2013-06-14T18:27:56-05:00 2012-07-31 941254756 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 990 2011-08-01 942340692 PALO ALTO UNIVERSITY INC PALO 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 JUNE KLEIN 8008186136 2013-06-14 1 MARK S HANCOCK P00857085 4157810793 2011 2016-03-07 17:11:31Z ALLEN CALVIN 1791 ARASTRADERO ROAD PALO ALTO CA 94304 23190739 0 X WWW.PALOALTOU.EDU X 1975 CA TO PROVIDE UNDERGRADUATE AND GRADUATE LEVEL EDUCATION IN THE FIELD OF PSYCHOLOGY. 34 33 392 37 0 0 856160 913496 19332355 22246760 -5275 13883 0 -89106 20183240 23085033 821315 1280821 0 0 8746219 11364574 0 0 586167 7945603 8275494 17513137 20920889 2670103 2164144 17152670 21332860 6378519 8400048 10774151 12932812 X PALO ALTO UNIVERSITY ("PAU") IS A DIVERSE LEARNING COMMUNITY DEDICATED TO THE SEARCH FOR KNOWLEDGE AND ITS DISSEMINATION. PAU BRINGS TOGETHER A COMMUNITY OF HIGHLY TALENTED FACULTY AND GRADUATE STUDENTS WORKING SIDE BY SIDE TO BRING SCIENTIFIC RIGOR AND THEORETICAL KNOWLEDGE TO THE ANALYSIS AND PRACTICE OF CLINICAL PSYCHOLOGY. 0 0 4213159 373852 12592058 PHD PROGRAM 3685046 273953 4976351 PSYD PROGRAM 990973 120445 1201384 DE ANZA P3 PROGRAM 7378680 512571 3476967 FOOTHILL, MASTERS AND DISTANCE LEARNING PROGRAMS. 7378680 512571 3476967 16267858 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 46 0 392 1 0 0 0 0 0 0 0 0 0 0 X 34 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JUNE KLEIN 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 ALAN F SCHATZBERG MD 3.00 X 0 0 0 ALLEN S WEINER JD 3.00 X 0 0 0 BERTON KEITH 3.00 X 0 0 0 CAROLYN J CLINE MD PHD 3.00 X 0 0 0 DANIEL KOSTENBAUDER 3.00 X 0 0 0 DERRICK FELTON 3.00 X 0 0 0 ELLEN L SHUCK 3.00 X 0 0 0 FRED R SEDDIQUI 3.00 X 0 0 0 GARY J SHAPIRO JD 3.00 X 0 0 0 GORDON RAUSSER PHD 3.00 X 0 0 0 ISRAEL NIV PHD 3.00 X 0 0 0 JAMES R OTIENO 3.00 X 0 0 0 JENNIFER OTHWEIN PHD JD 3.00 X 0 0 0 JOHN KRUMBOLTZ PHD 3.00 X 0 0 0 JORGE WONG PHD 3.00 X 0 0 0 JOSE R LLANES PHD 3.00 X 0 0 0 KATHRYN PRYOR PHD 3.00 X 0 0 0 LAURA W ROBERTS MD MA 3.00 X 0 0 0 LESLIE R KOONCE 3.00 X 0 0 0 MARILYN MANNING PHD 3.00 X 0 0 0 MARTIN DODD 3.00 X 0 0 0 MATT LEVINE 3.00 X 0 0 0 MICHAEL J KERNER PHD 3.00 X 0 0 0 NAZ MOTAYAR PHD 3.00 X 0 0 0 PAMELA J SWALER PHD 3.00 X 0 0 0 RAQUEL H NEWMAN EDD 3.00 X 0 0 0 RICHARD LONERGAN 3.00 X 0 0 0 RITA DESALES FRENCH PHD 3.00 X 0 0 0 RUTH B LOVE PHD 3.00 X 0 0 0 STEPHEN PEARCE PHD 3.00 X 0 0 0 THOMAS A MACCALLA EDD 3.00 X 0 0 0 TOM YEH 3.00 X 0 0 0 WILLIAM SWING 3.00 X 0 0 0 ALLEN CALVIN 40.00 X X 414586 0 181199 KATHERINE G TAORMINO 3.00 X 0 0 0 JOSEPH P TYRRELL 3.00 X 0 0 0 WILLIAM FROMING 40.00 X 267436 0 20952 JUNE KLEIN 40.00 X 162661 0 15297 ROBERT RUSSELL 40.00 X 211899 0 19382 LEONARD BECKUM 40.00 X 186185 0 17476 JAMES BRECKENRIDGE 40.00 X 172282 0 9720 1415049 0 264026 6 0 1 0 STANFORD 401 QUARRY ROAD RM 3213 STANFORD CA 94305 