2013-04-11T14:18:40-05:00 2012-05-31 135565207 KPMG LLP 300 North Greene Street Suite 400 Greensboro NC 27401 990 2011-06-01 590624458 University of Miami UNIV 3052844877 PO Box 248106 Coral Gables FL 331242912 Theresa L Ashman 3052844877 2013-04-11 Allison H Franklin P00448640 3362753394 2011 2016-02-25 16:41:14Z Donna E Shalala 1252 Memorial Dr Rm 230 CG FL 33146 2944778251 0 X WWW.MIAMI.EDU X 1925 FL The University of Miami's mission is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to our community and beyond. 73 70 23517 1377 7048090 0 668320066 664112561 2009017911 2088707356 55716363 55368945 5771742 7965946 2738826082 2816154808 406854159 412766546 0 0 1407496382 1468906808 13967 0 22868600 884179748 921416014 2698544256 2803089368 40281826 13065440 3185707509 3180301463 1612169849 1847235442 1573537660 1333066021 X See Form 990, Part I, Line 1, Description of Organization Mission. 0 0 996897625 365301578 606688096 See Schedule OInstruction, academic support, student services:The University of Miami (UM) is a private not-for-profit institution with more than 16,000 students. The University's 11 colleges and schools offer the following degree options: 112 undergraduate, 97 masters, and 59 doctoral (55 research/scholarship and 4 professional practice).The School of Architecture, founded in 1983, offers accredited professional undergraduate and graduate degrees in architecture and post-graduate degrees in architecture, urban design and real estate development. New programs include the Certificate in Historic Preservation and the Certificate in Classical Architecture; the post-professional Master of Science in Architecture; and the Master of Real Estate Development and Urbanism (MRED+U), an interdisciplinary one-year graduate program that draws on the real-life experience of Developers-in-Residence and faculty support from the Schools of Business Administration and Law as well as Architecture. In 2012, the School appeared for the first time among the top twenty architecture programs in the DesignIntelligence annual survey.The College of Arts and Sciences enrolls over 4,000 undergraduate and over 600 graduate students in 20 departments and 8 interdisciplinary programs. Sixteen departments offer graduate degrees in the fine arts, natural sciences, humanities, and social sciences.The College of Engineering comprises five departments that offer degrees in aerospace, architectural, biomedical, civil, computer, electrical, environmental, industrial, and mechanical engineering, as well as engineering science. The College of Engineering offers a five-year B.S./M.S. degree program for our undergraduates, as well as traditional master's and doctoral degrees in a number of disciplines, with several specializations in each field of study. Consistent with the tradition of collaboration among the University of Miami schools and colleges, engineering students participate in a number of interdisciplinary programs, including partnerships between the biomedical engineering program and the School of Medicine (premedical concentration); the architectural engineering program and the School of Architecture; the audio engineering program and the School of Music; and the industrial engineering program and the School of Business Administration. Consisting of over 900 undergraduate students and over 200 graduate students, the College boasts an impressively diverse student body, consisting of students from 45 different countries and a 60% minority group including 33% Hispanic and 6% Black. Females represent 26% of the students (compared to an 18% national average, according to the most recent statistics from the American Society for Engineering Education).The School of Law presently enrolls nearly 1,450 candidates for either J.D., LL.M. or dual degrees, and has over 19,300 alumni worldwide. The J.D. program enrolls over 1,300 students from more than 365 colleges and universities throughout the United States. Of the entering J.D. students, approximately 42% are women, 43% are members of minority groups, and 42% are from outside Florida. Close to 62% speak more than one language. The School offers graduate programs in International Law (specializations in Inter-American Law, International Arbitration, International Law, and U.S. and Transnational Law for Foreign Lawyers), Ocean and Coastal Law, Taxation, Estate Planning, and Real Property Development, the latter offered online as well as on-campus. The graduate program in International Law and its four different specializations enroll over 57 foreign lawyers from nearly 23 nations. The School also offers several joint degree programs. It is the only law school to offer a J.D./Master's in Music Business, in addition to J.D./M.B.A., J.D./M.P.S. in Marine Affairs, J.D./M.P.H. in Public Health, J.D./M.A. in Law and Communications, J.D./M.D., J.D./M.P.A. in Public Administration, J.D./LL.M. in Tax, International Law, Ocean and Coastal Law, or Real Property Development, and a J.D./M.B.A./LL.M. in Tax. The School is regularly ranked among the top law schools by Hispanic Business Magazine and U.S. News and World Report for Tax Programs, and its alumni are regularly featured in Super Lawyers Magazine.The Leonard M. Miller School of Medicine has grown rapidly in both size and reputation, earning international acclaim for research, clinical care, and biomedical innovations. The school has more than 1,400 full-time clinical and basic science faculty members and an additional 1,415 professionals from the community serving as voluntary faculty in various departments. Along with the M.D. degree, the school offers two specialized B.S./M.D. programs, a combined M.D./Ph.D. program, an M.D./M.B.A. program, a 4-year M.D./M.P.H. program and 4-year M.D./M.S. in Genomic Medicine, a newly created M.D./J.D. program, graduate degrees in ten areas, postdoctoral programs, and continuing medical education courses. 383756262 33298407 122864645 See Schedule OResearch and Public Service:UM has been classified by the Carnegie Commission as a Very High Research University. The School of Architecture's areas of focus include new urbanism, classical and traditional architecture, and contemporary modernism. They also include health and the built environment, with health care design studios and courses and a continuing research partnership with faculty in the Miller School of Medicine; tropical and subtropical coastal design, building on faculty experience in locations such as Santo Domingo, Mumbai, Cape Town, and Barranquilla.The College of Arts and Sciences provides numerous community outreach activities, including student musical theatre and drama productions at the Jerry Herman Ring Theatre and Alvin Sherman Family Stage; student, faculty, and visiting artist exhibitions in the College of Arts and Sciences Gallery and the Project Space in the design district of downtown Miami; lectures and other educational programs sponsored by the Center for the Humanities; volunteer activities in the public schools, hospitals and community clinics for developmentally