2013-11-14T14:07:08-06:00 2012-12-31 270120069 COOPERSMITH SIMON & VOGEL PC 50 CHARLES LINDBERGH BLVD STE 605 UNIONDALE NY 11553 990PF 2012-01-01 133838457 THE PIERRE & TANA MATISSE FOUNDATION INC PIER 2123556269 1 EAST 53RD STREET NEW YORK NY 100224200 ROBERT H HOROWITZ 2123556269 2013-11-12 1 WILLIAM A VOGEL P00209076 5164835800 2012 2016-02-25 16:41:14Z X 216682629 X X 1590520 1590520 2289973 5274730 2289973 3884 3884 3884377 3884377 360000 18000 342000 272917 0 272917 107753 0 107753 31214 0 31214 29860 23888 5972 441414 301563 139851 82 82 0 130682 28872 44810 11272 0 93506 935 92571 27422 0 27422 198193 2435 195757 1704315 375775 1260267 1830300 1830300 3534615 375775 3090567 349762 3508602 90336 220730 220730 4328961 7304772 7304772 19617085 26501848 29458256 6368729 6749208 6001995 29813735 21768235 25876213 205305 50908 162546 154397 154397 110820856 108825956 147666266 171202248 171525146 216682629 0 0 X 171202248 171525146 171202248 171525146 171202248 171525146 171202248 349762 0 171552010 26864 171525146 THROUGH ADVISORY RESEARCH-SHORT TERM P 2012-12-31 10959 10959 THROUGH ADVISORY RESEARCH-LONG TERM P 2012-12-31 239645 239645 LIQUIDATION OF NWQ TRADEWINDS P 2012-12-31 -419163 -419163 SHORT TERM CAPITAL GAIN DIVIDENDS P 2012-12-31 196671 196671 LONG TERM CAPITAL GAIN DIVIDENDS P 2012-12-31 62168 62168 SALE OF ARTWORK D 2012-12-31 5001230 1800900 3200330 3200330 SALE OF BOOKS D 2012-12-31 273500 194000 79500 79500 THROUGH TRADEWINDS INTL EQUITY K1-LONG TERM P 2012-12-31 -1581165 -1581165 THROUGH TRADEWINDS INTL EQUITY K1-SHORT TERM P 2012-12-31 -410390 -410390 THROUGH SNOW CAPITAL-SHORT TERM P 2012-12-31 185132 185132 THROUGH SNOW CAPITAL-LONG TERM P 2012-12-31 58920 58920 THROUGH SMH CAPITAL-SHORT TERM P 2012-12-31 32444 32444 THROUGH SMH CAPITAL-LONG TERM P 2012-12-31 354335 354335 THROUGH WENTWORTH HAUSER-LONG TERM P 2012-12-31 88059 88059 THROUGH WESTFIELD-SHORT TERM P 2012-12-31 -65030 -65030 THROUGH WESTFIELD-LONG TERM P 2012-12-31 76755 76755 THROUGH WCM INVESTMENT MGMT-SHORT TERM P 2012-12-31 -23647 -23647 LITIGATION SETTLEMENT P 2012-12-31 57 57 ASHMORE EMERGING MARKETS DEBT FD-LONG TERM GAIN-PFIC P 2012-12-31 204393 204393 2289973 0 2441907 60269031 0.040517 2507944 59617745 0.042067 2360410 49221027 0.047955 6666980 47908069 0.139162 1516533 45649085 0.033222 0.302923 0.060585 60948728 3692579 35086 3727665 3090567 70172 0 70172 0 70172 47580 75000 122580 X 52408 52408 0 0 0 0 0 0 0 0 0 0 0 1 1 NY DE 1 0 0 0 0 1 N/A SANDRA CARNIELLI 2123556269 1 EAST 53RD STREET NEW YORK NY 100224200 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H HOROWITZ 1 EAST 53RD STREET NEW YORK NY 100224200 10.00 120000 0 0 OLIVIER G BERNIER 1 EAST 53RD STREET