2013-11-12T11:15:16-06:00 2012-12-31 320043599 LEGACY PROFESSIONALS LLP 311 S WACKER DRIVE STE 4000 CHICAGO IL 60606 990 2012-01-01 366110305 PLUMBERS & PIPEFITTERS LOCAL 23 UA HEALTH & WELFARE FUND PLUM 8153978350 4525 BOEING DRIVE ROCKFORD IL 611092934 RICHARD BECK 8153978350 2013-11-12 1 RONALD BASTIAN P00748397 3123680500 2012 2016-02-24 21:20:13Z RICHARD BECK 4525 BOEING DRIVE ROCKFORD IL 611092934 50008537 0 X N/A X 1957 IL PROVIDE HEALTH BENEFITS 8 4 16 0 0 0 0 0 8246665 7474236 764134 976068 8955 2287 9019754 8452591 0 0 5374244 6168738 70863 76736 0 0 0 488084 520956 5933191 6766430 3086563 1686161 23438244 26183880 401343 360269 23036901 25823611 PROVIDE HEALTH BENEFITS 0 0 TO PROVIDE HEALTH CARE, LIFE, DENTAL, VISION, PRESCRIPTION DRUG AND DISABILITY BENEFITS FOR ELIGIBLE PARTICIPANTS AND/OR THEIR DEPENDENTS IN ACCORDANCE WITH THE PLAN DOCUMENT AND SCHEDULE OF BENEFITS. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 205 0 1 16 1 0 0 0 0 0 0 0 0 0 0 0 X 8 4 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 X RICHARD BECK 8153978350 4525 BOEING DRIVE ROCKFORD IL 611092934 BRIAN HELM 1.00 X X 0 0 0 RICHARD BECK 1.00 48.00 X X 0 129025 86649 DARRYLL RUSSELL 1.00 48.00 X 0 11308 15653 TIMOTHY HUFF 1.00 48.00 X 0 111237 70626 PHIL CROME 1.00 X 958 0 0 DAVID NELSON 1.00 X 0 0 0 EUGENE MEAD 1.00 X 0 0 0 JAMES ZWEEP 1.00 X 0 0 0 ARTHURH SCHIAVO 1.00 X X 0 0 0 DOMENIC ALFANO 1.00 48.00 X 0 9536 13840 RAYMOND STEFFAN 1.00 X 0 0 0 958 261106 186768 0 0 1 0 BENEFIT MANAGEMENT GROUP INC 903 COMMEERCE DRIVE SUITE 304 OAKBROOK IL 60523 ADMINISTRATIVE FEES 258000 BLUE CROSS BLUE SHIELD 300 EAST RANDOLPH ST CHICAGO IL 60601 PPO PROVIDER 169860 2 EMPLOYER CONTRIBUTIONS 900099 6364174 6364174 PARTIC AND RETIREE CONTRIBUTIONS 900099 1005357 1005357 PRESCRIPTION DRUG REBATES 900099 104705 104705 7474236 647227 647227 41884787 41555946 328841 328841 328841 MISCELLANEOUS 900099 2287 2287 2287 8452591 7474236 0 978355 6168738 33870 17908 13414 11544 258000 43536 42287 58946 41627 37302 11364 5676 2598 7436 BANK FEES 11697 MISCELLANEOUS EXPENSE 487 6766430 1436060 1422386 884633 859653 1007311 928310 5677 5864 54765 52172 3445 2593 20101118 22965074 23438244 26183880 64024 37525 337319 322744 401343 360269 X 0 0 0 0 23036901 25823611 23036901 25823611 23438244 26183880 1686161 1100549 0 X 0 1 X 1 0 9832 9398 434 44933 42774 2159 2593 DUE TO BROKER 322744 322744 X 9494194 1100549 1100549 8393645 58946 58946 8452591 6707484 0 6707484 58946 58946 6766430 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE PLAN FILES FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, AND FORM 5500, ANNUAL RETURN/REPORT OF EMPLOYEE BENEFIT PLAN. THE PLAN'S RETURNS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE UNTIL THE APPLICABLE STATUTE OF LIMITATION EXPIRES. 