2013-03-11T15:11:29-05:00 2012-05-31 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 225 SOUTH SIXTH STREET SUITE 2300 MINNEAPOLIS MN 55402 990 2011-06-01 410695527 ST MARYS UNIVERSITY OF MINNESOTA STMA 5074571443 700 TERRACE HEIGHTS WINONA MN 559871399 CYNTHIA MAREK 5074571443 2013-02-20 1 LAWRENCE H MOHR CPA P00447603 6128764500 2011 2016-02-25 16:41:14Z CYNTHIA MAREK 700 TERRACE HEIGHTS WINONA MN 55987 85165082 0 X WWW.SMUMN.EDU X 1912 MN SAINT MARY'S UNIVERSITY OF MINNESOTA IS A PRIVATE, CATHOLIC INSTITUTION OFFERING COMPREHENSIVE UNDERGRADUATE AND GRADUATE PROGRAMS. 1,400 STUDENTS ARE ENROLLED IN THE RESIDENTIAL UNDERGRADUATE COLLEGE AT THE WINONA CAMPUS, ESTABLISHED IN 1912. 6,421 STUDENTS ARE ENROLLED IN THE SCHOOLS OF GRADUATE AND PROFESSIONAL PROGRAMS, WHICH OFFERS CERTIFICATES, BACHELOR AND SPECIALIST PROGRAMS, MASTERS DEGREES AND DOCTORAL PROGRAMS. THE UNIVERSITY DELIVERS EDUCATION TO ITS ADULT LEARNERS THROUGH CAMPUSES IN MINNEAPOLIS; WINONA, NAIROBI, KENYA; CENTERS IN APPLE VALLEY; ROCHESTER; OAKDALE; AND MINNETONKA AND AT NUMEROUS OTHER LOCATIONS IN MINNESOTA, WISCONSIN AND JAMAICA. SAINT MARY'S IS ACCREDITED BY THE HIGHER LEARNING COMMISSION AND IS A MEMBER OF THE NORTH CENTRAL ASSOCIATION. 30 27 2343 180 0 0 6507374 8640537 70622524 74923935 751734 657251 568132 439150 78449764 84660873 15507008 16415500 0 0 38647099 39552572 0 0 1688000 22012187 23411051 76166294 79379123 2283470 5281750 138774886 140881105 46886075 45643472 91888811 95237633 X ENRICHED BY THE CATHOLIC, LASALLIAN HERITAGE, SAINT MARY'S UNIVERSITY OF MINNESOTA AWAKENS, NURTURES, AND EMPOWERS LEARNERS TO ETHICAL LIVES OF SERVICE AND LEADERSHIP. 0 0 24711422 16415500 65530396 INSTRUCTION:SAINT MARY'S UNIVERSITY OF MINNESOTA HAS TWO PRIMARY ACADEMIC UNITS: THE COLLEGE AND THE SCHOOLS OF GRADUATE AND PROFESSIONAL PROGRAMS (SGPP). THE COLLEGE CONSISTS OF THE TRADITIONAL UNDERGRADUATE BACHELOR OF ARTS EXPERIENCE BASED ON THE WINONA CAMPUS. THE SGPP INCLUDES CONTINUING EDUCATION OFFERINGS, CERTIFICATE PROGRAMS, BACHELOR OF SCIENCE COMPLETION PROGRAMS, MASTER'S PROGRAMS, AN EDUCATION SPECIALIST PROGRAM, AND TWO DOCTORAL PROGRAMS. THE SGPP IS BASED ON BOTH THE TWIN CITIES AND WINONA CAMPUSES, WITH CENTERS IN ROCHESTER, APPLE VALLEY, MINNETONKA AND OAKDALE, MN. ACROSS THE 12-MONTH 2011-12 ACADEMIC YEAR THE COLLEGE ENROLLED 1,400 STUDENTS AND OFFERED 44,842 INSTRUCTIONAL ACTIVITY CREDIT HOURS. THE SGPP ENROLLED 6,421 STUDENTS ACROSS THE 2011-12 ACADEMIC YEAR AND OFFERED 69,582 INSTRUCTIONAL ACTIVITY CREDIT HOURS. THE UNIVERSITY EXPECTS TO MAINTAIN ENROLLMENT AT THE COLLEGE IN