2013-05-14T16:47:02-05:00 2012-06-30 562632458 PLEUS AND COMPANY LLC 14323 S OUTER FORTY STE 310N CHESTERFIELD MO 63017 990 2011-07-01 431718408 MERCY HEALTH EAST COMMUNITIES MERC 3143642400 645 MARYVILLE CENTRE DRIVE NO 100 ST LOUIS MO 63141 CHERYL M MATEJKA 3143643532 2013-05-14 1 P00013488 3143179916 2011 2016-02-24 21:20:13Z DONN SORENSEN 645 MARYVILLE CENTRE DRIVE NO 100 ST LOUIS MO 63141 188747704 0 X WWW.MERCY.NET/STLOUISMO X 1995 MO MERCY HEALTH EAST COMMUNITIES ("MHEC") IS A SUPPORTING ORGANIZATION OF MERCY HOSPITALS EAST COMMUNITIES AND MERCY CLINIC EAST COMMUNITIES. MHEC ALSO PROVIDES SUPPORT SERVICES TO MERCY HEALTH FOUNDATION ST. LOUIS AND MERCY HEALTH FOUNDATION WASHINGTON. MHEC IS THE PARENT OF THE MERCY HOSPITALS EAST COMMUNITIES, AND PROVIDES MANAGEMENT AND SUPPORT SERVICES WITHIN THE SYSTEM. 17 13 623 13 601338 -72576 198445 2623 182265803 188143551 -181 192 -2348708 601338 180115359 188747704 5000 199 0 0 41266280 19440755 0 0 0 148261753 154306749 189533033 173747703 -9417674 15000001 83365552 94644502 81064846 136681797 2300706 -42037295 X AS THE SISTERS OF MERCY BEFORE US, WE BRING TO LIFE THE HEALING MINISTRY OF JESUS THROUGH OUR COMPASSIONATE CARE AND EXCEPTIONAL SERVICE. 0 0 199 199 188143551 MERCY HEALTH EAST COMMUNITIES ("MHEC") IS EXEMPT FROM FEDERAL INCOME TAX AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3) AND QUALIFIES AS A PUBLIC CHARITY UNDER IRC SECTION 509(A)(3).MHEC IS A SUPPORTING ORGANIZATION OF MERCY HOSPITALS EAST COMMUNITIES AND MERCY CLINIC EAST COMMUNITIES. MHEC ALSO PROVIDES SUPPORT SERVICES TO MERCY FOUNDATION ST. LOUIS AND MERCY FOUNDATION WASHINGTON. THE SUPPORT SERVICES INCLUDE FUNCTIONS THAT, BUT FOR MHEC, WOULD BE CONDUCTED BY EACH SEPARATE SUPPORTED ORGANIZATION AND INCLUDE, BUT ARE NOT LIMITED TO:ADMINISTRATIONACCOUNTS PAYABLEGENERAL ACCOUNTINGFINANCE AND ANALYSISHEALTH INFORMATION SERVICESMANAGED CARE CONTRACTINGPHYSICIAN REFERRAL SERVICESPRE-REGISTRATION AND PATIENT SCHEDULINGSTRATEGIC PLANNINGPURCHASINGREAL ESTATE MANAGEMENTOTHER SERVICES INCLUDE SUCH SUPPORT SERVICES AS DETERMINED NECESSARY BY MHEC FROM TIME TO TIME. 199 1 0 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 1 8 0 1 623 1 1 1 0 0 0 0 0 0 0 0 0 X 17 13 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 X DENISE SCOFFIC 3143642959 645 MARYVILLE CENTERSTE 100 ST LOUIS MO 63141 JOHN ARNOLD 7.00 X 0 0 0 JOSEPH KAHN 55.00 X 0 357856 24550 GEORGE ROMAN 2.00 X 0 0 0 JACK PURNELL 1.00 X 0 0 0 WILLIAM MILLER SR 1.00 X 0 0 0 ROGER STEINBECKER 5.00 X 0 0 0 SR