2013-11-01T08:24:08-05:00 2012-12-31 EISNERAMPER LLP 750 THIRD AVENUE NEW YORK NY 100172703 990 2012-01-01 133857105 ITHAKA HARBORS INC % CHRIS VANACORE ITHA 2125002600 151 East 61st Street Suite New York NY 10065 KEVIN GUTHRIE 2125002600 2013-11-01 true JULIE FLOCH 2129498700 2012 2016-03-07 17:11:31Z KEVIN M GUTHRIE 151 EAST 61ST STREET NEW YORK CITY NY 10065 71450113 false X WWW.ITHAKA.ORG X 1995 NY ITHAKA HARBORS, INC. IS A NOT-FOR-PROFIT ORGANIZATION THAT HELPS THE ACADEMIC COMMUNITY USE DIGITAL TECHNOLOGIES TO PRESERVE THE SCHOLARLY RECORD AND TO ADVANCE RESEARCH AND TEACHING IN SUSTAINABLE WAYS. 18 17 313 0 930769 -141446 988956 2543714 57927553 63434221 4098482 4626599 1184358 845579 64199349 71450113 0 0 0 0 27163233 30899057 0 0 117611 36969618 42009949 64132851 72909006 66498 -1458893 108776883 129777446 40912505 56144758 67864378 73632688 X ITHAKA HARBORS, INC. IS A NOT-FOR-PROFIT ORGANIZATION THAT HELPS THE ACADEMIC COMMUNITY USE DIGITAL TECHNOLOGIES TO PRESERVE THE SCHOLARLY RECORD AND TO ADVANCE RESEARCH AND TEACHING IN SUSTAINABLE WAYS. WE PURSUE THIS MISSION BY PROVIDING INNOVATIVE SERVICES THAT AID IN THE ADOPTION OF THESE TECHNOLOGIES AND THAT CREATE LASTING IMPACT. WE CONDUCT RIGOROUS RESEARCH AND THINK CREATIVELY WITH OTHERS ABOUT THE IMPACT AND OPPORTUNITIES THAT ADVANCES IN DIGITAL TECHNOLOGY BRING TO THE ACADEMIC COMMUNITY; WE SHARE WHAT WE LEARN AS BROADLY AS POSSIBLE; AND, WHEN NEEDED, WE BUILD SCALABLE ENDURING SOLUTIONS. ITHAKA PURSUES ITS MISSION THROUGH THREE INNOVATIVE PROGRAM SERVICES: JSTOR; PORTICO; AND ITHAKA S+R. false false 519100 60972250 57775429 JSTOR IS A NOT-FOR-PROFIT DIGITAL LIBRARY THAT PROVIDES ACCESS TO MORE THAN 1,700 SCHOLARLY JOURNALS, 14,000 BOOKS, AND MILLIONS OF PRIMARY SOURCE OBJECTS AND DOCUMENTS TO PEOPLE AROUND THE WORLD. JSTOR HELPS SCHOLARS, RESEARCHERS, AND STUDENTS DISCOVER, USE, AND BUILD UPON THIS WIDE RANGE OF CONTENT THROUGH A DYNAMIC ONLINE TEACHING, LEARNING AND RESEARCH PLATFORM, WHILE SERVING AS A DIGITAL ARCHIVE FOR PUBLISHERS AND LIBRARIES TO ENSURE THE CONTENT IS PRESERVED FOR FUTURE GENERATIONS. 519100 5324982 4709920 PORTICO IS A NOT-FOR-PROFIT DIGITAL PRESERVATION SERVICE FOR ELECTRONIC JOURNALS, BOOKS, AND OTHER SCHOLARLY CONTENT THAT IS SUPPORTED BY A GLOBAL COMMUNITY OF HUNDREDS OF LIBRARIES AND ACADEMIC PUBLISHERS. PORTICO'S MISSION IS TO ENSURE THAT THESE MATERIALS REMAIN AVAILABLE TO THE SCHOLARLY COMMUNITY FOR THE LONG TERM. 519100 2240657 948872 ITHAKA S+R IS A NOT-FOR-PROFIT RESEARCH AND CONSULTING SERVICE THAT HELPS ACADEMIC, CULTURAL, AND PUBLISHING ORGANIZATIONS THRIVE IN THE DIGITAL ENVIRONMENT. 