2013-05-13T17:06:39-05:00 2012-06-30 135381590 BDO USA LLP 7101 WISCONSIN AVE SUITE 800 BETHESDA MD 208144827 990 2011-07-01 521329859 SOFTWARE PUBLISHERS ASSOCIATION SOFT 2022897442 1090 VERMONT AVENUE NW 6TH FLOOR WASHINGTON DC 20005 KENNETH A WASCH 2022897442 2013-05-13 1 JOYCE M UNDERWOOD P00022361 3016544900 2011 2016-02-24 21:20:13Z SOFTWARE & INFORMATION INDUSTRY ASSOCIATION KENNETH A WASCH 1090 VERMONT AVENUE NW 6TH FLOOR WASHINGTON DC 20005 11605639 0 X WWW.SIIA.NET X 1984 DC TO REPRESENT THE COMMON BUSINESS AND PUBLIC POLICY INTERESTS OF THE COMPUTER SOFTWARE AND DIGITAL CONTENT INDUSTRIES. THE INDUSTRY MARKETS IT PRODUCTS THROUGH SEVERAL DELIVERY VEHICLES, INCLUDING DISKS, THE INTERNET, PRIVATE AND PUBLIC NETWORKS, CABLE, WIRELESS, AND SATELLITE TRANSMISSION. THE INDUSTRY OPERATES IN A BORDERLESS WORLD AND THEREFORE MUST SERVE AN INTERNATIONAL CONSTITUENCY. THE CODE AND CONTENT INDUSTRY SEGMENTS SHARE PUBLIC POLICY OBJECTIVES IN STRONG INTELLECTUAL PROPERTY PROTECTION, A FAVORABLE TAX AND ELECTRONIC COMMERCE ENVIRONMENT, AND A FAVORABLE INVESTMENT CLIMATE.SPECIFICALLY, SIIA SEEKS TO SERVE BUSINESSES THAT DEVELOP OR MARKET THE FOLLOWING:- TECHNOLOGY THAT ENABLES THE LEARNING PROCESS OR PROVIDES INSTRUCTIONAL CONTENT IN DIGITAL FORM- SOFTWARE APPLICATIONS AND SERVICES FOR HORIZONTAL AND VERTICAL MARKETS- ENTERPRISE RESOURCE PLANNING, AND OTHER ENTERPRISE-WIDE SOFTWARE PRODUCTS- SOFTWARE INFRASTRUCTURE, AUTHORING, DEVELOPMENT TOOLS, OPERA 17 16 63 56 0 0 0 0 9289863 10721256 1088467 204511 0 0 10378330 10925767 0 0 0 0 5660818 5634776 0 0 0 4998203 5771932 10659021 11406708 -280691 -480941 12664752 12039058 4369196 4163015 8295556 7876043 X TO REPRESENT THE COMMON BUSINESS AND PUBLIC POLICY INTERESTS OF THE COMPUTER SOFTWARE AND DIGITAL CONTENT INDUSTRIES. THE INDUSTRY MARKETS ITS PRODUCTS THROUGH SEVERAL DELIVERY VEHICLES, INCLUDING DISKS, THE INTERNET, PRIVATE AND PUBLIC NETWORKS, CABLE, WIRELESS, AND SATELLITE TRANSMISSION. THE INDUSTRY OPERATES IN A BORDERLESS WORLD AND THEREFORE MUST SERVE AN INTERNATIONAL CONSTITUENCY. THE CODE AND CONTENT INDUSTRY SEGMENTS SHARE PUBLIC POLICY OBJECTIVES IN STRONG INTELLECTUAL PROPERTY PROTECTION, A FAVORABLE TAX AND ELECTRONIC COMMERCE ENVIRONMENT, AND A FAVORABLE INVESTMENT CLIMATE. 0 0 DIVISIONS AND SPECIAL INTEREST GROUPSTHE ASSOCIATION SPONSORS DIVISIONS TO FOCUS ON PARTICULAR AREAS OF INTEREST FOR MEMBERS, PROVIDING THE OPPORTUNITY TO MEET AND NETWORK WITH PROFESSIONALS IN THE EDUCATION TECHNOLOGY, FINANCIAL INFORMATION SERVICES, ONLINE CONTENT AND SOFTWARE INDUSTRIES. THE DIVISIONS SPONSOR TARGETED CONFERENCE SESSIONS, PUBLISH REPORTS AND WHITE PAPERS, AND CONDUCT SPECIAL PROJECTS. COPYRIGHT PROTECTION FUNDAS THE LEADING ADVOCATE FOR INTELLECTUAL PROPERTY PROTECTION, THE ASSOCIATION CHAMPIONS THE LEGAL USE OF SOFTWARE AND CONTENT THROUGH AN EXTENSIVE WORLDWIDE CAMPAIGN OF EDUCATION AND ENFORCEMENT. CONFERENCESTHE ASSOCIATION SPONSORS SEVERAL ANNUAL OR BIENNIAL CONFERENCES THAT ARE AMONG THE LARGEST AND MOST COMPREHENSIVE MEETINGS IN THE INDUSTRIES. CONFERENCES OFFER OUTSTANDING EDUCATIONAL