2013-05-14T14:33:05-05:00 2012-06-30 043138777 PKF PC 300 CROWN COLONY DRIVE SUITE 400 QUINCY MA 02169 990 2011-07-01 046112005 HARVARD CLUB OF BOSTON FOUNDATION HARV 6175361260 374 COMMONWEALTH AVENUE BOSTON MA 02215 MICHAEL F CRONIN 6175361260 2013-04-29 1 ROBERT V DANDROW P00294799 6174220007 2013-04-29 2011 2016-02-24 21:20:13Z NICHOLAS J ISELIN 374 COMMONWEALTH AVENUE BOSTON MA 02215 618030 0 X N/A X 1950 MA THE FOUNDATION'S MOST SIGNIFICANT ACTIVITIES CONSIST OF GRANTING SCHOLARSHIPS AND FELLOWSHIPS TO VARIOUS HARVARD UNIVERSITY COLLEGES, PROVIDING HORBLIT CONCERT STIPENDS TO HARVARD UNIVERSITY STUDENTS AND AWARDING HARVARD PRIZE BOOKS TO OUTSTANDING HIGH SCHOOL STUDENTS AND TEACHERS. 18 18 0 18 0 0 127388 129086 0 0 390088 379900 0 0 517476 508986 746646 394221 0 0 0 0 0 0 0 198248 195481 944894 589702 -427418 -80716 9505703 9096301 2459417 97692 7046286 8998609 X TO FOSTER SCIENTIFIC, LITERARY AND EDUCATIONAL INTERESTS AMONG MEMBERS OF THE HARVARD CLUB OF BOSTON AND TO ADVANCE THE INTERESTS AND PROMOTE THE WELFARE OF HARVARD UNIVERSITY. 0 0 381859 381859 SCHOLARSHIPS AND FELLOWSHIPS TO VARIOUS HARVARD UNIVERSITY COLLEGES AS FOLLOWS: HARVARD UNIVERSITY FOR UNDERGRADUATE SCHOLARSHIPS $317,859; HARVARD COLLEGE SUMMER COMMUNITY SERVICE FELLOWSHIPS $16,000; HARVARD GRADUATE SCHOOL OF EDUCATION SCHOLARSHIPS $24,000; AND HARVARD DIVINITY SCHOOL FELLOWSHIPS $24,000. 28542 9312 PRIZE BOOKS WERE AWARDED TO HIGH SCHOOL STUDENTS IN RECOGNITION OF ADVANCED SCHOLASTIC ACHIEVEMENT. THE AWARDS ARE DISTRIBUTED AT A RECOGNITION BANQUET. 12324 STUDENT RECEPTIONS HONORING SCHOLARSHIP RECIPIENTS 9588 3050 CONCERTS BY MUSICIANS ENROLLED AT HARVARD UNIVERSITY 9588 3050 432313 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 MA X MICHAEL JENKINS CONTROLLER 6175361260 374 COMMONWEALTH AVE BOSTON MA 02215 X NICHOLAS J ISELIN 1.00 X X 0 0 0 JEREMIAH P MURPHY JR 1.00 X X 0 0 0 KAREN M VAN WINKLE 1.00 X X 0 0 0 MICHAEL CRONIN 1.00 X X 0 0 0 MICHAEL H SHANAHAN 1.00 X X 0 0 0 SCOTT ABELL 1.00 X 0 0 0 STEPHEN H ALLISON 1.00 X 0 0 0 J JACQUES CARTER 1.00 X 0 0 0 MITCHELL L DONG 1.00 X 0 0 0 JOSEPH F X DONOVAN JR 1.00 X 0 0 0 KAREN F GREEN 1.00 X 0 0 0 MATTHEW G HEGARTY 1.00 X 0 0 0 RUBY HENRY 1.00 X 0 0 0 KATHERINE CRAVEN KRYZANSKI 1.00 X 0 0 0 KEVIN M MCCAFFERTY 1.00 X 0 0 0 ESSENCE R MCGILL ARZU 1.00 X 0 0 0 EDWARD MATSON SIBBLE JR 1.00 X 0 0 0 JOHN SIMS JR 1.00 X 0 0 0 MARGARET M VAILLANCOURT 1.00 X 0 0 0 0 0 0 0 0 0 0 HARVARD UNIVERSITY POOLED ENDOWMENT 124 MOUNT AUBURN STREET CAMBRIDGE MA 021385795 INVESTMENT FEES 127068 1 129086 129086 44017 44017 444927 109044 335883 335883 335883 508986 0 0 379900 381859 381859 12362 12362 7000 7000 127068 127068 5941 2515 3426 35752 35577 175 ADMINISTRATIVE 19650 19650 FILING FEES 70 70 589702 432313 157389 0 33932 5283 19293 73773 9452478 9017245 9505703 9096301 8195 33692 2451222 64000 2459417 97692 X 3525519 3358565 3211624 5330901 309143 309143 7046286 8998609 9505703 9096301 X -80716 2033039 X X 0 1 1 X 0 X 148646 133658 129928 127388 129086 668706 148646 133658 129928 127388 129086 668706 668706 78067 13971 32797 49787 44017 218639 887345 0.75360 0.62440 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7046286 129086 -117351 -2009001 38092 30321 8998609 6187865 127388 1556615 746646 36935 42001 7046286 6079253 129928 685867 631822 33218 42143 6187865 10041665 178658 -3162084 910582 33939 34465 6079253 0.37320 0.03440 0.59240 1 0 0 HARVARD UNIV. POOLED GEN. INVESTMENT ACCT 9017245 F 9017245 508986 589702 -80716 -370183 2403222 2033039 1952323 11735 -370183 -370183 381918 127068 127068 508986 462634 0 462634 127068 