2013-05-14T15:51:20-05:00 2012-06-30 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1700 PHILADELPHIA PA 19103 990 2011-07-01 231352651 THOMAS JEFFERSON UNIVERSITY % GAYLE ROWANTHOMAS JEFF UNIV THOM 2155038344 1020 WALNUT STREET PHILADELPHIA PA 191075543 Alfred C Salvato 2013-05-02 true 2673303000 2011 2016-02-24 21:20:13Z ROBERT L BARCHI 1020 WALNUT STREET PHILADELPHIA PA 19107 404076183 false X www.tju.edu X 1824 PA SEE ATTACHMENT 1 39 37 4879 1904 5275427 10887020 21806838 375534015 369844825 22304838 3959297 2243797 812391 410969670 396423351 17796016 16446213 0 0 269631200 255331541 0 0 4802984 114562889 122161624 401990105 393939378 8979565 2483973 913022860 897374610 383419345 401836026 529603515 495538584 THOMAS JEFFERSON UNIVERSITY IS AN INDEPENDENT, EDUCATIONAL INSTITUTION OFFERING UNDERGRADUATE AND GRADUATE INSTRUCTION THROUGH THE JEFFERSON MEDICAL COLLEGE & THE JEFFERSON SCHOOLS OF NURSING, PHARMACY, HEALTH PROFESSIONS, POPULATION HEALTH AND JEFFERSON COLLEGE OF GRADUATE STUDIES. false false 290638023 10176992 257785112 EDUCATION : THOMAS JEFFERSON UNIVERSITY IS DEDICATED TO EDUCATING THE NEXT GENERATION OF HEALTHCARE PROFESSIONALS. THE JEFFERSON MEDICAL COLLEGE PROVIDES UNDERGRADUATE MEDICAL EDUCATION. THE JEFFERSON SCHOOL OF HEALTH PROFESSIONS PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION IN A VARIETY OF FIELDS INCLUDING OCCUPATIONAL THERAPY, PHYSICAL THERAPY, BIOMEDICAL SCIENCES AND RADIOLOGIC SCIENCES. THE JEFFERSON SCHOOL OF NURSING OFFERS UNDERGRADUATE AND GRADUATE PROGRAMS IN NURSING. THE JEFFERSON SCHOOL OF PHARMACY OFFERS A DOCTOR OF PHARMACY DEGREE AND THE JEFFERSON COLLEGE OF GRADUATE STUDIES OFFERS MASTERS AND DOCTORAL PROGRAMS IN THE BIOSCIENCES. 6269221 6269221 112059713 Research: Thomas Jefferson University is also dedicated to basic and clinical science research that extends from the laboratory to the bedside and into the community. Our clinical and research teams work together to address today's most pressing health concerns. Particular emphasis is placed on research in the following areas: cancer and cancer biology; cardiac and cardiovascular biology; neuroscience; population and public health; infectious disease and vaccines. 296907244 true true false false false false false true false true true false false false true false false true true false false true false false true false false true true true true false false false false false true false true false true true false false false false true true true false false true 1019 0 true 4879 true true true false false false false true true false false false false false X 39 37 true false false false false false false true true false false true true true true true true true true false PA X GAYLE ROWANTHOMAS JEFF UNIV 2155038344 1020 WALNUT STREET PHILADELPHIA PA 19107 X ROBERT S ADELSON 5.0 X DAVID R BINSWANGER 5.0 X KENNETH A BOONE 5.0 X IRA BRIND ESQ 5.0 X PATRICIA A COULTER 5.0 X ANTHONY J DELROSSI MD 5.0 X MARK ALDERMAN 5.0 X JACK FARBER 5.0 X TIM FOX MS PT 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31721000 31721000 410157400 234925382 175232018 141162000 94140418 47021582 34356431 34356431 288331031 0 ACCRUED PENSION 29560701 GRANT ADVANCES 18060681 ACCRUED VACATION 16219441 OTHER LIABILITIES 14286824 ACCRUED PROF LIABILITY CLAIMS 3264061 DEFERRED GIVING OBLIGATIONS 2954617 84346325 Schedule D, Part III, Line 4 The university maintains a collection of portraits and medical/surgical historical objects that are used to demonstrate jefferson's achievements and contributions in the study of medicine. true true true true true true true false false false false false false false false true false true PART I, LINE 3 TJU IS COMMITED TO PROVIDING EQUAL EDUCATION & EMPLOYMENT OPPORTUNITIES FOR ALL PERSONS WITHOUT RACE, COLOR, NATIONAL ETHNIC ORIGIN, RELIGION SEXUAL ORIENTATION, SEX, AGE, HANDICAP OR VETERAN STATUS. TJU COMPLIES WITH ALL RELEVANT LOCAL ORDINANCES AND STATE AND FEDERAL STATUTES IN THE ADMINISTRATION OF ITS EDUCATIONAL AND EMPLOYMENT POLICIES AND IS AN AFFIRMATIVE ACTION EMPLOYER. PART I, LINE 6A FUNDING IS RECEIVED FROM THE STATE OF DELAWARE (SEE FORM 990 PART VIII, LINE 1E). 