MARILYNN WITTENAUER RSM 1.50 X 0 0 0 SR MARIA LUISA VERA RSM 1.50 X 0 0 0 DAN MARTIN 1.00 X 0 0 0 JOHN KELLY 2.00 X 0 0 0 DON MUSICK III 1.00 X 0 0 0 DENNIS KEITHLY MD 50.00 X 0 308315 70675 TERI MURRAY 1.00 X 0 0 0 RAY WEICK MD 50.00 X 0 344664 19466 DONN SORENSEN 60.00 X X 0 705535 101650 SR KATHERINE MARIE GLOSENGER RSM 1.50 X 0 0 0 SR JUDITH CAREY RSM 1.50 X 0 0 0 MICHAEL D MCCURRY 60.00 X 0 933189 540015 CHERYL L MATEJKA 60.00 X 0 392530 66012 JEFF JOHNSTON 60.00 X 0 547151 253913 JOHN HUBERT MD 65.00 X 0 728947 17961 DONALD KALICAK 60.00 X 291455 0 45583 CHARLES H REHM 70.00 X 0 440821 49793 JEANNE CANTALIN 55.00 X 243185 0 22809 ELAINE MOORE 60.00 X 0 401643 55613 BARB MEYER 50.00 X 0 235644 60695 DENISE SCOFFIC 60.00 X 178717 0 17140 ANN VARNER 60.00 X 0 161547 11789 KIM ONESKO 60.00 X 257524 0 17514 ELLEN SAMUELS 60.00 X 213070 0 15527 JANICE VESPA 60.00 X 197292 0 26633 THEODORE K FRONCZAK 60.00 X 226839 0 19875 THOMAS FAHEY 60.00 X 171087 0 17710 RANDALL COMBS 60.00 X 0 1603412 214513 SHERI D BEEKMAN 60.00 X 0 353866 61994 1779169 7515120 1731430 31 1 1 0 MCCARTHY BUILDING CO 1341 NORTH ROCK HILL RD ST LOUIS MO 63124 CONSTRUCTION 668123 MUSICK CONSTRUCTION CO 254 HANLEY INDUSTRIAL COURT ST LOUIS MO 63144 CONSTRUCTION 590266 LANDCO CONSTRUCTION 12655 OLIVE STREET SUITE 325 ST LOUIS MO 63141 CONSTRUCTION 519965 EMDEON PO BOX 572490 MURRAY UT 84127 CONSULTING 354250 CENTAUR BUILDING SERVICES INC PO BOX 66726 ST LOUIS MO 63166 HOUSEKEEPING SERVICES 338908 19 2623 2623 CORPORATE & MGMT FEES 561110 171950812 171950812 RENTAL FROM AFFILIATED 531120 15389588 15389588 OTHER OPERATING REVENU 622110 803151 803151 188143551 192 192 PHYSICIANS EXCHANGE 561241 601338 601338 601338 188747704 188143551 601338 192 199 199 687721 687721 14240119 14240119 578348 578348 2441386 2441386 1493181 1493181 261 261 322853 322853 646959 646959 12282 12282 -84567 -84567 16976339 16976339 148382 148382 1350 1350 1686827 1686827 2577129 2577129 -343105 -343105 SHARED SERVICE FEES 131379050 131379050 REPAIRS & MAINTENANCE 737201 737201 245788 245788 173747703 199 173747504 0 1252909 -9498149 460897 313627 189826274 107422796 57622388 82403478 12068935 24029358 9356611 83365552 94644502 4905272 6871539 480828 14754049 21327925 61405525 108001505 81064846 136681797 X 2291413 -42046588 9293 9293 2300706 -42037295 83365552 94644502 X 15000001 -59338002 X X 0 1 1 X 1 1 X X X 0 0 0 MERCY HOSPITALS EAST COMMUNITIES 430653493 3 1 1 1 0 MERCY CLINIC EAST COMMUNITIES 431771217 9 1 1 1 0 2 0 0 0 0 0 0 1 1180 0 0 0 1180 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: THE FILING ORGANIZATION IS A MEMBER OF AND PAYS DUES TO THE FOLLOWING ASSOCIATION: CATHOLIC HEALTH ASSOCIATION. FOR THE YEAR ENDED JUNE 30, 2012, DUES WERE $22,908. APPROXIMATELY 5.15% OF CATHOLIC HOSPITAL ASSOCIATION DUES WERE ATTRIBUTABLE TO LOBBYING ACTIVITIES PERFORMED BY THESE ASSOCIATIONS. 