2013-02-14T17:00:03-06:00 2012-06-30 990 2011-07-01 362593545 ERIKSON INSTITUTE ERIK 3127552250 451 North LaSalle Street Chicago IL 606544510 SAMUEL J MEISELS 2013-01-29 2011 2016-03-07 17:11:31Z SAMUEL J MEISELS 451 North LaSalle Street Chicago IL 606544510 24596237 false X WWW.ERIKSON.EDU X 1966 IL ERIKSON IS AN INSTITUTION OF HIGHER EDUCATION FOCUSING ON TEACHING, RESEARCH AND CLINICAL AND COMMUNITY SERVICE IN THE AREA OF CHILD DEVELOPMENT AND EARLY CARE EDUCATION. 34 33 236 203 0 0 9667495 9551716 5274814 5088090 1882312 -433335 243842 69763 17068463 14276234 1134557 1018947 0 0 10299565 10389143 0 0 562925 6787026 6672491 18221148 18080581 -1152685 -3804347 81527736 80081953 37926009 46214762 43601727 33867191 X ERIKSON INSTITUTE IS AN INDEPENDENT INSTITUTION OF HIGHER EDUCATION THAT PREPARES CHILD DEVELOPMENT AND FAMILY SERVICE PROFESSIONALS FOR LEADERSHIP. THROUGH ITS ACADEMIC PROGRAMS, APPLIED RESEARCH AND COMMUNITY SERVICE AND ENGAGEMENT, ERIKSON ADVANCES THE ABILITY OF PRACTITIONERS, RESEARCHERS, AND DECISION MAKERS TO IMPROVE LIFE FOR CHILDREN AND THEIR FAMILIES. THE INSTITUTE IS A CATALYST FOR DISCOVERY AND CHANGE, CONTINUALLY BRINGING THE NEWEST SCIENTIFIC KNOWLEDGE AND THEORIES OF CHILDREN'S DEVELOPMENT AND LEARNING INTO ITS CLASSROOMS AND OUT TO THE COMMUNITY SO THAT PROFESSIONALS SERVING CHILDREN AND FAMILIES ARE INFORMED, INSPIRED AND RESPONSIVE. false false 7705869 3763682 ERIKSON PROVIDES GRADUATE LEVEL EDUCATION AND TRAINING IN CHILD DEVELOPMENT EARLY CHILDHOOD EDUCATION. APPROXIMATELY 275 STUDENTS ENROLLED IN ERIKSON'S GRADUATE CERTIFICATE, MASTER'S DEGREE AND DOCTORAL DEGREE PROGRAMS. 90 MASTER'S DEGREE STUDENTS GRADUATED IN MAY 2012. IN ADDITION TO ITS DEGREE AND CERTIFICATE PROGRAMS, ERIKSON PROVIDES CONTINUING PROFESSIONAL DEVELOPMENT TO WIDE RANGE OF EARLY CHILDHOOD PROFESSIONALS IN THE GREATER CHICAGOLAND AREA. 2088426 1597993 667178 EARLY MATHEMATICS EDUCATION PROJECT PROVIDES IN-DEPTH TRAINING IN EARLY MATHEMATICS TO OVER 200 PREK TO 3RD GRADE TEACHERS EACH YEAR. THROUGH A DEPARTMENT OF EDUCATION-FUNDED "INVESTING IN INNOVATION" GRANT, ALL PRIMARY GRADE TEACHERS AT EIGHT CHICAGO PUBLIC SCHOOLS ATTEND LEARNING LABS, RECEIVE INDIVIDUAL COACHING SERVICES, AND PARTICIPATE IN MATH-FOCUSED GRADE LEVEL MEETINGS AND LESSON STUDY AT THEIR SCHOOLS. PROFESSIONAL DEVELOPMENT AND CONSULTATION ARE ALSO PROVIDED TO PAROCHIAL SCHOOLS, EDUCARE SITES, HEAD START PROGRAMS, SCHOOLS IN THE CHICAGO SUBURBS, COMMUNITY COLLEGES ACROSS THE STATE OF ILLINOIS, AND IN KENTUCKY, MINNESOTA, WISCONSIN, OHIO, NEW YORK CITY, AND NEW JERSEY. 