disabled children; technology workshops for Miami-Dade public school teachers sponsored by the Department of Modern Languages Laboratory; and a series of programs, hosted by several departments and funded by various federal agencies and private foundations, to enhance the diversity of students pursuing scientific careers through research opportunities for pre-college and undergraduate students; and career development opportunities for high-school and community-college faculty.The School of Law offers numerous domestic and international externship programs and foreign exchange programs in Belgium, Brazil, China,France, Germany, Ireland, Israel, Spain, and Switzerland. The School's award-winning clinics, currently ten focusing on different areas of the law, offer exceptional training grounds and give students practical, hands-on lawyering while also helping needy and underrepresented individuals. The School is also home to LawWithoutWalls (LWOW), an innovative academic model that brings together students, faculty, practitioners, and entrepreneurs from around the country and the world to explore innovation in legal education and practice.The Rosenstiel School of Marine & Atmospheric Science is one of the leading oceanographic research and education institutions in the nation. Known originally as the University's marine laboratory, it was founded in 1943. It evolved into the Institute for Marine Science in 1961, and eight years later became the Rosenstiel School of Marine & Atmospheric Science (RSMAS) within the University of Miami. The Virginia Key campus has grown to include modern research and teaching facilities, a dedicated academic library, and an internationally recognized Marine Invertebrate Museum. RSMAS also operates a state-of-the-art 96-foot catamaran research vessel, the F.G. Walton Smith, and pioneered the first-ever marine and atmospheric laboratory aboard a cruise ship, Royal Caribbean Cruise Lines' Explorer of the Seas. CSTARS (Center for Southeastern Tropical Advanced Remote Sensing), located on the Richmond campus in south Miami-Dade county was launched in 2003, and conducts research with remotely sensed data received from earth-orbiting satellite systems. This state-of-the-art real-time reception and analysis facility provides data for environmental monitoring from 16 commercial satellites, available 24/7. The predictive power concentrated on this 78-acre campus is helping to provide vital, life-saving information regarding earthquakes, hurricanes, typhoons, freak waves and other natural and manmade disasters, including in the past two years monitoring of the earthquakes in Haiti and Chile, and the Deepwater Horizon oil spill.The Leonard M. Miller School of Medicine has been designated a Center for AIDS Research (CFAR), the only such center in Florida, and is leading the University's prestigious Clinical and Translational Science Institute (CTSI), awarded by the NIH. Other clinical and research programs include the John P. Hussman Institute for Human Genomics, the Interdisciplinary Stem Cell Institute, the Dr. John T. Macdonald Foundation Biomedical Nanotechnology Institute, the Miami Transplant Institute, The Miami Project to Cure Paralysis, the Diabetes Research Institute, the Mailman Center for Child Development, and many more. 1104065326 135822 1234628089 See Schedule OHealth Care:Located north of downtown Miami near the Civic Center in the Miami Health District, the Leonard M. Miller School of Medicine's campus consists of approximately 68-acres of owned and leased land within the 153-acre University of Miami/Jackson Memorial Medical Center complex. Each year the University of Miami Health System's more than 900 faculty physicians have more than one million scheduled patient encounters in primary care and 100 medical specialties and sub-specialties. University of Miami Hospital is the flagship hospital of the University of Miami Health System (UHealth). The University also owns two other hospitals: Sylvester Comprehensive Cancer Center/UMHC - University of Miami Hospital & Clinics and Anne Bates Leach Eye Hospital, home of Bascom Palmer Eye Institute. For the ninth year in a row, Bascom Palmer was named the number one eye hospital in the country by U.S. News & World Report in its annual "America's Best Hospitals" issue. Eight additional specialties were rated high-performing. Eight pediatric specialties made the list of "America's Best Children's Hospitals." In addition to the three University-owned hospitals, there are also three primary hospitals affiliated with UHealth: Jackson Memorial Hospital, the primary teaching hospital for the medical school; Holtz Children's Hospital; and the Miami VA Healthcare System. There are also more than 30 outpatient clinics across Miami-Dade, Broward, Palm Beach, Monroe, and Collier counties including multi-disciplinary clinics at UHealth at Kendall and UHealth at Plantation. 167285826 13873224 188163480 Expenses primarily represent auxiliary enterprises, including intercollegiate athletics, parking, student housing and student dining. 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352052 0 15394 Aida G Diaz-Piedra 15.00 X 192779 0 4458 Diane M Cook 10.00 X 161512 0 17430 19014480 0 1475782 2199 1 1 0 Unicco Svc Co 7417 US Hwy 64E Suite 105-107 Knightdale NC 27545 Janitorial Services 16116352 Arrellano Construction Co 7255 NW 19 ST Suite B Miami FL 33126 Construction Services 13721687 Integrated Regional Laboratory 5361 NW 33 Avenue Ft Lauderdale FL 33309 Laboratory Services 8266768 Central Shared Svc LLC 155 Franklin Road Suite 300 Brentwood TN 37207 Medical Supplies Services 7809102 Jackson Memorial Hospital 1161 NW 12 Avenue Miami FL 33136 Hospital Services 6473800 428 1404327 2577986 454433798 205696450 3232677 664112561 Hospitals and Clinics 900099 819342663 819342663 Tuition and Fees 900099 606688096 606688096 Medical Prof Practice 900099 415285426 414966875 318551 Local Grants and Contr 900099 122864645 122759561 105084 Auxiliary Enterprises 900099 109310638 50565190 3477312 55268136 15215888 12562070 2653818 2088707356 21047745 21047745 895 895 6677798 6677798 4757397 12000 3136112 828 1621285 11172 1632457 11172 1621285 149927326 8922940 123103454 1426507 26823872 7496433 34320305 524399 33795906 650775 2577986 952838 -302063 -302063 11674 3704 7970 7970 Other Revenue 531390 96802 96802 Advertising 541800 50047 50047 P-Ship Flowthrough 523000 -197065 -197065 -50216 2816154808 2026884455 7048090 118109702 X 32349905 32349905 377790433 377790433 2626208 2626208 17374501 9816022 7303426 255053 722765 300023 422742 1125060584 1059035115 53350991 12674478 97730597 91525039 4919482 1286076 158822329 148932683 7062047 2827599 69196032 64143548 4131152 921332 4847652 1506372 3341280 730931 151620 579311 300005 117502 175186 7317 6465343 6465343 185130507 159035149 25586776 508582 7330922 6626282 629122 75518 109103535 104555252 3065025 1483258 13382512 12150437 1229302 2773 245278 245278 76845946 74429242 2239276 177428 20468857 19920078 235122 313657 19089666 17105330 927853 