2013-08-13T13:43:12-05:00 2013-03-31 521855942 TATE AND TRYON 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2012-04-01 530114600 NATIONAL ASSOCIATION OF BROADCASTERS NATI 2024295304 1771 N STREET NW WASHINGTON DC 200362800 JOY WHITLOW CPA 2024295304 2013-08-13 1 DEBORAH G KOSNETT P00290720 2022932200 2012 2016-02-24 21:20:13Z GORDON H SMITH 1771 N STREET NW WASHINGTON DC 200362800 88685064 0 X WWW.NAB.ORG X 1927 DE NAB ADVANCES THE INTERESTS OF RADIO AND TELEVISION BROADCASTERS IN FEDERAL GOVERNMENT, INDUSTRY AND PUBLIC AFFAIRS; IMPROVES THE QUALITY OF BROADCASTING; ENCOURAGES TECHNOLOGICAL INNOVATION AND PUBLIC SERVICE. 63 62 220 62 37921 -750 0 0 45186017 50109003 1953375 6491058 767439 400753 47906831 57000814 1051505 1017510 0 0 27735820 24398178 0 0 0 24144867 25738179 52932192 51153867 -5025361 5846947 201404058 119433485 148359623 58855064 53044435 60578421 NAB ADVANCES THE INTEREST OF RADIO AND TELEVISION BROADCASTERS IN FEDERAL GOVERNMENT,INDUSTRY AND PUBLIC AFFAIRS; IMPROVES THE QUALITY OF BROADCASTING; ENCOURAGES TECHNOLOGICAL INNOVATION AND PUBLIC SERVICE. 0 0 THE NAB SHOW AND THE RADIO SHOW PROVIDE EDUCATIONAL OPPORTUNITIES, SHOWCASE TECHNOLOGICAL INNOVATIONS,AND NETWORKING OPPORTUNITIES TO THE BROADCASTING AND PRODUCTION COMMUNITIES. THE 2012 NAB SHOW HAD MORE THAN 92,000 REGISTERED ATTENDEES. THE EVENT'S EXHIBIT FLOOR FEATURED CUTTING-EDGE TECHNOLOGY AND SOLUTIONS FROM MORE THAN 1,500 COMPANIES. THE EDUCATION PROGRAM FEATURED MORE THAN 500 SESSIONS AND A SPEAKER LINEUP. LEGISLATIVE & REGULATORY ADVOCACY: THERE ARE MORE THAN 15,000 LOCAL RADIO AND TELEVISION STATIONS IN THE US SERVING THEIR COMMUNITIES THROUGH PUBLIC SERVICE, LOCAL NEWS, ENTERTAINMENT PROGRAMMING AND VITAL COMMUNITY INFORMATION - SUCH AS AMBER ALERTS, TRAFFIC INFORMATION AND SEVERE WEATHER WARNINGS. NAB ADVOCATES BEFORE CONGRESS,THE FEDERAL COMMUNICATIONS COMMISSION (FCC) AND IN THE COURTS. CREATED IN 2012, NAB LABS IS A MULTI-MILLION DOLLAR PROGRAM THAT PROVIDES A PLATFORM FOR INNOVATION, A VENUE FOR FORGING PARTNERSHIPS AND TESTING NEW TECHNOLOGY, AND EDUCATIONAL EVENTS TO CREATE AWARENESS ABOUT OVER-THE-AIR RADIO AND TELEVISION TECHNOLOGY INITIATIVES. NAB'S FASTROAD (FLEXIBLE ADVANCED SERVICES FOR TELEVISION AND RADIO ON ALL DEVICES) TECHNOLOGY ADVOCACY PROGRAM IS A COMPONENT OF NAB LABS. 0 0 1 1 0 0 0 1 0 1 0 1 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 0 0 0 