THE 2012-13 ACADEMIC YEAR AND DELIVER APPROXIMATELY 45,000 CREDIT HOURS. THE SGPP EXPECTS TO MAINTAIN ENROLLMENT IN 2012-13, SERVING APPROXIMATELY 7,000 STUDENTS AND DELIVER APPROXIMATELY 10,000 CREDIT HOURS. THE UNIVERSITY OFFERS 55 MAJORS WITH THE BACHELOR OF ARTS PROGRAM. THE UNIVERSITY OFFERS AN ADDITIONAL 58 PROGRAMS WITHIN THE SGPP. 11527277 INSTITUTIONAL: THE UNIVERSITY SERVES STUDENTS AT OVER 75 LOCATIONS IN MINNESOTA AND AT APPROXIMATELY 25 LOCATIONS IN WISCONSIN, EACH YEAR. BY BRINGING OUR PROGRAM/COURSES TO LOCATIONS THAT ARE MORE ACCESSIBLE TO WORKING ADULTS, THE UNIVERSITY PROVIDES EDUCATION TO THOSE WHO MIGHT NOT OTHERWISE BE ABLE TO TRAVEL TO CAMPUS LOCATIONS. THIS MODEL OF OFF CAMPUS DELIVERY WILL BE UTILIZED IN THE FUTURE, AND IN 2011-12, THE UNIVERSITY BEGAN OFFERING THREE ONLINE MASTERS PROGRAMS AND WILL BE INCREASING ITS ONLINE OFFERINGS OVER THE NEXT 5 YEARS.THE UNIVERSITY ENGAGED IN A STRATEGIC PLANNING PROCESS DURING THE 2011-12 ACADEMIC YEAR AND A NEW PLAN RESULTED THAT WILL INFORM UNIVERSITY PLANNING THROUGH 2017.SIGNIFICANT FACILITIES CHANGES HAVE OCCURRED ON BOTH THE WINONA AND TWIN CITIES CAMPUSES DURING THE 2011-12 ACADEMIC YEAR. ON THE WINONA CAMPUS, A NEW $6.5 MILLION RESIDENCE HALL, BROTHER LEOPOLD HALL, WAS BUILT AND OPENED IN AUGUST 2012. THIS HALL IS HOME TO 141 STUDENTS AND OFFERS MULTIPLE HOUSING ARRANGEMENTS, INCLUDING SINGLE AND DOUBLE OCCUPANCY SUITES ALONG WITH APARTMENTS, AND MULTIPLE GATHERING AND COMMON SPACES. THE BUILDING IS ALSO HOME TO THE NEW ENVIRONMENTAL AWARENESS CENTER, WHICH INCLUDES THE OUTDOOR LEADERSHIP OFFICE, A CHANGING AREA, RESTROOMS, EXERCISE AND STORAGE SPACE GEARED TO NORDIC SKIERS WHO UTILIZE THE SKI TRAILS ON THE CAMPUS, AND A WARMING HOUSE. VLAZNY HALL, A RESIDENCE HALL FOR UNDERCLASS STUDENTS, HAS BEEN TAKEN OFF-LINE THIS YEAR, AND PLANS ARE FOR IT TO BE REFURBISHED FOR OFFICE SPACE NEXT YEAR. ADDITIONALLY, LASALLE RESIDENCE HALL RECEIVED A $1 MILLION RENOVATION THIS SUMMER THAT INCLUDED UPGRADES TO EACH STUDENT ROOM, NEW PRIVATE BATHROOMS, A NEW LOUNGE AND THE ADDITION OF A WORKOUT ROOM AND CHAPEL. ON THE TWIN CITIES CAMPUS, RENOVATIONS OF THE UNIVERSITY EVENT CENTER AND MANSION BEGAN IN SUMMER AND WILL CONTINUE THIS YEAR. ABOUT $1 MILLION IN RENOVATIONS WILL OCCUR IN 2012-13, WITH A SECOND PHASE OF RENOVATIONS TO OCCUR IN 2013-14. 