CONSORTIUM 1696918 JENZABAR PO BOX 55018 BOSTON MA 02205 SOFTWARE/CONSULTING 460628 CORNERSTONE 1720 S AMPHLETT BLVD SUITE 110 SAN MATEO CA 94402 RENT 417672 JOHN PLANE 100 NORTH HILL DR SUITE 12 BRISBANE CA 94005 CONSTRUCTION 295023 COMPVIEW INC PO BOX 60000 SAN FRANCISCO CA 94160 AV SYSTEMS 294477 9 167081 746415 57318 913496 TUITION 611600 18794642 18794642 COURSE FEES 611600 3112459 3112459 OTHER PROGRAM SERV. IN 611710 339659 339659 22246760 13883 13883 16600 167081 105706 -89106 -89106 23085033 22246760 0 -75223 1280821 1280821 1252388 837802 414586 8506577 6870839 1390337 245401 534945 288360 236956 9629 380295 308213 66312 5770 690369 547205 123830 19334 55328 55328 112700 112700 1080597 539395 480609 60593 756328 657538 82511 16279 336575 138285 183386 14904 167945 128443 34490 5012 623483 512060 97285 14138 156581 115947 37698 2936 76590 30949 42837 2804 75516 57754 15508 2254 286501 218340 59512 8649 146062 146062 CONSORTIUM PAYMENTS 2439265 2439265 MEALS/ENTERTAINMENT 248346 93056 95586 59704 AWARD/ACKNOWLEDGMENTS/C 187698 55352 117880 14466 FACULTY & EMPLOYEE RECR 141159 24147 97012 20000 1384820 1124087 176439 84294 20920889 16267858 4066864 586167 43102 4170913 3634990 1241634 1315517 984590 3726079 5351477 395845 169720 9894772 1517021 7088260 8377751 262314 302798 686563 733977 17152670 21332860 1247723 1608951 3498288 5225728 1632508 1565369 6378519 8400048 X 9132630 11611962 994915 661582 646606 659268 10774151 12932812 17152670 21332860 X 2164144 -5483 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1096045 12662 2091 1110798 1080810 6734 8501 1096045 822935 250796 7607 -528 1081866 690411 179154 -46630 822935 0.40650 0.59350 0 0 2950000 2950000 4284171 264485 4019686 1481332 678474 802858 1179269 574062 605207 8377751 PAYABLE TO LENDERS FOR EXCESS FUNDS TO STUDENTS 6184 NOTE PAYABLE 1559185 1565369 23085033 20920889 2164144 -5483 -5483 2158661 21798729 -5483 -1280821 -1286304 23085033 0 23085033 19640068 0 19640068 1280821 1280821 20920889 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXES ON RELATED ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. AS OF JULY 31, 2012 AND 2011, MANAGEMENT EVALUATED THE UNIVERSITY'S TAX POSITIONS AND CONCLUDED THAT THE UNIVERSITY HAD MAINTAINED ITS TAX-EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE INTERNAL REVENUE SERVICE FOR THE TAX YEARS ENDING JULY 31, 2008 AND BEFORE AND BY THE CALIFORNIA FRANCHISE TAX BOARD FOR TAX YEARS ENDING JULY 31, 2007 AND BEFORE. PART XII, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL AID -1,280,821. PART XIII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 1,280,821. