2013-11-14T14:27:41-06:00 2012-12-31 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2012-01-01 363604792 3M EMPLOYEES WELFARE BENEFITS ASSOCIATION TRUST II 3MEM 6517368146 3M CENTER BUILDING 224-5N-40 ST PAUL MN 55144 KIMBERLY M TORSETH 6517368146 2013-11-13 1 XIAOYAN LUO P01305207 6123764500 2012 2016-02-24 21:20:13Z JANICE K ANGELL 3M CENTER BUILDING 224-5N-40 ST PAUL MN 55144 384705668 0 X N/A X 1987 MA TO FINANCE MEDICAL, DENTAL, AND LONG-TERM DISABILITY BENEFITS PROVIDED TO CURRENT 3M EMPLOYEES. 3 3 0 8 0 0 0 0 352026828 383870398 -9677642 -172700 0 0 342349186 383697698 0 0 337822154 363533518 26758 23679 0 0 0 17249769 18824056 355098681 382381253 -12749495 1316445 74740036 80661903 115450594 112664194 -40710558 -32002291 N/A 0 0 INCOME REPORTED IS USED TO FINANCE MEDICAL, DENTAL, AND LONG-TERM DISABILITY BENEFITS PROVIDED TO CURRENT 3M EMPLOYEES. 0 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 1 BE 0 0 0 0 X 3 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X H W GJERSDAL 6517336099 3M CENTER BUILDING 224-5N-40 ST PAUL MN 55144 SCOTT D KROHN 1.00 2.00 X 0 0 0 MARLENE M MCGRATH 1.00 2.00 X 0 0 0 GREGG M LARSON 1.00 2.00 X 0 0 0 THE BANK OF NEW YORK MELLON 1.00 3.00 X 23679 0 0 JANICE K ANGELL 1.00 3.00 X 0 0 0 DAVID J OVERSTREET 1.00 3.00 X 0 0 0 DENNIS P DUERST 1.00 3.00 X 0 0 0 KIMBERLY M TORSETH 1.00 3.00 X 0 0 0 23679 0 0 0 0 0 0 BLUE CROSS BLUE SHIELD 3535 BLUE CROSS ROAD EAGAN MN 551221154 PROCESS MEDICAL CLAIMS 10898566 HEALTH PARTNERS 8170 33RD AVE S M/S 21104A BLOOMINGTON MN 55425 PROCESS MEDICAL CLAIMS 3202657 CAREMARK 2211 SANDERS ROAD NORTHBROOK IL 60062 PROCESS MEDICAL PRESCRIPTION DRUG CLAIMS 1342764 DELTA DENTAL 3560 DELTA DENTAL DRIVE EAGAN MN 551223166 PROCESS MEDICAL CLAIMS 1113088 HEWITT 45 SOUTH 7TH STREET SUITE 2100 MINNEAPOLIS MN 55402 RECORDKEEPING SERVICES 1088173 10 EMPLOYER CONTRIBUTIONS 900099 306247453 306247453 MEMBER CONTRIBUTIONS 900099 77622945 77622945 383870398 835270 835270 1007970 -1007970 -1007970 -1007970 383697698 383870398 0 -172700 363533518 23679 96014 65492 ADMINISTRATION 18376764 SERVICE FEES 254178 OTHERS 31608 382381253 1893 49349 15443965 23029253 54194909 52608833 5099269 4974468 74740036 80661903 108731017 105610533 6719577 7053661 115450594 112664194 X 0 0 0 0 -40710558 -32002291 -40710558 -32002291 74740036 80661903 1316445 7391822 0 X 0 1 X 1 0 0 POOLED SEPARATE ACCOUNTS 7053661 F COMMON/COLLECTIVE TRUSTS 36979894 F OTHER INVESTMENTS 1126130 F 103-12 INVESTMENT ENTITIES 539541 F SECURITIES LOANED 6909607 F 52608833 ACCRUED INTEREST AND DIVIDENDS 202196 INSURANCE RECEIVABLE 4743419 INVESTMENT SOLD RECEIVABLES 28853 4974468 OBLIGATION FOR COLLATERAL RECEIVED 7053661 7053661 X 391024028 7391822 7391822 383632206 65492 65492 383697698 385570707 0 385570707 65492 -3254946 -3189454 382381253 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: TRUST II CONSTITUTES A QUALIFIED VOLUNTARY EMPLOYEE BENEFIT ASSOCIATION UNDER SECTION 501(C)(9) OF THE INTERNAL REVENUE CODE (IRC) AND IS, THEREFORE, CONSIDERED TO BE EXEMPT FROM FEDERAL INCOME TAXES UNDER PROVISIONS OF SECTION 501(A). TRUST II OBTAINED ITS LATEST DETERMINATION LETTER ON JUNE 13, 1989, IN WHICH THE INTERNAL REVENUE SERVICE (IRS) STATED THAT TRUST II, AS DESIGNED, WAS IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC. TRUST II HAS BEEN AMENDED SINCE RECEIVING THE DETERMINATION LETTER. HOWEVER, THE TRUST II ADMINISTRATOR BELIEVES THAT THE PLAN IS CURRENTLY DESIGNED AND BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS OF THE PLAN, AND CONCLUDED THAT AS OF DECEMBER 31, 2012, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2009. PART XII, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN IBNR YEAR OVER YEAR -3,254,946. FORM 990, PART VI, SECTION A, LINE 8A THE TRUST IS NOT REQUIRED TO HOLD MEETINGS. THEREFORE, THE TRUST DID NOT PREPARE ANY CONTEMPORANEOUS DOCUMENTION. FORM 990, PART VI, SECTION A, LINE 8B THE TRUST IS NOT REQUIRED TO HOLD MEETINGS. THEREFORE, THE TRUST DID NOT PREPARE ANY CONTEMPORANEOUS DOCUMENTION. FORM 990, PART VI, SECTION B, LINE 11 THE RETURN IS REVIEWED BY INDIVIDUALS WITHIN THE 3M COMPANY TAX DEPARTMENT PRIOR TO FILING. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTATION AND FINANCIAL STATEMENTS ARE NOT LEGALLY REQUIRED TO BE DISCLOSED TO THE PUBLIC AND THEREFORE ARE NOT MADE AVAILABLE. THE TRUST DOES NOT HAVE A CONFLICT OF INTEREST POLICY. ALL DOCUMENTS ARE AVAILABLE UPON REQUEST. 3M EMPLOYEES WELFARE BENEFITS ASSOCIATION TRUST I 3M CENTER BUILDING 224-5N-40 ST PAUL MN 55144 411294448 FINANCE HEALTH CARE BENEFITS PROVIDED TO RETIRED 3M EMPLOYEES MN 501(C)(9) N/A N/A 0 3M EMPLOYEES WELFARE BENEFITS ASSOCIATION TRUST III 3M CENTER BUILDING 224-5N-40 ST PAUL MN 55144 411746690 FINANCE LIFE INSURANCE BENEFITS TO RETIRED 3M EMPLOYEES MN 501(C)(9) N/A N/A 0 3M EMPLOYEES WELFARE BENEFITS ASSOCIATION 3M CENTER BUILDING 224-5N-40 ST PAUL MN 55144 FINANCE BENEFITS TO MEMBERS OF THE CORPORATION MN 501(C)(9) N/A N/A 0 3M COMPANY 3M CENTER BUILDING 224-5N-40 ST PAUL MN 55144 410417775 MANUFACTURING MN N/A C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0