1056483 38016437 36342647 1673790 124819748 120517085 4302663 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24542475 678694294 618236320 15963186 116702475 5675165 25375267 719851550 538605730 25696152 86621587 5993766 26693383 618236320 736238938 20846313 -183817432 6488508 28173581 538605730 0.44760 0.50940 0.04300 0 0 93940994 93940994 1544143555 643831708 900311847 38602887 26279865 12323022 556943618 357119733 199823885 347842413 89038007 258804406 1465204154 -6031266 F Limited Partnerships 573066479 F Mutual Funds 134360956 F Other 3783821 F 705179990 Medical Self-Insurance Reserves 104789168 Refundable Deposits 329895 Accrued Postretirement Benefit Cost 398091057 Annuities Payable 8215884 Refundable Federal Student Loans 22591126 Other Liabilities 161928535 695945665 2816154808 2803089368 13065440 -82015775 -171521304 -253537079 -240471639 2356181477 -82015775 -4557000 -86572775 2442754252 6465343 366935213 373400556 2816154808 2429688812 0 2429688812 6465343 366935213 373400556 2803089368 Part III, Line 4: Part III, Line 4: Art Collection: The mission of the Lowe Art Museum, the art museum of the University of Miami, is to serve the University, the Greater South Florida communities, and national and international visitors as a teaching and exhibiting resource through its permanent and borrowed collections. The Museum: collects original, quality works of art primarily from Asia, Africa, Europe and the Americas; exhibits and preserves the permanent collection according to the highest professional standards; researches the permanent collection and publishes new findings in exhibition catalogues and articles; organizes traveling exhibitions and loans of individual works from the permanent collection to expand knowledge and appreciation of art both regionally and nationally; enhances the appreciation of the permanent collection through borrowed and organized traveling exhibitions and loans of individual works; and, supports, extends and enriches the mission of the University of Miami for students, faculty, scholars, residents, and visitors to South Florida to appreciate and more fully comprehend art and its history. More information on the Museum can be found on its website at www.miami.edu/lowe. Description of Intended Use of Endowment Funds: Part V, Line 4: Part V, Line 2: Board Designated and Quasi Endowment: On June 17, 2011, the State of Florida enacted a version of UPMIFA which is effective July 1, 2012. Generally, the law governs conduct in the management and investment of institutional funds, the expenditure or accumulation of endowment funds, and the release or modification of restrictions on the management or investment of institutional funds. The new law will result in the reclassification of amounts currently classified as unrestricted net assets to temporarily restricted net assets. The law effective for year ended May 31, 2012 is known as the Uniform Management of Institutional Funds Act (UMIFA) and requires preservation of the fair value of the original gift as of the gift date, absent explicit donor stipulations to the contrary. Therefore, the University classifies as permanently restricted net assets (a) the original value of gifts donated where the donor has stipulated that the principal is to be maintained in perpetuity with only the income from the gift to be expended, (b) the original value of subsequent similar type gifts, and (c) accumulations to the fund made in accordance with the direction of the applicable donor gift instrument. Endowments are classified as temporarily restricted where the donor has stipulated that the principal of the gift may be released from inviolability to permit all or part of the principal to be expended, and as unrestricted endowments where (a) the donor restricted endowment funds represent the unappropriated appreciation of endowment funds, net of deficiencies in the market value of certain endowment related assets which fell below the donor required level to retain funds in perpetuity, and (b) the Board, rather than a donor, decides to retain and invest the principal with only the income available to be expended (quasi endowments). The Board has the right at any time to expend the principal of quasi endowments. Part V, Line 4: Endowment Funds: The University's endowment is used to support the University's mission which is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to its community and beyond. Distributions from the University's endowment are mainly used for student scholarships and fellowships, endowed chairs, research, school/college support, academic program support, library support, and general University support. Part XI, Line 8 - Other Adjustments: Pension related changes other than Net Periodic Benefit Cost -166,964,304. Refunds of Program Service Revenue - Hospitals & Clinics -4,312,000. Refunds of Contributions -245,000. Total to Schedule D, Part XI, Line 8: -171,521,304. Part X, Line 2: Fin 48 Footnote: The University is exempt from federal income taxes under section 501(c)(3) of the Internal Revenue Code. Accordingly, no provision of income taxes is made in the financial statements. At of May 31, 2012, there were no uncertain tax positions. Part XII and XIII, Line 4b: Other Revenue and Expense Reconciling Items: Tuition discounting $185,728,897 and grants and contracts passed-through transactions from sponsoring agencies $186,965,520. Less: non-program related rental expenses $3,136,940; cost of sales of inventories/other assets $1,669,426; and direct expenses related to fundraising events $952,838. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Explanation of Nondiscriminatory Policy Publication Schedule E, Part I, Line 3 The University publishes its Equal Opportunity Policy and Non-discrimination Policy Statement in the following publications: * Equality Administration Web site * All UM web sites state our Non-discrimination policy under a link for "Privacy Statement and Legal Notices" * Students Rights and Responsibilities Handbook Section A.3 (Page 21) * Academic Bulletin * Student Handbook distributed at Orientation * Faculty Manual * Employee Handbook * Various public bulletin boards located through the various campuses, in contracts with other vendors, during University employee orientation University Career Website, etc. Explanation of Government Financial Assistance Schedule E, Part I, Line 6 The University provides financial assistance in the form of grants to award scholarships and fellowships to students attending the University. In addition, government agencies award grants to the University for research. 