67053489 67053489 30447965 19872460 10575505 4813938 2278403 2535535 87101491 85258856 1842635 409391 13077 396314 82403478 INVESTMENT IN SUBSIDIARIES 8027760 OTHER LONG TERM ASSETS 683834 DEFERRED COMPENSATION 645017 9356611 DEFERRED COMPENSATION 645017 DUE TO AFFILIATES 107231743 OTHER LIABILITIES 124745 108001505 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF MERCY HEALTH AND SUBSIDIARIES DO NOT INCLUDE A FOOTNOTE TO REPORT THE ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX PROVISIONS UNDER FIN 48, AS THEY ARE DEEMED IMMATERIAL FOR DISCLOSURE. X X X 1 1 0 1 0 0 0 0 0 1 0 JOSEPH KAHN 0 296313 0 7500 0 54043 0 13997 0 10553 0 382406 0 0 DENNIS KEITHLY MD 0 274740 0 0 0 33575 0 60682 0 9993 0 378990 0 0 RAY WEICK MD 0 316456 0 0 0 28208 0 8768 0 10698 0 364130 0 0 DONN SORENSEN 0 535875 0 108795 0 60865 0 87501 0 14149 0 807185 0 0 MICHAEL D MCCURRY 0 690577 0 215833 0 26779 0 527385 0 12630 0 1473204 0 0 CHERYL L MATEJKA 0 281624 0 72435 0 38471 0 49820 0 16192 0 458542 0 0 JEFF JOHNSTON 0 356125 0 94747 0 96279 0 237156 0 16757 0 801064 0 0 JOHN HUBERT MD 0 583996 0 82925 0 62026 0 8640 0 9321 0 746908 0 0 DONALD KALICAK 192345 0 56503 0 42607 0 33954 0 11629 0 337038 0 0 0 CHARLES H REHM 0 342849 0 60120 0 37852 0 34559 0 15234 0 490614 0 0 JEANNE CANTALIN 190449 0 39546 0 13190 0 13497 0 9312 0 265994 0 0 0 ELAINE MOORE 0 245523 0 110936 0 45184 0 48075 0 7538 0 457256 0 0 BARB MEYER 0 157567 0 41340 0 36737 0 51160 0 9535 0 296339 0 0 DENISE SCOFFIC 129865 0 13271 0 35581 0 10193 0 6947 0 195857 0 0 0 ANN VARNER 0 125548 0 16447 0 19552 0 9711 0 2078 0 173336 0 0 KIM ONESKO 186351 0 28574 0 42599 0 14894 0 2620 0 275038 0 0 0 ELLEN SAMUELS 160551 0 16638 0 35881 0 8100 0 7427 0 228597 0 0 0 JANICE VESPA 160829 0 20265 0 16198 0 15170 0 11463 0 223925 0 0 0 THEODORE K FRONCZAK 152049 0 18822 0 55968 0 8460 0 11415 0 246714 0 0 0 THOMAS FAHEY 115725 0 13380 0 41982 0 8731 0 8979 0 188797 0 0 0 RANDALL COMBS 0 556847 0 176943 0 869622 0 203176 0 11337 0 1817925 0 839230 SHERI D BEEKMAN 0 256877 0 63640 0 33349 0 54290 0 7704 0 415860 0 0 PART I, LINE 1A CHARTER TRAVEL IS PROVIDED TO CERTAIN EMPLOYEES AS AND WHEN