1831649 1831649 EARLY CHILDHOOD PROJECT WITH DCFS THE ILLINOIS DEPARTMENT OF CHILDREN AND FAMILY SERVICES (DCFS) CONTRACTS WITH ERIKSON TO MANAGE ITS EARLY CHILDHOOD UNIT. ALUMNA ANDRIA GOSS DIRECTS 19 EARLY CHILDHOOD SPECIALISTS BASED AT ERIKSON WHO WORK STATEWIDE TO DETERMINE WHAT SERVICES ARE NEEDED TO ADDRESS THE DEVELOPMENTAL CONCERNS OF CHILDREN BIRTH THROUGH FIVE WHO ARE IN THE CARE OF OR WHO ARE BEING CLOSELY MONITORED BY DCFS. THROUGH THIS PROJECT, ERIKSON ADMINISTERS DEVELOPMENTAL SCREENINGS TO CHILDREN AGES BIRTH THROUGH THREE ENTERING THE FOSTER CARE SYSTEM IN COOK COUNTY AND COORDINATES ASSESSMENTS STATEWIDE. IN FISCAL YEAR 2012, THE PROGRAM ADMINISTERED 1500 BIRTH THROUGH 3 SCREENING AND MADE 837 REFERRALS FOR EARLY INTERVENTION AND/OR INFANT MENTAL HEALTH PROGRAMS. WE ALSO REFERRED ANOTHER 2,226 CHILDREN FOR SCREENING IN THEIR COMMUNITIES. ADDITIONALLY, WE PARTICIPATED IN 236 HIGH RISK CASE STAFFING, AND ASSISTED APPROXIMATELY 2,551 CHILD WELFARE FAMILIES THROUGHOUT THE STATE OF ILLINOIS. 1665605 1652887 1454782 OTHER PROGRAM EXPENSES: - NEW SCHOOLS PROJECT - FUSSY BABY -FOSTER CHILD DEVELOPMENT, MONITORING & ASSESSMENTS -PROFESSIONAL DEVELOPMENT 1246125 348661 1011142 CENTER FOR CHILDREN AND FAMILIES THE CENTER FOR CHILDREN AND FAMILIES PROVIDES COMPREHENSIVE EARLY CHILDHOOD (BIRTH TO AGE EIGHT) DEVELOPMENTAL, BEHAVIORAL, SOCIAL EMOTIONAL ASSESSMENT AND INTERVENTION SERVICES TO CHICAGO-AREA FAMILIES. OUR OVERARCHING GOALS FOR THE CENTER HAVE BEEN TO (A) BRING ERIKSON'S UNPARALLELED EXPERIENCE AND INSIGHT IN CHILD DEVELOPMENT DIRECTLY TO PARENTS AND CHILDREN IN NEED, (B) TO PROVIDE TRAINING TO ERIKSON STUDENTS AND PROFESSIONAL PRACTITIONERS, AND (C) TO EXPAND THE KNOWLEDGE BASE CONCERNING THE ASSESSMENT AND TREATMENT OF YOUNG CHILDREN IN NEED. IN FY 2012, THE CENTER SAW 219 FAMILIES IN THE COUNSELING AND DEVELOPMENTAL DIAGNOSTIC PROGRAMS, AND 177 FAMILIES IN THE MEDICAL DIAGNOSTIC PROGRAM. THE CENTER ALSO EXPANDED PROGRAMS SERVING CHILDREN IN EARLY HEAD START AND MILITARY FAMILIES WITH YOUNG CHILDREN. 2911730 2001548 2465924 14537674 true true false false false false false false true true true false false true false true false true false false false false false true false false false true false true false false false false false false false false false false false false false false false false false false false false true 79 0 true 236 true false false false false false true true false false false false false false X 34 33 false false false false false false false true true false false true true true true true true true false false IL X Susan Wallace 3127552250 451 N LaSalle Street Chicago IL 606544510 X BRUCE E HUEY 3.00 X X 0 0 0 JOHN L HINES 3.00 X X 0 0 0 KATE NEISSER 3.00 X X 0 0 0 BARBARA T BOWMAN 40.00 X X 139642 0 11405 ADRIENNE E WHITE 3.00 X 0 0 0 CARI B SACKS 3.00 X 0 0 0 CATHERINE M ADDUCI 3.00 X 0 0 0 EDWARD S LOEB 3.00 X 0 0 0 ERIC ADELSTEIN 3.00 X 0 0 0 EVE M TYREE 3.00 X 0 0 0 GENE R SAFFOLD 3.00 X 0 0 0 IKRAM GOLDMAN 3.00 X 0 0 0 JAMES J ROCHE 3.00 X 0 0 0 JEANNA MARIE CAPITO 3.00 X 0 0 0 JOHN W MCNULTY 3.00 X 0 0 0 JOY SEGAL 3.00 X 0 0 0 JOYCE WALTERS 3.00 X 0 0 0 JUDY MCCASKEY 3.00 X 0 0 0 KATHY RICHLAND PICK 3.00 X 0 0 0 LEE E HARKLEROAD 3.00 X 0 0 0 LEWIS S INGALL 3.00 X 0 0 0 MARY A LARIA 3.00 X 0 0 0 MICHELLE L COLLINS 3.00 X 0 0 0 MITCHELL J LEDERER 3.00 X 0 0 0 PATRICIA REYNOLDS WALSH 3.00 X 0 0 0 RICHARD P