9995484 8301776 STUDENT SERVICES: IN 2011-12, 320 TRADITIONAL UNDERGRADUATE STUDENTS (ABOUT 23% OF THAT POPULATION) PARTICIPATED IN 21 NCAA DIVISION III SPORTS OFFERED AT SAINT MARY'S UNIVERSITY. PARTICIPATION IN INTRAMURAL ACTIVITIES ANNUALLY IS MORE THAN 40%. THE FINANCIAL AID OFFICE PROCESSED $60,854,189 IN LOANS, GRANTS, WORK STUDY AND SCHOLARSHIP FOR THE ENTIRE UNIVERSITY IN 2011-12. IN 2011-12, 6% OF TRADITIONAL UNDERGRADUATE STUDENTS WERE FORMALLY REGISTERED AS STUDENT WITH DISABILITIES WITH THE INSTITUTION'S OFFICE OF DISABILITY SERVICES, THE MAJORITY OF WHICH UTILIZED SERVICES OFFERED BY THE UNIVERSITY. 184 INTERNATIONAL STUDENTS WERE ENROLLED AT THE UNIVERSITY IN 2011-12. TWENTY-FOUR STUDENTS PARTICIPATED IN THE FIRST GENERATION INITIATIVE PROGRAM, WHICH OFFERS SELECTED STUDENTS SCHOLARSHIPS (SOME FULL) TO ATTEND THE UNIVERSITY. THE STUDENTS ENGAGE IN SPECIAL SUPPORT ACTIVITIES WHICH INCLUDE STUDY HALLS, SPECIALIZED ADVISING AND SOCIAL ACTIVITIES WHICH PROMOTE RETENTION AND STUDENT SUCCESS. AT THE SGPP, A NEW ONE-STOP SHOP FOR STUDENT SERVICES WAS DEVELOPED ON THE TWIN CITIES CAMPUS CALLED SMU CENTRAL. A NEW PROGRAM, PATHWAYS, WAS DEVELOPED TO PROMOTE STUDENT TRANSFER FROM AREA COMMUNITY COLLEGES, PLACING ADVISORS INTO OFFICES ON PARTNERING CAMPUSES, WITH THE GOAL OF INCREASING ENROLLMENT IN BACHELOR OF SCIENCE COMPLETION PROGRAMS. 21617664 1350815 INSTITUTIONAL SUPPORT, INCLUDING OPERATION OF PLANT AND DEPRECIATION 21617664 1350815 67851847 1 1 0 0 0 0 0 1 0 1 1 1 1 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 1 166 0 2343 1 0 0 0 0 0 0 0 0 0 0 0 X 30 27 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 MN X MS CYNTHIA MAREK 5074571443 700 TERRACE HEIGHTS 8 WINONA MN 55987 MANN WILLIAM 40.00 X X 0 0 17955 GOSTOMSKI MICHAEL 1.00 X X 0 0 0 COOGAN JAMES 1.00 X X 0 0 0 SUCHOCKI CELESTE 1.00 X X 0 0 0 ROSS JOSEPH 1.00 X X 0 0 0 RAMIREZ BARBA GUSTAVO 1.00 X 0 0 0 BURRICHTER MARY 1.00 X 0 0 0 CLAREY WILLIAM 1.00 X 0 0 0 COLLINS MICHAEL 1.00 X 0 0 0 DOUGHERTY MICHAEL 1.00 X 0 0 0 DYER THOMAS 1.00 X 0 0 0 GEORGE KAREN 1.00 X 0 0 0 HERZOG WILLIAM 1.00 X 0 0 0 JACOBS MARK 1.00 X 0 0 0 KUCZMA LINDA 1.00 X 0 0 0 MCKENERY MICHAEL 1.00 X 0 0 0 MEYER PAUL 1.00 X 0 0 0 MUELLER FREDERICK 1.00 X 0 0 0 O'LEARY KAYE 1.00 X 0 0 0 PLOIZZOTTO SALVATORE 1.00 X 0 0 0 POOS DAVID 1.00 X 0 0 0 QURAISHI HAMID 1.00 X 0 0 0 REEDY RICHARD 1.00 X 0 0 0 REMICK MARY ANN 1.00 X 0 0 0 RUSSELL TERRANCE 1.00 X 0 0 0 SALVI PATRICK 1.00 X 0 0 0 SCHATZ LARRY 1.00 X 0 0 0 SCHIELER ROBERT 1.00 X 0 0 0 SLAGGIE MICHAEL 1.00 X 0 0 0 SMARRELLI JOHN 1.00 X 0 0 0 SMITHE WALTER 1.00 X 0 0 0 DELWICHE LYLE 1.00 X 0 0 0 MEAGHER THOMAS 1.00 X 0 0 0 SIEVE LORAS 1.00 X 0 0 0 THIES DAVID 1.00 X 0 0 0 WAGNILD BERNIE 1.00 X 0 0 0 MAREK CYNTHIA 40.00 X 114118 0 14191 DUMESTRE MARCEL 40.00 X 192696 0 13285 TITUS STEVEN 40.00 X 164071 0 14930 