APPROPRIATE, AND AS DEEMED NECESSARY FOR BUSINESS TRAVEL. AFTER CHARTER TRAVEL APPROVAL HAS BEEN GRANTED IN ACCORDANCE WITH THE FINANCIAL JUSTIFICATION PROCESS, THE APPROVED CHARTER TRAVEL FOR BUSINESS IS A REIMBURSABLE EXPENSE WHICH IS NOT TAXABLE TO THE EMPLOYEES. TRAVEL FOR COMPANIONS IS PROVIDED IN RARE INSTANCES AND IN ACCORDANCE WITH THE CO-WORKER TRAVEL AND OTHER EXPENSE POLICY AND PROCEDURES. WHERE COMPANION TRAVEL HAS RESULTED IN A TAXABLE EVENT, THE EMPLOYEES ARE TAXED FOR SUCH TRAVEL. SPOUSAL TRAVEL WAS PROVIDED FOR THE FOLLOWING: JEFF JOHNSTON; MICHAEL MCCURRY; DONALD KALICAK; KIM ONESKO. LIMITED INSTANCES OF TAX GROSS-UPS MAY HAVE OCCURRED WITH RESPECT TO EXECUTIVES. HOUSING BENEFITS ARE PROVIDED THROUGH A RELOCATION PROGRAM IN ACCORDANCE WITH COMPANY POLICY. SUCH BENEFITS ARE SUBJECT TO TAX TO THE EMPLOYEE OF A RELATED ORGANIZATION JEFF JOHNSTON, FOR PURPOSES OF THIS FORM 990. PAYMENT BY THE COMPANY OF COSTS FOR TEMPORARY HOUSING BY EMPLOYEES FOR THE CONVENIENCE OF THE COMPANY IS MADE IN ACCORDANCE WITH THE CO-WORKER TRAVEL AND OTHER EXPENSE POLICY AND PROCEDURES. AS A REIMBURSABLE EXPENSE, THIS TYPE OF LODGING IS NOT TAXABLE TO THE EMPLOYEE. PART I, LINE 4B PART I, LINE 4B: MERCY HEALTH, THE ULTIMATE PARENT COMPANY, OFFERS SUPPLEMENTAL RETIREMENT PLANS TO CERTAIN EXECUTIVES WHICH PROVIDE BENEFITS UPON RETIREMENT BASED ON COMPENSATION, AGE AT THE TIME OF BENEFIT COMMENCEMENT, LENGTH OF SERVICE WITH THE COMPANY AND/OR ITS AFFILIATES, AND LENGTH OF TENURE IN THE PLAN. THE FOLLOWING INDIVIDUALS PARTICIPATED IN THE FOLLOWING PLANS. THERE WERE NO PAYMENTS FOR THE FISCAL YEAR ENDED 6/30/2012. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) COMBS,RANDY; MCCURRY,MICHAEL; JOHNSTON,JEFF SUPPLEMENTAL MANAGEMENT RETIREMENT PLAN (SMRP) BEEKMAN,SHERI D; KALICAK,DON; MATEJKA,CHERYL L; REHM,CHARLES; CANTALIN,JEANNE; JOHNSTON,JEFF; SORENSEN,DON; HUBERT,JOHN; MEYER,BARB; MOORE,ELAINE THE AMOUNT OF ALL ACCRUED BENEFITS IS INCLUDED IN COMPENSATION AMOUNTS PROVIDED IN SCHEDULE J, PART II, COLUMN (C). PART I, LINE 7 THE RELATED ORGANIZATION WHICH EMPLOYS THOSE INDIVIDUALS LISTED ON PART VII, AND THE FILING ORGANIZATION WHEN APPLICABLE, PROVIDES A NON-FIXED BONUS PLAN FOR WHICH CERTAIN TIERS OF ITS EMPLOYEES ARE ELIGIBLE. FOR FISCAL YEAR 2012 (JULY 1, 2011 - JULY 30, 2012) PAYMENT OF ALL OR PART OF THE BONUS WAS CONTINGENT UPON ATTAINMENT OF CERTAIN FINANCIAL TARGETS. PAYMENTS ARE MADE ANNUALLY IN OCTOBER FOLLOWING (I) THE CONCLUSION OF THE FISCAL YEAR AND (II) DETERMINATION OF GOAL