0 0 0 1 1 1 0 1 92 0 1 220 1 1 1 0 0 0 1 1 0 0 0 0 0 X 63 62 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X ALEX F GALEANO CPA 2024295304 1771 N STREET NW WASHINGTON DC 200362800 PAUL KARPOWICZ 2.00 1.00 X 0 0 0 STEVEN W NEWBERRY 2.00 1.00 X 0 0 0 JACK ABERNETHY 2.00 0.00 X 0 0 0 EDWARD G ATSINGER III 2.00 0.00 X 0 0 0 MEREDITH BAKER 2.00 0.00 X 0 0 0 EMILY BARR 2.00 0.00 X 0 0 0 CAROLINE BEASLEY 2.00 0.00 X 0 0 0 JOHN R BECK 2.00 0.00 X 0 0 0 DON BENSON 2.00 0.00 X 0 0 0 SCOTT BLUMENTHAL 2.00 0.00 X 0 0 0 PETE BOOKER 2.00 0.00 X 0 0 0 BRIAN W BRADY 2.00 0.00 X 0 0 0 SALLY J BROWN 2.00 0.00 X 0 0 0 MARCI BURDICK 2.00 0.00 X 0 0 0 BRANDON BURGESS 2.00 0.00 X 0 0 0 AMADOR BUSTOS 2.00 0.00 X 0 0 0 RAYMOND H COLE 2.00 0.00 X 0 0 0 BILL COLEMAN 2.00 0.00 X 0 0 0 JIM CONSCHAFTER 2.00 0.00 X 0 0 0 CHRISTOPHER H CORNELIUS 2.00 0.00 X 0 0 0 KEVIN CUDDIHY 2.00 0.00 X 0 0 0 LEW DICKEY JR 2.00 0.00 X 0 0 0 BEN DOWNS 2.00 0.00 X 0 0 0 PAUL DUGHI 2.00 0.00 X 0 0 0 DAVID J FIELD 2.00 0.00 X 0 0 0 MICHAEL J FIORILE 2.00 0.00 X 0 0 0 SUSAN FOX 2.00 0.00 X 0 0 0 ALAN FRANK 2.00 0.00 X 0 0 0 DOUGLAS FRANKLIN 2.00 0.00 X 0 0 0 MARTIN FRANKS 2.00 0.00 X 0 0 0 RANDY GRAVLEY 2.00 0.00 X 0 0 0 STEVE HAMMEL 2.00 0.00 X 0 0 0 ERIK HELLUM 2.00 0.00 X 0 0 0 BILL HENDRICH 2.00 0.00 X 0 0 0 ROBERT W HUBBARD 2.00 0.00 X 0 0 0 JULIE KOEHN 2.00 0.00 X 0 0 0 C DOUGLAS KRANWINKLE 2.00 0.00 X 0 0 0 BRIAN LAWLOR 2.00 0.00 X 0 0 0 DEON LEVINGSTON 2.00 0.00 X 0 0 0 DICK LEWIS 2.00 0.00 X 0 0 0 ALFRED C LIGGINS 2.00 0.00 X 0 0 0 MONTE LOOS 2.00 0.00 X 0 0 0 DAVID LOUGEE 2.00 0.00 X 0 0 0 JESSICA A MARVENTANO 2.00 0.00 X 0 0 0 DAN MASON 2.00 0.00 X 0 0 0 DUJUAN MCCOY 2.00 0.00 X 0 0 0 WILLIAM L MCELVEEN 2.00 0.00 X 0 0 0 PAUL MCTEAR 2.00 0.00 X 0 0 0 DALE MILLER 2.00 0.00 X 0 0 0 MATTHEW MNICH 2.00 0.00 X 0 0 0 MARC MORGAN 2.00 0.00 X 0 0 0 MIKE NOVAK 2.00 0.00 X 0 0 0 RALPH OAKLEY 2.00 0.00 X 0 0 0 FRANK OSBORN 2.00 0.00 X 0 0 0 ROBERT PROFFITT 2.00 0.00 X 0 0 0 MARY QUASS 2.00 0.00 X 0 0 0 HEIDI RAPHAEL 2.00 0.00 X 0 0 0 JOSEPH SCHWARTZ 2.00 0.00 X 0 0 0 DUNIA A SHIVE 2.00 0.00 X 0 0 0 PERRY SOOK 2.00 0.00 X 0 0 0 ROGER UTNEHMER 2.00 0.00 X 0 0 0 JOSE VALLE 2.00 0.00 X 0 0 0 PATRICK WALSH 2.00 0.00 X 0 0 0 BAYARD WALTERS 2.00 0.00 X 0 0 0 JORDAN WERTLIEB 2.00 0.00 X 0 0 0 DANA WITHERS 2.00 0.00 X 0 0 0 GORDON H SMITH 60.00 3.00 X 1729576 0 22647 CHRISTOPHER ORNELAS 60.00 0.00 X 547694 0 19418 