1 East Asia and the Pacific 0 0 Program Services Grants to Recipients 120171 Europe 0 0 Program Services Grants to Recipients 216604 North America 0 0 Program Services Grants to Recipients 974754 South America 0 0 Program Services Grants to Recipients 207545 South Asia 0 0 Program Services Grants to Recipients 44186 Central America and the Caribbean 0 0 Program Services Grants to Recipients 519342 Sub-Saharan Africa 0 0 Program Services Grants to Recipients 441562 Middle East and North Africa 0 0 Program Services Grants to Recipients 102044 East Asia and the Pacific 0 0 Program Services Travel - Institutional Research and Education 442084 Europe 0 0 Program Services Travel - Institutional Research and Education 1094835 North America 0 0 Program Services Travel - Institutional Research and Education 296858 South America 0 0 Program Services Travel - Institutional Research and Education 306216 South Asia 0 0 Program Services Travel - Institutional Research and Education 64902 Central America and the Caribbean 0 0 Program Services Travel - Institutional Research and Education 307386 Sub-Saharan Africa 0 0 Program Services Travel - Institutional Research and Education 78420 Middle East and North Africa 0 0 Program Services Travel - Institutional Research and Education 105705 Russia and the Newly Ind States 0 0 Program Services Travel - Institutional Research and Education 22290 Central America and the Caribbean 0 0 Investments N/A 87367883 Central America and the Caribbean 0 6 Program Services Independent Contractors-Public Service and Education 58798 East Asia and the Pacific 0 3 Program Services Independent Contractors-Institutional Research and Education 31000 Europe 0 32 Program Services Independent Contractors-Institutional Research and Education 1014662 Middle East and North Africa 0 2 Program Services Independent Contractors-Institutional Research and Education 23802 North America 0 20 Program Services Independent Contractors-Institutional Research and Education 935624 South America 0 4 Program Services Independent Contractors-Institutional Research and Education 4824 South Asia 0 3 Program Services Independent Contractors-Institutional Research and Education 45077 Sub-Saharan Africa 0 1 Program Services Independent Contractors-Institutional Research and Education 357 0 0 0 71 0 71 2626208 92200723 94826931 Central American and the Caribbean Research 442586 Wire Transfer N/A N/A Central American and the Caribbean Research 76756 Check N/A N/A East Asia & the Pacific Research 65176 Check N/A N/A East Asia & the Pacific Research 54995 Check N/A N/A Europe Research 27108 Check N/A N/A Europe Research 112317 Check N/A N/A Europe Research 42299 Wire Transfer N/A N/A Europe Research 34880 Wire Transfer N/A N/A Middle East & North Africa Research 51804 Check N/A N/A Middle East & North Africa Research 20000 Check N/A N/A Middle East & North Africa Research 30240 Wire Transfer N/A N/A North America Research 36180 Check N/A N/A North America Research 23220 Check N/A N/A North America Research 8640 Check N/A N/A North America Research 37260 Check N/A N/A North America Research 309383 Check N/A N/A North America Research 44280 Check N/A N/A North America Research 5400 Check N/A N/A North America Research 90180 Check N/A N/A North America Research 43200 Check N/A N/A North America Research 377011 Check N/A N/A South America Research 29200 Check N/A N/A South America Research 111966 Check N/A N/A South America Research 66379 Wire Transfer N/A N/A South Asia Research 18945 Check N/A N/A South Asia Research 15226 Wire Transfer N/A N/A Sub-Saharan Africa Research 225452 Wire Transfer N/A N/A Sub-Saharan Africa Research 87149 Wire Transfer N/A N/A Sub-Saharan Africa Research 128962 Check N/A N/A South Asia General Support 10015 Wire Transfer N/A N/A 0 28 1 0 1 1 1 1 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: Procedures for Monitoring Grants Outside the United States: The University awards grants as subcontracts to foreign organizations for the purpose of conducting research and research training. Prior to the University awarding the subcontract, the organization is required to submit the proposed scope of work and a budget. Once reviewed and approved, a formal subcontract is issued with the terms and conditions of the award. To comply with terms and conditions of the subcontract, the foreign organization must submit an invoice together with supporting documentation. Upon receipt of the invoice, the faculty member at the University responsible for the grant or his/her designee approves the invoice for payment. In addition, monitoring of the science is conducted by the University faculty member responsible for the grant via site visits, correspondence, phone calls, etc. Reports required under the terms and conditions of the subcontract are submitted by the grantee. Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: Activity Expenditures: Expenditures are recorded based on the accrual method of accounting and are recorded when incurred. Dinner Gala 475304 449134 26170 100000 6750 44600 Dinner Gala 439265 345330 93935 2452 46816 6000 66276 18 2314192 1783522 530670 9000 5408 1000 327407 51065 286064 3228761 2577986 650775 9000 7860 1000 474223 63815 396940 952838 -302063 1 1 X 1 X 0 1 1 0 0 16606222 53185 16553037 0.00590 67310532 58126913 9183619 0.00330 83916754 58180098 25736656 0.00920 2200897 2200897 0.00080 14300947 2840339 11460608 0.00410 1941560 1941560 0.00070 188380673 998715 187381958 0.06690 246392 0 246392 0.00010 207070469 3839054 203231415 0.07260 290987223 62019152 228968071 0.08180 1471316 116290 1355026 0.00050 1471316 116290 1355026 0.00050 1 67409561 0 209697594 215580810 -5883216 X 1 1 3 1 University of Miami Hospital

1400 NW 12 Avenue Miami FL 33136

X X X 2 University of Miami Hospital & Clinics

1475 NW 12 Avenue Miami FL 33136

X X 3 Anne Bates Leach Eye Hospital

900 NW 17 Street Miami FL 33136

X X University of Miami Hospital 1 1 1 200.000000000000 0 1 X X X X X X X 1 1 X 1 X X X 1 X X X X X X 1 X 0 0 University of Miami Hospital & Clinics 2 1 1 200.000000000000 1 400.000000000000 1 X X X 1 1 X 1 X 1 X X X 0 X X 0 1 Anne Bates Leach Eye Hospital 3 1 1 200.000000000000 1 400.000000000000 1 X X X 1 1 X 1 X 1 X X X 1 X 0 1 Part I, Line 3c: Although each of the organization's three hospitals determine eligibility for discounted care differently (as seen in Schedule H's Part V section B) we have answered the question in Part I line 3b using the organization's largest bed hospital's policy (UMH). At UMH an uninsured patient not qualifying for any federal assistance programs or charity write-off automatically is eligible for discounted emergency care. Part I, Line 7: The Medicare cost report was used. Part I, Line 7, Column (f): The Bad Debt expense included on Form 990, Part IX, Line 25, Column (A), but subtracted for purposes of calculating the percentage in this column is $ 872897. Part II: Includes child abuse protection and emergency response to terrorism programs. Part III, Line 4: (1) A "ratio of cost to charges (RCC)" was used based on the Medicare/Medicaid cost report. (2) Total bad debt expense is determined using the hospital's patient accounting records. (3) Patients who render sufficient financial information to make a determination of eligibility under the hospitals' charity care policy are either treated as charity care (if they qualify) or given a "self- pay" discount (if they do not qualify as charity care). (4) The hospital's financial statements