ACHIEVEMENT. BONUS OPPORTUNITIES ARE TIERED PERCENTAGES AND ARE DEPENDENT UPON THE LEADERSHIP LEVEL AND ATTAINMENT PERCENTAGE. MERCY'S ATTAINMENT OF FINANCIAL GOALS ARE REVIEWED BY THE EXECUTIVE COMPENSATION COMMITTEE OF MERCY HEALTH AND ARE THEN TAKEN INTO ACCOUNT WHEN ANALYZING EXECUTIVE COMPENSATION FOR REASONABLENESS. SUPPLEMENTAL INFORMATION PART III PART I, LINE 3: MERCY HEALTH (PARENT COMPANY) IS RESPONSIBLE FOR ESTABLISHING THE COMPENSATION OF THE ORGANIZATION'S CEO/EXECUTIVE DIRECTOR. THE FOLLOWING METHODS WERE USED BY MERCY HEALTH TO ESTABLISH COMPENSATION: -INDEPENDENT COMPENSATION CONSULTANT -WRITTEN EMPLOYMENT CONTRACT -COMPENSATION SURVEY OR STUDY -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE MUSICK CONSTRUCTION COMPANY BOARD MEMBER 590266 MERCY HEALTH EAST COMMUNITIES MADE PAYMENTS DURING THE ORDINARY COURSE OF BUSINESS AND ON AN ARMS LENGTH BASIS TO MUSICK CONSTRUCTION COMPANY. THE PAYMENTS WERE FOR SERVICES PERFORMED FOR MERCY CLINIC EAST COMMUNITES, A RELATED ORGANIZATION. MERCY HEALTH EAST COMMUNITIES BOARD MEMBER DON MUSICK III OWNS 100% INTEREST IN MUSICK CONSTRUCTION COMPANY. 0 FORM 990, PART VI, SECTION A, LINE 6 THE MEMBER OF MERCY HEALTH EAST COMMUNITIES IS MERCY HEALTH. FORM 990, PART VI, SECTION A, LINE 7A MERCY HEALTH, THE MEMBER OF MERCY HEALTH EAST COMMUNITIES, HAS RESERVE POWERS TO APPOINT AND REMOVE ALL DIRECTORS AND OFFICERS FOR MERCY HEALTH EAST COMMUNITIES. FORM 990, PART VI, SECTION A, LINE 7B MERCY HEALTH, THE MEMBER OF MERCY HEALTH EAST COMMUNITIES, RESERVES THE FOLLOWING POWERS AND RESPONSIBILIES: -TO APPROVE THE MISSION AND ESTABLISH THE PHILOSOPHY ACCORDING TO WHICH THE CORPORATION OR ANY AFFILIATE SHALL OPERATE; -TO AMEND THE ARTICLES OF INCORPORATION AND BYLAWS AND TO AMEND THE ORGANIZATIONAL AND GOVERNANCE DOCUMENTS OF EACH AFFILIATE; -TO APPROVE OR AMEND THE STRATEGIC PLAN, GOALS AND OBJECTIVES OF THE CORPORATION AND EACH AFFILIATE; -TO APPROVE OR AMEND THE OPERATING, CAPITAL, AND CONSTRUCTION BUDGETS FOR THE CORPORATION AND EACH AFFILIATE; -TO LEASE OR SELL ANY OF THE ASSETS OF THE CORPORATION OR ANY AFFILIATE IN EXCESS OF THREE MILLION DOLLARS ($3,000,000); -TO ENCUMBER ANY OR ALL OF THE ASSETS OF THE CORPORATION AND EACH AFFILIATE CONTROLLED BY THE CORPORATION; -TO AUTHORIZE AND APPROVE THE INCURRENCE OF DEBT BY THE CORPORATION AND EACH AFFILIATE (OTHER THAN DEBT INCURRED FOR THE ACQUISITION OF GOODS THAT ARE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS) AND TO GRANT ANY SECURITY INTERESTS, PLACE ANY ENCUMBRANCES, ENTER