2013-11-22T14:25:42-07:00 2013-06-30 990 2012-07-01 610444825 TRANSYLVANIA UNIVERSITY TRAN 8592338100 300 North Broadway Lexington KY 40508 Marc Mathews 8592338100 2013-11-22 2012 2015-11-30 17:44:51Z Marc Mathews 300 N Broadway Lexington KY 40508 46749265 0 X www.transy.edu X 1780 KY Post Secondary Education 37 37 1321 100 0 0 5974580 5625378 35508167 38915542 2268328 16225691 558288 555239 44309363 61321850 0 0 0 0 21054047 22286735 0 0 1207708 27642457 30045563 48696504 52332298 -4387141 8989552 171655775 179936184 30328100 29618956 141327675 150317228 Post Secondary Education 0 0 45404142 0 38915542 Post Secondary Education: To provide undergraduate degree education, curriculum, training, resources and related expenses. 0 0 0 45404142 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 164 0 1 1321 1 0 0 0 0 0 0 X 37 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Transylvania University 8592338100 300 North Broadway Lexington KY 40508 X William M Arvin Sr 1 0 X 0 0 0 Glen S Bagby 1 0 X 0 0 0 Mindy G Barfield 1 0 X 0 0 0 Antony R Beck 1 0 X 0 0 0 Betsy Brooks Bulleit 1 0 X 0 0 0 Karen K Caldwell 1 0 X 0 0 0 Aristides S Candris 1 0 X 0 0 0 John S Carroll 1 0 X 0 0 0 Joe E Coons 1 0 X X 0 0 0 Karla J Corbin 1 0 X 0 0 0 Richard J Corman 1 0 X 0 0 0 Norwood Cowgill Jr 1 0 X 0 0 0 Luther Deaton Jr 1 0 X 0 0 0 Rose Mary Stamler Dow 1 0 X X 0 0 0 Michael C Finley 1 0 X 0 0 0 James H Frazier III 1 0 X 0 0 0 Ann Rosenstein Giles 1 0 X 0 0 0 John R Hall 1 0 X 0 0 0 Laura R Harper 1 0 X 0 0 0 Claria D Horn 1 0 X 0 0 0 James L Hurley 1 0 X 0 0 0 James G Kenan III 1 0 X X 0 0 0 Roszell Mack III 1 0 X 0 0 0 Samuel J Mitchell Jr 1 0 X 0 0 0 William C Oehmig 1 0 X 0 0 0 Erwin Roberts 1 0 X 0 0 0 Warren W Rosenthal 1 0 X 0 0 0 Joe M Thomson 1 0 X 0 0 0 John E Tobe 1 0 X 0 0 0 Herbert B Tulley 1 0 X 0 0 0 George M VanMeter Jr 1 0 X 0 0 0 John N Williams Jr 1 0 X 0 0 0 Ann Orme Windley 1 0 X 0 0 0 Brian C Wood 1 0 X 0 0 0 Christopher H Young 1 0 X 0 0 0 William T Young Jr 1 0 X X 0 0 0 Byron Young 1 0 X 0 0 0 R Owen Williams 40 0 X 305690 0 0 Marc Mathews 40 0 X 142271 0 0 John K Purdom 40 0 X 139719 0 0 Kathleen Jagger 40 0 X 124712 0 0 Barbara LoMonaco 40 0 X 115601 0 0 Bradley Goan 40 1 X 99076 0 0 Jason Whitaker 40 0 X 96489 0 0 Michael Pepper 40 0 X 111349 0 0 G Rod Erfani 40 1 X 107544 0 0 Daniel Fulks 40 0 X 120237 0 0 William F Pollard 40 0 X 118802 0 0 David Shannon 40 0 X 106434 0 0 1587924 0 0 16 0 1 0 Sodexo 16415 Northcross Drive Suite B Huntersville NC 28078 food service provider 2490681 Ellucian Inc 62814 Collections Center Dr Chicago IL 60693 ERP provider 218825 Jarboe Construction 1017 S Broadway Lexington KY 40504 Building contractor 371728 Woodford Excavation & Transport PO Box 122 Woodford KY 40383 Excavation 369310 Ross Tarrant Architects Inc 101 Old Lafayette Avenue Lexington KY 40502 Architect firm 139860 10 0 0 0 0 0 5625378 0 5625378 Tuition and fees 611310 31366132 31366132 0 0 Room, board, other auxiliaries 611710 7549410 7549410 0 0 0 0 0 0 38915542 1653106 1653106 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 -14572585 0 14572585 0 14572585 14572585 0 0 0 555239 555239 0 0 555239 61321850 55696472 0 0 1023556 435877 447960 139719 0 0 0 0 16464173 13697411 2115835 650927 1095748 873273 172266 50209 2483803 2022335 454973 6495 1219455 990111 174952 54392 71396 71396 29936 29936 607819 520985 78834 8000 290083 160901 59447 69735 844939 616816 176298 51825 458959 403235 44582 11142 678005 581263 32620 64122 576803 456535 104274 15994 831824 831824 3363244 2932032 431212 383084 36321 346763 0 Financial aid 15440429 15440429 0 0 Auxiliary expenses (dining, camps) 2242633 2242633 0 0 Utilities, maintenance, custodial 1848551 1816183 32368 0 Special events/programs 750710 590463 75099 85148 1627148 1587339 39809 0 52332298 45404142 5720448 1207708 790609 657044 6505590 5050786 792556 873406 234633 338939 2204040 2102531 888534 886711 127700829 58986801 70060563 68714028 88082672 99124862 367629 321567 1728949 1866310 171655775 179936184 2570863 3153597 1499319 1647871 23005000 21590000 2352042 2346250 900876 881238 30328100 29618956 X 48933278 47850848 33752228 40227490 58642169 62238890 141327675 150317228 171655775 179936184 X 8989552 0 0 0 0 1 