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Inc 833 Lincoln Avenue Unit 9 Chester PA 19380 233102460 501(c)(3) 119641 Biological/medical research Mount Sinai School of Medicine 1 Gustave L Levy Pl New York NY 10029 136171197 501(c)(3) 171255 Biological/medical research Neumann University One Neumann Dr Aston PA 19014 231657958 501(c)(3) 90094 Biological/medical research Northwestern University 633 Clark St Evanston IL 60208 362167817 501(c)(3) 5904 Biological/medical research Orelena Hawks Puckett Institute Inc PO Box 2277 Morganton NC 28680 561886658 501(c)(3) 7120 Biological/medical research PACER 8161 Normandale Blvd Minneapolis MN 55437 232972833 501(c)(3) 7763 Biological/medical research Philadelphia College of Osteopathic Medicine 4170 City Avenue Philadelphia PA 19131 231355135 501(c)(3) 173798 Biological/medical research Philadelphia Senior Center 509 S Broad St Philadelphia PA 19147 231619019 501(c)(3) 7500 Biological/medical research Temple University Office of Cost Analysis and Comp 1805 Broad Street Philadelphia PA 19122 231365971 501(c)(3) 577087 Biological/medical research The Commonwealth Medical College 525 Pine Street Scranton PA 18509 260812968 501(c)(3) 46768 Biological/medical research Thomas Jefferson University Hospital Walnut St Philadelphia PA 19107 232829095 501(c)(3) 301043 Biological/medical research Trustees of the University of Pennsylvania PO Box 785541 Philadelphia PA 19178 231352685 501(c)(3) 286256 Biological/medical research Tulane University Office of Research Admin 1430 Tulane Avenue New Orleans LA 70112 720423889 501(c)(3) 72256 Biological/medical research University of Delaware 210 Hulihen Hall Newark DE 19716 516000297 501(c)(3) 63994 Biological/medical research University of Massachusetts Office of Research 55 Lake Avenue North Worcester MA 01655 046002284 501(c)(3) 33275 Biological/medical research University of Medicine and Dentistry of New Jersey 42 E Laurel Rd 1900 Stratford NJ 08084 221775306 501(c)(3) 91797 Biological/medical research University of Texas Southwestern PO Box 7996 Main Bldg Austin TX 78712 175600286 501(c)(3) 6124 Biological/medical research Wake Forest University Health Sciences 117E Reynolds Hall PO Box 7528 WinstonSalem NC 27109 223849199 501(c)(3) 93222 Biological/medical research West Virginia University 886 Chestnut Ridge Rd Morgantown WV 26506 550665758 501(c)(3) 8594 Biological/medical research Fox Chase Cancer Center 306 Cottman Ave Philadelphia PA 19111 232003072 501(c)(3) 122871 Biological/medical research Institute for Hepatitis & Virus Research 3805 Old Easton Road Doylestown PA 18902 231352655 501(c)(3) 54690 Biological/medical research University of Georgia 501 DW Brooks Drive Athens GA 30602 250965591 501(c)(3) 151817 Biological/medical research Medical College of Wisconsin 8701 Watertown Plank Road Milwaukee WI 53226 221487148 501(c)(3) 85656 Biological/medical research University of Texas Health Science Center Houston 7000 Fanmin UCT 1006 Houston TX 77030 743058180 501(c)(3) 16837 Biological/medical research Regents of the University of California San Diego 9500 Gilman Drive 0934 La Jolla CA 92093 521317896 501(c)(3) 61404 Biological/medical research Holy Family University 9801 Frankford Avenue Philadelphia PA 19114 020648412 501(c)(3) 55387 Biological/medical research ORTHOPEDIC ASSOCIATES DBA ROTHMAN INSTITUTE 925 CHESTNUT STREET PHILADELPHIA PA 19107 232856880 36423 BIOLOGICAL/MEDICAL