MOODY MERRI 40.00 X 135955 0 6416 BEDTKE JAMES 40.00 X 121084 0 14568 SWEENEY JOSEPH 40.00 X 123485 0 6180 PISCITIELLO ANTHONY 40.00 X 113858 0 10418 DE SAM LAZARO FREDERICK 40.00 X 114538 0 6205 FROST MARILYN 40.00 X 140461 0 5716 1220266 0 109864 13 1 1 0 CHARTWELLS 700 TERRACE HEIGHTS WINONA MN 55987 FOOD SERVICE 2231493 SCHWAB LLC 74 KANSAS STREET WINONA MN 55987 CONTRACTOR 519290 HAY DOBBS 220 SOUTH 6TH ST SUITE 165 MINNEAPOLIS MN 55402 CONSULTANT 396266 WINONA HEATING & VENTILATING 374 EAST SECOND ST WINONA MN 55987 CONTRACTOR 256600 MINITEX 15 ANDERSON LIBRARY 222 21ST AVE S MINNEAPOLIS MN 55455 LIBRARY DATABASE 173128 12 1441650 7198887 457023 8640537 TUITION AND FEES 541900 65530396 65530396 AUXILIARY ENTERPRISES 611710 8301776 8301776 PRIVATE SPONSORED RESE 541700 1091763 1091763 74923935 658475 658475 290813 110715 180098 180098 180098 392270 393494 -1224 -1224 -1224 PERFORMANCE SEASON INC 611710 113066 113066 MISCELLANEOUS 611710 79114 79114 FINES AND PENALTIES 611710 66872 66872 259052 84660873 75182987 0 837349 16415500 16415500 1220266 768601 146598 305067 30567961 26178649 3672324 716988 1638594 1301437 301766 35391 3742103 2972128 689152 80823 2383648 1893189 438977 51482 29490 29490 64540 64540 248000 248000 1395813 1108611 257055 30147 1431361 1136844 263602 30915 6158122 4891028 1134090 133004 180656 143484 33270 3902 2805181 2227987 516607 60587 2327865 1848884 428703 50278 10635 8446 1959 230 504391 400608 92889 10894 2706768 2149824 498483 58461 295684 234844 54454 6386 STAFF TUITION DISCOUNTS 1621374 1287760 298595 35019 EQUIPMENT RENTAL & MAIN 1188575 944014 218890 25671 SPECIAL PROGRAMS 1096880 871186 202003 23691 STIPENDS AND STUDENT RE 420461 333948 77433 9080 925255 734875 170396 19984 79379123 67851847 9839276 1688000 10825729 7609826 10263231 18249751 1469000 1809399 5225425 5820292 3155568 3132066 215262 200127 96685450 46297989 48451105 50387461 34281144 32627974 6337509 262390 18550913 20781819 138774886 140881105 3137762 3013779 2862569 2931327 8590008 8587086 12347412 11580000 1269693 19948324 18261587 46886075 45643472 X 57018678 60492031 10547368 10075317 24322765 24670285 91888811 95237633 138774886 140881105 X 5281750 -1932928 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 232915 X 0 44153606 1728545 -1415031 1179875 40746 75072 43171427 36207814 2730491 6480875 1123613 47724 94239 44153604 29287566 3781308 4363617 1085001 54394 85282 36207814 36071170 2484989 -9016925 5025 67443 179200 29287566 0.37000 0.55000 0.08000 1 0 1457394 1457394 64205838 21620243 42585595 3656431 1793068 1863363 22944976 19269209 