2013-11-11T08:41:04-06:00 2012-12-31 742727133 Kirk Monroe & Klostermann LLP 1016 Santa Fe Suite 201 Corpus Christi TX 78404 990 2012-01-01 742190039 Coastal Bend Community Foundation COAS 3618829745 600 Leopard Street No 1716 Corpus Christi TX 78401 Karen W Selim 3618829745 2013-10-09 1 Phillip G Monroe CPA P00231323 3618827131 2012 2016-02-24 21:20:13Z Karen W Selim 600 Leopard Street No 1716 Corpus Christi TX 78401 49377159 0 X www.cbcfoundation.org X 1980 TX To enhance the quality of life in the Coastal Bend area of Texas through charitable & educational grants. 23 21 7 0 25410 9367 5911828 5811192 3680 12664 2408602 2778022 750525 804292 9074635 9406170 2766890 2994434 0 0 358027 371826 0 0 101117 1212022 1277213 4336939 4643473 4737696 4762697 47066102 52932112 3905973 4578014 43160129 48354098 X To enhance the quality of life in the Coastal Bend area of Texas through charitable and educational grants. 0 0 3147248 1959927 3265392 The Foundation makes grants to nonprofit organizations to improve the quality of life in the Coastal Bend area of Texas from unrestricted, field-of-interest, designated, special project and donor advised funds. Ongoing activities from project funds include "Maps in Schools", whereby the Corpus christi Geological Society presents laminated, framed USGS Maps of Time and Terrain to schools across the country, primarily in Oklahoma and Texas. Other projects of the Corpus Christi Geological Society includes "Bones in Schools" whereby schools are presented with an Ice Age Mamoth bone, a framed Ice Age Mural along with a presentation by a geologist and "Boulders in Schools" whereby schools are presented with large boulders of three rock types - Sedimentary, metamorphic and igneous. The rocks are labeled as: rock type, composition, location and age. Another project fund provides bikes to needy children at Christmas time. In 2012, 174 bicycles with kickstands and helmets were presented to needy children. "Destination Bayfront Special Project Fund" is involved in coordinating the study of a land-use plan for the Corpus Christi Bayfront area, thereafter turning over the plan to the City of Corpus Christi for its consideration and implementation. 698515 598920 247826 The Foundation provides scholarships and fellowships to students from the seven county area of the Coastal Bend of Texas in accordance with the terms of the approximately 100 scholarship and fellowship funds it holds. During 2012, 412 scholarships were awarded. 472381 435587 70039 The Foundation provides hardship grants for employees of one organization. These grant requests are reviewed on a case by case basis in accordance with the terms of the employee assistance fund agreements. During 2012, 585 grants were awarded and 120 grants were denied, cancelled or withdrawn. 4318144 1 1 0 0 0 1 0 0 0 1 1 0 0 0 1 1 1 0 0 0 1 1 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 1 94 0 1 7 1 1 1 1 CJ BD 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 X 23 21 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 X X Beverly Harper 3618829745 600 Leopard Street Suite 1716 Corpus Christi TX 78401 Clare Atkinson Wonders 1.00 X 0 0 0 Nancy Johnson Bellows 1.00 X 0 0 0 Rumaldo Juarez 1.00 X 0 0 0 F John Shepherd 1.00 X 0 0 0 Laura Fischer 1.00 X 0 0 0 Jan G Anderson 1.00 X 0 0 0 Leah Pagan Olivarri 1.00 X 0 0 0 Dale K Wilson 1.00 X 0 0 0 Hank Nuss 1.00 X 0 0 0 Jack W Wright 1.00 X 0 0 0 Jon Whatley 1.00 X 0 0 0 Susan Hutchinson 1.00 X 0 0 0 Robert Furgason 1.00 X 0 0 0 Kathleen M White 1.00 X 0 0 0 Larry Aduddell 1.00 X 0 0 0 Laura Miller 1.00 X 0 0 0 Fred J Nemec 1.00 X 0 0 0 Joe Henkel 1.00 X 0 0 0 Karen O'Connor Urban 1.00 X 0 0 0 Bobby Galvan 1.00 X 0 0 0 Lou Adele May 5.00 X X 0 0 0 Sylvia Whitmore 1.00 X X 0 0 0 William Whitworth 1.00 X X 0 0 0 Jean Claire Turcotte 1.00 X X 0 0 0 Karen Selim 40.00 X 108375 0 21222 Martha Daniels 40.00 X 31535 0 4672 Susan Jackson 40.00 X 53950 0 14110 Beverly Harper 40.00 X 63500 0 16921 257360 0 56925 1 0 0 0 0 220552 5590640 2042362 5811192 Asthma Camp 900099 1945 1945 Educational Maps/Books 900099 999 999 9720 9720 12664 935488 935488 156592 156592 153686 69941 83745 83745 57864 25881 41665940 39823406 1842534 1842534 