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 PALO ALTO UNIVERSITY INCLUDES THE FOLLOWING STATEMENT OF NONDISCRIMINATION IN THE STUDENT HANDBOOK AND PUBLISHES A SIMILAR STATEMENT IN ADMISSION MATERIALS, AVAILABLE IN PAPER OR ELECTRONIC FORMAT: PAU IS COMMITTED TO MAINTAINING A LEARNING ENVIRONMENT IN WHICH STUDENTS CAN DEVELOP INTELLECTUALLY, PROFESSIONALLY, PERSONALLY, AND SOCIALLY. SUCH AN ENVIRONMENT MUST BE FREE OF INTIMIDATION, FEAR, COERCION, AND REPRISAL. PAU DOES NOT DISCRIMINATE ON THE BASIS OF RACE, RELIGION, COLOR, NATIONAL ORIGIN, SEX, SEXUAL ORIENTATION, PHYSICAL OR MENTAL DISABILITY, STATUS AS A VIETNAM-ERA OR SPECIAL DISABLED VETERAN, OR AGE IN ADMISSIONS AND EMPLOYMENT AND IN THE ADMINISTRATION OF ITS PROGRAMS AND ACTIVITIES. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AID UNDER TITLE IV OF THE STUDENT FINANCIAL ASSISTANCE PROGRAM. THE PROGRAMS THAT THE UNIVERSITY PARTICIPATES IN ARE THE FEDERAL FAMILY EDUCATION LOAN PROGRAM (WHICH INCLUDES FEDERAL STAFFORD SUBSIDIZED, UNSUBSIDIZED AND EXTENDED UNSUBSIDIZED LOANS) AND THE FEDERAL WORK STUDY PROGRAM. TRIBUTE 183681 167081 16600 38371 43992 12114 11229 183681 167081 16600 38371 43992 12114 11229 105706 -89106 1 SCHOLARSHIPS, GRANTS AND FINANCIAL AIDS 135 1280821 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZATION PROVIDES FINANCIAL AID ONLY TO QUALIFIED STUDENTS ENROLLED AT THE UNIVERSITY. THE ADMISSIONS DEPARTMENT IS RESPONSIBLE FOR MANAGING THE FELLOWSHIP AND SCHOLARSHIP ALLOCATION FOR NEW STUDENTS. THE FACULTY AND THE ADMISSIONS DEPARTMENT WORK TOGETHER TO AWARD FELLOWSHIPS OR SCHOLARSHIPS TO NEW STUDENTS. X X X X 0 1 0 0 0 0 0 0 0 ALLEN CALVIN 414586 0 0 0 0 0 180432 0 767 0 595785 0 0 0 WILLIAM FROMING 267436 0 0 0 0 0 13372 0 7580 0 288388 0 0 0 JUNE KLEIN 162661 0 0 0 0 0 9218 0 6079 0 177958 0 0 0 ROBERT RUSSELL 211899 0 0 0 0 0 10131 0 9251 0 231281 0 0 0 LEONARD BECKUM 186185 0 0 0 0 0 9002 0 8474 0 203661 0 0 0 JAMES BRECKENRIDGE 172282 0 0 0 0 0 8687 0 1033 0 182002 0 0 0 SUPPLEMENTAL INFORMATION PART III PART I, QUESTION 4B: ALLEN CALVIN RECEIVED IRC SECTION 457(F) DEFERRED COMPENSATION OF $160,000. X 1 29127 FMV X 10 PRINTERS 2 1935 FMV X 64 DESKTOPS 2 26256 FMV 0 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE COLUMN REPRESENTS THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 WAS REVIEWED BY CFO AND AUDIT COMMITTEE. THE FORM 990 WAS ALSO MADE AVAILABLE TO THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C WHEN A POTENTIAL CONFLICT OF INTEREST SURFACES, IT IS REFERRED BOTH TO OUR ATTORNEYS AND THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. OUR ATTORNEYS' COMMENTS ARE SHARED WITH THE EXECUTIVE COMMITTEE WHO VOTES ON WHETHER THE ACTION UNDER QUESTION SHOULD BE APPROVED. THE RESULTS OF THE EXECUTIVE COMMITTEE VOTE ARE RECORDED IN THE EXECUTIVE COMMITTEE MINUTES. FORM 990, PART VI, SECTION B, LINE 15 COST OF LIVING INCREASES BASED ON THE CPI. CEO AND CFO ARE EVALUATED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE ON PAU WEBSITE. GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -5,483.