3675767 4420811 3615469 805342 50387461 DEFERRED DEBT ACQUISITION COSTS 186095 FUNDS HELD FOR OTHERS 15286007 DEPOSITS WITH BOND TRUSTEES 1238112 CASH SURRENDER VALUE OF LIFE INSURANCE 131666 CONSTRUCTION IN PROGRESS 3386513 FUNDS HELD BY OTHERS 296075 RESIDENCE TRUST 257351 20781819 ANNUITIES PAYABLE 581162 REFUNDABLE DEPOSITS 825351 DEPOSITS HELD IN CUSTODY FOR OTHERS 126914 FUNDS HELD FOR OTHERS 15286007 ASSET RETIREMENT OBLIGATION 636863 CONTRACT PAYABLE 805290 18261587 84660873 79379123 5281750 -1823854 -109074 -1932928 3348822 66275543 -1823854 -1823854 68099397 248000 16313476 16561476 84660873 62926721 211098 211098 62715623 248000 16415500 16663500 79379123 PART III, LINE 4: THE ARTWORK AT SAINT MARY'S INCLUDES PRINTS AND SCULPTURES THAT HELP TO SUPPORT OUR LASALLIAN MISSION AND ENHANCE THE SCHOLARLY ATMOSPHERE. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUND EARNINGS ARE USED TO SUPPORT STUDENT SCHOLARSHIPS, STUDENT ASSISTANCE, AND SOME PROGRAM ENDOWMENTS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF MAY 31, 2012 AND 2011. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR THE CURRENT YEAR AS WELL AS FISCAL YEARS 2009 THROUGH 2011 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 8 - OTHER ADJUSTMENTS: LOSS ON FUNDS HELD BY OTHERS -8,691. LOSS ON ACTUARIAL ADJUSTMENT -100,383. TOTAL TO SCHEDULE D, PART XI, LINE 8: -109,074. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANTS AND SCHOLARSHIPS SHOWN AS A REDUCTION OF TUITION 16,415,500. GAIN ON FUNDS HELD IN TRUST BY OTHERS 8,691. RENTAL EXPENSES -110,715. PART XIII, LINE 2D - OTHER ADJUSTMENTS: GAIN ON ACTUARIAL ADJUSTMENT 100,383. RENTAL EXPENSES 110,715. PART XIII, LINE 4B - OTHER ADJUSTMENTS: GRANTS AND SCHOLARSHIPS SHOWN AS A REDUCTION OF TUITION 16,415,500. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 SAINT MARY'S UNIVERSITY INCLUDES A RACIALLY NONDISCRIMINATORY POLICY ON ALL APPLICATIONS, OUR WEBSITE, OUR UNDERGRADUATE AND GRADUATE CATALOGS, OUR FACT SHEET, OUR GRADUATE PROGRAM INFORMATION SHEETS AND OUR UNDERGRADUATE STUDENT RESOURCE AND DAILY PLANNER. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES SUPPORT FROM THE STATE OF MINNESOTA AND FROM THE UNITED STATES GOVERNMENT IN CONNECTION WITH STUDENT AID PROGRAMS SUCH AS FEDERAL AND MINNESOTA COLLEGE WORK STUDY PROGRAMS, PELL GRANTS, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS AND PERKINS LOAN FUNDS. THE UNIVERSITY ALSO RECEIVES A GRANT FROM THE STATE OF MINNESOTA BASED ON MINNESOTA RESIDENTS ENROLLED AND VARIOUS OTHER FEDERAL AND STATE EDUCATIONAL AND RESEARCH GRANTS OR SUBSIDIES. CENTRAL