NEW YORK NY 100224200 10.00 120000 0 0 JANOS FARKAS 1 EAST 53RD STREET NEW YORK NY 100224200 10.00 120000 0 0 SANDRA CARNIELLI 1 EAST 53RD STREET NEW YORK NY 10022 40.00 192917 13244 0 LINDA AZARIAN 1 EAST 53RD STREET NEW YORK NY 10022 40.00 80000 7493 0 0 CHARLES STUCKEY 1 EAST 53RD STREET NEW YORK NY 10022 CONSULTING-CATALOGUE RAISONNE 90055 SMH CAPITAL 4800 OVERTON WOODS DRIVE 300 FORT WORTH TX 76109 INVESTMENT MANAGEMENT 51810 0 LENDING OF ARTWORK FOR DISPLAY AT VARIOUS EXHIBITIONS 158848 COMPILATION OF THE WORK OF ARTIST YVES TANGUY INTO A CATALOGUE RAISONNE 101822 0 58438118 3438763 0 61876881 0 0 61876881 928153 60948728 3047436 3047436 70172 70172 2977264 0 2977264 0 2977264 3090567 0 3090567 0 3090567 2977264 0 0 3395731 3395731 3090567 0 0 0 2977264 113303 0 0 3509034 0 0 0 0 0 0 0 3509034 3395731 113303 SANDRA CARNIELLI 1 EAST 53RD STREET NEW YORK NY 10022 2123556269 LETTER NONE NONE ACADEMY OF APPLIED MATH AND TECHNOLOGY 345 BROOK AVENUE NEW YORK NY 10545 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 97000 AMERICAN JEWISH WORLD SERVICE 45 WEST 36TH STREET NEW YORK NY 10018 NONE 501(C)(3) GENERAL PROGRAM SUPPORTGENERAL PROGRAM SUPPORT 5000 BALTIMORE MUSEUM OF ART 10 ART MUSEUM DRIVE BALTIMORE MD 21218 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1200 BROOKLYN ACADEMY OF MUSIC 30 LAFAYETTE AVENUE BROOKLYN NY 11217 NONE 501(C)(3) SUPPORT OF SCHOOL EDUCATION PROGRAM 85000 COOL CULTURE 80 HANSON PLACE SUITE 604 BROOKLYN NY 11217 NONE 501(C)(3) SUPPORT OF FAMILY VISITATION TRACKING PROJECT 55000 COOPER-HEWITT NATIONAL DESIGN 2 EAST 91ST STREET NEW YORK NY 10128 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 2500 DRAWING CENTER 12 DESBROSSES STREET NEW YORK NY 10013 NONE 501(C)(3) GENERAL PROGRAM SUPPORTEXHIBITION PROJECT;LISTTOTAL 11000 1000 FRACTURED ATLAS 248 W 35TH STREET NEW YORK NY 10001 NONE 501(C)(3) PROFESSIONAL DEVELOPMENT PROGRAM 37500 GRANTMAKERS IN THE ARTS 4055 21ST AVENUE WEST SUITE 100 SEATTLE WA 98119 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 GUGGENHEIM MUSEUM 1071 FIFTH AVENUE NEW YORK NY 10128 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 INTERNATIONAL FOUNDATION FOR ART RESEARCH 500 FIFTH AVENUE NEW YORK NY 10110 NONE 501(C)(3) IFAR JOURNAL & INSTITUTIONAL CAPACITY BUILDING 75000 IRONDALE ENSEMBLE PROJECT 85 S OXFORD STREET BROOKLYN NY 11217 NONE 501(C)(3) THEATER ARTS EDUCATION PARTNERSHIP PROGRAM 150000 JAMAICA CENTER FOR ARTS AND LEARNING 161-04 JAMAICA AVENUE JAMAICA NY 11432 NONE 501(C)(3) ARTVENTURE ARTS PARTNERSHIP WITH A HS 25000 METROPOLITAN OPERA LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 15000 MULTICULTURAL MUSIC GROUP INC 601 WALTON AVENUE BRONX NY 10451 NONE 501(C)(3) SUMMER