2013-03-19T09:03:55-05:00 2012-05-31 161071694 SCIARABBA WALKER & CO LLP 200 E BUFFALO ST SUITE 402 ITHACA NY 14850 990 2011-06-01 150532204 ITHACA COLLEGE ITHA 6072743118 953 DANBY ROAD ITHACA NY 148507002 CARL SGRECCI 6072743118 2013-03-19 1 DAVID M STINSON P00213287 6072725550 2011 2016-02-25 16:41:14Z CARL SGRECCI 953 DANBY ROAD ITHACA NY 148507002 480166707 0 X WWW.ITHACA.EDU X 1892 NY FOUNDED AS THE ITHACA CONSERVATORY OF MUSIC IN 1892, ITHACA COLLEGE BECAME A NONPROFIT, PRIVATE COLLEGE IN 1931. DURING THE EARLY DECADES OF THE TWENTIETH CENTURY, THE ACADEMIC PROGRAM EXPANDED TO INCLUDE OTHER PROFESSIONAL FIELDS, AND AT MID-CENTURY, THE INSTITUTION BEGAN DEVELOPING THE LIBERAL ARTS CURRICULA THAT HAVE GRADUALLY EVOLVED INTO THE LARGE AND DIVERSE SCHOOL OF HUMANITIES AND SCIENCES. AS A RESULT OF THIS UNUSUAL HISTORY OF INTERWEAVING, TWO DISTINCT PROGRAMS, PROFESSIONAL AND LIBERAL STUDIES AT ITHACA COLLEGE ARE TODAY MUTUALLY SUPPORTIVE AND INTEGRAL PARTS OF A TOTAL ACADEMIC PROGRAM.ITHACA COLLEGE IS A FULLY ACCREDITED, COEDUCATIONAL, NONDENOMINATIONAL INSTITUTION OFFERING A BROADLY DIVERSIFIED PROGRAM OF PROFESSIONAL AND LIBERAL ARTS STUDIES. THE COLLEGE SEEKS DIVERSITY IN ITS STUDENT BODY AND ADMITS APPLICANTS ON THE BASIS OF INDIVIDUAL QUALIFICATIONS, WITHOUT REGARD TO RACE, CREED, OR NATIONAL ORIGIN. 32 29 5752 29 35672 -71581 18522159 12321586 273329996 279106635 4326259 6867300 5874828 3617368 302053242 301912889 85729885 88480440 0 0 114664490 121683955 0 0 3244572 68924253 72734272 269318628 282898667 32734614 19014222 685798549 686319224 257157357 262436900 428641192 423882324 X TO PROVIDE A FOUNDATION FOR A LIFETIME OF LEARNING, ITHACA COLLEGE IS DEDICATED TO FOSTERING INTELLECTUAL GROWTH, AESTHETIC APPRECIATION, AND CHARACTER DEVELOPMENT IN OUR STUDENTS. THE ITHACA COLLEGE COMMUNITY THRIVES ON THE PRINCIPLES THAT KNOWLEDGE IS ACQUIRED THROUGH DISCIPLINE, COMPETENCE IS ESTABLISHED WHEN KNOWLEDGE IS TEMPERED BY EXPERIENCE, AND CHARACTER IS DEVELOPED WHEN COMPETENCE IS EXERCISED FOR THE BENEFIT OF OTHERS.A COMPREHENSIVE COLLEGE THAT SINCE ITS FOUNDING HAS RECOGNIZED THE VALUE OF COMBINING THEORY AND PERFORMANCE, ITHACA PROVIDES A RIGOROUSEDUCATION BLENDING LIBERAL ARTS AND PROFESSIONAL PROGRAMS OF STUDY. OUR TEACHING AND SCHOLARSHIP ARE MOTIVATED BY THE NEED TO BE INFORMEDBY, AND TO CONTRIBUTE TO, THE WORLD'S SCIENTIFIC AND HUMANISTIC ENTERPRISES. LEARNING AT ITHACA EXTENDS BEYOND THE CLASSROOM TO ENCOMPASS A BROAD RANGE OF RESIDENTIAL, PROFESSIONAL, AND EXTRACURRICULAR OPPORTUNITIES. 0 0 174627301 88480440 231303172 INSTRUCTION, RESEARCH, AND PUBLIC SERVICE: ITHACA COLLEGE ENROLLS ALMOST 6,800 STUDENTS AND OFFERS PRIMARILY UNDERGRADUATE DEGREES IN SEVERAL PROFESSIONAL AREAS AND THE ARTS AND SCIENCES. THESE SERVICES ARE THE COLLEGE'S PRIMARY MISSION. 