2013-07-09T15:22:01-05:00 2012-08-31 990 2011-09-01 136161036 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION NEWY 2129986245 110 WEST 3RD STREET 2ND FL NEW YORK NY 10012 GIANCARLO BONAGURA 2129986245 2013-07-09 2011 2016-02-25 16:41:14Z GIANCARLO BONAGURA 40 WASHINGTON SQ SO NEW YORK NY 10012 31080013 0 X N/A X 1949 NY FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW. 57 48 0 0 0 0 0 0 22708446 18288357 0 0 8972499 12767535 31680945 31055892 12415587 8379240 0 0 0 0 0 0 0 22421373 19105327 34836960 27484567 -3156015 3571325 169514076 174078366 23445325 24430563 146068751 149647803 THE FOUNDATION, A SUBSIDIARY OF NEW YORK UNIVERSITY, FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW BY AWARDING SCHOLARSHIPS, MAKING GRANTS FOR EDUCATIONAL PURPOSES RELATED TO LAW, AND SUPPORTING PROGRAMS OF THE SCHOOL OF LAW. 0 0 27236057 8379240 18288357 SUPPORT EXEMPT ACTIVITIES OF NEW YORK UNIVERSITY SCHOOL OF LAW. 27236057 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 94 0 0 0 0 0 0 0 0 0 0 0 0 X 57 48 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X KERRI TRICARICO 2129982913 105 E 17TH STREET - 3RD FLOOR NEW YORK NY 10003 ANTHONY WELTERS 0.20 X X 0 0 0 THOMAS REED BROME 0.20 X X 0 0 0 ALFRED B ENGELBERG 0.20 X 0 0 0 ANDREW J SEGAL 0.20 X 0 0 0 BONNIE BRIER 0.20 X 0 570973 36405 CHARLES KLEIN 0.20 X 0 0 0 DANIEL E STRAUS 0.20 X 0 0 0 DAVID A TANNER 0.20 X 0 0 0 DAVID BOIES II 0.20 X 0 0 0 DAVID MCLAUGHLIN 0.20 X 0 592925 36405 DWIGHT OPPERMAN 0.20 X 0 0 0 EILEEN FITZGERALD SUDLER 0.20 X 0 0 0 ERIC M ROTH 0.20 X 0 0 0 EVAN R CHESLER 0.20 X 0 0 0 FLORENCE A DAVIS 0.20 X 0 0 0 GEORGE T LOWY 0.20 X 0 0 0 GREGORY RACZ 0.20 X 0 0 0 JAY M FURMAN 0.20 X 0 0 0 JEFFREY N GREENBLATT 0.20 X 0 0 0 JEROME KERN 0.20 X 0 0 0 JESSICA MALKIN 0.20 X 0 0 0 JOHN SEXTON 0.20 X 0 1301620 172134 JOHN SUYDAM 0.20 X 0 0 0 JONATHAN MECHANIC 0.20 X 0 0 0 KAREN J FREEDMAN 0.20 X 0 0 0 KATHRYN CASSELL CHENAULT 0.20 X 0 0 0 KENNITH M RAISLER 0.20 X 0 0 0 LAURIE R FERBER 0.20 X 0 0 0 LEONARD WILF 0.20 X 0 0 0 LESTER POLLACK 0.20 X 0 0 0 LEWIS R STEINBERG 0.20 X 0 0 0 MARK WILF 0.20 X 0 0 0 MARTHA E STARK 0.20 X 0 0 0 MARTIN LIPTON 0.20 X 0 0 0 MICHAEL ALFANO 0.20 X 0 1121019 47021 MITCHELL L JACOBSON 0.20 X 0 0 0 PAUL FRANCIS 0.20 X 0 0 0 RACHEL F ROBBINS 0.20 X 0 0 0 RANDAL MILCH 0.20 X 0 0 0 RICHARD REVESZ 0.20 X 0 817166 30342 RITA E HAUSER 0.20 X 0 0 0 ROBERT A KINDLER 0.20 X 0 0 0 RONALD GROSSMAN 0.20 X 0 0 0 RONALD MOELIS 0.20 X 0 0 0 SARA E MOSS 0.20 X 0 0 0 SCOTT HOFFMAN 0.20 X 0 0 0 SHEILA L BIRNBAUM 0.20 X 0 0 0 SLOAN LINDEMANN 0.20 X 0 0 0 STEPHANIE ABRAMSON 0.20 X 0 0 0 STEPHEN KAPLAN 0.20 X 0 0 0 STUYVESANT COMFORT 0.20 X 0 0 0 WAYNE M PERRY 0.20 X 0 0 0 MARTIN PAYSON 0.20 X 0 0 0 BRIAN SCHORR 0.20 X 0 0 0 JEFFREY ARONSON 0.20 X 0 0 0 ROGER MELTZER 0.20 X 0 0 0 RICHARD REISS 0.20 X 0 0 0 BARBARA TIMPANO 0.20 X 0 217156 33467 ELIZABETH ROHLFING 0.20 X 0 112593 17903 GIANCARLO BONAGURA 0.20 X 0 0 0 0 4733452 373677 0 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 10317 UNIONDALE NY 115550317 CONSULTING 198047 1 STUDENT HOUSING/DINING 611710 18177182 18177182 INT.FACULTY MORTGAGE 611710 111175 111175 18288357 204727 24121 180606 180606 180606 TRANFER FROM NYU 611710 12586929 12586929 12586929 31055892 18288357 0 12767535 4242380 4242380 4136860 4136860 156704 156704 198047 198047 26482 26482 8942880 8942880 50463 50463 STUDENT HOUSING/DINING 8487338 8487338 FACULTY HOUSING EXPENSE 388478 388478 TAXES & LICENSES FEES 185 185 854750 854750 27484567 27236057 248510 0 14101 14101 1875000 1905582 19606493 20471201 833902 784929 147166164 150739962 18416 162591 169514076 174078366 142306 33406 23303019 24397157 23445325 24430563 X 146068751 149647803 146068751 149647803 169514076 174078366 X 3571325 7727 X X 0 1 1 X 0 X 16840917 17151418 26817400 31494429 30877761 123181925 16840917 17151418 26817400 31494429 30877761 123181925 0 0 0 123181925 2435560 2636213 2325802 