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 2781124 0 0 X X 0 82094133 3276446 15794508 0 7333429 0 93831658 82613640 4196219 2204751 0 6920477 0 82094133 76124089 1730888 11281803 0 6523140 0 82613640 68256064 2197274 10970751 0 5300000 0 76124089 81858127 4135895 -13587958 0 4150000 0 68256064 0.34 0.66 0 0 0 11717630 0 11717630 74911682 0 0 74911682 19660410 0 0 19660410 11805839 0 0 11805839 9605268 0 58986801 -49381533 68714028 0 Annuity liability payable 881238 881238 70652671 0 0 0 0 0 70652671 0 -9330821 -9330821 61321850 53408789 0 0 0 0 0 53408789 0 -1076491 -1076491 52332298 SchD_P03_S00_L04 Schedule D, Part III, Line 4 Works of art, rare books, drawings, portraits, historic documents, and medical textbooks related to the University's 19th century College of Medicine are maintained by the University for educational and community historical purposes. SchD_P05_S00_L04 Schedule D, Part V, Line 4 The University's endowment funds support current operations, scholarships, and specific programs for excellence in teaching and faculty development. SchD_P11_S00_L04b Schedule D, Part XI, Line 4b Bingham Fund for Excellence in Teaching at Transylvania University EIN 61-1129707 revenues are included in the audited financial statements, but not included in this form 990 because a separate form 990 is filed for this entity. SchD_P12_S00_L04b Schedule D, Part XII, Line 4b Bingham Fund for Excellence in Teaching at Transylvania University EIN 61-1129707 expenses are included in the audited financial statements, but not included in this form 990 because a separate form 990 is filed for this entity. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SchE_P01_S00_L03 Schedule E, Part I, Line 3 All publications contain a statement regarding Transylvania University's nondiscrimination policy. SchE_P01_S00_L06 Schedule E, Part I, Line 6 The University's students are eligible to receive federal financial aid. X 1 1 X 0 0 0 0 0 0 0 0 0 R Owen Williams 297417 0 0 0 8273 0 0 0 0 0 305690 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a The University makes a residence available for the use of the President. A LFUCG IRB Series 2009A 610858140 000528908 2009-03-11 6481606 Project funding for building projects 0 0 0 B LFUCG IRB Series 2009B 610858140 000528920 2009-06-10 10498725 Refund 1998 and 2000 series bonds 0 0 0 C LFUCG IRB Series 2012 610858140 000528908 2012-06-27 10082095 Project funding for building projects 0 0 0 A 0 0 6481606 0 0 0 121500 0 0 6360106 0 0 2009 0 0 1 1 B 0 0 10498725 0 0 10327893 170832 0 0 0 0 0 2009 1 0 1 1 C 0 0 10082095 0 0 0 82095 0 0 4949214 0 5050786 2013 0 0 0 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 1 A 1 B 1 C 1 F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b A draft of form 990 is reviewed and approved by the Chair of the Finance Committee prior to filing. This is done at the delegation of the Board. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The Transylvania University Annual Disclosure form is completed by each Trustee and is forwarded to the Vice President of Finance and Business for review. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The Chairman of the Board reviews and approves compensation of the President. The President reviews and approves the compensation of all direct reports. The Director of Human Resources uses CUPA-HR survey data to determine appropriate market salaries. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 Governing documents are available through the Commonwealth of Kentucky Secretary of State. The conflict of interest policy and financial statements are available upon request to the Vice President for Finance and Business. The purpose of the request will be considered on a case-by-case basis. F990_P11_S00_L09 Form 990, Part XI, Line 9 Rounding Bingham Fund for Excellence in Teaching at Transylvania University 300 N Broadway Lexington KY 40508 611129707 Promote excellence in teaching KY 501(c)(3) 509(a)(2) Transylvania University 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 Bingham Fund for Excellence in Teaching at Transylvania University b 1076491 Actual expenses Bingham Fund for Excellence in Teaching at Transylvania University l 0 Bingham Fund for Excellence in Teaching at Transylvania University m 0