AMERICAN AND CARIBBEAN (JAMAICA) 1 6 PROGRAM SERVICES EDUCATION 15000 EUROPE (LONDON) 1 6 PROGRAM SERVICES EDUCATION 145722 SUB-SAHARA AFRICA (KENYA) 2 2 PROGRAM SERVICES EDUCATION 10000 4 14 0 0 4 14 170722 0 170722 0 0 0 0 0 0 1 SCHOLARSHIPS AND GRANTS - SEE UNIVERSITY FOR CURRENT LISTING 1909 16415500 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SAINT MARY'S DISTRIBUTES SCHOLARSHIPS BASED ON NEED AND MERIT. NEED BASED SCHOLARSHIPS ARE AWARDED BY THE FINANCIAL AID OFFICE USING THE INFORMATION FROM THE RESULTS OF THE FAFSA (FREE APPLICATION FOR FEDERAL STUDENT AID). MERIT BASED SCHOLARSHIPS ARE AWARDED BY THE ADMISSIONS OFFICE USING THE INFORMATION FROM THE STUDENT'S OFFICIAL HIGH SCHOOL TRANSCRIPTS AND THE RESULTS OF THE STANDARDIZED TEST (ACT, SAT, ETC.). FOR STUDENTS RECEIVING GRANTS AND SCHOLARSHIP FUNDS WITH RENEWAL CONDITIONS, FULFILLMENT OF THOSE CONDITIONS ARE VERIFIED BY THE FINANCIAL AID ADMINISTRATOR PRIOR TO THE AWARD BEING RENEWED (GPA, YEAR OF ATTENDANCE, ETC.) X 1 1 X X 0 0 0 0 0 0 0 0 0 DUMESTRE MARCEL 192696 0 0 0 0 0 0 0 13285 0 205981 0 0 0 TITUS STEVEN 164071 0 0 0 0 0 0 0 14930 0 179001 0 0 0 FROST MARILYN 54970 0 0 0 85491 0 0 0 5716 0 146177 0 0 0 PART I, LINE 1A THE UNIVERSITY PAID HOUSING ALLOWANCE FOR THE PRESIDENT. MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 604151HQZ 2010-05-20 4099216 REFINANCE PRIOR BOND FOR PREFERRED RATE 1 0 0 MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HCP7 2004-03-24 10929461 REFINANCE PRIOR BOND FOR PREFERRED RATE 1 0 0 360000 4099216 369355 81984 1541 2010 1 0 1 1 3125000 10929461 872024 186413 2004 1 0 1 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 WINONA HEATING AND VENTILATING MICHAEL GOSTOMSKI IS AN OFFICER OF THE COMPANY AND A CURRENT TRUSTEE. 182105 REROOFING OF BUILDINGS THROUGH THE MAINTENANCE DEPARTMENT. THESE WERE CONDUCTED IN THE NORMAL COURSE OF BUSINESS. 0 X 1 500 FMV X 11013 FMV X 40287 FMV X 2 3500 FMV X 1 3000 FMV X 14 392270 FMV X RENOVATION MATERIAL 1 4453 FMV X ALUMNI EVENTS 1 2000 FMV 0 0 1 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): SCHEDULE M, PART I, COLUMN B REPORTS THE NUMBER OF CONTRIBUTORS. THIRD PARTY USE: PART I, LINE 32B: SAINT MARY'S UNIVERSITY'S POLICY IS TO SELL ALL STOCK GIFTS RECEIVED AT THE TIME OF RECEIPT. WE USE VARIOUS BROKERS DEPENDING ON THE RELATIONSHIP WITH THE DONOR. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE IS A STANDING COMMITTEE OF THE BOARD OF TRUSTEES COMPOSED OF THE CHAIR, THE VICE CHAIR, THE PRESIDENT, THE SECRETARY, THE TREASURER, THE CHAIR OF EACH OF THE STANDING COMMITTEES, AND THE PROVINCIAL OF THE MIDWEST DISTRICT OF THE BROTHERS OF THE CHRISTIAN SCHOOLS (OR ANY SUCCESSOR ENTITY). THE EXECUTIVE COMMITTEE HAS THE FULL POWERS OF THE BOARD TO TAKE SUCH ACTION AS MAY BE NECESSARY OR APPROPRIATE IN THE EVENT OF AN EMERGENCY OR OTHER EXIGENT CIRCUMSTANCES, AS DETERMINED BY EITHER THE PRESIDENT OR THE CHAIR. FORM 990, PART VI, SECTION A, LINE 6 THE BROTHERS OF THE CHRISTIAN SCHOOLS ARE CONSIDERED MEMBERS OF THE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES HAS THE RESPONSIBILITY OF REVIEWING AND APPROVING THE FORM 990. AFTER REVIEW BY THE AUDIT COMMITTEE, THE BOARD OF TRUSTEES RECEIVES A COPY OF THE PUBLIC INSPECTION COPY OF THE 990. FORM 990, PART VI, SECTION B, LINE 12C IN JUNE OF EACH YEAR, TRUSTEES, OFFICE HOLDERS AND COMMITTEE MEMBERS DISCLOSE IN WRITING: (1) ALL CONTRACTS OR BUSINESS TRANSACTIONS BETWEEN THE UNIVERSITY AND THE TRUSTEE, OFFICE HOLDER OR COMMITTEE MEMBER; (2) ALL CONTRACTS OF BUSINESS TRANSACTIONS BETWEEN THE UNIVERSITY AND A FAMILY MEMBER; AND (3) ALL CONTRACTS OR BUSINESS TRANSACTIONS BETWEEN THE UNIVERSITY AND AN ORGANIZATION IN WHICH THE TRUSTEE, OFFICE HOLDER OR COMMITTEE MEMBER OR THEIR FAMILY MEMBER HAS A MATERIAL FINANCIAL INTEREST. A REPORT OF ALL POTENTIAL CONFLICTS IS GATHERED BY THE GENERAL COUNSEL AND THE EXECUTIVE COMMITTEE MEETS TO DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS OR APPEARS TO EXIST. THE EXECUTIVE COMMITTEE RECORDS A SUMMARY OF THE INTEREST, THE DETERMINATIONS MADE AND THE ACTIONS TAKEN BY THE COMMITTEE REGARDING THE POSSIBLE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A USED FOR THE PRESIDENT AND ONE TOP MANAGEMENT POSITION. DATA ON SALARY OF COMPARABLE INSTITUTIONS WAS PROVIDED TO THE CHAIR OF THE BOARD FROM AN OUTSIDE CONSULTANT WHO SPECIALIZES IN DETERMINING MARKET BASED COMPENSATION RATES FOR KEY POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 ARTICLES OF INCORPORATION ARE PUBLIC DOCUMENTS AVAILABLE FROM THE SECRETARY OF STATE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON THE UNIVERSITY'S WEBSITE. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND THROUGH EMMA (ELECTRONIC MUNICIPAL MARKET ACCESS). CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,823,854. LOSS ON FUNDS HELD BY OTHERS -8,691. LOSS ON ACTUARIAL ADJUSTMENT -100,383. TOTAL TO FORM 990, PART XI, LINE 5: -1,932,928. FORM 990, PART XI, LINE 12C: THE PROCESS FOR THE OVERSIGHT OF THE AUDIT HAS NOT CHANGED FROM THE PRIOR YEAR. RESIDENCE TRUST (1) CHARITABLE TRUST MN T CHARITABLE REMAINDER UNITRUST (7) CHARITABLE TRUST MN T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0