account for bed debt as a reduction of revenue. Part III, Line 8: The source of this information is the Medicare Cost Report data, which uses a "cost to charge" ratio methodology. The University of Miami Hospital and Anne Bates Leach Eye Hospital are reimbursed under the Medicare Prospective Payment System (PPS). For inpatient services, the reimbursement methodology is the Inpatient Prospective Payment System (IPPS), which uses the Diagnostic Related Groups (DRGS) methodology to reimburse the hospital. The DRG amounts are updated by the Medicare program annually by an updating factor. However, the amount of the updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. Thus, the hospital does not receive full reimbursement of it cost for inpatient services. For outpatient services, the reimbursement methodology is the Outpatient Prospective Payment System (OPPS), which uses ambulatory payment classifications (APCS) to reimburse the hospital. The APC amounts are updated by the Medicare program annually by an updating factor. However, the amount of the updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. Thus, the hospital does not receive full reimbursement for its cost for outpatient services. The University of Miami Hospital and Clinics is a cancer specialty hospital and, as such, is cost based reimbursement for both inpatient and outpatient services. For inpatient services, the limit is the TEFRA target limit. The TEFRA target limit is usually exceeded and no payment is received from the Medicare program for the excess. The TEFRA target amount is updated by the Medicare program annually by the TEFRA updating factor. However, the amount of the TEFRA updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. For outpatient services, the limit is the payment to cost ratio (PCR). The PCR was established using a base year, which was 1996, at a rate of 85.5% of cost. In calendar year 2012, the PCR was updated for all exempt cancer centers to 91%; therefore, the hospital currently does not receive payment for 9% of its cost. Part III, Line 9b: The Hospital provides care to patients who are financially unable to pay for the hospital services they receive, and because the Hospital does not pursue collection of amounts determined to qualify as charity care, they are not reported in revenue. University of Miami Hospital Part V, Section B, Line 10: At UMH an uninsured patient not qualifying for any federal assistance programs or charity write-off automatically is eligible for discounted emergency care. Not applicable at UMHC and ABLEH. University of Miami Hospital Part V, Section B, Line 19d: Based upon 75% of the contracted managed care PPO payers for the hospital. University of Miami Hospital & Clinics Part V, Section B, Line 19d: Low income patients are charged based on FPG, and self-pay patients are entitled to a 30-40% discount for prompt payment. Anne Bates Leach Eye Hospital Part V, Section B, Line 19d: Low income patients are charged based on FPG, and self-pay patients are entitled to a 30-40% discount for prompt payment. University of Miami Hospital & Clinics Part V, Section B, Line 21: International patients pay full amounts if fees are not negotiated prior to admission. Patients who do not pay promptly are expected to pay full charges. Anne Bates Leach Eye Hospital Part V, Section B, Line 21: International patients pay full amounts if fees are not negotiated prior to admission. Patients who do not pay promptly are expected to pay full charges. Part VI, Line 2: The communities' healthcare needs are assessed by the organization in collaboration with the Miami-Dade County Public Health Trust (PHT). Part VI, Line 3: The organization informs and educates patients through public service announcements, advertising, and development activities. Further, patients are assisted with qualifying for Medicaid and other state programs. Part VI, Line 4: The community served by the organization is Miami-Dade County, Broward County and the Palm Beaches, which are large urban areas. Since these south florida counties have a large immigrant population, many patients are uninsured, under-insured, or Medicaid recipients. The national economic crisis and the high level of unemployment have exacerbated this issue. Part VI, Line 5: (1) A majority of the Hospital's governing body is comprised of persons who reside in the Hospital's primary service area who are neither employees nor contractors of the Hospital, nor family members thereof. (2) The Hospital extends medical staff privileges to all qualified physicians in its community for some or all of its departments. (3) In order to improve patient care and access to the specialized healthcare services, the organization applies a significant portion of any surplus to new technology, new medical equipment, building renovations, and other betterments & improvements. 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7025 Chapel Hill NC 27599 566001393 State of NC 134215 0 N/A N/A Research University Of Pennsylvania 3400 Spruce Street Philadelphia PA 19104 231352685 501(c)(3) 152752 0 N/A N/A Research University Of Pittsburgh 123 University Place Pittsburgh PA 15213 250965591 501(c)(3) 179458 0 N/A N/A Research University Of Puerto Rico P O Box 9000 Mayaguez PR 00681 660433461 Gov't of PR 19125 0 N/A N/A Research University Of South Florida 3650 Spectrum Blvd Tampa FL 33612 592959590 State of FL 418892 0 N/A N/A Research University Of Southern California University Gardens Los Angeles CA 90089 951642394 501(c)(3) 430890 0 N/A N/A Research University Of Texas P O Box 7819 Austin TX 78713 746001118 State of TX 97579 0 N/A N/A Research University Of Utah 201 S Presidents Circle Salt Lk City UT 84112 876000525 State of UT 13468 0 N/A N/A Research University Of Washington 1100 Ne 45 Street Seattle WA 98105 916001537 State of WA 346135 0 N/A N/A Research Vaccine & Gene Therapy Institute 9801 Sw Discovery Way Port St Lucie FL 34987 364631835 501(c)(3) 102483 0 N/A N/A Research Vanderbilt University Medical 110 21 Ave S Nashville TN 31192 620476822 501(c)(3) 1125441 0 N/A N/A Research Virginia Institute Of Marine Sciences State Route 1208 Greate Road Gloucester Pt VA 23062 546001802 14486 0 N/A N/A Research Wake Forest University Health Services Medical Center Blvd WinstonSalem NC 27157 223849199 501(c)(3) 166896 0 N/A N/A Research Walsh College P O Box 7006 Troy MI 48007 381308480 501(c)(3) 252931 0 N/A N/A Research Washington University 7425 Forsyth Blvd Saint Louis MO 63105 430653611 501(c)(3) 67302 0 N/A N/A Research Wayne State University 5700 Cass Avenue Detroit MI 48202 386028429 State of MI 250000 0 N/A N/A Research Weill Cornell Medical College 525 East 68Th Street New York NY 10065 131623978 501(c)(3) 102903 0 N/A N/A Research West Virginia University 866 Chestnut Ridge Road Morgantown WV 26506 550665758 501(c)(3) 6619 0 N/A N/A Research Westat Inc 1650 Research Blvd Rockville MD 20850 840529566 5073 0 N/A N/A Research Yale University 47 College Street New Haven CT 06520 060646973 501(c)(3) 14712 0 N/A N/A Research American