2013-05-13T17:07:19-05:00 2012-06-30 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2011-07-01 390806261 The Medical College of Wisconsin Inc % PAMELA J STANICKCONTROLLER MEDI 4149558665 8701 Watertown Plank Road Milwaukee WI 532263548 MARJORIE SPENCER 2013-05-10 true 6175305000 2011 2016-02-24 21:20:13Z JOHN R RAYMOND SR MD 8701 Watertown Plank Road Milwaukee WI 532263548 1264731177 false X http://www.mcw.edu X 1918 WI THE COLLEGE'S MISSION IS TO BE A NATIONAL LEADER IN THE EDUCATION AND DEVELOPMENT OF THE NEXT GENERATION OF PHYSICIANS AND SCIENTISTS; (CONTINUED IN SCHEDULE O) 28 16 6241 75 -51041 -176051 172601206 163033071 713287506 745912385 49065463 40231177 1234354 582757 936188529 949759390 35655716 35121338 0 0 624414923 648683494 47072 33971 2816786 212689533 218095709 872807244 901934512 63381285 47824878 1439703234 1447446882 361526064 360504016 1078177170 1086942866 X THE COLLEGE'S MISSION IS TO BE A NATIONAL LEADER IN THE EDUCATION AND DEVELOPMENT OF THE NEXT GENERATION OF PHYSICIANS AND SCIENTISTS; (CONTINUED IN SCHEDULE O) false false 77569039 8503941 56266263 EDUCATION - THERE ARE MORE THAN 1,260 STUDENTS ENROLLED IN DEGREE-GRANTING EDUCATIONAL PROGRAMS AT THE MEDICAL COLLEGE OF WISCONSIN. THIS INCLUDES 810 MEDICAL STUDENTS, AND MORE THAN 450 GRADUATE STUDENTS. COLLEGE FACULTY SUPERVISE APPROXIMATELY 650 PHYSICIANS IN RESIDENCY TRAINING AND 250 PHYSICIANS IN FELLOWSHIP TRAINING THROUGH THE MEDICAL COLLEGE OF WISCONSIN AFFILIATED HOSPITALS. APPROXIMATELY 200 SCIENTISTS ARE ENGAGED IN POSTDOCTORAL RESEARCH FELLOWSHIP TRAINING THROUGH THE OFFICE OF POSTDOCTORAL EDUCATION. (CONTINUED IN SCHEDULE O) 220492142 24195814 16453563 RESEARCH - IN FY2012, FACULTY RECEIVED APPROXIMATELY $152 MILLION IN EXTERNAL SUPPORT FOR RESEARCH FROM GOVERNMENTAL AND NON-GOVERNMENTAL GRANTS AND CONTRACTS. THIS TOTAL INCLUDES HIGHLY COMPETITIVE RESEARCH AND TRAINING AWARDS FROM THE NATIONAL INSTITUTES OF HEALTH (NIH). DURING THE FEDERAL GOVERNMENT'S FY2012, THE COLLEGE RECEIVED APPROXIMATELY $95.5 MILLION IN NIH FUNDING AND RANKED 42ND AMONG THE NATION'S 136 MEDICAL SCHOOLS RECEIVING NIH RESEARCH FUNDING. (CONTINUED IN SCHEDULE O) 513016939 672321858 PATIENT CARE - APPROXIMATELY 1,350 MEDICAL COLLEGE OF WISCONSIN PHYSICIANS AND MORE THAN 500 NURSE PRACTITIONERS, PHYSICIAN ASSISTANTS, AND OTHER HEALTH CARE PRACTITIONERS PROVIDE ADULT PATIENT CARE AS THE MEDICAL COLLEGE PHYSICIANS AND PEDIATRIC PATIENT CARE THROUGH CHILDREN'S SPECIALTY GROUP, A JOINT VENTURE WITH CHILDREN'S HOSPITAL AND HEALTH SYSTEM. THE MEDICAL COLLEGE OF WISCONSIN PHYSICIAN PRACTICE INCLUDES DOCTORS IN EVERY SPECIALTY AND SUBSPECIALTY OF MEDICINE. (CONTINUED IN SCHEDULE O) 7984428 2421583 870701 819062548 true true false true false false false false false true true true false false true true false true true true true true false true true true false true true true true true false false false false false false false true true true false false false false true true true false false true 874 0 true 6241 true true true false false false false true true false false false false X 28 16 true true true false false true false true true false false true true true true true true true true true true WI X PAMELA J STANICKCONTROLLER 4149558665 8701 WATERTOWN PLANK ROAD MILWAUKEE WI 53226 X JOHN R RAYMOND SR MD 40.0 X X 723431 0 124293 JOSEPH KERSCHNER MD 40.0 X X 864518 0 55842 Edward J Zore 0.5 X X 0 0 0 Linda T Mellowes 0.5 X X 0 0 0 Jon D Hammes 0.5 X X 0 0 0 Mary Ellen Stanek 0.5 X X 0 0 0 P Michael Mahoney 0.5 X X 0 0 0 Elizabeth Brenner 0.5 X 0 0 0 John Byrnes 0.5 X 0 0 0 Curt S Culver 0.5 X 0 0 0 Susan A Feith 0.5 X 0 0 0 Joseph E Geenen MD 0.5 X 0 0 0 Ted D Kellner 0.5 X 0 0 0 Gale E Klappa 0.5 X 0 0 0 Paul F Knoebel 0.5 X 0 0 0 Cory L Nettles 0.5 X 0 0 0 Wayne C Oldenburg 0.5 X 0 0 0 Agustin A Ramirez 0.5 X 0 0 0 Stephen Roell 0.5 X 0 0 0 John S Shiely 0.5 X 0 0 0 Thomas L Spero 0.5 X 0 0 0 Owen J Sullivan 0.5 X 0 0 0 Timothy W Sullivan 0.5 X 0 0 0 Julia A Uihlein PHD 8.0 X 11007 0 0 DAVID WARLTIER MD PHD 40.0 X 528972 0 50821 Gregory M Wesley 0.5 X 0 0 0 Jay B Williams 0.5 X 0 0 0 Thomas Wittmann MD 0.5 X 0 0 0 Carlene Ziegler 0.5 X 0 0 0 Ravindra P Misra PhD 40.0 X 152257 0 23288 G ALLEN BOLTON JR 40.0 X 205966 0 39049 James W Heald 40.0 X 264547 0 46868 Sherri DuCharme-White 40.0 X 214465 0 48294 Tye Minckler 40.0 X 195882 0 41745 Sarah D Cohn JD 40.0 X 305574 0 30250 Marjorie Spencer 40.0 X 300108 0 45908 KATHRYN A KUHN 40.0 X 172892 0 40898 Daniel Wickeham 40.0 X 221936 0 44300 ROY L SILVERSTEIN MD 40.0 X 208294 0 22794 Ann Nattinger MD 40.0 X 395010 0 49338 KEVIN J KELLY MD 40.0 X 401564 0 45568 Robert M Kliegman MD 40.0 X 753703 0 45568 Dennis Maiman MD PhD 40.0 X 2118493 0 46288 James S Tweddell MD 40.0 X 1950556 0 45568 Shekar Kurpad MD PhD 40.0 X 1676946 0 46078 MARK S RUTTUM MD 40.0 X 1363532 0 44407 John G Thometz MD 40.0 X 1227081 0 45851 Michael J Dunn MD 25.0 X 732011 0 36805 Jonathan I Ravdin MD 40.0 X 846102 0 51837 Douglas R Campbell 0.0 X 461869 0 39581 16296716 0 1111239 1230 true true false NATIONAL MARROW DONOR PROGRAM 3433 BROADWAY STREET NE 400 MINNEAPOLIS MN 55413 RESEARCH SUBCONTRACT 7670270 DEDICATED COMP SVC DBA TUSHAUS COMP 10400 INNOVATION AVE 100 MILWAUKEE WI 53226 INFORMATION SYSTEMS 6252879 Medical College of WI Affiliated Ho 8701 watertown plank road MILWAUKEE WI 53226 resident services 4787574 FROEDTERT MEMORIAL LUTHERAN HOSPITA 9200 W WISCONSIN AVE MILWAUKEE WI 53226 SHARED SERVICES 4292908 PRINCIPAL LIFE INSURANCE CO PO BOX 10327 DES MOINES IA 50306 BENEFITS ADMIN 3170440 126 689165 133418557 28925349 396577 163033071 CLINICAL PRACTICE PLAN REVENUE 621110 455133024 455032129 100895 PHYSICIAN CONTRACTS/AFFILIATE SVCS 621110 125146653 125146653 MEDICARE/MEDICAID PAYMENTS 621110 102482489 102482489 MEDICAL INSTRUCTION TUITION AND FEES 611600 42125116 42125116 NON-GOVERNMENTAL GRANTS AND CONTRACTS 541700 13889273 13889273 7135830 7135830 745912385 25905035 -168361 26073396 105899 105899 449451 449451 1488299 1347282 141017 141017 141017 327505923 17394 313203008 100066 14302915 -82672 14220243 14220243 261851 689165 301935 -40084 -40084 23125 7177 15948 15948 28744 12319 16425 16425 0 949759390 745811490 -51041 40965870 25761988 25761988 8475183 8475183 884167 884167 0 7435650 3175392 3776579 483679 985436 516243 469193 509269853 476070787 31741858 1457208 30433951 28133480 2198987 101484 73160725 67664877 5251324 244524 27397879 25143086 2163370 91423 288387 288387 633774 416869 216905 517250 517250 178077 178077 33971 33971 3550363 3550363 21418482 17865553 3541356 11573 757792 675852 72504 9436 9679380 6331812 3260871 86697 15156643 4943078 10174209 39356 45560 45560 40809737 35966354 4660989 182394 6659598 6336985 307258 15355 0 4695784 4266002 