127068 589702 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO PROVIDE FOR FUTURE FUNDING OF SCHOLARSHIPS AND FELLOWSHIPS FOR DESERVING STUDENTS OF HARVARD UNIVERSITY AND TO PROVIDE FOR FUTURE FUNDING OF HARVARD PRIZE BOOK AWARDS FOR OUTSTANDING HIGH SCHOOL STUDENTS AND TEACHERS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE INCOME TAXES TOPIC OF THE FASB ASC PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. MANAGEMENT OF THE FOUNDATION HAS EVALUATED ITS UNCERTAIN TAX POSITIONS AND RELATED INCOME TAX CONTINGENCIES AND DOES NOT BELIEVE THAT ANY MATERIAL UNCERTAIN TAX POSITIONS EXIST. PART XI, LINE 8 - OTHER ADJUSTMENTS: OTHER CHANGES IN NET ASSETS - SEE FOLLOWING EXPLANATION 2,403,222. PART XII, LINE 2D - OTHER ADJUSTMENTS: NET UNREALIZED LOSS ON INVESTMENTS -370,183. PART XI, LINE 8 - OTHER ADJUSTMENTS: DESCRIPTION OF "OTHER CHANGES IN NET ASSETS: DURING 2012, HARVARD UNIVERSITY AND THE FOUNDATION HELD DISCUSSIONS CONCERNING THE SUSTAINABILITY OF THE SCHOLARSHIP FUNDING THE FOUNDATION'S BOARD HAD PREVIOUSLY AUTHORIZED. THE RESULT OF THESE DISCUSSIONS WAS AN ACKNOWLEDGEMENT BY HARVARD UNIVERSITY THAT THERE WAS NO UNDERGRADUATE SCHOLARSHIP COMMITMENT OUTSTANDING AT JUNE 30, 2012. ACCORDINGLY, AN OUTSTANDING LIABILITY FOR UNDERGRADUATE SCHOLARSHIPS OF $2,403,222 HAS BEEN ELIMINATED AND REPORTED AS AN OTHER CHANGE "INCREASE" IN NET ASSETS IN THE YEAR ENDED JUNE 30, 2012. 1 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1033 MASSACHUSETTS AVE THIRD FLOOR CAMBRIDGE MA 02138 042103580 501(C)(3) 381859 PROVIDE UNDERGRADUATE AND GRADUATE SCHOLARSHIPS AND FELLOWSHIPS TO DESERVING STUDENTS 1 0 HARVARD PRIZE BOOKS 308 9312 FMV PRIZE BOOK AWARDS CONCERT STIPEND 14 3050 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FOUNDATION GRANTS FUNDS TO HARVARD UNIVERSITY TO PROVIDE FOR THE EDUCATIONAL NEEDS OF DESERVING HARVARD STUDENTS. THE FOUNDATION RECEIVES A YEARLY LIST OF RECIPIENTS, WHICH INCLUDE THEIR NAME AND BIOGRAPHY. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE REVIEWED AND APPROVED THE FORM 990 AND RECOMMENDED ACCEPTANCE BY THE FOUNDATION'S TRUSTEE. FORM 990, PART VI, SECTION B, LINE 12C THE POLICY IS REVIEWED AND SIGNED BY EACH DIRECTOR AT THE ANNUAL MEETING. NONE COMPENSATED FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE ATTACHED TO THE MA FORM PC FILED WITH THE ATTORNEY GENERAL'S OFFICE. THIS FORM IS OPEN TO PUBLIC INSPECTION. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -370,183. OTHER CHANGES IN NET ASSETS - SEE FOLLOWING EXPLANATION 2,403,222. TOTAL TO FORM 990, PART XI, LINE 5: 2,033,039. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. OTHER CHANGES IN NET ASSETS OF $2,403,222 FORM 990, PART XI, LINE 5 DURING 2012, HARVARD UNIVERSITY AND THE FOUNDATION HELD DISCUSSIONS CONCERNING THE SUSTAINABILITY OF THE SCHOLARSHIP FUNDING THE FOUNDATION'S BOARD HAD PREVIOUSLY AUTHORIZED. THE RESULT OF THESE DISCUSSIONS WAS AN ACKNOWLEDGEMENT BY HARVARD UNIVERSITY THAT THERE WAS NO UNDERGRADUATE SCHOLARSHIP COMMITMENT OUTSTANDING AT JUNE 30, 2012. ACCORDINGLY, AN OUTSTANDING LIABILITY FOR UNDERGRADUATE SCHOLARSHIPS OF $2,403,222 HAS BEEN ELIMINATED AND REPORTED AS AN OTHER CHANGE "INCREASE" IN NET ASSETS IN THE YEAR ENDED JUNE 30, 2012. HARVARD CLUB OF BOSTON 374 COMMONWEALTH AVENUE BOSTON MA 02215 041423320 ATHLETIC, SOCIAL AND INTELLECTUAL ACTIVITIES CLUB MA 501(C)(7) N/A N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 HARVARD CLUB OF BOSTON (AMOUNTS RAISED AND REMITTED TO FOUNDATION) L 113611 FMV HARVARD CLUB OF BOSTON M 35285 FMV HARVARD CLUB OF BOSTON N 19650 FMV HARVARD CLUB OF BOSTON O 2430 FMV