Heart Association PO Box 4002900 Des Moines IA 50340 135613797 501(c)(3) 10000 0 N/A N/A Contributions Latcrit Inc 2255 E Evans Ave Denver CO 80208 593557150 501(c)(3) 40000 0 N/A N/A General Support City Of Coral Gables 2801 Salzedo Coral Gables FL 33134 596000293 Miami-Dade CO. 30000 0 N/A N/A General Support Florida Public Health Institute Inc 1622 N Fed Highway Lake Worth FL 33460 300051514 501(c)(3) 40000 0 N/A N/A General Support Crohn S & Colitis Foundation Of America Inc 21301 Powerline Rd Boca Raton FL 33433 136193105 501(c)(3) 7500 0 N/A N/A General Support Genetics Policy Institute Inc 11924 Forest Hill Boulevard Wellington FL 33414 205509308 501(c)(3) 20000 0 N/A N/A General Support 176 30 Scholarships for tuition housing meals and books 13445 377726157 N/A N/A Grants and Other Assistance - Research 2 64276 N/A N/A Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Procedure for Monitoring Grants: Grants to organizations and individuals awarded for the purpose of conducting research are monitored as follows: Subcontracts are issued with a defined scope of work and a budget and include other terms and conditions such as frequency of required reporting. The faculty member at the University of Miami responsible for the grant monitors the scientific progress via site visits, correspondence, reports, etc. Invoices submitted for payments by the outside organization or by an individual are approved by the University of Miami Faculty member responsible for the grant. Schedule I, Part III: Assistance to the University students in the form of scholarships are awarded for the purpose of aiding with the cost of attending the University (i.e., for tuition, housing and meals). Scholarships are based on need and academic achievement. Total scholarships, grants and loans cannot exceed the total cost of attendance. The University publishes criteria for the eligibility requirements needed to award a scholarship. The amount of aid awarded is based on a need analysis formula developed by the federal government and includes verification of the information submitted by the student. X X X X X X 1 1 X X X X 1 0 0 0 0 1 0 0 0 Donna E Shalala 839284 0 0 0 73826 0 26950 0 316069 0 1256129 0 0 0 Thomas J LeBlanc 619958 0 0 0 58802 0 26950 0 23577 0 729287 0 0 0 P Goldschmidt-Clermont 1100044 0 222360 0 124756 0 27000 0 18864 0 1493024 0 0 0 Joseph T Natoli 609319 0 0 0 49095 0 30050 0 20471 0 708935 0 0 0 Sergio M Gonzalez 494491 0 0 0 53588 0 18106 0 24869 0 591054 0 0 0 John R Shipley 351820 0 0 0 14802 0 28392 0 14757 0 409771 0 0 0 William J Donelan 755586 0 152755 0 107261 0 34113 0 7546 0 1057261 0 0 0 Rodolfo Fernandez 186701 0 0 0 162 0 19349 0 13279 0 219491 0 0 0 Larry D Marbert 329975 0 0 0 973 0 29217 0 26936 0 387101 0 0 0 Jacqueline R Menendez 209027 0 0 0 11773 0 21022 0 40985 0 282807 0 0 0 Aileen M Ugalde 439112 0 0 0 32600 0 23504 0 18201 0 513417 0 0 0 Patricia A Whitely 269618 0 0 0 31689 0 31012 0 23635 0 355954 0 0 0 Nerissa Morris 310133 0 0 0 1314 0 31333 0 9364 0 352144 0 0 0 Theresa L Ashman 133388 0 0 0 57957 0 0 0 6807 0 198152 0 0 0 Steven Cawley 224254 0 0 0 140539 0 0 0 6433 0 371226 0 0 0 Mark Diaz 253434 0 0 0 38248 0 17430 0 45845 0 354957 0 0 0 William W O'Neill 648766 0 132600 0 255156 0 26950 0 23832 0 1087304 0 0 0 Michele Chulick 463179 0 74850 0 39380 0 20123 0 812 0 598344 0 0 0 David A Lubarsky 728465 0 175000 0 205721 0 26950 0 24392 0 1160528 0 0 0 Timothy G Murray 985715 0 0 0 87042 0 26950 0 20475 0 1120182 0 0 0 Nestor de la Cruz-Munoz 591600 0 511413 0 88503 0 30500 0 24590 0 1246606 0 0 0 Lee Kaplan 787603 0 158266 0 107953 0 24500 0 22141 0 1100463 0 0 0 Alfred J Golden 143734 0 35000 0 1952874 0 0 0 16499 0 2148107 0 0 0 Fred Telischi 500967 0 338169 0 363060 0 26950 0 21427 0 1250573 0 0 0 Paul Orehovec Ended 103111 272323 0 0 0 84343 0 45254 0 13179 0 415099 0 0 0 Lewis Temares Ended 8811 272766 0 0 0 79286 0 15122 0 272 0 367446 0 0 0 Aida G Diaz-Piedra 135433 0 0 0 57346 0 0 0 4458 0 197237 0 0 0 Diane M Cook 131746 0 0 0 29766 0 0 0 17430 0 178942 0 0 0 Part I, Line 1a Part I, Line 1a: First Class Travel: First class travel was provided to President, Donna E. Shalala. The amounts were not included in taxable income. House and Household Assistance: A house and household assistance is provided to the President, Donna E. Shalala, at the convenience of the employer as a condition of employment. The amounts were not included in taxable income. Travel for Companions: Companion travel was provided for Thomas J. LeBlanc. This amount was deemed a working condition fringe benefit not included in taxable income. Gross Up Payment: Gross up payment was provided to Alfred J. Golden. This amount was included in taxable income. Club Dues: Club dues were provided for Sergio M. Gonzalez, Thomas J. Leblanc, Joseph T. Natoli, Donna E. Shalala, and Alfred J. Golden. The amounts were included in taxable income. Social Club Dues: Social club dues were provided for Sergio M. Gonzalez and Donna E. Shalala. The amounts were not included in taxable income. Part I, Line 4a Michele Chulick - severance payment: $554,584.86 William J. Donelan - severance payment: $788,776 Part I, Line 6 Bonus/Incentives: Based on School of Medicine (MSOM) performance metric. Target represents 100% payment expected under the bonus program if all goals are achieved and financial performance is on plan; additional bonus payments may be earned if MSOM operating income exceeds budget; no bonus is earned if budgeted operating income is not achieved. Miami-Dade Co Educ Fac Authority 596000573 59333AFW6 2007-04-26 473302567 See Schedule K, Part VI 0 0 0 Miami-Dade Co Educ Fac Authority 596000573 59333AJW2 2008-05-08 293597924 See Schedule K, Part VI 0 0 0 25420000 478963291 16255508 303488136 3097405 3351958 152770284 2009 1 1 1 1 294962040 5500732 2148446 287312862 2009 1 0 1 1 0 1 1 1 1 1 0.00210 0.00570 0.00780 1 0 1 1 1 1 1 0.01650 0.00000 0.01650 1 0 0 0 1 Bayerische Landesbank 2.100000000000 1 1 0 0 0 0 1 AEGONTransamerica Occidential Life 2.400000000000 1 1 X Schedule K, Part I - Line A, Column F: Acquire, construct, equip and renovate University facilities and refunding of the following: Series 1993- Issue Date January 5, 1994; Series 1996a- Issue date March 13, 1996; Series 1996B - Issue Date October 1, 1996; Series 1997A - Issue Date January 10, 1997; Series 1997B - Issue Date April 1, 1997; Series 2000A - Issue Date December 7, 1999; Series 2000B - Issue Date February 3, 2000; Series 2004A - Issue Date January 28, 2004. Schedule K, Part I - Line B, Column F: Acquire, construct, equip, and renovate University facilities and refunding of: Promissory Note - Executed November 28, 2008. Schedule K, Part II - Line 3, Column A: Variance of $5,660,724 when compared to Part I - Line A, Column (e) is due to interest earnings. Schedule K, Part II - Line 3, Column B: Variance of $1,364,116 when compared to Part I - Line B, Column (e) is due to interest earnings. Schedule K, Part IV - Line 5, Column B: Gross proceeds of the Series 2008 Bonds were not invested