BRIDGE PROGRAM FOR M.S. 223 104550 MUSEUM OF MODERN ART 11 WEST 53RD STREET NEW YORK NY 10019 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 5000 MUSEUM OF THE CITY OF NEW YORK 1220 FIFTH AVENUE NEW YORK NY 10029 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 5000 NATIONAL GALLERY OF ART 6TH STREET CONSTITUTIONAL AVE NW WASHINGTON DC 20004 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 NEW YORK CITY OPERA 75 BROAD STREET NEW YORK NY 10004 NONE 501(C)(3) EDUCATION & OUTREACH PROGRAMS 35000 PARTNERSHIP FOR INNER-CITY EDUCATION 1011 FIRST AVENUE STE 1313 NEW YORK NY 10022 NONE 501(C)(3) ARTS PROGRAM AT IMMACULATE CONCEPTION SCHOOL 52250 PHILADELPHIA MUSEUM OF ART PO BOX 7646 PHILADELPHIA PA 19101 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 PLANNED PARENTHOOD FEDERATION OF AMERICA 434 WEST 33RD STREET NEW YORK NY 10001 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 5000 PROJECT SUNSHINE 108 WEST 39TH STREET STE 725 NEW YORK NY 10018 NONE 501(C)(3) ARTS FOR PEDIATRIC PATIENTS IN HOSPITALS 30000 SKOWHEGAN SCHOOL OF PAINTING AND SCULPTURE 200 PARK AVENUE SOUTH NEW YORK NY 10003 NONE 501(C)(3) FELLOWSHIPS FOR VISUAL ARTISTS 12000 SOK SABAY ASSOCIATION PO BOX 427 PHNOM PENH CB 12000 NONE IRC SEC 509(A)(2) GENERAL PROGRAM SUPPORT 22100 STUDIO MUSEUM IN HARLEM 144 WEST 125TH STREET NEW YORK NY 10027 NONE 501(C)(3) ARTS IN FOCUS PROGRAM 5000 VISUAL THINKING STRATEGIES 109 S 5TH STREET STE 603 BROOKLYN NY 11211 NONE 501(C)(3) ART EDUCATION PROGRAM AT 7 NYC PS'S 27500 VOLUNTEER LAWYERS FOR THE ARTS 1 EAST 53RD STREET SUITE 1401 NEW YORK NY 10022 NONE 501(C)(3) GENERAL SUPPORT OF LAW SCHOOL FOR VISUAL ARTISTS 15000 WADSWORTH ATHENEUM MUSEUM OF ART 600 MAIN STREET HARTFORD CT 06103 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 YOUNG AUDIENCES NEW YORK 1 EAST 53RD STREET 7TH FL NEW YORK NY 10022 NONE 501(C)(3) VISUAL ART RESIDENCIES IN 4 NYC PUBLIC SCHOOLS 45000 LITTLE ORCHESTRA SOCIETY 330 WEST 42ND STREET 12TH FLOOR NEW YORK NY 10036 NONE 501(C)(3) IN SCHOOL MUSIC EDUCATION 25000 MORGAN LIBRARY 225 MADISON AVENUE NEW YORK NY 10016 NONE 501(C)(3) MODERN ART CURATORSHIP 20000 PLANNED PARENTHOOD MAR MONTE 1691 THE ALAMEDA SAN JOSE CA 95126 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 3000 CENTER FOR KHMER STUDIES 149 EAST 63RD STREET NEW YORK NY 10065 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 10000 NYC DEPARTMENT OF EDUCATION TWEED COURTHOUSE 52 CHAMBERS NEW YORK NY 10007 NONE 501(C)(3) ARTS PROGRAMS IN 5 NYC PUBLIC SCHOOLS 403000 EPIC THEATRE ENSEMBLE 55 WEST 39TH STREET 302 NEW YORK NY 10018 NONE 501(C)(3) SUPPORT OF EPIC NEXT PROGRAM 150000 CENTER FOR CURATORIAL LEADERSHIP 174 EAST 80TH STREET NEW YORK