31160523 47803463 AUXILIARIES: SERVICES PROVIDED TO STUDENTS INCLUDING RESIDENCE, DINING HALLS, AND BOOKSTORE AND ENHANCE THE COLLEGE EXPERIENCE 20455461 ACADEMIC SUPPORT: OFFICE OF THE DEANS, LIBRARY, ACADEMIC COMPUTING, AND CLIENT SERVICES, CONTINUING EDUCATION, CENTER FOR CULTURE, RACE AND ETHNICITY AND INTERNATIONAL PROGRAMS. THESE SERVICES SUPPORT THE COLLEGE'S PRIMARY MISSION OF INSTRUCTION, RESEARCH, AND PUBLIC SERVICE. 20006152 STUDENT SERVICES: STUDENT SUPPORT SERVICES INCLUDING ADMISSIONS, REGISTRAR, ATHLETICS, AND STUDENT CLUBS. THESE SERVICES CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING. 20006152 246249437 1 1 0 1 0 0 1 0 0 1 1 1 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 471 0 1 5752 1 1 1 1 UK 0 0 0 0 0 0 0 0 X 32 29 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X CARL SGRECCI VP OF FINANCE & ADMIN 6072743118 953 DANBY ROAD ITHACA COLLEGE ITHACA NY 148507002 C WILLIAM SCHWAB 1.00 X X 0 0 0 ADELAIDE GOMER 1.00 X 0 0 0 ARRIEN SCHILTKAMP 1.00 X 0 0 0 CAROLEEN A FEENEY 1.00 X 0 0 0 CHRISTOPHER LACROIX 1.00 X 0 0 0 DAVID AMES 1.00 X 0 0 0 DAVID FLEISHER II 1.00 X 0 0 0 DAVID GIANNOTTI 1.00 X 0 0 0 DAVID LEBOW 1.00 X 0 0 0 DAVID LISSY 1.00 X 0 0 0 DOREEN HETTICH-ATKINS 40.00 X 61074 0 11948 MICHAEL KAPLAN 1.00 X 0 0 0 ELIZABETH STOLZ 1.00 X 0 0 0 JASON HAMILTON 40.00 X 83738 0 12316 JOHN GALLAGHER JR 1.00 X 0 0 0 JOHN MCCLUNG 1.00 X 0 0 0 JUDITH LINDEN 1.00 X 0 0 0 KATHLEEN GARNER 1.00 X 0 0 0 KENNETH POLLINGER 1.00 X 0 0 0 KURT WOLFGRUBER 1.00 X 0 0 0 LAWRENCE SMITH 1.00 X 0 0 0 LISA PUNTILLO 1.00 X 0 0 0 MARK DICKER 1.00 X 0 0 0 MICHAEL BATTLE 1.00 X 0 0 0 STEPHEN MCCLUSKI 1.00 X 0 0 0 SUSAN PERVI 1.00 X 0 0 0 T MICHAEL LONG 1.00 X 0 0 0 THOMAS GRAPE 1.00 X 0 0 0 W KENNETH FUCHS 1.00 X 0 0 0 WALTER SMITH SJ 1.00 X 0 0 0 LAWRENCE ALLEVA 1.00 X X 0 0 0 MARY ELLEN ZUCKERMAN 40.00 X 199871 0 29895 THOMAS ROCHON 40.00 X 355245 0 201808 NANCY PRINGLE 40.00 X 201610 0 24728 ERIC MAGUIRE 40.00 X 162587 0 25165 CARL SGRECCI 40.00 X 216279 0 21967 ROCHELLE SEMMLER 40.00 X 193687 0 24402 BRIAN MCAREE 40.00 X 145520 0 44732 GREGORY WOODWARD 40.00 X 157572 0 23723 MARISA KELLY 40.00 X 164876 0 34711 LESLIE LEWIS 40.00 X 165938 0 21197 GWEN SEAQUIST 40.00 X 169658 0 19954 DIANE GAYESKI 40.00 X 169346 0 21682 2447001 0 518228 145 0 1 0 THE PIKE COMPANY ONE CIRCLE STREET ROCHESTER NY 14607 GENERAL CONTRACTOR - ATHLETICS & EVENTS 16884852 SODEXO 9801 WASHINGTONIAN BLVD GAITHERBURG MD 20878 FOOD SERVICE MANAGEMENT 9540722 THE HAYNER HOYT CORP 625 ERIE BLVD WEST SYRACUSE NY 13201 GENERAL CONTRACTOR - CONSTRUCTION MANAGE 3211296 APOGEE PO BOX 678651 DALLAS TX 75267 COMMUNICATION SERVICES/STUDENT INTERNET 1603952 INTEGRATED ACQUISITION AND DEVELOPMENT C 15 