OPPORTUNITIES, KEYNOTES AND NETWORKING EVENTS. GOVERNMENT AFFAIRS - AS THE STRONGEST VOICE FOR THE EDUCATION TECHNOLOGY, FINANCIAL INFORMATION SERVICES, ONLINE CONTENT AND SOFTWARE INDUSTRIES ON CAPITOL HILL, IN STATE LEGISLATURES, AND THROUGHOUT THE WORLD, THE ASSOCIATION PROVIDES MEMBER COMPANIES WITH ACCESS TO LAWMAKERS AND A VOICE IN DEVELOPING THE ASSOCIATION'S LEGISLATIVE AGENDA, INCLUDING POLICIES ON INTELLECTUAL PROPERTY PROTECTION, ENCRYPTION, ONLINE PRIVACY, ELECTRONIC COMMERCE, TAXATION AND EDUCATION TECHNOLOGY. PUBLICATIONS - THE ASSOCIATION OFFERS PUBLICATIONS ON SUBJECTS RANGING FROM SOFTWARE MARKETING AND PUBLIC RELATIONS TO FINANCIAL PROFILING, DRAFTING CONTRACTS AND ATTRACTING INVESTORS. MEMBER PROGRAMS - MEMBER PROGRAMS REPRESENT THE COSTS OF PROVIDING ADDITIONAL MEMBER SERVICES TO MEMBERS. PUBLIC RELATIONS - THE ASSOCIATION PROMOTES THE INTERESTS OF ITS MEMBERS AND THE FINANCIAL INFORMATION SERVICES, EDUCATION TECHNOLOGY, ONLINE CONTENT AND SOFTWARE INDUSTRIES WORLDWIDE. INDUSTRY PROGRAMS - THE ASSOCIATION PROVIDES THE ONLY PEER RECOGNITION AWARDS IN THE INDUSTRY, THE CODIE AWARDS, ENABLING SOFTWARE, EDUCATION AND CONTENT COMPANIES AN OPPORTUNITY TO STRENGTHEN BUSINESS RELATIONSHIPS AND INCREASE SALES. RESEARCH - THE ASSOCIATION IS THE MOST AUTHORITATIVE SOURCE IN THE INDUSTRY FOR BENCHMARKING REPORTS AND SURVEYS INCLUDING DETAILED RESEARCH INFORMATION ON INDUSTRY SALARIES AND BENEFITS, FINANCE ALLOCATION AND TECHNICAL SUPPORT PRACTICES. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 30 0 1 63 1 0 0 0 0 0 0 X 17 16 0 0 0 0 1 1 1 1 1 0 0 0 1 0 0 1 0 1 0 0 X TOM MELDRUM 2022897442 1090 VERMONT AVENUE NW 6TH FLOOR WASHINGTON DC 20005 SURESH BALASUBRAMANIAN 1.00 X 0 0 0 MARK BOHANNON 1.00 X 0 0 0 CINDY BRADDON 2.00 X X 0 0 0 DANIEL BURTON 1.00 X 0 0 0 JOSEPH T FITZGERALD 1.00 X 0 0 0 KENNETH GLUECK 1.00 X 0 0 0 RANDALL HOPKINS 1.00 X 0 0 0 KATHY HURLEY 2.00 X X 0 0 0 STEVEN MANZO 2.00 X 0 0 0 BERNARD F MCKAY 1.00 X 0 0 0 CALVIN MITCHELL III 1.00 X 0 0 0 JAMES PANOS 1.00 X 0 0 0 SCOTT SCHULMAN 1.00 X 0 0 0 TIMOTHY SHEEHY 2.00 X X 0 0 0 JOHANNA SHELTON 1.00 X 0 0 0 KENNETH A WASCH 40.00 X X 458731 0 69365 THOMAS W MELDRUM JR 40.00 X 129484 0 22802 KEITH KUPFERSCHMID 40.00 X 257288 0 54830 THOMAS DAVIN 40.00 X 261967 0 50054 BRIAN ROSENBERG 40.00 X 215280 0 54860 MARK MACCARTHY 40.00 X 196827 0 16381 SCOTT BAIN 40.00 X 191269 0 50959 1710846 0 319251 15 0 1 0 J ANDREW COOMBS PC 517 EAST WILSON AVENUE SUITE 202 GLENDALE CA 91206 LEGAL SERVICES 384529 DONAHUE GALLAGHER & WOODS LLP PO BOX 12979 OAKLAND CA 94604 LEGAL SERVICES 374029 ATRADIA CONSULTING MICHAELMAS STATION RD NR HAYWARDS WEST SUSSEX UK REPRESENTATION IN EUROPE 283666 HOLLAND & KNIGHT LLP PO BOX 864084 ORLANDO FL 32886 LEGAL SERVICES 278870 PROTECH ASSOCIATES 5457 TWIN KNOLLS ROAD STE 400 COLUMBIA MD 21045 COMPUTER CONSULTING 165784 7 MEMBERSHIP DUES 900099 4948708 4948708 LITIGATION SETTLEMENTS 900099 2829340 2829340 CONFERENCES 900099 2516485 2516485 MEMB./INDUSTRY PROGRAM 900099 420760 420760 PUBLICATIONS/VIDEOS 541800 5963 5963 10721256 245758 245758 638625 679872 -41247 -41247 -41247 10925767 10721256 0 204511 1949528 2894328 229296 289409 272215 1310786 43964 38625 717600 162219 201268 119703 564467 524311 1674045 69583 17490 DUES & SUBSCRIPTIONS 132815 BANK/CREDIT CARD FEES 67737 REWARDS 64500 EMPLOYEE RECRUITMENT 31456 31363 11406708 165259 107876 3032151 1602064 409692 460837 80180 45449 1023585 707665 213176 315920 8764294 9506912 12664752 12039058 1153305 1270404 2988487 2633901 227404 258710 4369196 4163015 X 8295556 7876043 8295556 7876043 12664752 12039058 X -480941 61428 X X 0 1 1 X 0 0 0 1 4861984 856393 -404721 451672 972397 -520725 170245 170245 0 842438 526518 315920 10902 10902 0 315920 FUNDS HELD ON BEHALF OF OTHERS 75834 DEFERRED RENT 182876 258710 10925767 11406708 -480941 61428 61428 -419513 10987195 61428 61428 10925767 0 10925767 11406708 0 11406708 0 11406708 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ASSOCIATION DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS AND ACCORDINGLY IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. HOWEVER, THE ASSOCIATION IS STILL OPEN TO EXAMINATION BY TAXING AUTHORITIES FROM FISCAL YEAR 2009 FORWARD. NO INTEREST OR PENALTIES WERE INCLUDED IN THE STATEMENTS OF ACTIVITIES. X X X 0 0 0 KENNETH A WASCH 395731 0 63000 0 0 0 41499 0 27866 0 528096 0 0 0 THOMAS W MELDRUM JR 124484 0 5000 0 0 0 13000 0 9802 0 152286 0 0 0 KEITH KUPFERSCHMID 247168 0 10120 0 0 0 26460 0 28370 0 312118 0 0 0 THOMAS DAVIN 215850 0 46117 0 0 0 26512 0 23542 0 312021 0 0 0 BRIAN ROSENBERG 207000 0 8280 0 0 0 38703 0 16157 0 270140 0 0 0 MARK MACCARTHY 196827 0 0 0 0 0 0 0 16381 0 213208 0 0 0 SCOTT BAIN 183529 0 7740 0 0 0 20237 0 30722 0 242228 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 FULL MEMBER COMPANY, ASSOCIATE MEMBER COMPANY. FORM 990, PART VI, SECTION A, LINE 7A FULL MEMBER GETS ONE VOTE, ASSOCIATE MEMBER FOR MORE THAN 2 YEARS AND ANNUAL DUES>$10K, GETS 0.5 VOTE. FORM 990, PART VI, SECTION A, LINE 7B NO BOARD DECISION HAS REQUIRED A MEMBER VOTE IN AT LEAST 15 YEARS. IF A VOTE IS REQUIRED, FULL MEMBER GETS 1 VOTE. FORM 990, PART VI, SECTION B, LINE 11 990 REVIEWED BY VP OF FINANCE AND EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS THE PERFORMANCE OF THE PRESIDENT FOR THE PAST FISCAL YEAR. AS PART OF THAT PROCESS, THE COMMITTEE REVIEWS AND UPDATES THE EMPLOYMENT CONTRACT. PERIODICALLY, BUT NOT EVERY YEAR, COMPENSATION DATA FOR CHIEF EXECUTIVES OF SIMILAR SIZE AND PURPOSE TRADE ASSOCIATIONS IS OBTAINED FROM 990S FOR PURPOSE OF DETERMINING REASONABILITY AND COMPARABILITY OF PRESIDENT'S COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST TO THE PUBLIC. THE CONFLICT OF INTEREST POLICY IS FOUND IN THE EMPLOYEE HANDBOOK AND BOARD HANDOUT. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 61,428. OVERSIGHT OF AUDIT: FORM 990, PART XII, LINE 2C THERE HAVE BEEN NO CHANGES DURING THE YEAR IN THE PROCESS FOR OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS. SPA POLITICAL ACTION COMMITTEE 1090 VERMONT AVENUE NW 6TH FLOOR WASHINGTON DC 20005 POLITICAL ACTION COMMITTEE DC 527 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0