NY 10075 NONE 501(C)(3) SUPPORT OF LEADERSHIP FELLOWS PROGRAM 100000 MORGAN LIBRARY 225 MADISON AVENUE NEW YORK NY 10016 NONE 501(C)(3) UNDERWRITING SUPPORT OF MODERN DRAWING CURATORSHIP 50000 WHITNEY MUSEUM OF ART 945 MADISON AVENUE NEW YORK NY 10021 NONE 501(C)(3) GENERAL SUPPORT 1000 ART TABLE INC 116 JOHN ST 822 NEW YORK NY 10038 NONE 501(C)(3) GENERAL SUPPORT 350 NONPROFIT COORDINATING COMMITTEE OF NY 1350 BROADWAY SUITE 1801 NEW YORK NY 10018 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 350 ALVIN AILEY DANCE FOUNDATION 405 WEST 55TH STREET NEW YORK NY 10019 NONE 501(C)(3) SUPPORT OF AILEY CAMP PROGRAM 15000 CELEBRITY SERIES OF BOSTON 20 PARK PLAZA STE 1032 BOSTON MA 02116 NONE 501(C)(3) SUPPORT OF AILEY CAMP BOSTON PROGRAM 15000 SCHOOL OF AMERICAN BALLET LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE 501(C)(3) SUPPORT OF CULTURAL PROGRAM 10000 STUDIO IN A SCHOOL 410 WEST 59TH STREET NEW YORK NY 10019 NONE 501(C)(3) SUPPORT OF VISUAL ARTS OUTREACH PROGRAM 30000 THIRD STREET MUSIC SETTLEMENT 235 EAST 11TH STREET NEW YORK NY 10003 NONE 501(C)(3) SUPPORT OF TUITION ASSISTANCE PROGRAM 20000 THE ASPEN INSTITUTE 477 MADISON AVENUE NEW YORK NY 10022 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 5000 THE NEW VICTORY THEATER 229 WEST 42ND STREET NEW YORK NY 10036 NONE 501(C)(3) GRANT TO DEVELOP NEW ARTS & EDUCATION INITIATIVE 55000 1830300 ARCHIVES OF AMERICAN ART 750 9TH STREET NW WASHINGTON DC 20001 NONE 501(C)(3) SUPPORT SPECIAL EDITION COMMEMORATING 100TH ANNIVERSARY OF THE ARMORY SHOW 25234 CENTER FOR ARTS EDUCATION 266 WEST 37TH ST 9TH FLOOR NEW YORK NY 10018 NONE 501(C)(3) SUPPORT OF THE ARTS SUPPORT INITIATIVE 40000 DREAMYARD PROJECT 1085 WASHINGTON AVENUE BRONX NY 10456 NONE 501(C)(3) SUPPORT DREAMYARD'S PATHWAY PROGRAM 75000 LEHMAN COLLEGE 250 BEDFORD PARK BLVD W NEW YORK NY 10468 NONE 501(C)(3) SUPPORT ARTS EDUCATION PROGRAM FOR STUDENTS IN THE BRONX 5000 LITTLE ORCHESTRA SOCIETY 330 WEST 42ND STREET 12TH FLOOR NEW YORK NY 10036 NONE 501(C)(3) SUPPORT OF ARTS EDUCATION PROGRAM 75000 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVENUE NEW YORK NY 10028 NONE 501(C)(3) SUPPORT OF BALTHUS EXHIBITION 100000 MT HOLYOKE COLLEGE ART MUSEUM LOWER LAKE ROAD SOUTH HADLEY MA 01075 NONE 501(C)(3) SUPPORT OF THE PROGRAM "THE MUSEUM AS CATALYST FOR THE CREATIVE CAMPUS" 169500 PARTNERSHIP FOR INNER-CITY EDUCATION 1011 FIRST AVENUE STE 1313 NEW YORK NY 10022 NONE 501(C)(3) SUPPORT OF ARTS EDUCATION PROGRAM 28600 READ ALLIANCE 80 MAIDEN LANE NEW YORK NY 10038 NONE 501(C)(3) SUPPORT READ ALLIANCE PROGRAM TEACHING READING SKILLS TO YOUNG STUDENTS 10000 SOKOLOW THEATRE DANCE ENSEMBLE OLD CHELSEA STATION BOX 351 NEW YORK NY 10113 NONE 501(C)(3) SUPPORT