JOY WHITLOW 57.00 3.00 X 379756 18234 32017 JANE MAGO 57.00 3.00 X 460851 22575 25836 MARCELLUS ALEXANDER JR 50.00 10.00 X 461350 58875 25128 JOHN C DAVID 60.00 0.00 X 453478 0 26369 KELLY COLE 60.00 0.00 X 430791 0 18399 CHRISTOPHER BROWN 60.00 0.00 X 421893 0 28788 KEVIN GAGE 60.00 0.00 X 383274 0 36018 MARK D WHARTON 60.00 0.00 X 394409 0 26083 CARA MICHELLE LEHMAN 60.00 0.00 X 373415 0 26603 VICTOR TAWIL 60.00 0.00 X 332130 0 22411 MICHAEL HERSHEY 60.00 0.00 X 321411 0 40258 LYNN CLAUDY 60.00 0.00 X 299663 0 24531 6989691 99684 374506 14 0 1 0 FREEMAN AUDIO VISUAL SOLUTIONS 3325 WEST SUNSET SUITE A LAS VEGAS NV 89118 EVENT OPERATIONS 2128325 COVINGTON & BURLING LLP 1201 PENNSYLVANIA AVE NW WASHINGTON DC 20004 LEGAL/GR REP/CONSULT 672756 DON SCHAAF & FRIENDS 1313 F STREET NW WASHINGTON DC 20004 MARKETING 528452 MERCURY PUBLIC AFFAIRS 137 FIFTH AVE 3RD FL NEW YORK NY 10010 PUBLIC AFFAIRS 510000 WILEY REINLLP 1776 K STREET NW WASHINGTON DC 20006 LEGAL/GR REP/CONSULT 485844 37 NAB SHOW REVENUE 900099 35371606 35371606 MEMBERSHIP DUES 900099 12428517 12428517 RADIO SHOW REVENUE 900099 1080741 1080741 SEMINARS 900099 861636 861636 CABLE ROYALTY FEES 900099 362509 362509 3994 3994 50109003 7156867 7156867 119899 119899 30997077 31645064 17822 -647987 -17822 -665809 -665809 58331 21364 36967 36967 MISCELLANEOUS REVENUE 900099 205966 205966 ADVERTISING REVENUE 453000 37921 37921 243887 57000814 50351936 37921 6610957 1017510 5603307 14089924 2201401 1455001 1048545 26110 41223 63488 5359952 103679 2212054 408518 416317 532375 3755 1141844 717322 11923599 7506 1280743 72728 SPECIAL EVENTS 1120465 BOOKS & PERIODICALS 217559 MEMBERSHIP DUES 177236 BAD DEBT ADJUSTMENT -135181 46887 51153867 4290925 8107678 916985 624383 1397665 2819637 22625864 18035695 4874745 4590169 89044950 95893635 0 105000 100878788 7292983 201404058 119433485 3747717 3232615 33208207 37453620 100878788 7292983 10524911 10875846 148359623 58855064 X 53044435 60578421 53044435 60578421 201404058 119433485 X 5846947 1611510 75529 X 0 1 X 1 0 0 NAB POLITICAL ACTION COMMITTEE 1771 N STREET NW WASHINGTON DC 20036 521218303 42185 0 0 1 12428517 14478663 5697601 20176264 12428517 7747747 0 PART IV, SUPPLEMENTAL INFORMATION: PART I-A, LINE 1: NAB CONDUCTS POLITICAL ACTIVITIES SOLELY THROUGH ITS CONNECTED FEDERAL PAC, THE NAB POLITICAL ACTION COMMITTEE. 