HOLDING COMPANY MEMBERS - BEING CORPORATIONS IN THE US OR ITS POSSESSIONS WHICH BY VIRTUE OF OWNERSHIP OF SECURITIES IN INVESTOR-OWNED CORPORATIONS ARE INTERESTED IN ADVANCING THE BUSINESS OF OPERATING ELECTRICAL COMPANIES IN RELATION TO THE SALE OF ELECTRICITY TO THE ULTIMATE CONSUMER. SUBSIDIARY COMPANY MEMBERS - BEING SUBSIDIARY COMPANIES OF OPERATING COMPANY OR HOLDING COMPANY MEMBERS, SHALL BE ELIGIBLE FOR SEPARATE MEMBERSHIP. PARTICIPATION ON STANDING COMMITTEES AND IN OTHER ACTIVITIES OF THE ORGANIZATION SHALL BE DEFINED BY AND DETERMINED FROM TIME TO TIME BY THE BOARD. THE ORGANIZATION HAS THREE NON-VOTING CLASSES OF MEMBERSHIP: INTERNATIONAL AFFILIATES - EDISON ELECTRIC INSTITUTE'S INTERNATIONAL AFFILIATES PROGRAM PROVIDES THE CRITICAL LINK THAT BRINGS TOGETHER ELECTRIC COMPANIES AROUND THE WORLD WITH THE US ELECTRIC POWER INDUSTRY. THIS SPECIAL PROGRAM OFFERS ELECTRIC COMPANIES OUTSIDE THE US THE OPPORTUNITY TO BECOME EEI MEMBERS REGARDLESS OF THEIR OWNERSHIP FORM. THROUGH ITS EXPANDED INTERNATIONAL INVOLVEMENT, EEI BROADENS THE VALUE OF SHARED EXPERTISE AND EXPERIENCE ON ISSUES OF CONCERN AND INTEREST TO ELECTRIC COMPANIES AROUND THE WORLD. ASSOCIATES - EDISON ELECTRIC INSTITUTE INC. ASSOCIATE MEMBERSHIP IS DESIGNED FOR FIRMS THAT HAVE AN INTEREST IN ADVANCING THE DEVELOPMENT OF THE ELECTRIC POWER INDUSTRY. THESE FIRMS MAY PROVIDE GOODS AND SERVICES TO THE INDUSTRY, BUT MAY NOT BE ENGAGED IN THE GENERATION, TRANSMISSION, DISTRIBUTION, BROKERAGE, OR SALE OF ELECTRICITY. ASSOCIATE MEMBERSHIP HELPS FIRMS TO BETTER KNOW AND UNDERSTAND THE INDUSTRY, THE PEOPLE, AND THE ISSUES. HONORARY MEMBERS - MEMBERS WHO, ON ACCOUNT OF THEIR STANDING OR QUALIFICATIONS, IN THE OPINION OF THE BOARD AND BY ITS ELECTION, ARE ENTITLED TO SUCH HONOR. FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS ARE ELECTED AT THE ANNUAL MEETING BY VOTING CLASS MEMBERS OF THE ORGANIZATION EITHER IN-PERSON OR BY PROXY. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERSHIP OF THE ORGANIZATION DOES APPROVE BYLAW AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11 DUE TO THE SIZE OF THE GOVERNING BODY AND MAGNITUDE AND COMPLEXITY OF THE FORM 990, THE RETURN FOR EDISON ELECTRIC INSTITUTE INC. IS REVIEWED BY THE ORGANIZATION'S OUTSIDE CPA FIRM AND REPORTED BY THE ENGAGEMENT PARTNER TO THE INSTITUTE'S EXECUTIVE COMMITTEE IN ADVANCE OF FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES. EDISON ELECTRIC INSTITUTE INC.'S CODE OF BUSINESS CONDUCT HAS BEEN DISTRIBUTED TO ALL EMPLOYEES AND IS ON THE ORGANIZATION'S INTRANET SITE. THIS DOCUMENT INCLUDES, IN PART, EEI'S CORE VALUES, OPERATING PRINCIPLES, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY, WHICH INCLUDES A CONFIDENTIAL 800 TELEPHONE NUMBER. PERIODIC REMINDERS ARE GIVEN. EDISON ELECTRIC INSTITUTE, INC. HAS A WRITTEN DIRECTOR'S CONFLICT OF INTEREST POLICY, APPLICABLE TO ALL MEMBERS OF ITS BOARD OF DIRECTORS, WHICH WAS FORMALLY ADOPTED BY THE ORGANIZATION'S BOARD. PERIODIC REMINDERS ARE GIVEN. THE ORGANIZATION ALSO HAS A CORPORATE COMPLIANCE OFFICER, A POLICY AND PROCEDURE FOR REPORTING VIOLATIONS OF THE CODE OF BUSINESS CONDUCT AS WELL AS CONCERNS ABOUT THE USE OF EDISON ELECTRIC INSTITUTE INC.'S CORPORATE RESOURCES AND FINANCIAL REPORTING AND A VENDOR CODE OF CONDUCT POLICY. THERE HAS NOT BEEN A VIOLATION OF THE CONFLICT OF INTEREST POLICIES; ALTHOUGH WE STAND READY TO ENFORCE THE POLICIES IN APPROPRIATE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE ORGANIZATION'S CEO IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT CONSULTANT ON AN ANNUAL BASIS. THE CEO'S COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE BOARD. THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS. OFFICER COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE A PUBLIC DOCUMENT AND ARE AVAILABLE ON THE VIRGINIA SECRETARY OF STATE WEB SITE. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC, HOWEVER THE BALANCE SHEET AND INCOME STATEMENT CAN BE FOUND ON THE FORM 990 WHICH IS MADE AVAILABLE TO THE PUBLIC ON VARIOUS WEB SITES AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: OTHER COMPREHENSIVE LOSS -6,167,042. THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 522106274 SCIENTIFIC/EDUCATION DC 501(C)(3) N/A N/A 0 CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 204504014 EDUCATION DE 501(C)(3) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 THOMAS ALVA EDISON FOUNDATION B 303000 CENTER FOR ENERGY WORKFORCE DEVELOPMENT B 310261 THOMAS ALVA EDISON FOUNDATION R 935240 CENTER FOR ENERGY WORKFORCE DEVELOPMENT R 62845 THOMAS ALVA EDISON FOUNDATION Q 1020627 CENTER FOR ENERGY WORKFORCE DEVELOPMENT Q 97368