RESEARCH 49 1 SCHOLARSHIPS 798 10176992 FMV X false false X X X X X false true false false false false false false false ROBERT L BARCHI MD PHD 882632 0 341334 0 83273 0 141373 0 2264 0 1450876 0 47906 0 JUDITH L BACHMAN RN MSN 203195 0 64602 0 0 0 0 0 2866 0 270663 0 0 0 CRISTINA CAVALIERI 381313 0 81028 0 35673 0 43488 0 3132 0 544634 0 1425 0 STEVEN E McKENZIE MD PHD 292777 8284 42316 0 25922 0 32446 828 6378 0 399839 9112 0 0 BRUCE A METZ PHD 122061 0 42583 0 0 0 7925 0 2002 0 174571 0 0 0 RICHARD J SCHMID 318001 0 56592 0 26132 0 31829 0 1197 0 433751 0 0 0 MICHAEL J VERGARE 481409 98269 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0 0 0 0 17110 3353 4718 0 150860 36883 0 0 PART I, LINES 1 AND 2 ALLOWANCE IN LIEU OF PERQUISITES EACH SENIOR OFFICER RECEIVES A GENERAL ALLOWANCE IN LIEU OF PERQUISITE. THIS AMOUNT IS PAID TO SENIOR OFFICERS AS A TAXABLE SUPPLEMENT TO SALARY. DOLLAR VALUES FOR THIS PERQUISITE CATEGORY ARE: PRESIDENT $15,000 PER YEAR AND ALL OTHER SENIOR OFFICERS $12,000 PER YEAR. PAYMENTS ARE MADE IN SEMI-ANNUAL INSTALLMENTS PAID IN JUNE AND DECEMBER. CRISTINA CAVALIERI RECEIVES A SUPPLEMENT OF $15,000 ANNUALLY FOR EXTERNAL RELATIONS DUTIES. DEPENDENT SCHOLARSHIP ASSISTANCE SENIOR OFFICERS PARTICIPATE IN THE SAME PROGRAM FOR DEPENDENT SCHOLARSHIP ASSISTANCE AS THOSE EMPLOYEES WHO RECEIVE FACULTY BENEFITS. THIS BENEFIT IS SET AT AN AMOUNT NOT TO EXCEED ONE-HALF THE CHP COMPREHENSIVE UNDERGRADUATE TUITION PER YEAR PER DEPENDENT FOR UP TO FOUR YEARS OF UNDERGRADUATE EDUCATION AT AN ACCREDITED COLLEGE OR UNIVERSITY. THE CURRENT REIMBURSEMENT RATE EFFECTIVE JULY 1, 2012, IS $14,339. PART I, LINE 4B THE FOLLOWING INDIVIDUALS LISTED IN FORM 990, PART VII PARTICIPATED IN OR RECEIVED PAYMENT FROM A SERP. THE AMOUNTS ACCRUED/PAID FOR THE YEAR ARE AS FOLLOWS: Bachman, Judith L 16,500 Barchi, Robert L 126,023 Bowlan, Ronald 3,968 Cavalieri, Cristina 28,138 McKenzie, Steven E 11,600 Metz, Bruce A 2,933 Ruccius, Frederick 16,500 Schmid, Richard J 16,400 Tykocinski, Mark 75,623 Vergare, Michael J 42,708 Keane, William M 59,910 Rosenwasser, Robert 139,620 Yeo, Charles 16,530 Ogunkeye, John 30,553 Salvato, Alfred 6,526 Squires, Kathleen E 1,759 PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 2006-12-13 25500000 CONSTRUCTION OF ACADEMIC BUILDING false false false PA HIGHER EDUCATIONAL FACILITIES AUTHORITY 232243852 2006-12-13 60420000 REFUNDING OF PREVIOUS BOND & CAPIT false false false PA HIGHER EDUCATIONAL FACILITIES AUTHORITY 232243852 2008-03-13 25000000 CAPITAL PURCHASES & IMPROVEMENTS false false false PA HIGHER EDUCATIONAL FACILITIES AUTHORITY 232243852 2008-03-13 46935000 REFUNDING OF PREVIOUS BOND & OPERA false false false 0 0 25500000 0 0 0 520350 0 0 25500000 0 0 false false true true 0 0 60420000 0 0 0 1214150 0 0 0 0 62344853 false true true true 0 0 25000000 0 0 0 203435 0 0 24796565 0 0 false false true true 0 0 46935000 0 0 0 375843 9157 0 0 46550000 0 true false true true false true false false false 0.00500 0.00500 true false false false false false 0 true false false false false false 0 true false false false false false 0 true false false false 0 false 0 false false false false false 0 false 0 false false false true true UBS false 0 false false false true true UBS false 0 false false PA HIGHER EDUCATIONAL FACILITIES AUTHORITY 232243852 2010-03-11 75000000 CONSTRUCTION OF ACADEMIC BUILDING false false false 0 0 75417019 0 0 0 787019 0 0 74630000 0 0 false false true true false false false false false 0 true false false 0 false 0 false false Quaker Bioventures IRa M Lubert partner 151980 endowment fees false X OTHER CONTRIBUTIONS 1 59437 FMV false false false FORM 990 SCHEDULE O DISCLOSURES FORM 990, PART VI, LINE 11A The Form 990 is prepared in conjunction with PriceWaterhouseCoopers LLP