beyond the available temporary period. William O'Neil Mortgage Assistance X 300000 300000 0 0 1 300000 Susan Dandes See Part V 96421 See Part V 0 Brian LeBlanc See Part V 31690 See Part V 0 George Williamson See Part V 14500 See Part V 0 Lori Shipley See Part V 66061 See Part V 0 Jennifer McCafferty See Part V 286524 See Part V 0 Marlena Diaz See Part V 112476 See Part V 0 Schedule L, Part II - Line 1 Loans to Interested Persons: The loan made to a key employee listed in schedule L for mortgage assistance was reflected as not approved by the board or a committee. However, the loan assistance program for faculty members relocating from other states was approved by the Board of Trustees, including eligibility criteria and loan terms and conditions. Schedule L, Part IV - Lines 1 and 3, Col B Relationship between interested person and the organization: Family member of trustee. Schedule L, Part IV - Lines 2, 4-6, Col B Relationship between interested person and the organization: Family member of officer. Schedule L, Part IV - Lines 1-6, Col D Description of Transaction: Family member employment. X 3413 883439 Fair Market Value X 122 2310322 Fair Market Value X Equipment 7 38916 Fair Market Value X Auction Items 628 0 See Part II 15 0 1 1 Method for Determining Number of Contributors: Part I, Column (b): Schedule M, Part I, Column (b): Number of Contributions: The number reported in column b represents the number of items received except for items donated for sale at fundraising event auctions and securities which are noted based on the number of contributions. Third Party Use: Part I, Line 32b: Schedule M, Line 32b: Third Party or Related Organizations Utilized: The University utilizes external brokers to sell securities when the donated securities are not deemed to fit into the University's investment portfolio. Non Reporting of Revenue: Part I, Line 33: Schedule M, Line 33: Items Included On Schedule M Not In Revenue: a. Part I, Line 17 - Real Estate Property: The University of Miami's policy is to record the value of donated real estate for accounting purposes at $1 if the University is not able to use the asset in its exempt mission. At such time as the real estate is sold, the proceeds of the sale are recorded as contribution revenue. b. Part I, Line 26 - Auction items: Columns B and C include items donated for sale at fundraising event auctions (such as gift certificates, etc.) which are subsequently sold at fundraising event auctions but which are not included on form 990, Part VIII, Line 1(g). Form 990, Part VI, Section A, line 1 Authority Delegated to an Executive Committee: When the Board is not in session, the Executive Committee shall exercise all the powers of the Board of Trustees except (l) the power of making major changes in academic policy and of handling those business affairs that have a major impact upon academic policy, and (2) the power of electing or removing the President of the University, and (3) the power of adopting or altering the Charter or Bylaws of the corporation. Form 990, Part VI, Section A, line 2 Family and Business Relationships: Stuart Miller - Trustee, and Steven Saiontz - Trustee - Family Relationship; Stuart Miller - Trustee, Steven Saiontz - Trustee, and Donna Shalala - Officer - Business Relationship; Eduardo Sardina - Trustee, George Feldenkreis - Trustee, Joseph Natoli - Officer - Business Relationship; Michael Fernandez - Trustee, Roger Medel - Trustee, Carlos Saladrigas - Trustee, Phillip Frost - Trustee - Business Relationship; Michael Fernandez - Trustee, Dany Garcia - Trustee, Roger Medel - Trustee, Manuel Kadre - Trustee, Donna Shalala - Officer, Pascal Goldschmidt - Officer - Business Relationship; Charles Cobb-Trustee, Jorge Perez - Trustee - Business Relationship; Phillip T. Frost - Trustee, Phillip T. George - Trustee - Business Relationship; Jorge M. Perez - Trustee, Michael Fernandez - Trustee - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee, Donna Shalala - Officer, Pascal Goldschmidt - Officer, Sergio Gonzalez - Officer - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee - Family Relationship Form 990, Part VI, Section A, line 4 Significant Changes to Governing Documents: The governing body changed the number of the Executive Committee from 21 to 13 members. Form 990, Part VI, Section A, line 5 Significant Diversion of Assets: In February 2012 the University investigated embezzlement of funds at one of our Schools. Internal Audit discovered that invoices and charges were falsified by entering additional services and costs by a Finance Director for her personal gain. The total amount of the embezzlement was $2.3M. The Finance Director was terminated and the University has referred the matter to law enforcement. A claim was filed with the University's insurance carrier for the loss and reimbursement has been received. Controls have been reviewed and appropriate improvements made. In June of 2011, the University learned of a theft of certain cancer drugs by a pharmacy technician. An outside firm was engaged to perform a forensic audit of the inventory spanning several years. It was determined that drugs worth approximately $16M were stolen between 2007 and 2011. The pharmacy technician was terminated and the matter referred to law enforcement. An insurance claim has been filed. Enhanced controls and oversight over pharmaceuticals have been put in place throughout the health system. Form 990, Part VI, Section B, line 11 Board Review of Form 990: Process by which the governing body was provided a copy of form 990 prior to filing: Form 990 is prepared by the University's Office of the Controller and reviewed by KPMG, LLP. Due to schedule constraints of committee chairs and members, the meeting dates for the Audit and Compliance Committee fluctuate from year to year. The University provides Form 990 to the Committee prior to filing. If the Committee's meeting dates do not coincide with the availability of the return, it is provided to the Committee electronically with time provided for questions and comments. Subsequent to the Committee's review a copy of the final return is shared with all voting members of the Board prior to filing. Form 990, Part VI, Section B, line 12c Monitoring and Compliance with Conflict of Interest Policy: The Office of the Secretary of the Board of Trustees sends an annual conflict of interest questionnaire together with the policy adopted by the Board to all trustees, officers and key employees. Once replies are received, they are reviewed by the Trustee Services Committee of the Board at a regularly scheduled meeting. When there are apparent conflicts, the Trustee Services Committee ensures the conflict is managed. Trustees that may have conflict, recuse themselves from deliberations and voting. In addition, a summary report of trustees who have items to report is published by the Board of Trustees office and made available to the entire Board. Form 990, Part VI, Section B, line 15 Process for Review of Compensation of Officers and Key Employees: The