215122 180606 7793303 2435560 2636213 2325802 215122 180606 7793303 2003868 9953520 11957388 21280345 29741151 29143202 31709551 31058367 142932616 0.86180 0.82270 0.05450 0.08020 X 0 BUILDINGS & EQUIPMENT 150739962 C 150739962 DUE TO NYU 24397157 24397157 0 NEW YORK UNIVERSITY 40 WASHINGTON SQUARE SOUTH NEW YORK NY 10012 135562308 501 (C) (3) 4242380 SUPPORT ACTIVITIES OF NYU SCHOOL OF LAW 1 0 FACULTY AND ADMINISTRATORS OF NYU SCHOOL OF LAW 143 4136860 0 1 0 0 0 0 0 0 0 BONNIE BRIER 0 570973 0 0 0 0 0 24500 0 11905 0 607378 0 0 DAVID MCLAUGHLIN 0 573463 0 0 0 19462 0 24500 0 11905 0 629330 0 0 JOHN SEXTON 0 1241084 0 0 0 60536 0 101700 0 70434 0 1473754 0 0 MICHAEL ALFANO 0 546529 0 574490 0 0 0 35500 0 11521 0 1168040 0 0 RICHARD REVESZ 0 544591 0 120993 0 151582 0 24500 0 5842 0 847508 0 0 BARBARA TIMPANO 0 217156 0 0 0 0 0 22678 0 10789 0 250623 0 0 PART I, LINE 4B PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2011 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE THE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY - WHILE PRESIDENT OR IN ANY POST -PRESIDENT EMPLOYMENT WITH NYU - IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR HE RECEIVES FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2013, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2011 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. RICHARD REVESZ FACULTY MORTGAGE X 1875000 1905582 0 1 1 1905582 FORM 990, PART VI, SECTION A, LINE 2 1) TRUSTEES MARK WILF AND LEONARD WILF ARE COUSINS. 2) TRUSTEES PETER SUDLER AND EILEEN SUDLER ARE SPOUSES. 3) TRUSTEES JAY FURMAN AND JOHN SEXTON HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2012. FORM 990, PART VI, SECTION A, LINE 7A THE NYU BOARD OF TRUSTEES ELECTS ALL THE TRUSTEES OF THE FOUNDATION AND HAS OTHER POWERS GRANTED UNDER STATE LAW. FORM 990, PART VI, SECTION A, LINE 7B THE NYU BOARD OF TRUSTEES ELECTS ALL THE TRUSTEES OF THE FOUNDATION AND HAS OTHER POWERS GRANTED UNDER STATE LAW. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1.THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2.THE FOUNDATION TREASURER SHARED THE FORM 990 WITH THE CHAIRMAN AND NYU GENERAL COUNSEL AND MADE IT AVAILABLE FOR INSPECTION TO TRUSTEES AND OFFICERS. 3.FOLLOWING THE REVIEW PERIOD FOR THE BOARD OF TRUSTEES, THE FORM 990 WAS FILED ELECTRONICALLY WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN GENERAL, AT FOUNDATION BOARD MEETINGS AND KEY COMMITTEE MEETINGS (I.E. INVESTMENT AND BUDGET), TRUSTEES ARE REMINDED OF THE NEED TO RECUSE THEMSELVES FROM PARTICIPATION SHOULD A CONFLICT OF INTEREST (REAL OR PERCEIVED) EXIST. IN ADDITION, FOR FOUNDATION TRUSTEES AND OFFICERS THERE IS AN ANNUAL PROCESS THAT REQUIRES THE FILING OF A COI FORM WITH THE UNIVERSITY. WITH RESPECT TO INDIVIDUALS OTHER THAN TRUSTEES AND OFFICERS, THERE ARE NO EMPLOYEES OF THE FOUNDATION; RATHER ALL EMPLOYEES ARE EMPLOYEES OF THE UNIVERSITY AND ARE THEREFORE REQUIRED TO FOLLOW UNIVERSITY POLICIES. FORM 990, PART VI, SECTION B, LINE 15 THERE ARE NO EMPLOYEES OF THE FOUNDATION; RATHER ALL EMPLOYEES ARE EMPLOYEES OF THE UNIVERSITY AND THEREFORE THE SETTING OF THEIR COMPENSATION IS CONSISTENT WITH THE UNIVERSITY STANDARD PRACTICES FOR DETERMINING REASONABLE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION - OFFICE OF THE DEAN MAINTAINS COPIES OF THE GOVERNING DOCUMENTS. CONFLICT OF INTEREST POLICY AND CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU). CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: CHANGE IN BEGINNING NET ASSETS 7,727. TOTAL TO FORM 990, PART XI, LINE 5: 7,727. FORM 990, PART XII, LINE 2C: THE AUDIT AND COMPLIANCE COMMITTEE OF THE NYU BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S CONSOLIDATED FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THE CONSOLIDATED FINANCIAL STATEMENTS INCLUDE THE FINANCIALS OF NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION. 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