THORNWOOD DRIVE ITHACA NY 14850 CONSTRUCTION SUPERVISION 1295382 50 2815434 9506152 236440 12321586 TUITION & FEES 900099 231303172 231303172 ROOM 721000 31649689 31649689 BOARD 722210 11035549 11035549 SALES-EDUCATION DEPART 611710 3856896 3856896 CONFERENCES 611710 1261329 1261329 279106635 1414938 -70929 1485867 178905715 58622 173469341 42634 5436374 15988 5452362 5452362 6807634 4741843 2065791 98251 1967540 ALL OTHER INCOME 900004 1551577 8350 1543227 1551577 301912889 279106635 35672 10448996 88480440 88480440 1845138 1845138 90370993 74104214 14450322 1816457 5793951 4751040 926453 116458 17265719 12258661 4661744 345314 6408154 4421627 1851956 134571 191487 19149 172338 172690 3454 169236 689529 689529 10349365 8796960 1552405 998710 419458 279639 299613 6066351 5763034 303317 4123192 3298553 700943 123696 8302231 8302231 17266441 16057790 1208651 2700646 1755420 945226 SUPPLIES 6219926 5217896 932989 69041 RENTALS AND LEASES 3415719 2595947 785615 34157 STUDENT ENTERTAINMENT 2682782 2682782 REPAIRS AND MAINTENANCE 2597725 1896339 662437 38949 6957478 5424442 1266720 266316 282898667 246249437 33404658 3244572 740225 1015784 87935632 86770527 4638913 4556832 2051456 2545888 9382787 9211773 727735 779831 4829132 4444603 556476861 191264161 348888001 365212700 119788087 117921987 89662441 85358596 17154140 8500703 685798549 686319224 37931375 37796633 5866665 5980638 190469541 185056216 22889776 33603413 257157357 262436900 X 287308219 287541404 106345889 100186285 34987084 36154635 428641192 423882324 685798549 686319224 X 19014222 -23773090 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 17826 17826 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: MEMBERSHIP DUES PAID TO VARIOUS ORGANIZATIONS THAT LOBBY AS PART OF THEIR ACTIVITIES. X X 2 101.00 1 1 1 209669014 8498106 -8603229 1478047 4597163 203448681 175669538 4033341 38335380 1570445 6798800 209669014 111899492 57765032 11683003 1535129 4142860 175669538 164702143 661886 -48273254 1389056 3802227 111899492 0.70000 0.18000 0.12000 0 0 13250594 13250594 381631989 94776156 286855833 82470062 57888256 24581806 58162188 29697758 28464430 20962028 8901991 12060037 365212700 ARCHSTONE MKT NEUTRAL STRATEGY 10354206 F BARLOW PARTNERS OFFSHORE 14941263 F COMMONFUND CAPITAL INTL PRTNERS IV LP 1501922 F C/F INT'L PRIVATE EQUITY PTNERS VI LP 1273654 F C/F INT'L PRIVATE EQUITY PTNERS V LP 925206 F COMMONFUND CAPITAL VENTURE PRTNERS VI 2282176 F COMMONFUND CAPITAL VENTURE PRTNERS VII 990876 F C/F PRIVATE EQUITY PTNERS VII 1095720 F COMMONFUND CAPITAL PRIV EQUITY PRTNERS V 2704745 F COMMONFUND CAPITAL PRIV EQUITY PARTNERS VI 887381 F COMMONFUND CAPITAL VENTURE PARTNERS VIII 833520 F JER EUROPE FD III 1062344 F JER REAL ESTATE QUALIFIED PARTNERS III 1881778 F