399148 30634 8086259 7128769 957490 0 26736578 23911507 2810378 14693 373001 12349 360652 BAD DEBT 24992674 24992674 RESIDENTS & FELLOWS 5465504 5465504 DUES & SUBSCRIPTIONS 7144020 6738549 403748 1723 MEDICAL & RESEARCH SUPPLIES 29788148 29788148 11118698 8173703 2932359 12636 901934512 819062548 80055178 2816786 13317 7813 85036294 70800404 38283212 33987145 56997385 69110164 0 0 0 0 0 0 31631 34422 3041942 3245613 493960974 271682455 225679375 222278519 537970854 511314463 412271495 450683494 44865158 55740079 3514907 3750677 31997664 26494089 1439703234 1447446882 123337414 107870621 0 0 9185195 16130437 208761604 205387865 0 0 0 0 0 0 2442062 1705444 17799789 29409649 361526064 360504016 X 556022627 579673302 147710811 128888313 374443732 378381251 1078177170 1086942866 1439703234 1447446882 X 47824878 -39059182 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 235125 false true 235125 false Schedule C, Part II-B, Line 1g THE COLLEGE ATTEMPTED TO INFLUENCE LEGISLATIVE AND ADMINISTRATIVE ACTION OF BOTH THE WISCONSIN AND FEDERAL GOVERNMENTS IN AREAS THAT RELATE TO THE COLLEGE'S MISSION. THE AREAS OF LEGISLATIVE ACTION WERE: EDUCATION, HEALTH, INSURANCE AND BUDGET RELATED ISSUES. IN THE AREAS OF ADMINISTRATIVE ACTION, THE AGENCIES CONTACTED WERE: WISCONSIN DEPARTMENTS OF ADMINISTRATION, HEALTH AND FAMILY SERVICES, HIGHER EDUCATIONAL AID BOARD, COMMISSIONER OF INSURANCE, DEPARTMENT OF TRANSPORTATION AND DEPARTMENT OF COMMERCE, AND ALSO THE FEDERAL DEPARTMENTS OF HEALTH AND HUMAN SERVICES AND DEPARTMENT OF DEFENSE. LOBBYING EXPENDITURES FOR INTERNAL LOBBYIST'S COMPENSATION AND FRINGE BENEFITS AND EXTERNAL LOBBYIST'S CONTRACT FEES AND EXPENSES TOTALED $235,125. SCHEDULE C, PART II-B, LINE 1I THE COLLEGE PAYS MEMBERSHIP DUES TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, AN INSUBSTANTIAL PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. 487583112 4697929 -1587957 709243 17146292 2292783 470544766 410429771 6063025 87937186 682895 13913349 2250626 487583112 374602162 3254421 49870473 478880 15212323 1606082 410429771 473871184 3871231 -85952887 317882 16007101 862383 374602162 0.15000 0.76000 0.09000 false false 263555679 126634078 136921601 13969852 11089562 2880290 204513442 133096998 71416444 11922001 861817 11060184 222278519 CLOSELY-HELD EQUITY SECURITIES 97137861 F COMMINGLED EQUITY FUNDS 227535226 F COMMINGLED BOND FUNDS 122359155 F GUARANTEED INVSTMNT CONTRACTS 3651252 F 450683494 0 US GOVNT SPONSORED LOAN FUND 9184464 INTEREST RATE SWAP AGREEMENT 20225185 29409649 Schedule D, Part V, Line 4 THE COLLEGE'S ENDOWMENT FUNDS HAVE BEEN ESTABLISHED FOR THE FOLLOWING PURPOSES: 1) PROVIDE FUNDING FOR ACTIVITIES THAT SUPPORT THE MISSIONS OF INSTRUCTION, RESEARCH, PATIENT CARE AND COMMUNITY ENGAGEMENT 2) PROVIDE A REVENUE SOURCE FOR ENDOWED PURPOSES SUCH AS SCHOLARSHIPS, STUDENT LOANS, PROFESSORSHIPS, AND PROGRAM ENHANCEMENTS 3) PROVIDE A REVENUE SOURCE FOR CAPITAL REQUIREMENTS 4) PROVIDE A REVENUE SOURCE FOR INITIATIVES OF THE ADVANCING A HEALTHIER WISCONSIN PROGRAM 5) PROVIDE A REVENUE SOURCE FOR PROGRAMS, ACTIVITIES, CONTINGENCIES AND OTHER PURPOSES AS THE BOARD OF TRUSTEES MAY CONSIDER APPROPRIATE. SCHEDULE D, PART VII THE GUARANTEED INVESTMENT CONTRACTS ARE ASSETS OF A FROZEN SECTION 457 DEFINED CONTRIBUTION RETIREMENT PLAN. SCHEDULE D, PART X - FIN 48 THE COLLEGE APPLIES THE STANDARDS FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES CONTAINED IN FASB ASC TOPIC 740, INCOME TAXES (ASC TOPIC 740). ASC TOPIC 740 ADDRESSES THE DETERMINATION OF HOW TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER ASC TOPIC 740, THE COLLEGE MUST RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN FIFTY PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. ASC TOPIC 740 ALSO PROVIDES GUIDANCE ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND DISCLOSURE REQUIREMENTS. THE COLLEGE DOES NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS AS OF JUNE 30, 2012. true true true true true true true false false false false false false false false true false true PART I, LINE 3 THE COLLEGE VALUES DIVERSITY AMONG ITS STUDENT BODY AND ACTIVELY RECRUITS TO PROMOTE DIVERSITY. MORE THAN HALF OF THE COLLEGE'S STUDENT BODY IS NOT FROM THE STATE OF WISCONSIN AND MANY OF THOSE FROM WITHIN WISCONSIN ARE NOT LOCAL. THEREFORE, THE COLLEGE'S COMMITMENT TO RECRUITMENT AND TRAINING OF A MULTICULTURAL STUDENT BODY ALONG WITH ITS NON-DISCRIMINATION POLICY IS PUBLICIZED ON THE COLLEGE'S WEBSITE AND IN ITS BROCHURES AND PUBLICATIONS. PART I, LINE 6A THE COLLEGE RECEIVES RESEARCH GRANTS AND CONTRACTS FROM SEVERAL GOVERNMENTAL AGENCIES, INCLUDING BUT NOT LIMITED TO, THE DEPARTMENT OF HEALTH AND HUMAN SERVICES, THE DEPARTMENT OF EDUCATION, THE DEPARTMENT OF DEFENSE, THE DEPARTMENT OF TRANSPORTATION, THE DEPARTMENT OF VETERANS' AFFAIRS, THE NATIONAL SCIENCE FOUNDATION AND THE STATE OF WISCONSIN. MANY STUDENTS OF THE COLLEGE ARE ELIGIBLE TO RECEIVE FEDERAL STUDENT FINANCIAL AID, INCLUDING BUT NOT LIMITED TO, THE FEDERAL PERKINS LOAN PROGRAM AND THE FEDERAL PRIMARY CARE LOAN PROGRAM. FEDERALLY GUARANTEED LOANS ARE ISSUED TO STUDENTS OF THE COLLEGE THROUGH THE DEPARTMENT OF EDUCATION'S DIRECT LOAN PROGRAM. true Central America and the Caribbean Program Services Research/subawards 188345 East Asia and the Pacific Program Services Research/subawards 141066 Europe (Including Iceland and Greenland) Program Services Research/subawards 446215 Middle East and North Africa Program Services Research/subawards 1368 North America Program Services Research/subawards 60592 Russia and the Newly Independent States 1 Program Services Research/subawards 283936 South America Program Services Research/subawards 57810 Sub-Saharan Africa Program Services Research/subawards 2722 Central America and the Caribbean Program Services SEMINARS/CONFERENCES 30641 East Asia and the Pacific Program Services SEMINARS/CONFERENCES 85007 Europe (Including Iceland and Greenland) Program Services SEMINARS/CONFERENCES 249478 Middle East and North Africa Program Services SEMINARS/CONFERENCES 9068 North America Program Services SEMINARS/CONFERENCES 139196 Russia and the Newly Independent States Program Services SEMINARS/CONFERENCES 40135 South America Program Services SEMINARS/CONFERENCES 43483 South Asia Program Services SEMINARS/CONFERENCES 12760 Sub-Saharan Africa Program Services SEMINARS/CONFERENCES 4837 Central America and the Caribbean Investments 84693000 1 1 1796659 84693000 86489659 North America RESEARCH SUBAWARD 16576 CHECK Europe/Iceland/Greenland Research Subaward 38832 WIRE Cent. America/Caribbean RESEARCH SUBAWARD 172499 WIRE Europe/Iceland/Greenland RESEARCH SUBAWARD 147272 WIRE Europe/Iceland/Greenland RESEARCH SUBAWARD 137283 WIRE Europe/Iceland/Greenland Research Subaward 