2013-04-18T12:15:58-05:00 2012-06-30 390758449 WIPFLI LLP 7601 FRANCE AVENUE SOUTH SUITE 400 MINNEAPOLIS MN 55435 990 2011-07-01 396064630 UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION UNIV 7154253505 410 SOUTH THIRD STREET RIVER FALLS WI 54022 CHRISTOPHER MUELLER 7154253505 2013-04-16 1 KRISTEN HAGER CPA P01359220 9525483400 2013-04-16 2011 2016-03-07 17:11:31Z CHRISTOPHER MUELLER 410 SOUTH THIRD STREET RIVER FALLS WI 54022 9312410 0 X WWW.UWRF.EDU/ALUMNI X 1948 WI TO BENEFIT THE UNIVERSITY OF WISCONSIN - RIVER FALLS. 17 17 0 60 0 0 3471423 3467133 0 547809 367279 -357234 458449 7403 4297151 3665111 2685491 1515425 0 0 478491 0 55620 0 219228 554181 1355362 3773783 2870787 523368 794324 16824960 17908193 231227 256430 16593733 17651763 X THE UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION IS COMMITTED TO TRANSFORMING THE LIVES OF OUR STUDENTS BY ENGAGING PEOPLE WHO CARE ABOUT THE UNIVERSITY, MAXIMIZING PRIVATE GIFT SUPPORT FOR THE UNIVERSITY OF WISCONSIN - RIVER FALLS, PROMOTING A CULTURE OF PHILANTHROPY, AND GUARANTEEING ETHICAL STEWARDSHIP OF ALL GIFTS RECEIVED. 0 0 603485 603485 SCHOLARSHIPS AND AWARDS - SCHOLARSHIPS ARE PAID TO STUDENTS ENROLLED AT THE UNIVERSITY OF WISCONSIN - RIVER FALLS. DONEES ARE SELECTED ON THE BASIS OF SCHOLASTIC MERIT, LEADERSHIP ETC. BY THE SCHOLARSHIP COMMITTEE OF THE FOUNDATION. INDIVIDUAL DONORS OF SCHOLARSHIPS MAY NOT SPECIFY INDIVIDUAL DONEES OF FUNDS. 471 SCHOLARSHIPS AND 9 FACULTY GRANTS WERE AWARDED THIS YEAR. 467000 467000 ANIMALS ACCEPTED FOR THE UNIVERSITY OF WISCONSIN - RIVER FALLS EQUINE PROGRAM. STUDENTS LEARN TO RIDE AND CARE FOR THE HORSES. THE UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION ACCEPTED AND PROVIDED 18 HORSES DURING THE YEAR. 463711 444940 122830 SPECIAL PROJECTS - UNIVERSITY RELATED ACTIVITIES. DISBURSEMENTS OF THIS TYPE ARE FOR PAYMENTS TO ENHANCE AND SUPPORT THE ACTIVITIES OF THE UNIVERSITY OF WISCONSIN - RIVER FALLS. 125 PROJECTS WERE FUNDED THIS YEAR. 1534196 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 6 0 1 0 0 0 0 0 0 1 1 0 0 0 0 X 17 17 0 0 1 0 1 0 0 1 1 0 0 1 1 1 1 1 0 0 0 0 WI X CHRISTOPHER MUELLER 7154253505 410 SOUTH THIRD STREET RIVER FALLS WI 54022 X ROBERT A KOTECKI 1.00 X X 0 0 0 DEREK CHERNE 1.00 X X 0 0 0 ROBERT CASEY 1.00 X X 0 0 0 WILLIAM BOEHM 1.00 X 0 0 0 BARBARA BUTLER 1.00 X 0 0 0 LAURA CARLSON PETERSON 1.00 X 0 0 0 KATHLEEN DELONAIS 1.00 X 0 0 0 MARK GHERTY 1.00 X 0 0 0 DEBORAH HANSON 1.00 X 0 0 0 STEVEN J HEALY 1.00 X 0 0 0 JIM J MUSEL 1.00 X 0 0 0 WALTER L PERKINS 1.00 X 0 0 0 TRUDY POPENHAGEN 1.00 X 0 0 0 JOHN ROSENOW 1.00 X 0 0 0 JEFFREY W RUEBER 1.00 X 0 0 0 LAWRENCE W YORK 1.00 X 0 0 0 WES CHAPIN 1.00 X 0 0 0 CHRIS MUELLER 6.00 X 9200 0 0 DANIEL MCGINTY 6.00 X 7850 0 0 17050 0 0 0 0 0 0 UNIVERSITY OF WISCONSIN RIVER FALLS 410 SOUTH THIRD STREET RIVER FALLS WI 54022 IT & PERSONNEL SERVICES 532036 1 55000 3412133 760713 3467133 ADMINISTRATIVE FEES 900099 424979 424979 UNIVERSITY ACTIVITIES 900099 122830 122830 547809 483718 483718 7441 7441 4801044 5641996 -840952 -840952 -840952 5265 55000 5303 -38 -38 3665111 122830 0 75148 911940 911940 603485 603485 622787 622787 675 675 14000 14000 105421 105421 45056 45056 67726 67726 207556 13500 66994 127062 27218 27218 2948 2948 24440 24440 2350 2350 3624 3624 SCHOLARSHIP ADMIN FEES 191204 191204 GIFT ASSESSMENT EXPENSE 35086 35086 FACULTY/STAFF RECOGNITI 5271 5271 2870787 1534196 1117363 219228 812495 757514 30228 1128123 0 6046 10422 9100 117192 77904 41638 39288 0 15148597 15930177 819525 16824960 17908193 58093 77933 173134 178497 231227 256430 X 1400462 7429769 5002452 1974806 10190819 8247188 16593733 17651763 16824960 17908193 X 794324 263706 X X 0 1 1 X 0 X 1653966 2654812 1946915 3471423 3467133 13194249 