0 0 0 RICHARD BECK 0 129025 0 0 0 0 0 65885 0 20764 0 215674 0 0 TIMOTHY HUFF 0 111237 0 0 0 0 0 53158 0 17468 0 181863 0 0 FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION HAS NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES FOR THEIR REVIEW, APPROVAL AND SIGNATURE PRIOR TO FILING. FORM 990, PART VI, SECTION C, LINE 19 THE HEALTH AND WELFARE FUND MAKES GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. ROCKFORD PIPE TRADES INDUSTRY PENSION FUND 4525 BOEING DRIVE ROCKFORD IL 61109 376123990 PROVIDE PENSION BENEFITS IL 401(A) NOT APPLICABLE 0 PLUMBERS & PIPEFITTES LOCAL 23 UA TRAINING FUND 4525 BOEING DRIVE ROCKFORD IL 61109 366109329 APPRENTICE AND JOURNEYMEN TRAINING IL 501(C)5 NOT APPLICABLE 0 ROCKFORD PIPE TRADES INDUSTRY 401(K) PLAN 4525 BOEING DRIVE ROCKFORD IL 61109 391951674 PROVIDE SAVINGS AND RETIREMENT BENEFITS IL 401(A) NOT APPLICABLE 0 ROCKFORD PIPE TRADES LABOR MANAGEMENT COOPERATION COUNCIL 4525 BOEING DRIVE ROCKFORD IL 61109 262258555 LABOR MANAGEMENT COOPERATION COUNCIL IL 501(C)6 NOT APPLICABLE 0 UNITED ASSOCIATION OF PLUMBERS & PIPEFITTERS LOCAL 23 4525 BOEING DRIVE ROCKFORD IL 61109 362118228 LOCAL UNION IL 501(C)5 NOT APPLICABLE 0 ADVANTAGE REFRIGERATION 0 ALPHA CONTROLS & SERVICES 0 ALPINE PLUMBING 0 ALTHOFF INDUSTRIES INC 0 AMS MECHANICAL SYSTEMS 0 AREA MECHANICAL INC 0 AUTOMATIC MECHANICAL SERVICES 0 AUTOMATIC ENVIRONMENTAL 0 AUTOMATIC FIRE SYSTEMS INC 0 B&E AQUATICS INC 0 BEST PLUMBING INC 0 BOLD MECHANICAL 0 BOSTON PLUMBING 0 BURNS MECHANICAL 0 BUTTERS-FETTING CO INC 0 CENTRAL TRANE SERVICE CO 0 CERONI PIPING CO 0 CFMVR TESCO 0 COMMERCIAL MECHANICAL INC 0 COMMERCIAL REFRIGERATION 0 CRAWFORD COMPANY INC 0 D & L PLUMBING INC 0 DAHME MECHANICAL INDUSTRIES INC 0 DAY & ZIMMERMANN NPS 0 DESIGN PLUMBING & PIPING 0 DNU DUAL-TEMP ILLINOIS 0 DUAL TEMP OF ILLINOIS 0 EJ GALLAGHER & SONS 0 EL MECHANICAL 0 FIVE STAR PLUMBING CO 0 FM SYLVAN INC 0 GEOSTAR MECHANICAL INC 0 HARTWIG PLUMBING & HEATING 0 HERRMAN & GOETZ INC 0 HILL MECHANICAL CORP 0 HI-TECH PLUMBING CONTRACT 0 HONEYWELL INC 0 HOYT BRUMM & LINK INC 0 HUSSMANN CORPORATION 0 INDUSTRIAL PIPING SYSTEMS INC 0 INTEGRITY MECHANICAL PIPING & PLUMBING CO 0 JB CONTRACTING CORP 0 JOHNSON CONTROLS INC 0 KELLENBERGER PLUMBING & UNDERGROUND CONSTRUCTION 0 KING CUT CONCRETE CUTTERS 0 LEE N' SONS PLUMBING INC 0 LOESCHER HEATING & AC 0 MC MECHANICAL CONTRACTORS INC 0 MCT SERVICES LLC 0 MECHANICAL INC - STANDARD 0 MIDWEST MECHANICAL INDUST (BYRON) 0 MILLER ENGINEERING COMPANY 0 MODERN PIPING INC 0 MO-ST PLUMBING & MECHANICAL 0 MUELLERMIST IRRIGATION COMPANY 0 NELSON CARLSON MECH CONTR 0 NORTHERN IL SERVICE 0 NORTHERN MECHANICAL INC 0 NPL CONSTRUCTION CO 0 PCI ENERGY SERVICES LLC 0 PEARSON PLUMBING & HTG - H&W HRA ONLY 0 PELLEGRINI PLUMBING COMPANY 0 PIPERS MECHANICAL INC 0 PROFESSIONAL PLUMBING INC 0 SCHMITT PLUMBING 0 SERVICE PLUMBING 0 SIEMENS WESTINGHOUSE GENE 0 STONE & WEBSTER CONST INC 0 SWISSLOG TRANSLOGIC CORP 0 TOTAL PLUMBING & HEATING 0 TRANE COMPANY 0 TRANE US INC 0 TRU-TEMP MECHANICAL INC 0 WF JOHNSTON CONSTRUCTION INC 0 WELD TECH SERVICES CORP 0 WELDING SERVICES INC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 FORM 990, SCHEDULE R, PART IV THE SPONSORING ORGANIZATION OF THE FUND IS THE JOINT BOARD OF TRUSTEES.