19416 CHECK Europe/Iceland/Greenland Research Subaward 59077 CHECK Europe/Iceland/Greenland Research Subaward 18360 WIRE North America Research Subaward 38016 CHECK Europe/Iceland/Greenland Research Subaward 16569 CHECK Europe/Iceland/Greenland Research Subaward 6165 CHECK Cent. America/Caribbean Research Subaward 15846 WIRE South America Research Subaward 54810 WIRE East Asia/Pacific Research Subaward 140724 CHECK 13 1 true false true true true false Schedule F, Part I, Line 2 THE COLLEGE IS THE RECIPIENT OF FEDERAL AND NON-FEDERAL GRANT FUNDS. SOME OF THE GRANT AWARDS ARE SUBAWARDED TO QUALIFIED ORGANIZATIONS (SUBRECIPIENTS) THAT ASSIST OR PROVIDE AN INTELLECTUAL CONTRIBUTION TO THE PROJECT, BASED ON THE REQUIREMENTS OF THE PRIME AWARD. TO MONITOR THE USE OF GRANT FUNDS UNDER THE SUBAWARDS, THE COLLEGE ENTERS INTO SIGNED SUBAWARD AGREEMENTS WHICH CONTAIN THE TERMS AND CONDITIONS OF THE SUBAWARD RELATIONSHIP. THE SUBAWARD AGREEMENTS REQUIRE THAT PRIOR TO REIMBURSEMENT OF EXPENSES THE SUBRECIPIENT MUST PROVIDE A CERTIFIED INVOICE TO THE COLLEGE. BEFORE APPROVAL OF AN INVOICE FOR PAYMENT, THE COLLEGE VERIFIES THAT THE INVOICE AND SUPPORTING DOCUMENTATION SUBMITTED BY THE SUBRECIPIENT ARE IN LINE WITH THE APPROVED SUBAWARD BUDGET AND THAT THE COST DETAIL PRESENTED PROVIDES REASONABLE ASSURANCE THAT COSTS TO BE REIMBURSED ARE ALLOWABLE, ALLOCABLE, AND REASONABLE. PROGRESS REPORTS SUBMITTED BY THE SUBRECIPIENT ARE REVIEWED TO DETERMINE THAT PROGRESS IS MADE TOWARD THE GOALS AND OBJECTIVES OF THE SUBAWARD. AS FOREIGN ENTITIES ARE NOT SUBJECT TO OMB CIRCULAR A-133, FOREIGN SUBRECIPIENTS ARE REQUIRED TO SUBMIT A SUBRECIPIENT QUESTIONNAIRE THAT DESCRIBES THEIR ACCOUNTING PRACTICES WITH REGARD TO THE SUBAWARD. BASED ON THE QUESTIONNAIRE, THE COLLEGE ASSESSES THE RISK OF THE ORGANIZATION AND PERFORMS ADDITIONAL MONITORING TASKS. SCHEDULE F, PART II - ACCOUNTING METHOD RESEARCH SUBAWARDS IN PART II ARE REPORTED ON AN ACCRUAL BASIS, WHICH IS THE METHOD USED TO ACCOUNT FOR THEM IN THE ORGANIZATION'S FINANCIAL STATEMENTS. X X X X X X X true HARRIS CONNECT LLC telemarket services false 167122 33971 133151 167122 33971 133151 All States PRO-AM GOLF 289370 192936 96434 15224 65841 17416 11361 HEALTHCARE DIN 270900 175285 95615 3868 32052 81223 3400 7 390746 320944 69802 5157 23410 30683 12300 951016 689165 261851 20381 93119 80151 81223 27061 301935 -40084 23125 1084 5729 364 false 23125 1084 5729 364 7177 15948 WI true false false false 1.00000 James Heald VP of Institutional Ad 8701 Watertown Plank Road Milwaukee WI 53226 false JAMES HEALD SEE PART IV X false SCHEDULE G, PART III, LINE 16 RAFFLES (GAMING) ARE CONDUCTED AS PART OF THE SPECIAL EVENT FUNDRAISERS HELD BY THE COLLEGE. JAMES HEALD HAS OVERSIGHT RESPONSIBILITIES FOR FUNDRAISING EVENTS, BUT DELEGATES SPECIFIC DUTIES TO HIS STAFF. HE IS COMPENSATED FOR HIS ROLE AS VP OF INSTITUTIONAL ADVANCEMENT AND DOESN'T RECEIVE SEPARATE COMPENSATION FOR GAMING EVENTS. HIS ENTIRE COMPENSATION IS DISCLOSED IN PART VII AND SCHEDULE J AS AN OFFICER OF THE COLLEGE. true 16TH ST COMMUNITY HEALTH CENTER 1337 S CESAR DR MILWAUKEE WI 53204 391180475 501 (c)(3) 9921 Research Subaward AGING AND DISABILITY RESOURCE CENTER 2095 STE MARIE ST WAUTOMA WI 54982 396005759 115 7500 Research Subaward AIDS RESOURCE CENTER OF WISCONSIN INC PO BOX 510498 MILWAUKEE WI 53203 391534049 501 (c)(3) 158226 Research Subaward AIDS RESOURCE CENTER OF WISCONSIN INC PO BOX 510498 MILWAUKEE WI 53203 391534049 501 (c)(3) 15080 Advance Healthier WI AIDS TASKFORCE OF GREATER CLEVELAND 3210 EUCLID AVENUE CLEVELAND OH 44115 341433612 501 (c)(3) 145552 Research Subaward AMERICAN ACADEMY OF PEDIATRICS 141 NW PT BLVD ELK GROVE VILLAGE IL 60007 362275597 501 (c)(3) 14318 Research Subaward AMERICAN MEDICAL ASSOCIATION 515 N STATE STREET CHICAGO IL 60654 360727175 501 (c)(3) 118245 Research Subaward AUBURN UNIVERSITY 310 SAMFORD HALL AL 36849 AUBURN AL 36849 636000724 115 9460 Research Subaward BALTIMORE RESEARCH AND EDUCATION FOUNDATION INC 10 N GREENE STREET BALTIMORE MD 21201 521705976 501 (c)(3) 5098 Research Subaward BARRON COUNTY 330 E LASALLE AVENUE BARRON WI 54812 396005668 115 121136 Advance Healthier WI BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 77030 741613878 501 (c)(3) 7341 Research Subaward BD BIOSCIENCES 1 BECKTON DRIVE FRANKLIN LAKES NJ 07417 220760120 351901 Research Subaward BLOOD CENTER OF WISCONSIN INC 638 NORTH 18TH ST MILWAUKEE WI 53201 390807235 501 (c)(3) 1112037 Research Subaward BLOOD CENTER OF WISCONSIN INC 638 NORTH 18TH ST MILWAUKEE WI 53201 390807235 501 (c)(3) 8626 Advance Healthier WI BREAD OF HEALING INC 1821 N 16TH STREET MILWAUKEE WI 53205 810669867 501 (c)(3) 101322 Advance Healthier WI CELLULAR DYNAMICS INTERNATIONAL INC 525 SCIENCE DRIVE MADISON WI 53711 261737267 200000 Research Subaward CENTER FOR SELF SUFFICIENCY INC 4465 N OAKLAND AVENUE MILWAUKEE WI 53211 331118674 501 (c)(3) 38667 Research Subaward CHILDRENS HOSPITAL OAKLAND 747 52ND STREET OAKLAND CA 94609 940382330 501 (c)(3) 19690 Research Subaward CHILDRENS HOSPITAL OF PHILADELPHIA 34TH ST CIVIC CTR PHILADELPHIA PA 19104 231352166 501 (c)(3) 13139 Research Subaward CHILDRENS HOSPITAL OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390812532 501 (c)(3) 400221 Research Subaward CHILDRENS HOSPITAL OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390812532 501 (c)(3) 36440 Advance Healthier WI CHILDRENS MEMORIAL HOSPITAL 2300 CHILDRENS PLAZA CHICAGO IL 60614 362170833 501 (c)(3) 90646 Research Subaward CHILDRENS NATIONAL MEDICAL CENTER 111 MICHIGAN AVE WASHINGTON DC 20010 521640403 501 (c)(3) 25399 RESEARCH SUBAWARD CHILDRENS RESEARCH INSTITUTE 111 MICHIGAN AVE WASHINGTON DC 20010 521654453 501 (c)(3) 10064 Research Subaward CHILDRENS SERVICE SOC OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390806380 501 (c)(3) 13260 research subaward CHILDRENS SERVICE SOC OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390806380 501 (c)(3) 11568 Advance Healthier WI CITY OF MILWAUKEE FIRE DEPARTMENT 6680 N TEUTONIA AVENUE MILWAUKEE WI 53209 396005532 115 18023 Advance Healthier WI CITY OF MILWAUKEE HEALTH DEPARTMENT 841 N BROADWAY MILWAUKEE WI 53202 396005532 115 274043 Research Subaward CLEVELAND CLINIC LERNER COLLEGE OF MEDICINE 9500 EUCLID AVE CLEVELAND OH 44195 341018992 501 (c)(3) 16198 Research Subaward COA YOUTH AND FAMILY CENTERS 909 EAST NORTH AVENUE MILWAUKEE WI 53212 390806339 501 (c)(3) 54857 Advance Healthier WI COLUMBIA ST MARYS FOUNDATION 4425 N PORT WASHINGTON GLENDALE WI 53212 391494981 501 (c)(3) 105326 Advance Healthier WI EMMES CORPORATION THE 401 N WASHINGTON ST ROCKVILLE MD 20850 541058268 3127302 Research Subaward FONDY FOOD CENTER INC 2242 N 17TH STREET MILWAUKEE WI 53205 311751969 501 (c)(3) 12390 Advance Healthier