1843005 -471 63953 220552 77642 -13689 -13689 Administrative Fees 561000 577178 577178 Class action lawsuit 900099 466 466 577644 9406170 3583257 25410 -13689 1944927 1944927 1034507 1034507 15000 15000 257360 98384 108748 50228 48030 19892 20137 8001 9043 3477 3819 1747 33210 15011 14711 3488 24183 9243 10222 4718 36130 35930 200 3597 1370 2227 11500 11500 297029 297029 10298 10298 18750 7224 7275 4251 46520 22598 14776 9146 23329 9035 9846 4448 3576 1089 1665 822 5887 1952 2977 958 45058 45058 2555 2555 6805 1000 5805 Admistrative Fee Expens 577178 577178 Educational Projects 54037 54037 Park Projects 31577 31577 Federal Income Taxes 3459 3459 99928 89167 7749 3012 4643473 4318144 224212 101117 357195 255607 67117 66778 66971 316300 18626 28637 25995 49076 4622140 69682 3185354 4552458 43337156 47658661 7688 4595 47066102 52932112 17535 28337 427114 493578 3461324 4056099 3905973 4578014 X 2612979 3688131 12420544 14288028 28126606 30377939 43160129 48354098 47066102 52932112 X 4762697 1031170 -599898 X 0 1 X 1 0 X 3901035 2715892 3508881 5911828 5811192 21848828 3901035 2715892 3508881 5911828 5811192 21848828 21848828 1276052 945784 787477 1465244 1219885 5694442 215987 392058 542918 585205 641597 2377765 29921035 0.73020 0.71250 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 58 81 2228688 425714 1010483 276433 6770142 6902289 1 1 32996111 1862390 3822250 -845053 -277832 -509104 37048762 31502191 1606139 1586864 -677387 -560093 -461603 32996111 27626385 1113826 4162305 -884644 -46792 -468889 31502191 22933799 672512 5116638 -592992 -503572 27626385 32771461 1020397 -9190204 -1149957 -63657 -454241 22933799 0.06390 0.83730 0.09880 0 0 4177239 4177239 294364 294364 69200 69200 81337 69682 11655 4552458 Funds Held as Agency Endowments 4056099 4056099 X 10313798 1031170 1031170 9282628 123542 123542 9406170 5119829 0 5119829 -476356 -476356 4643473 Description of Intended Use of Endowment Funds: Part V, Line 4: The Foundation's endowment funds are used for unrestricted grants to nonprofit organizations to improve the quality of life in the Coastal Bend area of Texas. Description of Uncertain Tax Positions Under FIN 48: Part X, Line 2: Financial Accounting Standards Board(FASB)Interpretation 48, Accounting for Uncertainty in Income Taxes(FASB)Accounting Standards Codification(ASC)740 requires the Foundation to disclose its policy for evaluating uncertain tax positions. The Foundation evaluates its uncertain tax positions using the provisions of ASC 450, Contingencies. Accordingly, a loss continguency is recognized when it is probable that a liability has been incurred as of the date of the financial statements and the amount of the loss can be reasonably estimate. The amount recognized is subject to estimate and management judgment with respect to the likely outcome of each uncertain tax position. Management has evaluated all tax positions taken by the Foundation and has recognized no liability as of the date of the financial statements. The amount that is ultimately sustained for an individual uncertain tax position or for all uncertain tax positions in the aggregate could differ from the amount recognized. With few exceptions, the Foundation is no longer subject to examinations by the U.S. federal, state or local tax authorities for years before 2008, which is the standard statute of limitations look-back period. Part XI, Line 4b - Other Adjustments: Agency Endowment Revenue $419,496, Expenses netted against revenue $-295,954 Part XII, Line 4b - Other Adjustments: Agency Endowment Expenses $153,407; Expenses netted with revenue $-295,954 Transfer from designated fund to Agency Endowment $-333,809 0 North Atlantic-Bermuda 0 0 Investments 2051789 Central America-Caribbean 0 0 Investments 3885624 0 0 0 0 0 0 5937413 0 5937413 South America General program support 10000 Check Book South America General program support 5000 Check Book 2 0 0 0 0 0 1 0 Harvey Weil Fundraising Dinner 146022 94275 51747 975 58668 12852 Citizens-Support of Pol Dept Dinner 18981 10000 8981 4831 3 119502 116277 3225 316 284505 220552 63953 975 63815 12852 77642 -13689 1 Foster Youth Life Investment Partners PO Box 7743 Corpus Christi TX 78467 200014082 501 (c) (3) 7126 Educational support Coastal Bend Wildlife Habitat Educational Program Inc 711 N Carancahua Street Ste 120 Corpus Christi TX 78475 200960059 501 (c) (3) 23000 General Program Support Aransas County ISD Education Foundation Inc PO Box 195 Rockport TX 78381 742998660 501 (c) (3) 12774 General Educational Program Support Texas State Aquarium Association 2710 N Shoreline Blvd Corpus Christi TX 78402 237044950 501 (c) (3) 15855 Dollar days event and General program support Amistad Community Health Center Inc 1533 Brownlee Ste 100 Corpus Christi TX 78404 203008507 501 (c) (3) 14409 AV equipment, general program support Salvation Army 416 West Colonial Orlando FL 32804 580660607 501 (c) (3) 17761 Diabetic shoe program, Operating expenses,General Program Support Baker Middle School 3445 Pecos Street Corpus Christi TX 78411 746000581 State Agency 8000 Educational support Young Womens Christian Association of Corpus Christi 4601 Corona Drive Corpus Christi TX 78411 741157366 501 (c) (3) 10635 General Program support First United Methodist Church 900 South Shoreline Blvd Corpus Christi TX 78401 741166910 501 (c) (3) 49500 General Program support Wesley Community Center PO Box 586 Robstown TX 78380 741185657 501 (c) (3) 11761 Senior food and nutrition program and General Program support Ann Richards School Foundation PO Box 684746 Austin TX 78768 597564491 501 (c) (3) 8000 Educational support American Red Cross Coastal Bend Texas Chapter PO Box 3429 Corpus Christi TX 78463 741207551 501 (c) (3) 10085 General Program support United Way of the Coastal Bend Inc 711 N Carancahua Street Suite 302 Corpus Christi TX 78475 741207552 501 (c) (3) 8430 Christmas appeal, Jim Wells County Support, General program support YMCA of Corpus Christi 417 South Upper Broadway Corpus Christi TX 78401 741211670 501 (c) (3) 26500 Partner with Youth Campaign,General Program support Any Baby Can of Austin Inc 1121 E 7th Street Austin TX 78702 742684335 501 (c) (3) 6000 Candlelighter Children's Cancer Fdn, General program support Mary McLeod Bethune Day Nursery Inc 900 Kinney Street Corpus Christi TX 78401 741238426 501 (c) (3) 21761 General operating support Alice Chamber of Commerce PO Box 1609 Alice TX 78333 740480027 501 (c) (6) 5500 Leadership Jim Wells County Program Boys & Girls Club of Alice PO Box 689 Alice TX 78333 741463071 501 (c) (3) 10000 General program support Boys & Girls Club of Beeville Inc Box 131 Beeville TX 78104 510211273 501 (c) (3) 10000 General Program support Boys & Girls Club of Corpus Christi Inc 3902 Greenwood Drive Corpus Christi TX 78416 741294586 501 (c) (3) 11000 gGeneral program support Family Counseling Service 3833 South Staples St Suite S203 Corpus Christi TX 78411 741321308 501 (c) (3) 10000 Senior Counseling Support Capital Area Food Bank of Austin Texas Inc 8201 S Congress Avenue Austin TX 78745 742217350 501 (c) (3) 7500 General program support CASA of the Coastal Bend PO Box 4 Corpus Christi TX 78403 742631146 501 (c) (3) 15761 General Program support Coastal Bend Alcohol-Drug Rehab Center PO Box 4996 Corpus Christi TX 78469 741595867 501 (c) (3) 21761 Support Drug & Alcohol Abuse for Homeless, General operating support Good Samaritan Rescue Mission PO Box 65 Corpus Christi TX 78403 741611894 501 (c) (3) 38261 Unfunded Meals for Low Income Clients, General Program Support South Texas Public Broadcasting System Inc 939 South Stadium Road Columbia SC 29201 741616224 501 (c) (3) 8300 Challenge Program, General Program Support Citizens Promoting Medical Excellence 405 N Adams Beeville TX 78102 742531617 501 (c) (3) 7500 General program support Texas A & M University at Corpus Christi 6300 Ocean Drive Corpus Christi TX 78412 741760663 State Agency 63073 President's Council Support,Scholarship Programs,mechanical engineering program, diabetes research support, MoM student research program, diabetes support, general program support City of Portland PO Box 1285 Portland TX 78374 746003691 State Agency 6500 Library support Christus Spohn Health System Development Foundation 600 Elizabeth Street Corpus Christi TX 78404 741906005 501 (c) (3) 38750 General program support Women's Shelter of South Texas PO Box 3368 Corpus Christi TX 