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SCHEDULE D, PART X, LINE 2 INCOME TAX UNCERTAINTIES ITHAKA FOLLOWS THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD'S ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740-10-05 RELATING TO THE ACCOUNTING AND REPORTING FOR UNCERTAINTY IN INCOME TAXES. FOR ITHAKA, THESE PROVISIONS COULD BE APPLICABLE TO THE INCURRENCE OF UNRELATED BUSINESS INCOME TAX ("UBIT") ATTRIBUTABLE TO ITHAKA'S SHARED SERVICES REVENUE. HOWEVER, DUE TO ITHAKA'S GENERAL TAX-EXEMPT STATUS, ASC TOPIC 740-10-05 HAS NOT HAD, AND IS NOT EXPECTED TO HAVE, A MATERIAL IMPACT ON ITHAKA'S CONSOLIDATED FINANCIAL STATEMENTS. Sub-Saharan Africa 1 Program Services business development 44818 1 1 44818 44818 false false false false false false X X X false true false false false false false false false KEVIN M GUTHRIE 376622 0 20000 0 0 0 30000 0 0 0 426622 0 0 0 LAURA BROWN 313121 0 15000 0 0 0 30000 0 0 0 358121 0 0 0 EILEEN FENTON 236601 0 0 0 0 0 28625 0 0 0 265226 0 0 0 NANCY KOPANS 248794 0 0 0 0 0 30000 0 0 0 278794 0 0 0 GERARD AURIGEMMA 214498 0 0 0 0 0 26311 0 0 0 240809 0 0 0 DEANNA MARCUM 245508 0 0 0 0 0 30000 0 0 0 275508 0 0 0 MARY ROSE MUCCIE 188273 0 0 0 0 0 22960 0 0 0 211233 0 0 0 ROBERT HETERICK 202288 0 55219 0 43592 0 24759 0 0 0 325858 0 0 0 HEIDI BARTOLACCI 157604 0 0 0 0 0 19468 0 0 0 177072 0 0 0 FRANK SMITH 227514 0 0 0 0 0 27192 0 0 0 254706 0 0 0 KATE WITTENBERG 172296 0 0 0 0 0 21630 0 0 0 193926 0 0 0 ALEX HUMPHREYS 170069 0 3000 0 0 0 20790 0 0 0 193859 0 0 0 JABIN WHITE 199950 0 0 0 0 0 23962 0 0 0 223912 0 0 0 JOHN LENAHAN 180156 0 15750 0 0 0 21600 0 0 0 217506 0 0 0 DALE MYERS 159960 0 6500 0 0 0 19400 0 0 0 185860 0 0 0 HEATHER JENSEN 159169 0 4000 0 0 0 19158 0 0 0 182327 0 0 0 RETIREMENT PLANS FORM 990, SCHEDULE J, PART 1, LINE 4B ITHAKA MAINTAINS A SECTION 457(B) DEFERRED COMPENSATION PLAN FOR ELIGIBLE EMPLOYEES, AS DESIGNATED AND APPROVED BY ITHAKA'S BOARD OF TRUSTEES. UNDER THE TERMS OF THIS PLAN, ELIGIBLE EMPLOYEES MAY MAKE ELECTIVE DEFERRALS UP TO THE MAXIMUM AMOUNT PERMITTED BY LAW. ITHAKA DOES NOT CONTRIBUTE TO THIS PLAN. FORM 990, PART III, LINE 4A PROGRAM SERVICE ACCOMPLISHMENTS - JSTOR CONTINUED JSTOR GENERATES INCOME TO SUPPORT ITS SERVICES PRIMARILY THROUGH AN ARCHIVE CAPITAL FEE ("ACF") AND ANNUAL ACCESS