WI GESAC INC 125 ORCHARD DRIVE BOONSBORO MD 21713 521510580 104082 Research Subaward H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501 (c)(3) 8641 Research Subaward HEALTHCARE EDUCATION AND TRAINING INC 9640 N AUGUSTA DRIVE CARMEL IN 46032 351910772 501 (c)(3) 11250 Research Subaward HEALTH RESEARCH INC ROSWELL PARK CANCER INSTITUTE ELM CARLTON STREETS BUFFALO NY 14263 141402155 501 (c)(3) 179680 Research Subaward INDIANA UNIVERSITY 620 UNION DRIVE INDIANAPOLIS IN 46202 356001673 115 18667 Research Subaward INSTITUTE FOR COMMUNITY RESEARCH INC TWO HARTFORD SQUARE WEST HARTFORD CT 06106 060653116 501 (c)(3) 79018 Research Subaward IOWA STATE UNIVERSITY 1138 PEARSON HALL AMES IA 50011 426004224 115 149496 Research Subaward JAMES MADISON UNIVERSITY MSC 5719 HARRISONBURG VA 22807 546001756 115 36214 Research Subaward JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH 624 N BROADWAY BALTIMORE MD 21205 520595110 501 (c)(3) 28570 research subaward KENOSHA COUNTY 8600 SHERIDAN ROAD KENOSHA WI 53143 396005707 115 41577 Advance Healthier WI LA CAUSA INC 136 W GREENFIELD AVE MILWAUKEE WI 53204 391247667 501 (c)(3) 55771 Advance Healthier WI LA CROSSE COUNTY AGING UNIT 400 4TH STREET N LA CROSSE WI 54601 396005709 115 7500 research subaward MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE WI 53201 390806251 501 (c)(3) 457216 Research Subaward MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE WI 53201 390806251 501 (c)(3) 37539 Advance Healthier WI MARSHFIELD CLINIC 1000 NORTH OAK AVENUE MARSHFIELD WI 54449 390452970 501 (c)(3) 37990 Research Subaward MEDICAL COLLEGE OF GA RESEARCH INST INC 1120 15TH STREET AUGUSTA GA 30909 581418202 501 (c)(3) 13002 Research Subaward MEDICAL UNIVERSITY OF SOUTH CAROLINA 19 HAGWOOD AVENUE CHARLESTON SC 29425 576000722 115 59636 research subaward MILWAUKEE AREA HEALTH EDUCATION CENTER 2224 W KILBOURN AVENUE MILWAUKEE WI 53233 391749908 501 (c)(3) 25724 Advance Healthier WI MILWAUKEE HEALTH SERVICES INC 2555 N MLK DRIVE MILWAUKEE WI 53212 391664109 501 (c)(3) 46126 research subaward MILWAUKEE PUBLIC SCHOOLS 5225 WEST VLIET STREET MILWAUKEE WI 53208 396003457 115 14757 Advance healthier wi MILWAUKEE SCHOOL OF ENGINEERING 1025 N BROADWAY ST MILWAUKEE WI 53202 390477970 501 (c)(3) 180568 research subaward MISSISSIPPI STATE UNIVERSITY 133 ETHEREDGE HALL MS STATE MS 39762 646000819 115 35452 Research Subaward NASHVILLE CARES 501 BRICK CHURCH PK DR NASHVILLE TN 37207 621274532 501 (c)(3) 62346 Research Subaward NATIONWIDE CHILDRENS HOSPITAL INC 700 CHILDRENS DRIVE COLUMBUS OH 43205 314379441 501 (c)(3) 239356 Research Subaward NATIONAL MARROW DONOR PROGRAM 3001 BROADWAY ST MINNEAPOLIS MN 55413 840865803 501 (c)(3) 8446151 Research Subaward NEIGHBORHOOD HOUSE OF MILWAUKEE INC 2819 W RICHARDSON PLACE MILWAUKEE WI 53209 390806269 501 (c)(3) 191565 Research Subaward NEW CONCEPT SELF DEVELOPMENT CENTER INC 4828 W FOND DU LAC AVE MILWAUKEE WI 53216 391220236 501 (c)(3) 63336 Research Subaward NEXT DOOR FOUNDATION INC 2545 NORTH 29TH STREET MILWAUKEE WI 53210 391162969 501 (c)(3) 96336 Research Subaward NORTH CAROLINA STATE UNIVERSITY 2701 SULLIVAN DRIVE RALEIGH NC 27695 566000756 115 60461 Research Subaward NORTHWESTERN UNIVERSITY 633 NORTH CLARK STREET EVANSTON IL 60208 362167817 501 (c)(3) 576529 Research Subaward OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 316025986 115 36169 Research Subaward OPPORTUNITIES INDUSTRIALIZATION CTR OF RACINE 1020 WASHINGTON AVENUE RACINE WI 53403 391638315 501 (c)(3) 28641 Research Subaward OREGON HEALTH AND SCIENCE UNIVERSITY 2525 SW FIRST AVENUE PORTLAND OR 97201 931176109 115 13668 Research Subaward PROGRESSIVE COMMUNITY HEALTH CENTERS 3522 W LISBON AVENUE MILWAUKEE WI 53208 391958810 501 (c)(3) 28164 Advance Healthier WI QUIDEL CORPORATION 10165 MCKELLAR COURT SAN DIEGO CA 92121 942573850 251810 Research Subaward RACINE KENOSHA COMMUNITY ACTION AGENCY 2113 N WISCONSIN ST RACINE WI 53402 391087210 501 (c)(3) 34466 Research Subaward REGENTS OF THE UNIVERSITY OF MINNESOTA 200 OAK STREET SE MINNEAPOLIS MN 55455 416007513 115 493923 Research Subaward REGENTS OF UNIVERSITY OF COLORADO 1800 GRANT STREET DENVER CO 80203 846000555 115 14341 Research Subaward SCRIPPS RESEARCH INSTITUTE THE 10550 N TORREY PINES RD LA JOLLA CA 92037 330435954 501(c)(3) 178755 Research Subaward SILVER SPRING NEIGHBORHOOD CENTER INC 5460 NORTH 64TH STREET MILWAUKEE WI 53218 390966281 501 (c)(3) 38601 Research Subaward SOUTH BEACH AIDS PROJECT INC 1234 WASHINGTON AVE MIAMI BEACH FL 33139 650369350 501 (c)(3) 159683 Research Subaward SOUTH CAROLINA HIVAIDS COUNCIL 1518 PICKENS STREET COLUMBIA SC 29201 570994526 501 (c)(3) 77796 Research Subaward ST MARTIN DE PORRES CATHOLIC CHURCH 128 W BURLEIGH STREET MILWAUKEE WI 53212 391821873 501 (C)(3) 10675 Advance Healthier WI TEXAS A&M RESEARCH FOUNDATION 400 HARVEY M PKWY COLLEGE STATION TX 77845 741238434 501 (c)(3) 21684 Research Subaward TEXAS BIOMEDICAL RESEARCH INSTITUTE PO BOX 760549 SAN ANTONIO TX 78245 741109630 501 (c)(3) 152748 Research Subaward THOMSON REUTERS HEALTHCARE INC 777 E EISENHOWER PKWY ANN ARBOR MI 48108 061467923 32926 Research Subaward TULANE UNIVERSITY 6823 ST CHARLES AVE NEW ORLEANS LA 70118 720423889 501 (c)(3) 6731 Research Subaward UNITED COMMUNITY CENTER 1028 S 9TH STREET MILWAUKEE WI 53204 391146191 501 (c)(3) 104466 Advance Healthier WI UNITED NEIGHBORHOOD CENTERS OF MILWAUKEE INC 710 N PLANKINTON AVE MILWAUKEE WI 53203 906031721 501 (c)(3) 280453 Advance Healthier WI UNIVERSITY OF ALABAMA AT BIRMINGHAM 1530 3RD AVENUE SOUTH BIRMINGHAM AL 35294 636005396 115 33424 Research Subaward UNIVERSITY OF CALIFORNIA DAVIS ONE SHIELDS AVENUE DAVIS CA 95616 946036494 115 77864 Research Subaward UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD LOS ANGELES CA 90024 956006143 115 97164 Research Subaward UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 115 183945 Research Subaward UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM ST SAN FRANCISCO CA 94143 946036493 115 102268 Research Subaward UNIVERSITY OF CINCINNATI 51 GOODMAN DRIVE CINCINNATI OH 45221 316000989 115 33644 Research Subaward UNIVERSITY OF GEORGIA RESEARCH FDN INC 456 EAST BROAD ST ATHENS GA 30602 581353149 501 (c)(3) 504952 Research Subaward UNIVERSITY OF HOUSTON 5000 GULF FWY HOUSTON TX 77204 746001399 115 379405 Research Subaward UNIVERSITY OF ILLINOIS THE 506 SOUTH WRIGHT STREET URBANA IL 61801 376000511 115 88257 Research Subaward UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVE N WORCESTER MA 01655 043167352 115 133782 Research Subaward UNIVERSITY OF MEDICINE AND DENTISTRY OF NJ 65 BERGEN ST NEWARK NJ 07107 221775306 115 25947 Research Subaward UNIVERSITY OF MEMPHIS THE 319 ADMIN BLDG MEMPHIS TN 38152 626048540 115 81014 Research