78463 741943398 501 (c) (3) 24086 Battering Program, General Program Support Special Olympics Texas Inc 7715 Chevy Chase Drive Suite 120 Austin TX 78752 741998367 501 (c) (3) 8500 General Program Support Episcopal Church of the Advent PO Box 1937 Alice TX 78333 746022217 501 (c) (3) 7826 General Program Support Palmer Drug Abuse Program of Corpus Christi Inc 3104 South Alameda Street Corpus Christi TX 78404 742200058 501 (c) (3) 32354 General Progam Support Food Bank of Corpus Christi 826 Krill Street Corpus Christi TX 78408 742234089 501 (c) (3) 13861 Fund Mobile Food Pantries, General Program Support Corpus Christi Metro Ministries PO Box 4899 Corpus Christi TX 78469 742247261 501 (c) (3) 91130 Loaves and Fishes Program Support,General Program Support Beeville Vineyard Inc 210 North Monroe Street Beeville TX 78102 742314158 501 (c) (3) 16761 General Program Support Cru PO Box 628222 Orlando FL 328629841 956006173 501 (c) (3) 7000 General program support City of Taft PO Box 416 Taft TX 78390 746002348 State Agency 34193 Renovation police department Coastal Bend College 3800 Charco Road Beeville TX 78102 741542306 State Agency 9500 Education support Corpus Christi Hope House Inc 658 Robinston Street Corpus Christi TX 78404 742480299 501 (c) (3) 6761 General Program Support Junior League of Corpus Christi 4050 Weber Road Corpus Christi TX 78411 746053163 501 (c) (3) 11000 Diabetes program support, General program support Make-A-Wish Foundation of the Texas Gulf Coast and Louisiana Inc Suite 255 Houston TX 77005 760116615 501 (c) (3) 21250 General Program Support Driscoll Children's Hospital PO Box 6530 Corpus Christi TX 78466 742577746 501 (c) (3) 9490 Infant CPR Anytime kits, General Program Support Coastal Bend Kidney Foundation Inc PO Box 9172 Corpus Christi TX 78401 237255751 501 (c) (3) 7592 Nutritional supplements, general program support Corpus Christi Area Council for the Deaf Inc 5151 McArdle Corpus Christi TX 78411 742076700 501 (c) (3) 11000 Diabetes program support, general program support Ark Assessment Center & Emergency Shelter for Youth 12960 Leopard Street Corpus Christi TX 78410 742859907 501 (c) (3) 5761 General Progam Support Corpus Christi Literacy Council 4044 Greenwood Drive Corpus Christi TX 78416 742444906 501 (c) (3) 5250 General program support Make-A-Wish of Central and South Texas 2224 Walsh Tarlton Lane Ste 200 Austin TX 78746 742357788 501 (c) (3) 20000 General program support Locher Food Pantry 501 S Staples Street Corpus Christi TX 78401 742393413 501 (c) (3) 10000 General program supportGeneral program support Corpus Christi Symphony Society Inc 555 N Carancahua Ste 410 Corpus Christi TX 78401 746011470 501 (c) (3) 19500 General Program Support Covenant Baptist Church 7001 Williams Drive Corpus Christi TX 78412 011589744 501 (c) (3) 12000 Building support and general support South Texas Institute for the Arts 1902 North Shoreline Blvd Corpus Christi TX 78401 746025882 501 (c) (3) 11250 General Program Support Most Precious Blood Catholic Church 3502 Saratoga Blvd Corpus Christi TX 78415 746089686 501 (c) (3) 10000 General Program Supprt. HALO Flight Inc 315 Pinson Drive Corpus Christi TX 78406 742235660 501 (c) (3) 20168 General Program Support Boy Scouts of America South Texas Council 700 Everhart Terrace Bldg A Corpus Christi TX 78411 752675978 501 (c) (3) 15853 General Program Support Christ Evangelical Presbyterian Church 8300 Katy Freeway Houston TX 77024 760332175 501 (c) (3) 19000 General Program Support Mission of Mercy Inc PO Box 102 Fairfield PA 17320 860704883 501 (c) (3) 12261 General Program support Timon's Ministries 10501 South Padre Island Drive Corpus Christi TX 78418 311638327 501 (c) (3) 21647 General Program support University of Texas at Austin PO Box 7758 UT Station Austin TX 787137758 746000203 State Agency 27200 Conservation research projects, other projects and general support Driscoll Children's Hospital Development Foundation 3533 S Alameca Street Corpus Christi TX 78411 742358461 501 (c) (3) 12000 Medical related assistance, general program support Windsor Park Elementary School 4525 S Alameda Corpus Christi TX 78412 746000581 State Agency 8000 General school support Virginia