0 1 471372 471372 12744343 10370884 2373459 5189780 4342915 846865 4220369 3321896 898473 4590169 INVESTMENT - CARP 7049146 F INVESTMENT - MODEL HDTV 230846 F PROGRAM TRUST ACCOUNT 12991 F 7292983 ACCRUED PENSION COST 10875846 10875846 X 58625526 1611510 1611510 57014016 25984 -39186 -13202 57000814 51167069 39186 39186 51127883 25984 25984 51153867 PART IV, LINE 1B: NAB IS THE CUSTODIAN OF FUNDS TO BE DIRECTED TO PARTICIPATING STATIONS FROM THE U.S. COPYRIGHT OFFICE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND THEREFORE, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. AT A MINIMUM, THE MARCH 31, 2010 THROUGH 2013 TAX YEARS ARE OPEN FOR EXAMINATION BY TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF SALES -21,364. LOSS ON DISPOSAL OF ASSETS -17,822. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES 21,364. LOSS ON DISPOSAL OF ASSETS 17,822. 1 NAB EDUCATION FOUNDATION 1771 N STREETNW WASHINGTON DC 20036 521866840 501(C)(3) 750000 EDUCATION NATIONAL ALLIANCE OF STATE BROADCASTERS 2333 WISCONSIN BLVD NE ALBUQUERQUE NM 87110 521987593 501(C)(6) 75000 GOV'T RELATIONS BROADCAST EDUCATION ASSOCIATION 1771 N STREETNW WASHINGTON DC 20036 526057288 501(C)(3) 45000 EDUCATION COMPETITIVE ENTERPRISE INSTITUTE 1899 L STREET NW 12TH FL WASHINGTON DC 20036 521351785 501(C)(3) 30000 SUPPORT FOR EFFORTS THE ADVERTISING COUNCIL INC 815 SECOND AVE 9TH FL NEW YORK NY 10017 130417693 501(C)(3) 25000 OPERATING SUPPORT LIBRARY OF AMERICAN BROADCASTING FOUNDATION 2909 ARGYLE DRIVE ALEXANDRIA VA 22309 132622843 501(C)(3) 25000 OPERATING SUPPORT GREAT SALT LAKE COUNCIL BOY SCOUTS OF AMERICA 525 S FOOTHILL BLVD SALT LAKE CITY UT 84113 870212460 501(C)(3) 15000 SCOUTING SUPPORT CALIFORNIA BROADCASTERS ASSOCIATION 915 L STREET SUITE 1150 SACRAMENTO CA 95814 951561138 501(C)(6) 8220 GOV'T RELATIONS AMERICAN CONSERVATIVE UNION 1007 CAMERON STREET ALEXANDRIA VA 22314 520810813 501(C)(4) 50000 OPERATING SUPPORT CATO INSTITUTE 1000 MASSACHUSETTS AVE NW WASHINGTON DC 20001 237432162 501(C)(3) 10000 GENERAL SUPPORT 7 3 SCHEDULE I, PART I, LINE 2: NAB MONITORS THE USE OF GRANT FUNDS ON A MONTHLY BASIS THROUGH ACCOUNTING OVERSIGHT AND ROUTINE PROGRAM ACTIVITY REVIEW. IN ADDITION, NAB MAINTAINS A CONSISTENT PRESENCE WITH OTHER ORGANIZATIONS IT SUPPORTS FINANCIALLY VIA ATTENDANCE AT ORGANIZATION EVENTS, JOINT ADVOCACY EFFORTS, ADVISORY MEETINGS, ETC. X 1 1 X X X X X 0 0 0 GORDON H SMITH 1496408 0 200000 0 33168 0 8500 0 