JER REAL ESTATE QUALIFIED PARTNERS IV, 876342 F LEXINGTON CAPITAL PARTNERS VIA 4625775 F PERRY PARTNERS INT LP CLASS F 10925796 F REALTY ASSOC FUND VII CORP 2788375 F REALTY ASSOC FUND VIII 3390477 F REALTY ASSOCIATES FUND IX CORP 10147200 F WELLINGTON ARCHIPELAGO HOLDING 7573670 F GMO SPECIAL PURPOSE VEHICLE 2101 F SIGULER GUFF DISTRESSED FUND 3673620 F AG CORE PLUS REALTY FUND 620449 F 85358596 U.S. GOVT GRANTS REFUNDABLE 8341411 COND. ASSET RETIREMENT OBLIG. 1316169 INTEREST RATE SWAP AGREEMENTS 23945833 33603413 301912889 282898667 19014222 -14055591 -9717499 -23773090 -4758868 212803116 -14055591 14115787 60196 212742920 689529 88480440 89169969 301912889 207844485 14115787 14115787 193728698 689529 88480440 89169969 282898667 DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: THE CONSERVATION EASEMENTS ARE NOT REPORTED ON THE BALANCE SHEET OR IN FOOTNOTES TO THE ORGANIZATION'S FINANCIAL STATEMENTS. THE AMOUNTS ARE CONSIDERED IMMATERIAL. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO PROVIDE SCHOLARSHIPS AND GRANTS, AND TO SUPPORT THE EDUCATIONAL PROGRAMS AT ITHACA COLLEGE. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF INT RATE SWAP AGREEMENTS -9,104,196. POSTRETIREMENT BENEFITS EXPENSE OTHER THAN NET PERIODIC COST -613,303. TOTAL TO SCHEDULE D, PART XI, LINE 8: -9,717,499. PART XI, LINE 8: CHANGE IN THE VALUE OF INTEREST SWAP AGREEMENTS ($9,104,196). POSTRETIREMENT BEN. EXPENSE OTHER THAN NET PERIODIC COST ($613,303). PART XII, LINE 2D: COST OF GOODS SOLD $13,639,594. CONFERENCE EXPENSES $476,193. PART XII, LINE 4B: FINANCIAL AID NETTED ON FINANCIALS $88,480,440. PART XIII, LINE 2D: COST OF GOODS SOLD $13,639,594. CONFERENCE EXPENSES $476,193. PART XIII, LINE 4B: FINANCIAL AID NETTED ON FINANCIALS $88,480,440. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE COLLEGE'S NONDISCRIMINATORY POLICY APPEARS IN THE UNDERGRADUATE CATALOG, AS WELL AS ON THE COLLEGE'S WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES VARIOUS FUNDING FROM GOVERNMENTAL SOURCES IN ITS ADMINISTRATION OF FINANCIAL AID PROGRAMS SUCH AS PELL, TAP AND BUNDY. 1 EUROPE 1 1 STUDY ABROAD PROGRAM FOR COLLEGE STUDENTS IN LONDON EDUCATIONAL DEGREE PROGRAM, INCLUDING INTERNSHIPS IN MANY ACADEMIC AREAS AND A NINE-CREDIT INTENSIVE DRAMA COURSE. THE ITHACA COLLEGE LONDON CENTER IS RUN BY A DIRECTOR AND STAFF WHO HELP THE STUDENTS WITH THEIR DAILY PERSONAL AND ACADEMIC NEEDS. 1630763 EUROPE 0 2 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 36374 CENTRAL AMERICA AND THE CARIBBEAN 0 2 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 91340 SUB-SAHARAN AFRICA 0 1 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 35600 EAST ASIA AND THE PACIFIC 0 6 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 108853 SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 1 TRAVEL IN SOUTH ASIA. INTERNATIONAL STUDENT RECRUITMENT. 