Tech Foundation Inc 902 Prices Fork Road Blacksburg VA 24060 540721690 501 (c) (3) 8750 Scholarship and educational support Del Mar College Foundation Inc 101 Baldwin Corpus Christi TX 78404 742286234 501 (c) (3) 35500 Vocational Scholarships, General Program Support Congregation Beth Israel 4402 Saratoga Blvd Corpus Christi TX 78413 746000619 501 (c) (3) 18110 General program support First Presbyterian Church 430 S Carancahua Corpus Christi TX 78401 741207556 501 (c) (3) 14000 General programs and missions Texas A&M University - Kingsville 700 University Blvd MSC 101 Kingsville TX 78363 746001530 State Agency 10797 Conservation program support, General Program support St Anthony Catholic Church 3818 CR 61 Robstown TX 783805737 741483603 501 (c) (3) 12000 Program Support American Cancer Society 4101 S Alameda Corpus Christi TX 78411 131788491 501 (c) (3) 5500 Program Support Nueces County Dept of Human Services 901 Leopard St Rm 302 Corpus Christi TX 78401 746000585 State Agency 10000 Elderly Program Support Corpus Christi ISD PO Box 110 Corpus Christi TX 78403 746000581 State Agency 14500 Educational support Heartland Alliance for Human Needs and Human Rights 208 S LaSalle Street Suite 1818 Chicago IL 60604 361877640 501 (c) (3) 10000 General program support Peewee's Pet Adoption World 1307 Saratoga Corpus Christi TX 78417 742746680 501 (c) (3) 8747 General Program Support Kids in Distressed Situations Inc 112 West 34th Street Ste 1133 New York NY 10120 133300271 501 (c) (3) 6000 General program support University of Iowa Foundation PO Box 4550 Iowa City IA 522444550 420796760 501 (c) (3) 8000 Research on juvenile polyposis Kingsville Symphony Orchestra PO Box 2154 Station 1 Kingsville TX 78363 900442358 501 (c) (3) 7000 Concert support Nueces County Children's Advocacy Center 502 McClendon Street Corpus Christi TX 78404 742700852 501 (c) (3) 6330 Purchase computers Nueces County MHMR Community Center 1630 S Brownlee Corpus Christi TX 78404 741623759 501 (c) (3) 6600 Provide services to mentally disabled indiviuals in Nueces County PIFM Pay It Forward Ministries Corp 1 Haven for Hope Way Ste 3455 San Antonio TX 78207 275110908 501 (c) (3) 15000 General Program support Respite Care of San Antonio Inc PO Box 12633 San Antonio TX 78212 742467770 501 (c) (3) 7500 Davidson emergency shelter support Rockport Art Association Inc 902 Navigation Circle Rockport TX 78382 741652612 501 (c) (3) 16201 Artlink for youth program, general program support Ronald McDonald House Charities of Corpus Christi Inc 3402 Ft Worth Street Corpus Christi TX 78411 742378671 501 (c) (3) 9192 General program support St Andrew's Episcopal Church 13026 Leopard Street Corpus Christi TX 78410 742536092 501 (c) (3) 35000 Building fund, general program support Spaulding for Children 500 N Water Street Ste 604 Corpus Christi TX 78471 742116380 501 (c) (3) 7500 General program support St Gertrude Catholic Church 1120 S 8th Street Kingsville TX 78363 741260723 501 (c) (3) 50000 General program support St Luke's United Methodist Church 3151 Reid Drive Corpus Christi TX 78404 741255636 501 (c) (3) 17000 General program support St Mary's Our Lady of Lourdes Catholic Church 500 West Old San Antonio Road Caldwell TX 77836 741764975 501 (c) (3) 10000 General program support Tennis Success Inc PO Box 71647 Corpus Christi TX 784671647 061725402 501 (c) (3) 18261 General program support Texas A & M University System Health Science Center 301 Tarrow 7th Floor Mail Stop 1364 1364 College Station TX 77840 746000531 State Agency 15000 Diabetes program support Texas A & M University Corpus Christi Foundation Inc 6300 Ocean Drive MD5644 Corpus Christi TX 78412 742491445 501 (c) (3) 8480 Scholarship support Texas Wildlife Association Foundation 2800 NE Loop 410 Suite 105 San Antonio TX 78218 742605516 501 (c) (3) 5500 Texas Youth hunting program The Good Samaritan Ministries of Refugio County PO Box 483 Refugio TX 78377 742598729 501 (c) (3) 7500 Pantry support Triumph Over Kid Cancer 723 Coleman Corpus Christi TX 78401 272224984 501 (c) (3) 31000 General program support Volunteer Services Council of the Corpus Christi State School 902 Airport Road Corpus Christi TX 78405 237043367 501 (c) (3) 