LYRIC SUITE PROGRAM-"SOUNDS OF SOKOLOW" 3500 531834 14 1590520 15 3884 18 2289973 0 3884377 0 3884377 0 0 0 0 0 0 0 0 0 0 COOPERSMITH, SIMON & VOGEL 29860 23888 5972 COMPUTER EQUIPMENT 2003-06-30 8180 8180 SL 5.000000000000 0 0 LEASEHOLD IMPROVEMENTS 2008-06-30 38005 3409 SL 39.000000000000 974 0 LEASEHOLD IMPROVEMENTS 2009-06-30 104678 6710 SL 39.000000000000 2684 0 FURNITURE AND FIXTURES 2009-06-30 40710 14540 SL 7.000000000000 5816 0 TELEPHONE EQUIPMENT 2009-06-30 3871 1383 SL 7.000000000000 553 0 WEBSITE 2009-06-30 2500 2083 SL 3.000000000000 417 0 FURNITURE AND FIXTURES 2006-06-30 4238 3331 SL 7.000000000000 605 0 FURNITURE AND FIXTURES 2012-06-30 3123 SL 7.000000000000 223 0 SMH CAPITAL 6749208 6001995 ADVISORY RESEARCH 3986490 4879269 SNOW CAPITAL 3851819 4304237 WENTWORTH HAUSER 3884915 4196126 WESTFIELD CAPITAL MANAGEMENT 5358174 6385001 FIDELITY FLOATING RATE HIGH INC FUND 3439096 3478196 WCM INVESTMENT MANAGEMENT 5981354 6215427 TRADEWINDS INTERNATIONAL EQUITY PORTFOLIO AT COST 0 0 HARBOR BOND-INST AT COST 6342481 6704973 IRONWOOD INTERNATIONAL LTD AB AT COST 5000000 5477985 ASHMORE EMERGING MARKET DEBT FUND AT COST 5425754 7092637 TITAN MASTERS INTERNATIONAL FD LTD AT COST 5000000 6600618 COMPUTER EQUIPMENT 8180 8180 0 LEASEHOLD IMPROVEMENTS 38005 4383 33622 LEASEHOLD IMPROVEMENTS 104678 9394 95284 FURNITURE AND FIXTURES 40710 20356 20354 TELEPHONE EQUIPMENT 3871 1936 1935 WEBSITE 2500 2500 0 FURNITURE AND FIXTURES 4238 3936 302 FURNITURE AND FIXTURES 3123 223 2900 CARTER LEDYARD & MILBURN 25797 0 25797 KIEJMAN MAREMBERT 5417 0 5417 BOOKS,MAQUETTES AND ARTWORK 110820218 108825318 147665628 DUE FROM URSUS 638 638 638 TO BALANCE 26864 COMPUTER EXPENSES 13127 131 12996 PAYROLL EXPENSE 2342 0 2342 DUES AND SUBSCRIPTIONS 1145 0 1145 INSURANCE 22245 0 22245 TELEPHONE AND INTERNET 6501 0 6501 OFFICE 9898 0 9897 POSTAGE & DELIVERY 2200 0 2200 DELAWARE AGENTS FEE 371 0 371 MISCELLANEOUS 624 0 624 ARTWORK HANDLING 854 0 854 ARTWORK STORAGE 62137 0 62137 ARTWORK INSURANCE 53040 0 53040 CONSERVATION 2352 0 2352 PENSION SERVICES 4539 0 4539 CATALOGUE RAISONNE 11767 0 11767 NEW YORK STATE FILING FEE 1500 0 1500 BANK CHARGES AND TRANSACTION FEES 3551 2304 1247 OTHER INCOME 3884 3884 3884 SMH CAPITAL 51810 51810 0 ADVISORY RESEARCH 48786 48786 0 SNOW CAPITAL 33482 33482 0 CONSULTING SERVICES GROUP 48557 48557 0 WCM INVESTMENT MANAGEMENT 18338 18338 0 CHARLES STUCKEY 90055 0 90055 WENTWORTH HAUSER 35315 35315 0 WESTFIELD CAPITAL 44507 44507 0 CAROL FEINBERG 21000 0 21000 STEPHEN MACK 10486 0 10486 OTHER 18310 0 18310 NWQ TRADEWINDS 20768 20768 0 FOREIGN TAX WITHELD 28144 28144 0 PAYROLL TAXES 45005 675 44330 EXCISE TAX 57000 0 0 METRO COMMUTER TAX 533 53 480