37594 CENTRAL AMERICA AND THE CARIBBEAN - 0 8 TRAVEL IN THE SOUTHERN CARIBBEAN MARTIN LUTHER KING SCHOLARS TRIP, ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND WORK ON RESEARCH PROJECT. 62157 EAST ASIA AND THE PACIFIC - 0 19 TRAVEL IN EAST ASIA & PACIFIC. ATTEND, SPEAK AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 43684 EAST ASIA AND THE PACIFIC - 0 1 TRAVEL IN EAST ASIA & PACIFIC. RECRUITMENT OF INTERNATIONAL STUDENTS. 24042 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 63 TRAVEL IN EUROPE. ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 225928 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 1 TRAVEL IN EUROPE. RECRUITMENT OF INTERNATIONAL STUDENTS. 2711 MIDDLE EAST AND NORTH AFRICA - 0 3 TRAVEL IN THE MIDDLE EAST ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND WORK ON RESEARCH PROJECT. 4424 NORTH AMERICA - CANADA AND MEXICO, BUT 0 40 TRAVEL IN CANADA & MEXICO ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES. 70874 NORTH AMERICA - CANADA AND MEXICO, BUT 1 1 TRAVEL IN CANADA STUDENT RECRUITMENT 1243 RUSSIA & THE NEWLY INDEPENDENT STATES - 0 1 TRAVEL IN RUSSIA PERFORM IN CONCERTS. 1000 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 7 TRAVEL IN SOUTH AMERICA ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 10445 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 2 INTERNATIONAL PROGRAMS - SUMMER STUDY ABROAD PROGRAM - COLLEGE STUDENTS INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 24980 SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 3 TRAVEL IN SOUTH ASIA STUDENT PROJECT DOCUMENTARY AND ANTHROPOLOGICAL RESEARCH 15772 SUB-SAHARAN AFRICA - ANGOLA, 0 4 TRAVEL IN SUB-SAHARAN AFRICA ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 16857 1 40 1 126 2 166 2046365 398276 2444641 GRANT/SCHOLARSHIP EUROPE 230 1699000 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SOUTH AMERICA 14 126467 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SUB-SAHARAN AFRICA 7 71600 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP EAST ASIAN AND THE PACIFIC 35 278168 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA 2 21951 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SOUTH ASIA 5 34500 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP RUSSIA & THE NEWLY INDEPENDENT STATES - 3 17450 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN 3 32955 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT 1 0 1 0 1 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: SCHOLARSHIPS GIVEN ARE DEPOSITED INTO THE STUDENT'S ACCOUNT TO BE USED FOR TUITION IN EDUCATIONAL PROGRAM. THE FUNDS EXPENDED FOR TRAVEL AND ATTENDING CONFERENCES ARE ACCOUNTED FOR WHEN TRAVEL REPORTS ARE SUBMITTED TO ITHACA COLLEGE. METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: EXPENDITURES ARE REPORTED ON AN ACCRUAL BASIS ACCORDING TO GAAP, CONSISTENT WITH THE ITHACA COLLEGE METHOD OF ACCOUNTING. 