and reviewed internally by management. It is then sent to the board of trustees for their review. The Form 990 is reviewed and approved at a meeting of the board of trustees prior to filing. FORM 990, PART VI, SECTION B, LINE 12A Thomas Jefferson University's Conflicts of Interest Policy for the Board of Trustees, set forth in Section XII of the University bylaws, adopted by the Board of Trustees on September 14, 1998 and revised on November 10, 2004, requires members of the Board of Trustees to participate in an annual Conflicts of Interest Disclosure process. Written and Electronic questionaires are distributed to all voting members of the Board of Trustees and all Senior Management Officials employed by the University during fiscal year 2012 (July 1, 2011 through June 30, 2012). In certain instances, this summary report also includes information retrieved from other publicly filed documents pertaining to members of the university's board of trustees. This report outlines only dislosed relationships and transactions that pertain to governance related questions contained within the 2011 Internal Revenue Service Form 990. The dollar amount aggregate business with third-party organizations appears on this report only if the transaction exceeds $10,000 during fiscal year 2012. If the dollar amount of aggregate business with any entity exceeds $10,000, all transactions, regardless of their total dollar amount, are included in the report. A comprehensive report outlining all existing or potential financial or other interests maintained by members of the board of trustees and senior management officials will be provided separately. All original disclosure forms remain on file in the office of university counsel. FORM 990, PART VI, SECTION B, LINE 12C TJU regularly and consistently monitors conflicts of interests pursuant to its annual disclosure process. TJU's conflicts of interest policy applies to all officers, directors and key employees of the organization and members of those individuals' immediate family. Review of potential conflicts of interests and determinations if such conflicts exist, is within the jurisdiction of the Executive Committee. A person who may have a potential conflict is precluded from voting on decisions regarding any such transaction. FORM 990, PART VI, SECTION B, LINE 15 Each year, the Human Resources Committee (the "HR Committee") evaluates the performance and compensation of the President and reviews the President's determinations regarding his evaluation of the performance and compensation of each senior officer. The Committee's deliberations and decisions regarding executive compensation and other matters are documented in contemporaneous minutes taken by the Chairman of the HR Committee and approved by the Committee. In determining compensation of the President, and in reviewing the compensation approved by the President for the senior officers, the HR Committee takes into account its objective of attracting, retaining and motivating talented executives with appropriate experience and skill sets to achieve the institution's strategic objectives. In addition, the HR Committee reviews certain peer group information and pre-established quantitative and qualitative performance criteria which measures achievement and contributions to TJU's strategic objectives. The weight given any one criterion and the mix of criteria included in determining compensation depends on position and principal areas of responsibility. Each year, the President and Chairman of the Board of Directors agree upon the President's goals and objectives for the ensuing year, which goals and objectives are approved by the HR Committee. The CEO's performance against targets and compensation is measured, evaluated and approved annually by