KIPHART 3.00 X 0 0 0 RICHARD S SCHUHAM 3.00 X 0 0 0 SABRINA GRACIAS 3.00 X 0 0 0 SARA CROWN STAR 3.00 X 0 0 0 SHERI B ZUCKERMAN 3.00 X 0 0 0 SHIRLEY MADIGAN 3.00 X 0 0 0 SUSAN J WISLOW 3.00 X 0 0 0 TOBY HERR 3.00 X 0 0 0 VIRGINIA G BOBINS 3.00 X 0 0 0 SAMUEL MEISELS 40.00 X X X 322825 0 21738 SUSAN WALLACE 40.00 X X 187417 0 24086 GILLIAN MC NAMEE 40.00 X 116863 0 22456 JANA FLEMING 40.00 X 142174 0 19756 JEANNE MUELLER 40.00 X 131489 0 14745 JONATHAN FRANK 40.00 X 140787 0 23524 RANDY HOLGATE 40.00 X 203374 0 14752 SHIRLEY RAY 40.00 X 199665 0 24892 1584236 0 177354 14 false false false SRI INTERNATIONAL PO BOX 2767 MENLO PARK CA 94025 PROJECT RESEARCH 470790 ALTER GROUP 75 REMITTANCE DRIVE CHICAGO IL 60675 BUILDING MANAGEMENT 299609 UNIVERSITY OF CHICAGO DEPT OF PEDIATRICS 5841 S MARYLAND AVE CHICAGO IL 60637 CONSULTAION 196511 INDIANA INSURANCE COMPANY P O BOX 145476 CINCINNATI OH 452505476 INSURANCE 114186 EURSET SERVICES 4700 N OKETO AVENUE HARWOOD HEIGHTS IL 60706 JANITORIAL SERVICE 110380 5 391161 9160555 0 9551716 STUDENT TUITION & FEES 611600 3763682 3763682 CONSULTING FEES 611600 1324408 1324408 0 0 0 0 5088090 535955 535955 0 0 0 0 0 9144807 10114097 -969290 0 -969290 -969290 205906 391162 205906 0 0 0 MISCELLANEOUS 900099 69763 69763 0 0 0 0 69763 14276234 5088090 0 -363572 0 1018947 1018947 0 0 1686276 784820 698372 203084 0 6812351 5896922 808656 106773 407945 315004 73491 19450 712497 546043 131619 34835 770074 594630 138728 36716 0 79976 14295 65681 38975 38975 0 0 83036 83036 1791318 1529567 204519 57232 70712 69679 543 490 311727 145112 155145 11470 173514 128138 39927 5449 28395 28395 460266 407852 44090 8324 203700 201810 1694 196 0 169698 135855 24288 9555 1557639 1292840 233646 31153 0 966060 801830 144909 19321 187802 57599 130203 BOOKS AND LIBRARY MATERIALS 129345 128649 696 PRINTING & COPYING 85936 192202 -120075 13809 MISCELLANEOUS EXPENSE 228025 141118 81839 5068 BAD DEBT EXPENSE 106367 106367 0 0 0 0 18080581 14537674 2979982 562925 0 820179 812664 5454791 4793513 10416400 7798062 94844 97206 33998849 5518531 29428694 28480318 25424463 25981151 9728812 11307520 0 0 159553 811519 81527736 80081953 767614 883465 28500 75150 32500000 32500000 4629895 12756147 37926009 46214762 X 18632976 8601895 9229325 8725870 15739426 16539426 43601727 33867191 81527736 80081953 X -3804347 -5930189 X false true true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 37789393 800000 909515 1026736 38472172 32103845 2705385 4931980 1951817 0 37789393 31706224 1202691 3357460 55168 4107362 0 32103845 17875734 21194331 -4375266 39500 2949075 0 31706224 0.47000 0.43000 0.10000 false false 2692677 2692677 27299162 2761387 24537775 0 3954510 2757144 1197366 52500 52500 28480318 0 0 PRIVATE EQUITY AND HEDGE FUNDS 11307520 F 11307520 0 INTEREST RATE SWAP AGREEMENT 11995177 DEFERRED COMPENSATION PLAN PAYABLE 760970 12756147 14276234 18080581 -3804347 1435092 -7365282 -5930190 -9734537 7244061 1435092 -8384229 -6949137 14193198 83036 0 83036 