1 SCHOLARSHIPS TO ATTEND ITHACA COLLEGE 5841 75113428 GRADUATE ASSISTANT SCHOLARSHIP 162 1306692 HIGHER EDUCATION OPPORTUNITY PROGRAM 64 1979315 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: STUDENTS MUST MEET THE REQUIREMENTS SPECIFIED IN THE SCHOLARSHIP PROGRAM IN ORDER TO RECEIVE THE SCHOLARSHIP. THE REQUIREMENTS INCLUDE CRITERIA, SUCH AS FINANCIAL NEED, OBTAINING/MAINTAINING THE REQUIRED GRADE POINT AVERAGE, STUDYING IN A CERTAIN ACADEMIC DISCIPLINE, ETC. IF THE SCHOLARSHIP IS AN ONGOING ONE, THE STUDENT MUST CONTINUE TO MEET THE SCHOLARSHIP REQUIREMENTS IN ORDER TO BE AWARDED A SCHOLARSHIP IN SUBSEQUENT YEARS. FINANCIAL NEED, GRADE POINT AVERAGES AND OTHER SCHOLARSHIP CRITERIA ARE MONITORED TO DETERMINE WHETHER THE STUDENT MEETS THE CRITERIA. THERE ARE A LIMITED NUMBER OF GRADUATE ASSISTANTSHIPS THAT ARE AWARDED TO INDIVIDUALS PURSUING A MASTERS DEGREE AT ITHACA COLLEGE. LIKE SCHOLARSHIPS, THE STUDENT MUST MEET THE APPLICABLE REQUIREMENTS IN ORDER TO BE AWARDED A GRADUATE ASSISTANTSHIP, SUCH AS OBTAINING/MAINTAINING THE REQUIRED GRADE POINT AVERAGE, STUDYING IN A CERTAIN ACADEMIC DISCIPLINE, ETC. X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 MARY ELLEN ZUCKERMAN 188270 0 0 0 11601 0 17013 0 12882 0 229766 0 0 0 THOMAS ROCHON 338336 0 0 0 16909 0 146121 0 55687 0 557053 0 0 0 NANCY PRINGLE 171173 0 10000 0 20437 0 15222 0 9506 0 226338 0 0 0 ERIC MAGUIRE 161887 0 0 0 700 0 14511 0 10654 0 187752 0 0 0 CARL SGRECCI 200516 0 0 0 15763 0 17189 0 4778 0 238246 0 0 0 ROCHELLE SEMMLER 182837 0 0 0 10850 0 16134 0 8268 0 218089 0 0 0 BRIAN MCAREE 144620 0 0 0 900 0 12890 0 31842 0 190252 0 0 0 GREGORY WOODWARD 156652 0 0 0 920 0 13974 0 9749 0 181295 0 0 0 MARISA KELLY 89526 0 75000 0 350 0 7419 0 27292 0 199587 0 0 0 LESLIE LEWIS 164838 0 0 0 1100 0 14429 0 6768 0 187135 0 0 0 GWEN SEAQUIST 117802 0 0 0 51856 0 10546 0 9408 0 189612 0 0 0 DIANE GAYESKI 168646 0 0 0 700 0 14774 0 6908 0 191028 0 0 0 PART I, LINE 1A ITHACA COLLEGE PROVIDES HOUSING AND COUNTRY CLUB MEMBERSHIP TO ITS PRESIDENT. PART I, LINE 4B PRESIDENT ROCHON RECEIVED A $94,500 457F DISTRIBUTION IN FISCAL YEAR 2011 DORMITORY AUTH OF THE STATE OF NEW YORK 146000293 649905QU3 2009-09-17 36903147 REISSUANCE OF SERIES 2008 BONDS 0 0 0 TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099CQ5 2004-11-10 31100000 CONSTRUCTION AND RENOVATION OF CAMPUS FACILITIES 0 0 0 TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099CZ5 2005-09-29 49624325 ADVANCED REFUNDING OF SERIES 1997 AND SERIES 1998 0 0 0 TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099DU5 2009-08-20 30924994 REISSUANCE OF SERIES 2007 BONDS 0 0 0 3490000 36903147 439564 36463583 2009 1 0 1 1 3690000 32424139 343050 412183 31325726 343180 2007 0 0 1 1 6475000 49624325 497030 525210 48602085 2005 0 1 1 1 1440000 30924994 581248 30343746 2009 1 0 1 1 0 0 1 1 0 0.01800 0.00000 0.01800 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 NA 0 0 0 NA 0 0 0 0 1 1 UBS AG 30.000000000000 0 0 0 NA 0 0 0 0 1 1 BANK OF AMERICA 20.800000000000 0 0 0 NA 0 0 0 0 0 0 NA 0 0 0 NA 0 0 1 FORM 990, SCHEDULE K, COLUMN A PART I (F) THE PRIOR SERIES 2008 BONDS WERE ISSUED ON MAY 29, 2008 FORM 990, SCHEDULE K, COLUMN A PART II, QUESTION 11 AMOUNT LISTED INCLUDES $20,000 FOR STATE AND ISSURER ADMINSTRATIVE FEES. FORM 990, SCHEDULE K, COLUMN B PART I (E) DIFFERENCE BETWEEN PART I(E) AND PART II 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. FORM 990, SCHEDULE K, COLUMN C PART II, QUESTION 11 AMOUNT LISTED INCLUDES $393,187.7 FOR STATE AND ISSUER ADMINISTRATIVE FEES. FORM 990, SCHEDULE K, COLUMN C PART I (F) THE SERIES 1997 BONDS WERE ISSUED ON MARCH 4, 1997 AND THE SERIES 1998 BONDS WERE ISSUED ON MAY 7, 1998. FORM 990, SCHEDULE K, COLUMN C PART IV, QUESTION 3 A SWAP WITH DEXIA CREDIT LOCAL WAS NOVATED ON SEPTEMBER 29, 2005 TO BANK OF AMERICA, N.A. FORM 990, SCHEDULE K, COLUMN D PART I (F) THE PRIOR SERIES 2007 BONDS WERE ISSUED ON APRIL 26, 2007. FORM 990, SCHEDULE K, COLUMN E PART I (E) DIFFERENCE BETWEEN PART I(E) AND PART II 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. TOMPKINS CTY DEVELOPMENT CORPORATION 272290745 890096AT7 2011-04-07 25869342 ACQUISITION, CONSTRUCTION AND REFURBISHMENT OF DORM AND COMMUNITY CENTER 0 0 0 25870855 420463 257657 20092693 200123 4899919 0 0 0 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 NA 0 0 0 NA 0 0 0 BRIAN SGRECCI SON OF TREASURER 34754 BID AND RECEIVED A CONTRACT TO PROVIDE LANDSCAPING SERVICES AT ITHACA COLLEGE. 0 X 1 2 DE MINIMUS VALUE X 23 232348 STOCK MARKET VALUE X MUSICAL INSTRUMENTS 2 2 DE MINIMUS VALUE X BOOKS, PLAYS, SCRIPTS 2 2 DE MINIMUS VALUE X CDS AND DVDS 6 11 DE MINIMUS VALUE X PAYMENT FOR ATHLETIC/OTHER EVENTS 3 4071 CASH VALUE X 7 INCH REELS OF VINTAGE JINGLES 1 1 DE MINIMUS VALUE X TV FOR ATHLETICS 1 1 DE MINIMUS VALUE X PROGRAM MERCHANDISE 1 1 CASH VALUE X PAYMENT FOR BLUEPRINTS - FREEMAN FIELD 1 1 DE MINIMUS VALUE X GIFT - OTHER 1 1 DE MINIMUS VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 ITHACA COLLEGE'S AUDIT COMMITTEE OF THE BOARD RECEIVED THE PRESENTATION AND REVIEW OF THE DRAFT FORM 990 BY THE COLLEGE ADMINISTRATION AND THE OUTSIDE TAX ACCOUNTANTS. THE COMMITTEE PASSED A RESOLUTION APPROVING THE DRAFT FORM 990 AS PRESENTED. A REPORT WILL BE PRESENTED TO THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES AND SENIOR MANAGEMENT COMPLETE ANNUAL CONFLICT OF INTEREST FORMS. THE FORMS ARE SUBMITTED TO THE SECRETARY OF THE BOARD AND ALL DISCLOSED CONFLICTS ARE FORWARDED TO THE CHAIR OF THE AUDIT COMMITTEE FOR REVIEW AND ON-GOING MONITORING. FORM 990, PART VI, SECTION B, LINE 15 A. THE BOARD OF TRUSTEES SUB-COMMITTEE ON COMPENSATION ANNUALLY COLLECTS COMPARABILITY DATA TO BE USED IN ESTABLISHING PRESIDENTIAL COMPENSATION. THIS DATA IS GATHERED USING THE ASSISTANCE OF NON-INTERESTED PARTIES INCLUDING EXTERNAL CONSULTANTS AND THE COLLEGE'S OFFICE OF HUMAN RESOURCES. THE SUB-COMMITTEE ON COMPENSATION MAKES A RECOMMENDATION TO THE EXECUTIVE COMMITTEE, WHICH HAS AUTHORITY TO APPROVE THE RECOMMENDATION. THE EXECUTIVE COMMITTEE REPORTS TO THE FULL BOARD THE DETAILS OF THE REVIEW AND COMPENSATION. B. HUMAN RESOURCES OBTAINS COMPARABILITY DATA ON COMPENSATION WHICH IS SHARED WITH THE PRESIDENT. THE DATA IS REVIEWED AND THE COMPENSATION COMMITTEE IS INFORMED OF THE DECISIONS. THE PRESIDENT ANNUALLY REVIEWS THE COMPENSATION POLICIES OF THE COLLEGE RELATED TO SENIOR OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 THE PUBLIC MAY CONTACT THE OFFICE OF THE VP OF FINANCE AND ADMINISTRATION IN ORDER TO REVIEW THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -14,055,591. CHANGE IN VALUE OF INT RATE SWAP AGREEMENTS -9,104,196. POSTRETIREMENT BENEFITS EXPENSE OTHER THAN NET PERIODIC COST -613,303. TOTAL TO FORM 990, PART XI, LINE 5: -23,773,090. AUDIT COMMITTEE 990, PART XI, LINE 2C THE AUDIT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE SELECTION OF THE AUDITORS AND THE CONDUCT OF THE AUDIT. THAT FUNCTION HAS NOT CHANGED IN THE PAST YEAR. DOCUMENT RETENTION AND DESTRUCTION POLICY 990, PART VI, SECTION B, LINE 14 WHILE ITHACA COLLEGE DOES NOT HAVE A FORMAL WRITTEN POLICY ABOUT DOCUMENT RETENTION AND DESTRUCTION, IT HAS GUIDELINES REGARDING DOCUMENT RETENTION AND DESTRUCTION. THESE GUIDELINES ARE UNDER REVIEW FOR CODIFICATION INTO POLICY. LINE 5, COLUMN A SUPPLEMENTAL INFORMATION SCHEDULE K, PART II ISSUANCE COSTS FROM PROCEEDS INCLUDES $243,726 TO PAY THE REMARKETING FEE. LINE 5, COLUMN B SUPPLEMENTAL INFORMATION SCHEDULE K, PART II ISSUANCE COST FROM PROCEEDS INCLUDES $412,183 FOR BOND INSURANCE PREMIUM FEE. LINE 7, COLUMN B SUPPLEMENTAL INFORMATION SCHEDULE K, PART II CAPITAL EXPENDITURES FROM PROCEEDS INCLUDES $343,180 FOR STATE AND ISSUER ADMINISTRATIVE FEES. LINE 5, COLUMN C SUPPLEMENTAL INFORMATION SCHEDULE K, PART II ISSUANCE COST FROM PROCEEDS INCLUDES $478,336 FOR BOND INSURANCE PREMIUM AND $46,874 FOR THE LIQUIDITY FACILITY FEE. LINE 5, COLUMN D SUPPLEMENTAL INFORMATION SCHEDULE K, PART II CAPITAL EXPENDITURES FROM PROCEEDS INCLUDES $318,980 FOR BOND INSURANCE PREMIUM FEE.