14147 0 1752223 0 0 0 CHRISTOPHER ORNELAS 496200 0 50000 0 1494 0 0 0 19418 0 567112 0 0 0 JOY WHITLOW 328216 18234 50000 0 1540 0 8500 0 23517 0 411773 18234 0 0 JANE MAGO 406347 22575 50000 0 4504 0 8500 0 17336 0 486687 22575 0 0 MARCELLUS ALEXANDER JR 392342 43875 60000 15000 9008 0 8161 338 16967 0 486478 59213 0 0 JOHN C DAVID 381775 0 60000 0 11703 0 8500 0 17869 0 479847 0 0 0 KELLY COLE 389379 0 40000 0 1412 0 8500 0 9899 0 449190 0 0 0 CHRISTOPHER BROWN 297129 0 122500 0 2264 0 8500 0 20288 0 450681 0 0 0 KEVIN GAGE 320876 0 60000 0 2398 0 6420 0 29598 0 419292 0 0 0 MARK D WHARTON 345332 0 45000 0 4077 0 8500 0 17583 0 420492 0 0 0 CARA MICHELLE LEHMAN 347069 0 25000 0 1346 0 7577 0 19026 0 400018 0 0 0 VICTOR TAWIL 299517 0 25000 0 7613 0 8500 0 13911 0 354541 0 0 0 MICHAEL HERSHEY 312111 0 7500 0 1800 0 4551 0 35707 0 361669 0 0 0 LYNN CLAUDY 296075 0 0 0 3588 0 8500 0 16031 0 324194 0 0 0 SUPPLEMENTAL INFORMATION PART III PART I, LINE 1B: TRAVEL FOR THE PRESIDENT'S SPOUSE WAS PAID AND REPORTED ON HIS W-2 IN ACCORDANCE WITH NAB'S SPOUSAL TRAVEL POLICY. JANE MAGO KEY EMPLOYEE 52256 RELATIVE IS AN NAB EMPLOYEE 0 FORM 990, PART VI, SECTION A, LINE 1 AT THE FIRST REGULAR MEETING OF THE BOARD OF DIRECTORS FOLLOWING EACH ANNUAL CONVENTION, THE BOARD APPOINTS AN EXECUTIVE COMMITTEE, WHICH IS COMPOSED OF: THE CHAIRMAN OF THE BOARD; THE CHAIRMAN AND THE FIRST AND SECOND VICE CHAIRMEN OF THE RADIO BOARD; THE CHAIRMAN AND THE FIRST AND SECOND VICE CHAIRMEN OF THE TELEVISION BOARD; A TELEVISION NETWORK REPRESENTATIVE; A MAJOR GROUP RADIO REPRESENTATIVE; AND THE PRESIDENT; ADDITIONALLY, THERE ARE NONVOTING MEMBERS AS DETERMINED BY THE BOARD. NO MORE THAN ONE PERSON OF EACH MEMBER STATION OR GROUP OF STATIONS MAY SERVE ON THE EXECUTIVE COMMITTEE SIMULTANEOUSLY. THE EXECUTIVE COMMITTEE SHALL BE EMPOWERED TO ACT FOR THE BOARD OF DIRECTORS BETWEEN MEETINGS OF THE BOARD. EXPENDITURES ON ANY ITEM OR ISSUE, NOT CONTAINED IN THE APPROVED BUDGET FOR THE CURRENT FISCAL YEAR, SHALL NOT EXCEED, WITHOUT THE PRIOR APPROVAL OF THE BOARD, AN AMOUNT TO BE SET ANNUALLY BY THE BOARD AS PART OF THE REGULAR BUDGETING PROCESS. A REPORT ON ALL ACTIONS TAKEN BY THE EXECUTIVE COMMITTEE IS FORWARDED PROMPTLY TO ALL MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 6 NAB IS A MEMBERSHIP ORGANIZATION FOR THE BROADCASTING INDUSTRY. THERE ARE TWO CLASSES OF MEMBERS: ACTIVE (RADIO AND