INTO ANY COVENANTS, AND EXECUTY ANY DOCUMENTS AND TAKE ANY ACTIONS NECESSARY OR APPROPRIATE IN CONNECTION WITH THE INCURRENCE OF SUCH DEBT; -TO MERGE, DISSOLVE, OR ABANDON THE CORPORATION AND EACH AFFILIATE; AND, -TO APPROVE THE CREATION, OWNERSHIP, OR ACQUISITION OF, OF AFFILIATION WITH, ANY OTHER ORGANIZATION BY THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, USING INFORMATION PROVIDED BY THE FILING ORGANIZATION. A DRAFT FORM 990 IS REVIEWED BY THE FILING ORGANIZATION'S FINANCE LEADERSHIP. THE DRAFT FORM 990 IS ALSO REVIEWED BY THE MERCY HEALTH TAX DEPARTMENT, TO ENSURE ACCURACY AND CONSISTENCY WITH OTHER RELATED ORGANIZATIONS' FORM 990S. AFTER QUESTIONS ARISING FROM THE VARIOUS REVIEWS ARE ADDRESSED AND INCORPORATED INTO THE FORM 990, A REVISED DRAFT IS PROVIDED TO THE FILING ORGANIZATION'S LEADERSHIP TEAM FOR REVIEW. ONCE REVIEWED AND APPROVED BY THE FILING ORGANIZATION'S LEADERSHIP TEAM, THE FORM 990 IS PROVIDED TO THE BOARD OF DIRECTORS FOR REVIEW; IT IS THEN SIGNED AND FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, KEY EMPLOYEES AND OTHER DISQUALIFIED PERSONS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY AND DID SO IN THE NORMAL COURSE FOR THE YEAR ENDED JUNE 30, 2012. THIS PROCESS IS ADMINISTERED AT THE MERCY HEALTH LEVEL BY MERCY'S BUSINESS RISK (INTERNAL AUDIT) DEPARTMENT. THE QUESTIONNAIRES ARE REVIEWED WITH LEADERSHIP AT THE LOCAL LEVEL AND POTENTIAL CONFLICTS DISCUSSED AND RESOLVED. THE CONFLICTS AND THEIR RESPECTIVE RESOLUTIONS ARE SHARED AT THE MERCY LEVEL WITH A TEAM INCLUDING MERCY'S CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND OTHER MEMBERS OF FINANCE, LEGAL AND HR. SUMMARY RESULTS ARE REVIEWED WITH MERCY'S FINANCE, AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 15A FOR THOSE CLASSIFIED AS OFFICERS (AND THUS DISQUALIFIED PERSONS), MERCY HEALTH (PARENT COMPANY) USES THE FOLLOWING TO ESTABLISH THE COMPENSATION: EXTERNAL MARKET SALARY SURVEYS, EXTERNAL MARKET SALARY STUDIES, ENGAGEMENT OF AN INDEPENDENT COMPENSATION CONSULTANT, AND ANNUAL REVIEW/APPROVAL OF COMPENSATION BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE MERCY HEALTH BOARD. FOR THOSE CLASSIFIED AS KEY EMPLOYEES, THE ORGANIZATION USES THE FOLLOWING TO ESTABLISH THE COMPENSATION: EXTERNAL MARKET SALARY SURVEYS, EXTERNAL MARKET SALARY STUDIES, AND REVIEW/APPROVAL OF EXECUTIVE MANAGEMENT. COMPENSATION REVIEWS ARE COMPLETED ON AN ANNUAL BASIS, AND A REVIEW WAS COMPLETED DURING THE REPORTING YEAR. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE FROM TIME TO TIME BUT ARE NOT PUBLISHED PUBLICLY; WE ARE NOT REQUIRED TO MAKE THESE DOCUMENTS AVAILABLE TO THE PUBLIC. FINANCIAL RESULTS ARE AVAILABLE VIA REQUEST OF COPY OF FORM 990. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: ELIMINATE RELATED ORGANIZATION NET INCOME (LOSS) -59,338,002. TOTAL TO FORM 990, PART XI, LINE 5: -59,338,002. AUDITED FINANCIAL STATEMENTS PART XI, LINE 2 THE FILING ORGANIZATION'S FINANCIAL STATEMENTS WERE INCLUDED IN THE MERCY HEALTH AND SUBSIDIARIES ANNUAL FINANCIAL STATEMENT AUDIT. MERCY HEALTH AND SUBSIDIARIES RECEIVED AN UNQUALIFIED OPINION FROM THE EXTERNAL AUDITORS FOR FISCAL 2012 (THE TAX YEAR CURRENTLY BEING REPORTED). HOWEVER, NO SEPARATE AUDIT OPINION IS ISSUED ON THE FINANCIAL STATEMENTS OF THE FILING ORGANIZATION. THE ULTIMATE RESPONSIBILITY FOR OVERSIGHT OF THE FINANCIAL STATEMENT AUDIT AND SELECTION OF THE EXTERNAL AUDITOR LIES WITH THE FINANCE, AUDIT, AND COMPLIANCE COMMITTEE OF THE MERCY HEALTH BOARD OF DIRECTORS. AUDIT RESULTS ARE COMMUNICATED TO THIS COMMITTEE. SINGLE AUDIT ACT AND OMB CIRCULAR A-133 PART XI, LINE 3 THE CONSOLIDATED GROUP OF MERCY HEALTH IS REQUIRED TO UNDERGO AN AUDIT AS SET FORTH IN THE SINGLE AUDIT ACT AND OMB CIRCULAR A-133. THE SINGLE AUDIT WAS CONDUCTED ON A CONSOLIDATED BASIS. SYSTEM LIMITATIONS FORM 990, SCHEDULE R, PART V LAWSON ERP SOFTWARE IS THE PRIMARY ACCOUNTING SOFTWARE USED BY MERCY HEALTH AND SUBSIDIARIES. THE MAJORITY OF THE INTERCOMPANY/RELATED ORGANIZATION TRANSACTIONS ARE PROCESSED THROUGH LAWSON VIA INTERCOMPANY JOURNAL ENTRIES. WITH THE CURRENT DESIGN OF THE ERP SYSTEM, THERE ARE VARIOUS LIMITATIONS ON THE RELATED ORGANIZATION INFORMATION THAT CAN BE EXTRACTED FROM LAWSON. DUE TO THESE LIMITATIONS, MOST OF THE RELATED ORGANIZATION ACTIVITY FOR THE FILING ORGANIZATION HAS BEEN CLASSIFIED ON SCHEDULE R, PART V, IN LINES O AND P. HOURS PER WEEK PART VII, SECTION A, COLUMN B SEVERAL INDIVIDUALS ARE DISCLOSED AS OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ON MULTIPLE FORM 990S THAT ARE FILED BY ORGANIZATIONS INCLUDED IN THE MERCY HEALTH EAST COMMUNITIES SYSTEM. THE AVERAGE HOURS PER WEEK REPORTED INCLUDES HOURS WORKED FOR ALL OF THESE ORGANIZATIONS. INDEPENDENT CONTRACTORS FORM 990, PART V, QUESTION 1A INDEPENDENT CONTRACTORS FOR THE FILING ORGANIZATION ARE PAID BY THE MERCY HEALTH (EIN 43-1423050). AS SUCH, ALL REQUIRED FORM 1099 AND FORM 1096 REPORTING IS MADE FOR THE ENTIRE HEALTH SYSTEM (WITH LIMITED EXCEPTIONS) UNDER THE MERCY HEALTH EIN. 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