the HR Committee. Since TJU's senior officers report directly to, and work on a daily basis with, the President, the Committee gives considerable weight to the President's evaluations of TJU's senior officers when reviewing the President's determinations regarding the senior officer's compensation. The President bases his evaluation primarily on whether each senior officer has met or exceeded the pre-established performance criteria. Each year, the senior officers and the President agree upon goals and objectives for the ensuing year. The agreed-upon goals and objectives are documented and then reviewed annually by the President with the HR Committee. The President evaluates each senior officer's performance against targets, and determines compensation, which determination is then reviewed with the HR Committee. Form 990, Part VI, Section C, line 19 The organization makes its governing documents, conflict of interest policy, and financial statements available upon request. FORM 990, PART VII, SECTION B - INDEPENDENT CONTRACTORS Thomas Jefferson University Hospital (TJUH) and Thomas Jefferson University (TJU) have maintained a close academic affiliation. Services provided by TJU to TJUH include physician and non-physician personnel and other support services necessary to preserve and maintain the tertiary care capacity of TJUH. TJU also provides office and clinical space, as well as administrative, finance, human resources, information technology, maintenance, security, temporary staffing and other ancillary services to TJUH. Expenses charged for these services aggregated $10.3 M for the year ended June 30, 2012. FORM 990, PART XI, LINE 5 - Other changes in fund balance: DEFINED BENEFIT PLAN, NET ACTUARIAL LOSS $(18,903,000) OTHER CHANGES $(17,645,904) ------------ (36,548,904) ============ HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID R BINSWANGER TITLE:TRUSTEE HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:WILLIAM A LANDMAN TITLE:TRUSTEE HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:KATHLEEN E. SQUIRES, MD TITLE:TRUSTEE HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:GEORGE VALKO TITLE:TRUSTEE HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ROBERT L BARCHI MD PHD TITLE:PRESIDENT/TRUSTEE HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:CRISTINA CAVALIERI TITLE:VP & UNIV COUNSEL HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARK L TYKOCINSKI TITLE:DEAN OF MEDICAL COLLEGE HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JOHN OGUNKEYE TITLE:EXEC DIR/BUS AFFAIRS HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ALFRED SALVATO TITLE:ASSOCIATE VP TREASURER CIO HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:WILLIAM KEANE TITLE:CHAIR OTOLARYNGOLOGY PHYS DIR HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ROBERT ROSENWASSER TITLE:CHAIR, NEUROSURGERY HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARC ROSEN TITLE:PROFESSOR, OTOLARYNGOLOGY HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JAMES HARROP TITLE:PROFESSOR, NEUROSURGERY HOURS:5 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:CHARLES YEO TITLE:PROF & CHAIR, DEPT OF SURGERY HOURS:5 Jefferson University Physicians 1025 Walnut St Philadelphia PA 19107 232809585 Clinical Care PA 501(c)(3) 2 na true 1100 Walnut Associates 1020 Walnut St Philadelphia PA 19107 232332326 Medical offic PA TJU INC N/A 4173474 false Walnut Realty 1020 Walnut St 5th FL Philadelphia PA 19107 232332416 real estate PA na CORP 10227 0 1.00000 TJU INC 1120 Walnut St 5th Fl Philadelphia PA 19107 232146678 real estate PA N/A CORP 917194 95886 1.00000 true false false false false false false false false true true true true false false JEFFERSON UNIVERSITY PHYSICIANS A,M,N 26983274 FMV 1100 WALNUT ASSOCIATES O,P 1345197 FMV