14276234 16978598 0 0 16978598 83036 1018947 1101983 18080581 Intended uses of endowment funds Schedule D, Part V, Line 4 THE BOARD OF TRUSTEES HAS DESIGNATED CERTAIN AMOUNTS OF UNRESTRICTED REVENUES TO BE CLASSIFIED AS FUNDS FUNCTIONING AS ENDOWMENT. THE INCOME ON THESE FUNDS WILL BE USED TO SUPPORT ONGOING OPERATIONS. AS OF JUNE 30, 2012, THESE FUNDS WERE ESTABLISHED FOR THE FOLLOWING PURPOSES: FACILITIES $14,715,610; GENERAL OPERATIONS $3,363,325; SCHOLARSHIPS $160,520. true true true true true true true false false false false false false false false false false true DINNER 597068 391162 205906 NONE 0 0 0 597068 391162 205906 0 0 0 0 0 0 0 205906 true HARRIS LEADERSHIP SCHOLARSHIPS 114 338893 BOUNCE SCHOLARSHIPS 27 103020 GRAND VICTORIA SCHOLARSHIPS 25 74371 ANNE SEARLE SCHOLARSHIP 2 7000 DOCTORAL SCHOLARSHIPS 6 28290 BARBARA T. BOWMAN SCHOLARSHIP 7 32000 CPS COMMUNITY PARTNERSHIP SCHOLARSHIP 17 122150 INFANT STUDIES SCHOLARSHIP 15 85191 STEANS LEARNING COLLABORATIVE 5 2700 B&N HARRIS SCHOLARSHIP 31 93949 BOEING SCHOLARSHIPS 11 62573 COMMUNITY COLLEGE PARTNERSHIP SCHOLARSHIPS 11 9680 US DEPT. OF EDUCATION - HIGH STANDARD PREK MATH SCHOLARSHIPS 143 18000 DCYS SCHOLARSHIPS 6 41130 Procedures for monitoring use of grant funds Schedule I, Part I, Line 2 SCHOLARSHIP FUNDS CAN BE USED FOR TUITION, BOOKS AND LIVING EXPENSES. IN GENERAL THEY ARE APPLIED FIRST TO TUITION AND BALANCES SENT TO STUDENTS. IT IS REVIEWED EVERY SCHOOL TERM AND IS MONITORED IN COMPLIANCE WITH STUDENT AID PROTOCOLS. THE STUDENT LOAN PROGRAM IS AUDITED EVERY YEAR IN COMPLIANCE WITH FEDERAL SINGLE AUDIT STANDARDS. BARBARA T BOWMAN 138742 0 0 0 900 0 10909 0 496 0 151047 0 0 0 JANA FLEMING 141274 0 0 0 900 0 13936 0 5820 0 161930 0 0 0 JONATHAN FRANK 139887 0 0 0 900 0 10888 0 12636 0 164311 0 0 0 RANDY HOLGATE 202474 0 0 0 900 0 14752 0 0 0 218126 0 0 0 SAMUEL MEISELS 314425 0 0 0 8400 0 21242 0 496 0 344563 0 0 0 SHIRLEY RAY 198765 0 0 0 900 0 12256 0 12636 0 224557 0 0 0 SUSAN WALLACE 186517 0 0 0 900 0 15277 0 8809 0 211503 0 0 0 ILLINOIS FINANCE AUTHORITY 861091967 452029AA9 2007-12-12 32500000 CONSTRUCT AND EQUIP FACILITY false false false 0 0 32500000 0 0 0 328294 0 0 32171706 0 0 2009 false false true true false false false false 0.0000 0.0000 0.0000 true false true true BANK OF AMERICA 30.0 false false false 0.0 false false false Description of other program services Form 990, Part III, Line 4d OTHER PROGRAM EXPENSES: - NEW SCHOOLS PROJECT - FUSSY BABY -FOSTER CHILD DEVELOPMENT, MONITORING & ASSESSMENTS -PROFESSIONAL DEVELOPMENT CENTER FOR CHILDREN AND FAMILIES THE CENTER FOR CHILDREN AND FAMILIES PROVIDES COMPREHENSIVE EARLY CHILDHOOD (BIRTH TO AGE EIGHT) DEVELOPMENTAL, BEHAVIORAL, SOCIAL EMOTIONAL ASSESSMENT AND INTERVENTION SERVICES TO CHICAGO-AREA FAMILIES. OUR OVERARCHING GOALS FOR THE CENTER HAVE BEEN TO (A) BRING ERIKSON'S UNPARALLELED EXPERIENCE AND INSIGHT IN CHILD DEVELOPMENT DIRECTLY TO PARENTS AND CHILDREN IN NEED, (B) TO PROVIDE TRAINING TO ERIKSON STUDENTS AND PROFESSIONAL PRACTITIONERS, AND (C) TO EXPAND THE KNOWLEDGE BASE CONCERNING THE ASSESSMENT AND TREATMENT OF YOUNG CHILDREN IN NEED. IN FY 2012, THE CENTER SAW 219 FAMILIES IN THE COUNSELING AND DEVELOPMENTAL DIAGNOSTIC PROGRAMS, AND 177 FAMILIES IN THE MEDICAL DIAGNOSTIC PROGRAM. THE CENTER ALSO EXPANDED PROGRAMS SERVING CHILDREN IN EARLY HEAD START AND MILITARY FAMILIES WITH YOUNG CHILDREN. Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b FORM 990 WAS REVIEWED BY THE PRESIDENT, CHIEF FINANCIAL OFFICER AND THE TREASURER AND WAS DISTRIBUTED TO ERIKSON'S BOARD MEMBERS BEFORE IT WAS FILED WITH THE IRS. Conflict of interest policy Form 990, Part VI, Section B, Line 12c ALL TRUSTEES, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE ERIKSON'S CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND MUST DISCLOSURE ALL INTERESTS AND RELATIONSHIPS THAT MAY HOLD POTENTIAL FOR RAISING CONFLICT ISSUES ON THE ANNUAL DISCLOSURE STATEMENT. THE CHAIRPERSON OF THE TRUSTEESHIP COMMITTEE REVIEWS DISCLOSURE STATEMENTS AND COMMUNICATES ALL POTENTIAL CONFLICTS WITH THE BOARD CHAIR. IF A POTENTIAL FOR CONFLICT IS FOUND TO EXIST, THE TRUSTEESHIP COMMITTEE WILL PREPARE A WRITTEN RECOMMENDATION FOR THE EXECUTIVE COMMITTEE ON HOW BEST TO MINIMIZE THE EFFECT OF CONFLICT UPON THE ACTIVITIES OF THE INSTITUTE AND THE TRUSTEE, OFFICER OR KEY EMPLOYEE. THE EXECUTIVE COMMITTEE WILL MAKE A FINAL, WRITTEN DETERMINATION AS TO THE HANDLING OF THE CONFLICT ISSUE. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THE COMPENSATION COMMITTEE IS APPOINTED BY THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE IS CHARGED WITH RECOMMENDING TO THE BOARD THE PRESIDENT'S COMPENSATION, INCLUDING SALARY AND BENEFITS. THE COMPENSATION COMMITTEE REVIEWS A COMPENSATION SURVEY OF SIMILAR POSITIONS IN EDUCATIONAL INSTITUTIONS SIMILAR TO ERIKSON, LOCATED WITHIN A METROPOLITAN AREA. THIS INFORMATION IS OBTAINED FROM FORM 990'S. THIS REVIEW IS CONDUCTED ANNUALLY. THE PRESIDENT REVIEWS THE COMPENSATION OF OFFICERS AND KEY EMPLOYEES OF ERIKSON. HE REVIEWS A COMPENSATION SURVEY OF SIMILAR POSITIONS IN EDUCATIONAL INSTITUTIONS SIMILAR TO ERIKSON, LOCATED WITHIN A METROPOLITAN AREA. THIS REVIEW IS CONDUCTED ANNUALLY. Governing documents, conflict of interest policy and financial statements available to the public Form 990, Part VI, Section C, Line 19 ERIKSON INSTITUTE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND TAX RETURNS AVAILABLE FOR PUBLIC INSPECTION UPON WRITTEN REQUEST. THIS INSPECTION TAKES PLACE AT ITS CORPORATE OFFICES AT 451 N LASALLE STREET, CHICAGO, IL. COMPENSATION OF OFFICERS, DIRECTORS, TRUSTEE FORM 990, PART VII, SECTION A, LINE 1A, COLUMN (D) REPORTABLE COMPENSATION FOR BARBARA T. BOWMAN REPRESENTS INCOME EARNED AS A PROFESSOR AND NOT AS A TRUSTEE OF THE ORGANIZATION. Other changes in net assets or fund balances Form 990, Part XI, Line 5 NET UNREALIZED GAINS (LOSSES) ON INVESTMENTS - 1435091; INTEREST RATE SWAP ADJUSTMENT TO FAIR VALUE - -7365280;