80000 General program support Windsor Park Baptist Church 517 Sheridan Drive Corpus Christi TX 78412 746219847 501 (c) (3) 18400 General program support Women's & Men's Health Services of the Coastal Bend Inc 3536 Holly Road Corpus Christi TX 78415 741460204 501 (c) (3) 6250 General program support Young Life Corpus Christi 5934 S Staples Stree Ste 216 Corpus Christi TX 78413 840385934 501 (c) (3) 12750 General program support Youth and Family Alliance 3700 S 1st Street Austin TX 78704 742137189 501 (c) (3) 7000 General program support Funeral Assistance 77 170446 Rent/Mortgage Assistance 233 144717 Medical/Prescription Assistance 82 61701 Food/Clothing Assistance 54 18050 Utility Assistance 88 18755 Scholarship/Fellowship Awards 412 598920 Auto Repair 10 4591 Hurricane Assistance 27 5800 Other Assistance 14 11527 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Unrestricted grant requests are reviewed by the Grants Committee and recommendations are given to the Board of Directors for approval in our spring and fall grant award process. The Director of Grants obtains reports from the grantees annually for their use of funds to determine the grantee's compliance with the intended use of the funds. Scholarship applications are reviewed by the Scholarship Committee and recommendations are given to the Board of Directors for approval in our spring and fall scholarship review process in accordance with the scholarship agreements. The scholarship checks are sent to the college or university financial aid office. The Director of Development obtains outside scholarship and fellowship committee information to determine their compliance with IRS regulations. Employee assistance grant requests are reviewed by our Director of Development for compliance with the fund agreement specifications. These grants are not sent directly to the individuals except for hurricane relief, which are restricted for redemption. Grants from donor advised, field-of-interest, designated or other types of funds are reviewed for compliance with the terms of the fund agreement. The Director of Grants reviews the 501(c)(3) status for all grantees. The Foundaiton does not send grants to nonexempt organizations. All grants are approved by the Board of Directors at the quarterly board meeting. Joe Henkel Director 43000 Purchased CD at Kleberg Bank 0 X 12 606552 Stock Market Quotation X 2 1435802 Fair Market Value X Mineral Interests 8 8 Fair Market Value 0 0 1 0 Method for Determining Number of Contributors: Part I, Column (b): Part 1, column b The number of contributions for gifts of securities is the number of gifts by gift date without regard to the quantity of stock certificates or other securities. For all other types of property the number of gifts is the quantity of items received. Form 990, Part VI, Section A, line 2 Chairman of Board is parent to one of the Directors. Form 990, Part VI, Section B, line 11 Draft input for the Form 990 is prepared by the Director of Finance for review and approval by the President/CEO. That information is then provided to our tax preparer for input to the form. A draft copy of that form is then provided to staff for review. Staff then presents it to the Board's Executive Committee for review and discussion. Upon adoption by the Executive Committee, it is then presented to the full Board of Directors for review and approval. Form 990, Part VI, Section B, line 12c Annually, staff provides copies of the foundation's conflict of interest policy to all Board members. For new Board members, the policy is presented and discussed during their orientation briefing. After review, all Board members sign and submit to the President a certification of compliance with the policy, noting any potential conflicts they may have, if any. During committee meetings, Board members are asked to identify any potential conflicts of interest if they arise and those are dealt with by the committee chairman at that time. Form 990, Part VI, Section B, line 15 The Board Chairman is annually provided with a compensation history for the CEO. He is also provided with a performance evaluation form to complete for the CEO as well as the most recent salary comparability