following process is performed annually, typically at the April/May meeting of the Trustee Services Committee of the Board to approve compensation for all officers and key employees of the University, including the CEO/President: each officer's supervisor completes a written performance review and proposes a salary increase, prior to the meeting. The University participates in an annual comprehensive compensation survey compiled by an actuarial firm. The actuarial firm produces a survey of universities across the United States and, separately, data from for-profit corporations for positions that have a for-profit equivalent. The Trustee Services Committee receives the performance appraisals for each officer and key employee, the completed survey prepared by the actuary, and the current and proposed salaries and other cash compensation for each officer and key employee, including the CEO. After review and discussion, the Trustee Services Committee approves the compensation for the officers and key employees, including the CEO, who is excused while deliberation about his/her compensation is discussed. Once the compensation is approved, it is provided to the payroll office as a record of the committee's approval. Minutes of the meeting of the Trustee Services Committee are recorded and written by the Office of the Secretary. Form 990, Part VI, Section C, line 19 Form 990, Part VI, Section C, Line 19: Governing Documents and Financial Statements Made Available to the General Public: The State of Florida, Department of State, Division of Corporations requires an annual registration filing, including any changes to organizational documents. Once filed, the documents can be viewed on the State of Florida web site. Financial statements of the university are made available on the University's website. The University's financial statements are also made available to the general public on the federal government's census bureau website. The Board's Conflict of Interest Policy is not made available to the public. Form 990, Part VII, Section A, Officers, Directors, Trustees: Edward A. Dauer is a Trustee and also serves as Research Associate Professor in the College of Engineering. Average hours per week estimate of 40 hours is based on a full time teaching load. Form 990, Part IX, Line 6, Compensation to disqualified persons: Amounts presented on this line represent compensation for former officers. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -82,015,775. Pension related changes other than Net Periodic Benefit Cost -166,964,304. Refunds of Program Service Revenue - Hospitals & Clinics -4,312,000. Refunds of Contributions -245,000. Total to Form 990, Part XI, Line 5: -253,537,079. Biscayne View Properties LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 590624458 Real Estate FL 0 0 University of Miami Crestre LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 202458426 Real Estate FL 37930 765029 Biscayne View Properties LLC 1509 Venture LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 202458426 Real Estate FL 0 1806276 Biscayne View Properties LLC East Urban LLC 200 E Las Olas Boulevard Suite 2100 Fort Lauderdale FL 33301 202458426 Real Estate FL 26250 1095939 Biscayne View Properties LLC Tripop LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 202458426 Real Estate FL 0 4327101 Biscayne View Properties LLC 7th Avenue Market LLC 1535 Levante Avenue Suite 200 Coral Gables FL 33146 202458426 Real Estate FL 0 3034090 Biscayne View Properties LLC Equi Terra LLC 200 E Las Olas Boulevard Suite 2100 Fort Lauderdale FL 33301 590624458 Real Estate FL 0 0 University of Miami Ten Bor LLC 200 E Las Olas Boulevard Suite 2100 Fort Lauderdale FL 33301 273025289 Real Estate FL 0 0 Equi Terra LLC PT Property Holding LLC 200 E Las Olas Boulevard Suite 2100 Fort Lauderdale FL 33301 273025289 Real Estate FL 0 0 Equi Terra LLC ND 480 LLC 1535 Levante Avenue Suite 200 Coral Gables FL 33146 590624458 Real Estate ND 0 0 University of Miami ND 480 OGM LLC 1535 Levante Avenue Suite 200 Coral Gables FL 33146 590624458 Real Estate ND 238391 238391 University of Miami University of Miami Preservation LLC 1252 Memorial Drive Room 230 Coral Gables FL 33146 590624458 Hold UM Designated Easement FL 0 0 University of Miami WVUM Inc PO Box 248191 Coral Gables FL 33124 591729614 Edu Radio FL 501(C)(3) Line 7 N/A 1 Miami Asset Management Company Inc 1320 S Dixie Highway Suite 150 Coral Gables FL 33146 113642657 Real Estate FL 501(C)(3) Line 11c, III-FI N/A 1 University Rathskeller Inc 1330 Miller Drive Coral Gables FL 33146 591410632 Student Food & Beverage FL 501(C)(3) Line 5 N/A 1 Friends of the School of Music 12394 SW 82 Avenue Miami FL 33156 650201227 Fundraising FL 501(C)(3) Line 9 N/A 0 Opthalmology Research Foundation Inc PO Box 015689 Miami FL 33101 237081974 Fundraising FL 501(C)(3) Line 11c, III-FI N/A 0 UMiami-Gumenick 5 CRAT-Imaco BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 207434523 Charitable Trust FL N/A T 0.66740 Hans Wedemeyer CRAT #2 co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 650161141 Charitable Trust FL N/A T 0.64720 George A Lerner CRUT co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 650697479 Charitable Trust FL N/A T 0.70590 Muriel Auerbach 2005 CRUT co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 206460061 Charitable Trust FL N/A T 0.75000 Thomas A Curtis CRUT #2 co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 656279899 Charitable Trust FL N/A T 0.75560 Thomas A Curtis CRUT #1 co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 256229990 Charitable Trust FL N/A T 0.70320 Thomas A Curtis CRUT #5 co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 256761823 Charitable Trust FL N/A T 0.70560 William & Flora Payne CRUT co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 256761825 Charitable Trust FL N/A T 0.80020 Ena Scott Char Rem Nim CRUT co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 656279896 Charitable Trust FL N/A T 0.71670 Harold and Patricia Toppel CRAT co BNY Mellon NA PO BOX 185 Pittsburgh PA 152300185 656023320 Charitable Trust FL N/A T 0.96990 TUW W Roy Young co US Trust Bank Of America NA 1201 Main Street 8th Floor Dallas TX 75202 756487890 Charitable Trust FL N/A T 0.94340 Edgar Hall Educ Fund co Wells Fargo Bank NA 1 W 4TH ST 2nd Floor WinstonSalem NC 27101 Charitable Trust FL N/A T 1.00000 Muriel Gammage Trust co Wells Fargo Wealth Management One West Fourth Street 2nd Floor WinstonSalem NC 27101 596214920 Charitable Trust FL N/A T 0.99000 University of Miami Insurance Co Ltd Clarendon House 2 Church Street HM BD Insurance BD N/A C 11 154677 1.00000 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 WVUM Inc Q 70389 See Part VII Miami Asset Management Company Inc D 3664557 See Part VII Miami Asset Management Company Inc B 6457984 See Part VII Method of Quantification: Form 990 - Schedule, R, Part V, Line 2 Method used to determine the transaction amounts with controlled organizations is based on cash provided to, or received from from each controlled organization.