Subaward UNIVERSITY OF MISSISSIPPI MEDICAL CENTER 2500 NORTH STATE STREET JACKSON MS 39216 646008520 501 (c)(3) 370835 Research Subaward UNIVERSITY OF NEVADA RENO 1664 N VIRGINIA ST RENO NV 89557 886000024 115 12162 Research Subaward UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL PO BOX 309 CHAPEL HILL NC 27514 566001393 115 279427 Research Subaward UNIVERSITY OF PITTSBURGH 123 UNIVERSITY PLACE PITTSBURGH PA 15213 250965591 115 134924 Research Subaward UNIVERSITY OF ROCHESTER 1325 MT HOPE AVENUE ROCHESTER NY 14620 160743209 501 (c)(3) 97769 Research Subaward UNIVERSITY OF SOUTH FLORIDA 3650 SPECTRUM BLVD TAMPA FL 33612 593102112 115 76695 Research Subaward UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7726 AUSTIN TX 78713 746000203 115 56507 Research Subaward UNIVERSITY OF TEXAS M D ANDERSON CANCER CTR 1515 HOLCOMBE BLVD HOUSTON TX 77030 746001118 115 99588 Research Subaward UNIVERSITY OF TEXAS MEDICAL BRANCH 301 UNIVERSITY BLVD GALVESTON TX 77555 746000949 115 7129 Research Subaward UNIVERSITY OF TX SOUTHWESTERN MEDICAL CTR 5323 HARRY HINES BLVD DALLAS TX 75390 756002868 115 70703 Research Subaward UNIVERSITY OF UTAH 75 SOUTH 2000 EAST SALT LAKE CITY UT 84112 876000525 115 80296 Research Subaward UNIVERSITY OF WASHINGTON 3903 BROOKLYN AVENUE SEATTLE WA 98105 916001537 115 135418 Research Subaward UNIVERSITY OF WI HOSPITALS AND CLINICS AUTHORITY 635 SCIENCE DRIVE MADISON WI 53711 391835630 115 86655 Research Subaward UNIVERSITY OF WISCONSIN LA CROSSE 1725 STATE STREET LA CROSSE WI 54601 391805963 115 92798 advance healthier wi UNIVERSITY OF WISCONSIN MADISON 21 NORTH PARK ST MADISON WI 53715 396006492 115 1107289 research subaward UNIVERSITY OF WISCONSIN MILWAUKEE PO BOX 413 MILWAUKEE WI 53201 391805963 115 414742 Research Subaward UNIVERSITY OF WISCONSIN MILWAUKEE PO BOX 413 MILWAUKEE WI 53201 391805963 115 18002 Advance Healthier WI URBAN ECOLOGY CENTER INC 1500 E PARK PLACE MILWAUKEE WI 53211 391712663 501 (c)(3) 5384 advance healthier wi US CIVILIAN RESEARCH AND DEVELOPMENT FDN 1530 WILSON BLVD ARLINGTON VA 22209 541773406 501 (C)(3) 171956 research subaward VERNON COUNTY HEALTH DEPARTMENT 318 FAIRLANE DRIVE VIROQUA WI 54665 396005749 115 7500 Research Subaward WAKE FOREST UNIVERSITY HEALTH SCIENCES MEDICAL CENTER BLVD WINSTONSALEM NC 27157 223849199 501 (c)(3) 19827 research subaward WALNUT WAY CONSERVATION CORP 2247 NORTH 17TH STREET MILWAUKEE WI 53205 392007850 501 (c)(3) 7219 Research Subaward WASHINGTON UNIVERSITY 700 ROSEDALE AVENUE ST LOUIS MO 63112 430653611 501 (c)(3) 18465 Research Subaward WAYNE STATE UNIVERSITY 5700 CASS AVENUE DETROIT MI 48202 386028429 115 74376 Research Subaward WILLIAM MARSH RICE UNIVERSITY 6100 MAIN STREET NO MS 70 HOUSTON TX 77005 741109620 501 (c)(3) 30372 research subaward WISCONSIN ACADEMY OF PEDIATRICS 563 CARTER COURT KIMBERLY WI 54136 391956625 501 (c)(3) 47828 Advance Healthier WI WISCONSIN COMMUNITY SERVICES INC 3732 W WISCONSIN AVE MILWAUKEE WI 53208 390808464 501 (c)(3) 269793 Advance Healthier WI WISCONSIN DIVISION OF PUBLIC HEALTH 1 WEST WILSON ST MADISON WI 53702 391486928 115 47385 Advance Healthier WI WISCONSIN MEDICAL SOCIETY INC PO BOX 1109 MADISON WI 53701 390634758 501 (c)(6) 19869 Advance Healthier WI WISCONSIN PUBLIC HEALTH ASSN 702 EISENHOWER DR KIMBERLY WI 54136 396084243 501 (c)(3) 104160 Advance Healthier WI WORD OF HOPE MINISTRIES INC 2677 N 40TH STREET MILWAUKEE WI 53210 391857844 501 (c)(3) 7452 Advance Healthier WI 112 7 MEDICAL STUDENT SCHOLARSHIPS - FUNDED EXTERNAL 149 0 832065 BOOK SCHOLARSHIPS MEDICAL STUDENT SCHOLARSHIPS - FUNDED INTERNAL 102 0 1348353 BOOK SCHOLARSHIPS GRADUATE SCHOOL SCHOLARSHIPS 203 5645626 BOOK SCHOLARSHIPS STUDENT AWARDS 85 70952 RESEARCH TRAINEE STIPENDS 281 578187 Schedule I, Part I, Line 2 MEDICAL AND GRADUATE SCHOOL SCHOLARSHIPS ARE APPLIED DIRECTLY TO STUDENTS' ACCOUNTS AT THE COLLEGE. THE COLLEGE MAINTAINS RECORDS TO JUSTIFY THE AWARD DECISIONS, INCLUDING THE FINANCIAL AID ELIGIBILITY OF THE RECIPIENTS. The College is the recipient of Federal and non-federal grant funds in support of its research mission. Some of the grant awards are subawarded to qualified organizations (subrecipients) to assist or provide an intellectual contribution to the project based on the requirements of the prime award. The College's public and community health mission is complemented by the Advancing a Healthier Wisconsin (AHW) endowment under which funds are awarded to qualified organizations to support initiatives that improve the health of the residents of the State of Wisconsin. To monitor the use of research subawards and AHW awarded funds, the College enters into signed subaward agreements which contain the terms and conditions of the subaward relationship. The subaward agreements require that prior to reimbursement of expenses, the subrecipient provide a certified invoice to the College. Before approval of an invoice for payment, the College verifies that the invoice and any supporting documentation submitted by the subrecipient match the approved subaward budget and that the cost detail presented provides reasonable assurance that costs to be reimbursed are allowable, allocable, and reasonable. Progress reports submitted by the subrecipient are reviewed to determine that progress is being made toward the goals and objectives of the subaward. The College obtains an annual OMB Circular A-133 audit report, or a financial audit report or subrecipient questionnaire for organizations not subject to OMB Circular A-133, to ensure that audit findings do not exist which would impact awarded funds. In cases where an audit is not required or if audit findings are noted, the college assesses the risk of the organization and perform additional monitoring tasks. X X true true X X X X true true false false false true true false false JOHN R RAYMOND SR MD 645806 0 20000 0 57625 0 97600 0 26693 0 847724 0 0 0 JOSEPH KERSCHNER MD 752997 0 110000 0 1521 0 29592 0 26250 0 920360 0 0 0 DAVID WARLTIER MD PHD 522026 0 0 0 6946 0 19600 0 31221 0 579793 0 0 0 Ravindra P Misra PhD 152257 0 0 0 0 0 12350 0 10938 0 175545 0 0 0 G ALLEN BOLTON JR 98504 0 100000 0 7462 0 32000 0 7049 0 245015 0 0 0 James W Heald 257171 0 0 0 7376 0 19600 0 27268 0 311415 0 0 0 Sherri DuCharme-White 213917 0 0 0 548 0 17773 0 30521 0 262759 0 0 0 Tye Minckler 195054 0 0 0 828 0 15860 0 25885 0 237627 0 0 0 Sarah D Cohn JD 298198 0 0 0 7376 0 19600 0 10650 0 335824 0 0 0 Marjorie Spencer 299568 0 0 0 540 0 19600 0 26308 0 346016 0 0 0 KATHRYN A KUHN 152089 0 0 0 20803 0 12650 0 28248 0 213790 0 0 0 Daniel Wickeham 221460 0 0 0 476 0 17992 0 26308 0 266236 0 0 0 ROY L SILVERSTEIN MD 126525 0 75000 0 6769 0 16200 0 6594 0 231088 0 0 0 Ann Nattinger MD 373833 0 12500 0 8677 0 19600 0 29738 0 