data available from independent sources, like the Council on Foundations. These documents are used by the Chairman to review the CEO's performance with the Executive Committee (in executive session) and to determine a compensation amount for the CEO for that year. For key employees, the process is similar except that the independent review official is the CEO. He uses comparable salary information provided by the independent Council on Foundations as well as performance appraisal information to make salary adjustment determinations. The latter are proposed by the CEO and approval, in turn, by the Finance Committee, the Executive Committee and the full Board of Directors as part of the annual budget determination. Form 990, Part VI, Section C, line 19 Governing documents, conflict of interest policy and financial statements are available to the public upon request. Financial statements are also published in the foundation's annual report, which is available online. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 9: Change in Agency Endowment Funds -594,775. Federal Income Taxes -5,123. Duff & Phelps Real Estate Securities Trust 20 Trafalgar Square Suite 449 Nashua NH 03063 306070384 See Part VII Supplemental Information NH Related 0 6 2686176 0 0 0.00590 Barrow Hanley Mewhinney & Strauss Core Fixed Income Fund 200 Clarendon Street 52nd Floor Boston MA 02116 016233058 See Part VII Supplemental Information MA Related 0 5 8953304 0 0 0.05900 Kayne Anderson MLP Fund LP 1800 Avenue of the Stars 3rd Floor Los Angeles CA 90067 611437017 See Part VII Supplemental Information CA Unrelated 0 0 2553884 0 0 0.00220 Barrow Hanley Mewhinney & Strauss High Yield Fixed Income Fund 200 Trafalgar Square Suite 449 boston MA 02116 016233058 See Part VII Supplemental Information MA Related 0 1 812797 0 0 0.05790 Vontobel Global Emerging Markets Fund 1540 Broadway 38th Floor New York NY 10036 562644355 See Part VII Supplemental Information NY Related 0 0 3273731 0 0 0.00210 Amberbrook VI LLC 25 East 86th Street New York NY 10028 900806597 See Part VII Supplemental Information NY Related 0 1 570723 0 0 0.00730 Kinder Morgan Energy Partners LP 1001 Louisiana Street Suite 1000 Houston TX 77002 760380342 See Part VII Supplemental Information TX Unrelated 0 0 15855 0 0 0.00010 Plains All American Pipeline LP 333 Clay Street Suite 1600 Houston TX 77002 760582150 See Part VII Supplemental Information TX Unrelated 0 0 36426 0 0 0.00020 Primary Activity Line 1 thru Line 8 Line 1 Duff & Phelps Real Estate Securities Trust's primary activity is investing primarily in real estate investment trusts for the investment objective of capial appreciation and income. Line 2 Barrow, Hanley, Mewhinney & Strauss Core Fixed Income Fund's primary activity is investing in stocks, bonds and any other securities. The investment objective is income. Line 3 Kayne Anderson MLP Fund, LP's primary activity is investing in the marketable securities of issuers of energy-related master limited partnerships, MLP affiliates, and other midstream or infrastructure energy companies, particularly those participating in the business of operating oil and gas pipelines, terminals and storage facilities. The investment objective is to provide high reurns with capital preservation. Line 4 Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund's primary activity is investing in oppurtunistic selection of securities. The investment objective is income. Line 5 Vontobel's primary activity is seeking high quality growth at sensible prices generating consistently attractive risk-adjusted long-term performance. Line 6 Amberbrook acquires interests in venture capital, buyout, and other private capital funds in secondary market transactions. The investment objective is income. Line 7 Kinder Morgan's primary activity is owning or operating petroleum product, natural gas, and carbon dioxide pipelines, related storage facilities, terminals, power plants and retail natural gas in the US and Canada. The investment objective is income. Line 8 Plains All American's primary activity is investing in the oil pipeline transportation, marketing, and storage business in the US. The investment objective is income.