FEES ("AAF"). AN ACF IS A ONE-TIME, NON-REFUNDABLE FEE CHARGED TO PARTICIPATING INSTITUTIONS THAT PROVIDES JSTOR WITH FUNDS FOR THE LONG-TERM PRESERVATION OF THE ARCHIVE AND OTHER MISSION-RELATED PURPOSES. AAF'S ARE CHARGED TO PARTICIPATING INSTITUTIONS TO COVER THE RECURRING COSTS OF UPDATING AND MAINTAINING THE JSTOR JOURNAL ARCHIVES. FORM 990, PART VI, LINE 11B REVIEW PROCESS FOR TAX FILING OF FORM 990 THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE AND IT APPROVES RELEASE TO THE ENTIRE BOARD FOR AN OPPORTUNITY TO REVIEW PRIOR TO ELECTRONIC FILING OF THE FORM. FORM 990, PART VI, LINE 12C CONFLICT OF INTEREST POLICY ITHAKA'S CONFLICTS OF INTEREST POLICY APPLIES TO ITS GOVERNING BOARD, CORPORATE OFFICERS, KEY EMPLOYEES, AND OTHERS REPRESENTING THE ORGANIZATION. MEMBERS OF ITHAKA'S GOVERNING BOARD ARE REQUIRED TO DISCLOSE ALL CONFLICTS OF INTEREST AT THE TIME THEY ARISE AND ANNUALLY VIA A WRITTEN DISCLOSURE PROCESS. THE AUDIT COMMITTEE IS CHARGED WITH REVIEWING CONFLICTS OF INTEREST TRANSACTIONS AND ASSOCIATED DECISIONS AND MAKING A DETERMINATION REGARDING ANY RESTRICTIONS TO BE IMPOSED ON THE TRANSACTION. ITHAKA'S OFFICERS AND KEY EMPLOYEES ARE LIKEWISE REQUIRED TO DISCLOSE TO THEIR SUPERVISORS PROMPTLY ALL CONFLICTS OF INTEREST THAT ARISE AND COMPLETE AN ANNUAL CONFLICTS OF INTEREST DISCLOSURE STATEMENT. FORM 990, PART VI, LINE 15a & 15B COMPENSATION POLICY THE COMPENSATION AND BENEFITS COMMITTEE OF THE BOARD CONDUCTS AN ANNUAL REVIEW OF OFFICERS' COMPENSATION AND THE COMPENSATION OF HIGHLY PAID EMPLOYEES. AS PART OF THIS REVIEW, THE COMMITTEE REFERENCES AVAILABLE MARKET DATA FOR COMPARABLE POSITIONS AND INTERNAL EQUITY CONSIDERATIONS, AND IT UTILIZES AN ANALYSIS OF OFFICER SALARIES PREPARED BY AN INDEPENDENT EXTERNAL ADVISOR USING INDUSTRY BENCHMARKING DATA. THE REVIEW PROCESS COVERS ALL OFFICERS AND HIGHLY PAID EMPLOYEES. FORM 990, PART VI, LINE 19 DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION ITHAKA'S FORM 990 AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G FEES FOR SERVICES - OTHER FEES FOR SERVICES - OTHER AS REPORTED ON FORM 990, PART IX, LINE 11G REPRESENT THOSE COSTS INCURRED RELATED TO SOFTWARE DEVELOPMENT WHICH IS INTEGRAL TO ITHAKA'S VARIOUS PROGRAMS. EXTENSION OF TIME TO FILE FORM 8868 FORM 8868 APPLICATION FOR EXTENSION OF TIME AN EXEMPT ORGANIZATION RETURN WAS ELECTRONICALLY FILED. Ithaka International LLC 151 East 61st street new york NY 10065 BUS DEVLPMT DE 0 93573 ITHAKA HBRS