444348 0 0 0 KEVIN J KELLY MD 401564 0 0 0 0 0 19600 0 25968 0 447132 0 0 0 Robert M Kliegman MD 748364 0 0 0 5339 0 19600 0 25968 0 799271 0 0 0 Dennis Maiman MD PhD 1642216 0 469424 0 6853 0 19600 0 26688 0 2164781 0 0 0 James S Tweddell MD 1471777 0 445560 0 33219 0 19600 0 25968 0 1996124 0 0 0 Shekar Kurpad MD PhD 940116 0 736290 0 540 0 19600 0 26478 0 1723024 0 0 0 MARK S RUTTUM MD 226942 0 1133829 0 2761 0 19600 0 24807 0 1407939 0 0 0 John G Thometz MD 747314 0 462000 0 17767 0 19600 0 26251 0 1272932 0 0 0 Michael J Dunn MD 119173 0 12500 0 600338 0 10863 0 25942 0 768816 0 398320 0 Jonathan I Ravdin MD 534302 0 0 0 311800 0 26050 0 25787 0 897939 0 0 0 Douglas R Campbell 234302 0 0 0 227567 0 24267 0 15314 0 501450 0 151135 0 SCHEDULE J, PART I, LINE 1 THE COLLEGE PAID MEMBERSHIP DUES TO THE UNIVERSITY CLUB ON BEHALF OF ONE BOARD MEMBER AND FOUR OFFICERS DURING CALENDAR YEAR 2011. MEMBERSHIPS ARE USED FOR MONTHLY BOARD AND COMMITTEE MEETINGS AND FOR OTHER BUSINESS MEETINGS. ANY PERSONAL USE OF THE UNIVERSITY CLUB BY THESE INDIVIDUALS IS REPORTED TO THE COLLEGE AND IS TREATED AS A TAXABLE EVENT TO THE INDIVIDUAL. THE COLLEGE PROVIDES DISCRETIONARY SPENDING ACCOUNTS TO EIGHT OFFICERS/KEY EMPLOYEES AND TWO OF ITS HIGHEST COMPENSATED EMPLOYEES. THE SPENDING ACCOUNTS ARE NOT PART OF AN ACCOUNTABLE PLAN AND ARE FULLY TAXABLE TO THESE INDIVIDUALS. LINE 4A: JONATHAN I. RAVDIN, MD, FORMER DEAN AND EXECUTIVE VICE PRESIDENT, RECEIVED A SEVERANCE PAYMENT OF $295,250 DURING CALENDAR YEAR 2011. SCHEDULE J, PART I, LINE 4B THE COLLEGE HAS SEVEN DEFERRED COMPENSATION EXECUTIVE AGREEMENTS, WHICH COMPRISE ITS SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN (457(F) PLAN). SIX OF THE AGREEMENTS INVOLVE INDIVIDUALS LISTED ON FORM 990, PART VII. FIVE AGREEMENTS ARE CURRENTLY DEFERRING BENEFITS AND TWO ARE NOT. THE COLLEGE CONTRIBUTES 12% OF EACH CURRENTLY PARTICIPATING EXECUTIVE'S SALARY. THE AMOUNTS OF EMPLOYER CONTRIBUTIONS TO THIS PLAN FOR CURRENTLY PARTICIPATING EXECUTIVES IN CALENDAR YEAR 2011 WERE AS FOLLOWS: JOHN R. RAYMOND, SR. MD - $78,000 G. ALLEN BOLTON JR. - $16,000 (AGREEMENT STARTED 9/1/11) JOSEPH KERSCHNER, MD - $9,992 (AGREEMENT STARTED 11/18/11) JONATHAN RAVDIN MD - $6,450 (CONTRIBUTIONS ENDED 1/31/11) DOUGLAS CAMPBELL - $5,335 (CONTRIBUTIONS ENDED 2/1/11) PARTICIPANT MICHAEL DUNN MD RETIRED FROM HIS FORMER POSITION AS DEAN/EXECUTIVE VICE PRESIDENT OF THE COLLEGE BUT REMAINS EMPLOYED AS A PROFESSOR. HIS CURRENT DEFERRALS UNDER THIS PLAN CEASED AS OF 6/30/08. PARTICIPANTS JOHN R. RAYMOND, SR. MD, G. ALLEN BOLTON JR., JOSEPH KERSCHNER MD, JONATHAN RAVDIN MD, AND MICHAEL DUNN, MD VEST ON THE EARLIEST OF THE FOLLOWING CONDITIONS: EMPLOYEE'S DEATH, EMPLOYMENT TERMINATION DUE TO DISABILITY, INVOLUNTARY TERMINATION BY THE COLLEGE NOT FOR CAUSE, OR THE DATE THE EMPLOYEE SATISFIES THE TWO YEAR NON-COMPETE COVENANT AND A MINIMUM OF THREE TO FIVE YEARS OF SERVICE. PARTICIPANT DOUGLAS CAMPBELL VESTS ON THE EARLIEST OF THE FOLLOWING CONDITIONS: EMPLOYEE'S DEATH, EMPLOYMENT TERMINATION DUE TO DISABILITY, THE DATE THE EMPLOYEE SATISFIES THE TWO YEAR NON-COMPETE COVENANT AND A MINIMUM OF THREE YEARS OF SERVICE, OR THE PAYOUT DATE PROVIDED HE REMAINS IN EMPLOY UNTIL THAT DATE (PAYOUT DATE OF CURRENT AGREEMENT IS 6/30/11). PARTICIPANT DOUGLAS CAMPBELL BECAME VESTED IN HIS DEFERRED COMPENSATION AGREEMENT DURING CALENDAR YEAR 2011 AND RECEIVED A FINAL DEFERRED COMPENSATION PAYMENT OF $215,711. PARTICIPANT MICHAEL DUNN, MD BECAME VESTED IN HIS DEFERRED COMPENSATION AGREEMENT DURING CALENDAR YEAR 2011 RESULTING IN $599,102 OF REPORTED COMPENSATION. IN ACCORDANCE WITH THE TERMS OF THE AGREEMENT, PAYMENT OF THE DEFERRED COMPENSATION BALANCE WILL BE MADE WHEN MICHAEL DUNN, MD IS NO LONGER EMPLOYED BY THE COLLEGE. SCHEDULE J, PART I, LINE 6 THE PHYSICIANS' INCENTIVE PAYMENTS ARE BASED ON THE PROFITABILITY OF THEIR INDIVIDUAL PRACTICE GROUPS, NOT THE ORGANIZATION AS A WHOLE. THE INDIVIDUAL PRACTICE GROUPS ARE CONTAINED IN EITHER THE COLLEGE OR CHILDREN'S SPECIALTY GROUP, INC., A RELATED ORGANIZATION. SCHEDULE J, PART II JULIA UIHLEIN AND DAVID WARLTIER, MD PHD ARE COMPENSATED FOR THEIR WORK AT THE MEDICAL COLLEGE OF WISCONSIN, INC. AS PROFESSORS OR PHYSICIANS, NOT FOR THEIR ROLES AS TRUSTEES. MICHAEL DUNN MD IS COMPENSATED FOR HIS CURRENT ROLE AS A FACULTY MEMBER, NOT FOR HIS FORMER ROLE AS DEAN AND EXECUTIVE VICE PRESIDENT. JONATHAN RAVDIN, MD WAS COMPENSATED AS PROFESSOR OF MEDICINE UNTIL SEPTEMBER 2011 AND DOUGLAS CAMPBELL WAS COMPENSATED AS CHIEF STRATEGIC OFFICER UNTIL JUNE 2011 AFTER THEIR TENURES AS OFFICERS OF THE COLLEGE BOTH ENDED IN JANUARY 2011. WHEFA SERIES 2004A 391337855 97710VWS3 2004-11-17 31604503 CONSTR/CAP PROJ/REF 1993 SERIES false false false WHEFA SERIES 2008A 391337855 97710BDG4 2008-07-30 80302421 CONSTR/CAP PROJ/REF 2004 BI SERIES false false false WHEFA SERIES 2008B 391337855 97710BDK5 2008-09-04 67500000 REFUND WHEFA 2004B2 SERIES false false false WHEFA SERIES 2010 391337855 97710BZK1 2010-11-24 29248225 REFUND WHEFA 1996 AND 1997 SERIES false false false 8075000 0 32825793 0 1399389 0 305856 332479 0 17085630 13702439 0 2009 true false true true 2510000 0 80922800 7894768 6261882 0 874539 0 0 31078496 21725000 13463471 true false false true 0 0 67501101 0 0 0 474412 676689 0 0 66350000 0 true false true true 1220000 0 29248225 0 0 0 470900 0 0 0 28777325 0 true false true true false false false true false 0.00430 0.00000 0.00430 true false true true false true false 0.00512 0.00000 0.00512 true false false false true false 0.00392 0.00000 0.00392 true 0 false false false 0 false 0 true true false false false 0 false 0 true true false true true GOLDMAN SACHS 25.2 false false false 0 false true false false false 0 false 0 false true X SEE SCHEDULE O 0 SEE PART V TRUSTEE IS CHAIR OF BOARD 9275389 INFO SYSTEMS SVCS/COMP EQUIP false Wisconsin Energy Corporation SEE PART V 6525522 energy utilities false Northwestern Mutual Life Ins Compa SEE PART V 522339 employee benefit services false Johnson Controls Inc TRUSTEE IS CHAIR/PRES/CEO 449284 building services equipment false BMO HARRIS BANK NA SEE PART V 278327 INVEST AND BANKING SERVICES false Robert W Baird Co Incorporated SEE PART V 171030 investment mgmt/broker svcs false PARAGON DEVELOPMENT SYSTEMS INC SEE PART V 466305 COMPUTER EQUIP AND SVCS false BETH A ERICKSON MD WIFE OF TRUSTEE 538102 PROFESSOR, RADIATION ONCOLOGY false PART IV, LINE 1 NAME OF INTERESTED PERSON: DEDICATED COMPUTING SERVICES LLC D/B/A TUSHAUS COMPUTING SERVICES LLC RELATIONSHIP: TRUSTEE IS CHAIRMAN OF THE BOARD OF DEDICATED COMPUTING SERVICES LLC WHICH OWNS TUSHAUS COMPUTING SERVICES LLC. PART IV, LINE 2 NAME OF INTERESTED PERSON: WISCONSIN ENERGY CORPORATION RELATIONSHIP: ONE TRUSTEE IS CHAIRMAN, PRESIDENT & CEO. THE TRUSTEE/SECRETARY AND ANOTHER TRUSTEE ARE ON THE BOARD. PART IV, LINE 3 NAME OF INTERESTED PERSON: NORTHWESTERN MUTUAL LIFE INS. COMPANY RELATIONSHIP: THE BOARD CHAIRMAN/TRUSTEE, THE SECRETARY/TRUSTEE, AND ANOTHER TRUSTEE (TRUSTEE UNTIL 7/6/11) ARE ON THE BOARD. PART IV, LINE 5 NAME OF INTERESTED PERSON: BMO HARRIS BANK N.A. RELATIONSHIP: TRUSTEE IS ON THE BOARD OF BMO FINANCIAL CORPORATION WHICH OWNS BMO HARRIS BANK N.A. PART IV, LINE 6 NAME OF INTERESTED PERSON: ROBERT W. BAIRD & CO., INCORPORATED RELATIONSHIP: TRUSTEE/SECRETARY IS A MANAGING DIRECTOR AND DIRECTOR OF ASSET MANAGEMENT. PART IV, LINE 7 NAME OF INTERESTED PERSON: PARAGON DEVELOPMENT SYSTEMS INC. RELATIONSHIP: TRUSTEE IS ON THE BOARD. FORMER DEAN AND EXECUTIVE VP IS CEO. X 49223 Sale of comparables X 30 343359 Cost/ Selling price X 1 3995 REPLACEMENT COST false true false Schedule M, Part I, Column (B) The Amounts listed in Column (B) represent total number of contributions received, not individual items. FORM 990, PART I & III, LINE 1 - CONTINUED TO DISCOVER AND TRANSLATE NEW KNOWLEDGE IN THE BIOMEDICAL SCIENCES; TO PROVIDE CUTTING-EDGE, INTERDISCIPLINARY AND COMPASSIONATE CLINICAL CARE OF THE HIGHEST QUALITY; AND TO IMPROVE THE HEALTH OF THE COMMUNITIES IT SERVES. FORM 990, PART III, LINE 4A - CONTINUED THE COLLEGE WORKS WITH NATIONAL AND INTERNATIONAL MEDICAL SPECIALTY SOCIETIES AND COMMUNITY HOSPITALS TO ACCREDIT APPROXIMATELY 200 CONTINUING MEDICAL EDUCATION ACTIVITIES ANNUALLY FOR PHYSICIANS AND OTHER HEALTH PROFESSIONALS. THE COLLEGE IS IN THE DEVELOPMENT PHASE OF A COMMUNITY MEDICAL EDUCATION PROGRAM TO MEET WISCONSIN'S CRITICAL NEED FOR MORE PHYSICIANS IN THE COMING DECADES, PRIMARILY IN PRIMARY CARE IN RURAL AND URBAN UNDERSERVED AREAS. THE FIRST TWO COMMUNITY MEDICAL EDUCATION CAMPUSES WILL BE IN THE GREEN BAY AND CENTRAL WISCONSIN REGIONS. THE PROGRAM WILL FEATURE AN IMMERSIVE EDUCATION MODEL, IN WHICH MEDICAL STUDENTS RECEIVE THEIR MEDICAL EDUCATION AND TRAINING IN THESE WISCONSIN COMMUNITIES, WITH THE GOAL OF STUDENTS REMAINING IN THE COMMUNITIES TO PRACTICE AS PHYSICIANS. FOR 990, PART III, LINE 4B - CONTINUED THIS IS THE HIGHEST RANK THE COLLEGE HAS RECEIVED AND PLACES THE COLLEGE IN THE TOP THIRD OF MEDICAL SCHOOLS RECEIVING NIH FUNDING. THE COLLEGE'S RESEARCH ENTERPRISE IS FOCUSED ON STRATEGIC, PRIORITIZED AREAS OF RESEARCH INVOLVING INTERDISCIPLINARY COLLABORATION AMONG SCIENTISTS AND PHYSICIANS WITH THE GOAL OF RAPIDLY TRANSLATING DISCOVERIES INTO ADVANCES FOR PATIENT CARE. IN FY2012, COLLEGE FACULTY CONDUCTED MORE THAN 2,000 RESEARCH STUDIES, INCLUDING CLINICAL TRIALS, AND REPORTED 30 NEW DISCOVERIES AND INVENTIONS TO THE COLLEGE'S OFFICE OF TECHNOLOGY DEVELOPMENT. THE PORTFOLIO CONSISTS OF APPROXIMATELY 150 TECHNOLOGIES COVERED BY MORE THAN 250 PENDING AND ISSUED U.S. AND FOREIGN PATENTS. FORM 990, PART III, LINE 4C - CONTINUED EACH YEAR, MEDICAL COLLEGE OF WISCONSIN PROVIDERS, PHYSICIAN ASSISTANTS, NURSE PRACTITIONERS AND PSYCHOLOGISTS CARE FOR MORE THAN 425,000 PATIENTS, REPRESENTING MORE THAN 1.6 MILLION PATIENT VISITS. THE COLLEGE HAS A POLICY OF PROVIDING HEALTH CARE SERVICES WITHOUT CHARGE, OR AT AMOUNTS LESS THAN ESTABLISHED RATES, TO PATIENTS WHO ARE UNABLE TO PAY AND WHO MEET CERTAIN ELIGIBILITY CRITERIA ESTABLISHED IN THE COLLEGE'S COMMUNITY CARE POLICY. IN FY2012, THE ESTIMATED DIRECT AND INDIRECT COSTS INCURRED BY THE COLLEGE TO PROVIDE SERVICES UNDER THE COLLEGE'S COMMUNITY CARE POLICY WERE $5.8 MILLION. MEDICAL COLLEGE OF WISCONSIN PROVIDERS PRACTICE AT THREE MAJOR AFFILIATES - FROEDTERT HOSPITAL, CHILDREN'S HOSPITAL OF WISCONSIN, AND THE ZABLOCKI VA MEDICAL CENTER - AND MANY OTHER HOSPITALS AND CLINICS IN THE MILWAUKEE AREA. FORM 990, PART III, LINE 4D PUBLIC AND COMMUNITY HEALTH - THE MEDICAL COLLEGE OF WISCONSIN INVESTS SIGNIFICANTLY IN EXPANDING ITS COMMUNITY MISSION TO BUILD STRATEGIC COMMUNITY-ACADEMIC PARTNERSHIPS THAT HAVE THE GREATEST IMPACT ON WISCONSIN'S MOST CRITICAL HEALTH NEEDS. MORE THAN 150 FACULTY FROM OVER 20 DEPARTMENTS AND CENTERS ARE WORKING WITH GREATER THAN 350 DIVERSE COMMUNITY GROUPS TO ADVANCE PUBLIC AND COMMUNITY HEALTH IN THE METRO AREA AND THROUGHOUT WISCONSIN. FORM 990, PART VI, LINE 1A THE COLLEGE'S BOARD OF TRUSTEES CONTAINS AN EXECUTIVE COMMITTEE WHICH IS ELECTED BY THE BOARD AND CONSISTS OF NOT LESS THAN THE NINE TRUSTEES WHO ARE THE CHAIRS OF THE OTHER BOARD COMMITTEES (ONE OF WHOM IS THE CHAIRMAN) AND THE PRESIDENT. THE EXECUTIVE COMMITTEE HAS AND MAY EXERCISE, WHEN THE BOARD OF TRUSTEES IS NOT IN SESSION, ALL THE POWERS OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS AND AFFAIRS OF THE COLLEGE. FORM 990, PART VI, LINE 2 MARY ELLEN STANEK, TIMOTHY SULLIVAN (TRUSTEE UNTIL 7/6/2011) AND EDWARD ZORE, TRUSTEES, ARE ON THE BOARD OF THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY (NML). MARY ELLEN STANEK, CURT CULVER AND GALE KLAPPA, TRUSTEES, ARE ON THE BOARD OF WI ENERGY CORPORATION. GALE KLAPPA IS CHAIRMAN, PRESIDENT AND CEO OF WI ENERGY CORPORATION. MARY ELLEN STANEK AND OWEN SULLIVAN, TRUSTEES, ARE ON THE BOARD OF JOURNAL COMMUNICATIONS, INC. ELIZABETH BRENNER, TRUSTEE, IS EXECUTIVE VICE PRESIDENT OF JOURNAL COMMUNICATIONS, INC. CURT CULVER AND MARY ELLEN STANEK, TRUSTEES, ARE ON THE BOARD OF WEST BEND MUTUAL INSURANCE COMPANY. TED KELLNER AND JOHN SHIELY, TRUSTEES, ARE ON THE BOARD OF MARSHALL & ILSLEY CORPORATION THROUGH 7/5/2011. CORY NETTLES, TRUSTEE, IS ON THE BOARD OF BAIRD FUNDS, INC., A DIVISION OF ROBERT W. BAIRD & CO., INC. MARY ELLEN STANEK, TRUSTEE, IS MANAGING DIRECTOR AND DIRECTOR OF ASSET MANAGEMENT OF ROBERT W. BAIRD & CO., INC. AND PRESIDENT OF BAIRD FUNDS, INC. TED KELLNER, TRUSTEE, IS ON THE BOARD OF MASON WELLS, INC. JOHN BYRNES, TRUSTEE, IS EXECUTIVE CHAIRMAN OF THE BOARD AND PRESIDENT OF MASON WELLS, INC. EDWARD ZORE, TRUSTEE, IS ON THE BOARD OF MANPOWERGROUP. OWEN SULLIVAN, TRUSTEE, IS EXECUTIVE VICE PRESIDENT OF MANPOWERGROUP. FORM 990, PART VI, LINE 3 THE COLLEGE CONTRACTS WITH AN INDIVIDUAL TO FUNCTION AS THE VICE PRESIDENT OF INFORMATION SERVICES AND CHIEF INFORMATION OFFICER. FORM 990, PART VI, LINE 4 THE COLLEGE BY-LAWS WERE AMENDED ON NOVEMBER 18, 2011 TO REDUCE THE NUMBER OF TRUSTEES OF THE COLLEGE TO A MAXIMUM OF THIRTY AND TO REDUCE THE NUMBER OF TRUSTEES APPOINTED BY THE GOVERNOR OF THE STATE OF WISCONSIN TO TWO. FORM 990, PART VI, LINE 7A TWO OF THE TRUSTEES OF THE COLLEGE ARE APPOINTED BY THE GOVERNOR OF THE STATE OF WISCONSIN, AFTER THE ADVICE AND CONSENT OF THE STATE SENATE. THE BALANCE OF THE TRUSTEES ARE ELECTED BY MAJORITY VOTE OF ALL TRUSTEES. FORM 990, PART VI, LINE 11B THE FORM 990 WAS PREPARED WITH THE ASSISTANCE OF PRICEWATERHOUSECOOPERS, THE COLLEGE'S EXTERNAL TAX PREPARERS, AND A FINAL DRAFT WAS REVIEWED BY THE CONTROLLER AND THE