TV) AND ASSOCIATE. FORM 990, PART VI, SECTION A, LINE 7A NAB HAS A RADIO BOARD AND TELEVISION BOARD. THE RADIO BOARD MAY HAVE NO MORE THAN 35 MEMBERS, TEN OF WHOM ARE APPOINTED BY THE BOARD AND THE REMAINDER OF WHOM ARE ELECTED FROM EACH RADIO DISTRICT BY BALLOT. THE TELEVISION BOARD MAY HAVE NO MORE THAN 26 MEMBERS: SIX SEATS ARE APPOINTED BY THE EXECUTIVE COMMITTEE, TWO ARE APPOINTED BY THE TELEVISION BOARD, AND THE REMAINDER ARE ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED AND REVIEWED BY THE OFFICE OF THE CONTROLLER AND REVIEWED BY THE CHIEF FINANCIAL OFFICER,PRESIDENT, AND THE AUDIT & EXECUTIVE COMMITTEES. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, NAB STAFF REVIEW AND SIGN A CONFLICT OF INTEREST/BUSINESS ETHICS POLICY THAT PROVIDES GUIDANCE ON AVOIDING CONFLICTS OF INTEREST AND UNDUE INFLUENCE, AS WELL AS SPELLING OUT LIMITATIONS ON THE ACCEPTANCE OF GIFTS. CORPORATE COUNSEL PROVIDES QUARTERLY REPORTS TO THE CHIEF OPERATING OFFICER ON ANY KNOWN CONFLICTS OF INTEREST, AND ALSO ADDRESSES STAFF INQUIRIES REGARDING CONFLICTS OF INTEREST. ANY CONFLICTS NOT RESOLVED ARE BROUGHT TO THE ATTENTION OF THE AUDIT COMMITTEE AND/OR EXECUTIVE COMMITTEE. THE CEO'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE AFTER A REVIEW OF THE CEO'S ACTIVITIES AND ACCOMPLISHMENTS FOR THE YEAR. THERE IS DISCUSSION AND DELIBERATION, AND THE PARTIES ARE PROVIDED WITH COMPARABLE DATA, AS AVAILABLE. THE DETERMINATION IS PROVIDED TO THE CFO FOR IMPLEMENTATION. FORM 990, PART VI, SECTION C, LINE 19 NAB DOES NOT MAKE ITS GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC EXCEPT AT ITS DISCRETION ON A CASE BY CASE BASIS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: TRANSFER OF ASSETS TO/FROM RELATED PARTIES 75,529. NAB EDUCATION FOUNDATION 1771 N STREET NW WASHINGTON DC 20036 521866840 EDUCATION DC 501(C)(3) 509(A)(3) 1 NAB POLITICAL ACTION COMMITTEE 1771 N STREET NW WASHINGTON DC 20036 521218303 POLITICAL ACTION COMMITTEE DC 527 1 NAB TECHNOLOGIES INC 1771 N STREET NW WASHINGTON DC 20036 551553742 INACTIVE DC NAB C 147 1.00000 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 NAB EDUCATION FOUNDATION B 750000 CASH NAB EDUCATION FOUNDATION N 91369 COST ALLOCATION NAB POLITICAL ACTION COMMITTEE (BELOW THRESHOLD) N NAB EDUCATION FOUNDATION (BELOW THRESHOLD) O NAB POLITICAL ACTION COMMITTEE O 155788 COST BASIS NAB EDUCATION FOUNDATION Q 549576 COST BASIS