CHIEF FINANCIAL OFFICER. AN OVERVIEW OF THE FINAL DRAFT OF FORM 990 WAS PRESENTED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES BY PRICEWATERHOUSECOOPERS AND SENIOR MANAGEMENT. A FINAL COPY OF FORM 990 WAS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, LINE 12C THE COLLEGE HAS A CONFLICT OF INTEREST POLICY WHICH REQUIRES BOARD MEMBERS AND EMPLOYEES TO REPORT ANNUALLY ON CONFLICTS OF INTEREST FOR THEMSELVES AND FAMILY MEMBERS. EMPLOYEE DISCLOSURE FORMS ARE REVIEWED BY THE CORPORATE COMPLIANCE OFFICE. IF THERE IS A POTENTIAL CONFLICT, THE EMPLOYEE MUST COMPLETE A REQUEST FOR APPROVAL OF OUTSIDE ACTIVITY FORM TO THE APPROPRIATE APPROVER BEFORE UNDERTAKING THE ACTIVITY. APPROVERS VARY DEPENDING ON THE LEVEL OF THE EMPLOYEE. WRITTEN APPROVAL OR DISAPPROVAL IS THEN PROVIDED. THE COLLEGE'S GENERAL COUNSEL AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEW THE DISCLOSURE FORMS IF THEY RELATE TO A BOARD MEMBER. DISCLOSED CONFLICTS BECOME A MATTER OF BOARD RECORD THROUGH THE DISCLOSURE FORM. ANY CONFLICTS MUST ALSO BE DISCLOSED WHEN THE INTEREST BECOMES A MATTER OF BOARD OR BOARD COMMITTEE ACTION. IF A CONFLICT OF INTEREST ARISES FOR A MEMBER OF THE BOARD OF TRUSTEES WHILE THE BOARD OR ITS COMMITTEES ARE CONSIDERING, AUTHORIZING, OR RATIFYING A CONTRACT OR OTHER MATTER, THE BOARD MEMBER MUST EXCLUDE HIMSELF/HERSELF FROM THE DELIBERATIONS AND VOTE AND THE MINUTES OF THE MEETING MUST REFLECT THAT A DISCLOSURE WAS MADE, THE ABSTENTION FROM VOTING, THE QUORUM SITUATION AND THE DETERMINATION THAT THE PROPOSED CONTRACT OR TRANSACTION IS FAIR AND REASONABLE TO THE COLLEGE. FORM 990, PART VI, LINES 15A & 15B THE COMPENSATION COMMITTEE ADOPTED A CHARTER, APPROVED BY THE BOARD OF TRUSTEES, TO MONITOR AND COMPLY WITH THE COMPENSATION FOR, AND TRANSACTIONS WITH, CERTAIN OFFICERS. THIS CHARTER IS ACTIVELY MONITORED BY THE GENERAL COUNSEL, THE CORPORATE COMPLIANCE OFFICE AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IS MADE UP OF AT LEAST THREE MEMBERS OF THE BOARD WHO MEET THE FOLLOWING QUALIFICATIONS: 1) NOT AN EMPLOYEE OF THE COLLEGE; 2) DOES NOT RECEIVE, DIRECTLY OR INDIRECTLY, FEES FROM THE COLLEGE FOR ACCOUNTING, CONSULTING, LEGAL SERVICES, INVESTMENT BANKING OR FINANCIAL ADVISORY SERVICES; AND 3) HAS NO IDENTIFIED CONFLICTS OF INTEREST WITH RESPECT TO ANY PROPOSED COMPENSATION TRANSACTION OR ARRANGEMENT. THE COMPENSATION COMMITTEE'S OVERSIGHT ROLE INCLUDES, BUT IS NOT LIMITED TO, ESTABLISHING AND REVIEWING THE COLLEGE EXECUTIVE COMPENSATION PHILOSOPHY AND STRATEGY, EVALUATING THE PERFORMANCE OF THE PRESIDENT, ACCEPTING THE PRESIDENT'S PERFORMANCE EVALUATIONS OF CERTAIN OFFICERS, DETERMINING COMPENSATION LEVELS BASED ON THESE PERFORMANCE REVIEWS, AND ENGAGING OUTSIDE ADVISORS TO PROVIDE OBJECTIVE AND IMPARTIAL COMPENSATION DATA AND TO EXPRESS AN OPINION ON TOTAL COMPENSATION REASONABLENESS. APPROVAL OF COMPENSATION DECISIONS FOR CERTAIN OFFICERS IS DOCUMENTED IN THE MINUTES OF THE COMPENSATION COMMITTEE AND REPORTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION DECISIONS FOR ALL OTHER OFFICERS AND KEY EMPLOYEES ARE DETERMINED BY THE PRESIDENT, DEAN, OR SENIOR VICE PRESIDENT BASED ON PERFORMANCE ASSESSMENT AND BUDGETARY GUIDELINES, UTILIZING EXTERNAL COMPENSATION DATA FROM THE ANNUAL ASSOCIATION OF AMERICAN MEDICAL COLLEGES SURVEY TO EVALUATE COMPARABILITY TO MARKET COMPENSATION TRENDS. FORM 990, PART VI, LINE 19 THE COLLEGE DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART VII, SECTION A JULIA UIHLEIN AND DAVID WARLTIER, MD PHD ARE COMPENSATED FOR THEIR WORK AT THE MEDICAL COLLEGE OF WISCONSIN, INC. AS PROFESSORS OR PHYSICIANS, NOT FOR THEIR ROLES AS TRUSTEES. MICHAEL DUNN MD IS COMPENSATED FOR HIS CURRENT ROLE AS A FACULTY MEMBER, NOT FOR HIS FORMER ROLE AS DEAN AND EXECUTIVE VICE PRESIDENT. JONATHAN RAVDIN, MD WAS COMPENSATED AS PROFESSOR OF MEDICINE UNTIL SEPTEMBER 2011 AND DOUGLAS CAMPBELL WAS COMPENSATED AS CHIEF STRATEGIC OFFICER UNTIL JUNE 2011 AFTER THEIR TENURES AS OFFICERS OF THE COLLEGE BOTH ENDED IN JANUARY 2011. KEVIN KELLY MD, ROBERT KLIEGMAN MD, JAMES TWEDDELL MD, MARK RUTTUM MD, AND JOHN THOMETZ MD ARE COMPENSATED FOR THEIR PHYSICIAN AND ADMINISTRATOR ROLES AT THE COLLEGE AND AT CHILDREN'S SPECIALTY GROUP, INC., A RELATED ORGANIZATION. THE COLLEGE USES A STANDARD 40 HOUR WORK WEEK AS A REPRESENTATION OF A FULL-TIME EMPLOYEE. FORM 990, PART XI, LINE 5 UNREALIZED LOSS ON INVESTMENTS $(32,427,790) UNREALIZED LOSS ON INTEREST RATE SWAP $(11,485,358) GAIN ON INVESTMENTS IN JOINT VENTURES $ 4,688,720 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS $ 165,246 ------------ TOTAL $(39,059,182) SCHEDULE K, PARTS I & II The College's 2004 bonds consisted of three tax-exempt series (Series A, B1, and B2), which were all included on two Form 8038's upon issuance. One Form 8038 reported the new amounts borrowed and the other reported a refunding of the College's 1993 bonds. The 2004 Series B1 and B2 bonds were subsequently refunded by two 2008 bond series and only the 2004 Series A bonds remain outstanding as of June 30, 2012. The issue price included on Schedule K, Part 1, line 1 for Series 2004A represents only the portion of the 2004 bonds total issue price of $121,279,203 reported on the two Form 8038's that relates to the 2004 Series A bonds. In addition, the final CUSIP number on the two Form 8038's related to a 2004 Series B2 bond which is no longer outstanding. The final CUSIP number included on Schedule K, Part 1, line 1 for Series 2004A represents one of the two latest bonds which mature on December 1, 2024. The other final CUSIP number which also matures on December 1, 2024 is 97710VWQ7. SCHEDULE K, PART II, LINE 3 Differences between the issue price and the proceeds of the bond issue for Series 2004A, Series 2008A and Series 2008B relate to investment income earned on construction and reserve funds. Schedule K, Part III, LINES 3B & 3D The College utilizes internal counsel to review its management contracts, service contracts and research agreements relating to financed assets. Children's Specialty Group Inc 999 North 92nd St STE C740 Milwaukee WI 53226 391990012 Pediatrics WI 501(C)(3) 11a-I NA false MCW Affiliated Hospitals Inc 8701 Watertown Plank Rd Milwaukee WI 53226 391341366 grad med ed WI 501(C)(3) 11a-I NA false Blue & Green I Condo Association Inc 8701 Watertown Plank Rd Milwaukee WI 53226 262355106 Building Mgmt WI MCW C Corp 0 0 0.69000 MCW Prof Liability Insurance Program 8701 Watertown Plank Rd Milwaukee WI 53226 396484662 INSURANCE WI MCW Trust -1116000 18482000 1.00000 CHARITABLE REMAINDER TRUSTS (4) SUPPORT WI NA TRUST false false false true false false false false false false true true false false false true false true MCW Prof Liability Insurance Program p 2321559 CASH BASIS