1653966 2654812 1946915 3471423 3467133 13194249 2115197 11079052 372821 328731 374618 363101 497347 1936618 2408 12627 15035 15145902 2087254 0.73150 0.63310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10854862 464995 -442547 199789 162705 10514816 10741244 967246 1754838 319013 315739 12828576 9650354 322484 1420865 450078 202381 10741244 10796401 1094030 -1870803 265603 103671 9650354 0.16610 0.78430 0.04960 0 0 48539 11052 37487 68653 66852 1801 39288 ANNUITIES PAYABLE 178497 178497 3665111 2870787 794324 263706 263706 1058030 3361699 263706 5303 269009 3092690 572421 572421 3665111 2303669 5303 5303 2298366 572421 572421 2870787 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS AND TO PROMOTE UNIVERSITY ACTIVITIES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION IS REQUIRED TO ASSESS WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION, ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. THE FOUNDATION HAS DETERMINED THERE ARE NO AMOUNTS TO RECORD AS ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. FEDERAL RETURNS FOR THE YEARS ENDED 2009 AND BEYOND REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 5,303. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONATED HORSES 467,000. INVESTMENT FEES 105,421. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 5,303. PART XIII, LINE 4B - OTHER ADJUSTMENTS: DONATED HORSES 467,000. INVESTMENT FEES 105,421. 2012 RISING TO DISTINCTION EVENT 60265 55000 5265 5303 60265 55000 5265 5303 5303 -38 1 UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 399931 UNIVERSITY ACTIVITIES AND EVENTS UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 26288 PRINT ALUMNI MAGAZINE UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 18721 CHANCELLOR FUNDS UNIVERSITY OF WISCONSIN - RIVER FALLS 410 S THIRD STREET RIVER FALLS WI 54022 391805963 UNIVERSITY OF WISCON 467000 COST HORSES THE HORSES ARE USED IN THE EQUINE PROGRAM. STUDENTS LEARN HOW TO RIDE AND CARE FOR THE HORSES. 1 SCHOLARSHIPS TO ATTEND THE UNIVERSITY OF WISCONSIN - RIVER FALLS 471 597485 FACULTY GRANTS RECOGNIZING OUTSTANDING SERVICE TO THE UNIVERSITY OF WISCONSIN - RIVER FALLS 9 6000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: EVERYONE IS REQUIRED TO ABIDE BY OUR FUND EXPENDITURE GUIDELINES AND EACH FUNDS PURPOSE STATEMENT WHEN REQUESTING ASSISTANCE FROM THE FOUNDATION. THIS IS MONITORED BY OUR ACCOUNTING DEPARTMENT. X 6 388409 FMV X ANIMALS - HORSES 18 467000 DONOR VALUED 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 THE ARTICLES OF INCORPORATION WERE AMENDED DURING THE YEAR. THE AMENDMENT TO ARTICLE VII IS TO INCLUDE IN MEMBERSHIP ANY CURRENT AND FORMER MEMBERS OF THE CORPORATION AND ANY OTHERS INVITED BY THE BOARD OF DIRECTORS. MEMBERSHIP SHALL BE REVIEWED AT LEAST BI-ANNUALLY BY THE BOARD OF DIRECTORS. THE SECOND AMENDMENT WAS TO ARTICLE XII TO STATED THAT CHRIS MUELLER IS NOW THE REGISTERED AGENT. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD AUDIT COMMITTEE WILL REVIEW THE FORM 990 AND HAVE QUESTIONS ANSWERED PRIOR TO FILING. THEY WILL PROVIDE A COPY OF THE FORM 990 TO BOARD MEMBERS. BOARD MEMBERS ARE GIVEN A WEEK TO HAVE THEIR QUESTIONS ANSWERED. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER AND OFFICER ANNUALLY SIGNS A DOCUMENT DISCLOSING ANY CONFLICT ON INTEREST. THESE STATEMENTS ARE REVIEWED BY THE BOARD ANNUALLY. IF A CONFLICT ARISES, THE BOARD MEMBER IS ASKED TO RESIGN. COMPENSATION IS DETERMINED BY UNIVERSITY OF WISCONSIN. THE PERCENTAGE OF COMPENSATION INVOICED IS DETERMINED BY COMPARABLE POSITIONS WITHIN THE UNIVERSITY OF WISCONSIN SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FINANCIAL INFORMATION IS PUBLISHED IN PART IN THE ALUMNI MAGAZINE - FALCON FEATURES. FORM 990, PART VII THE UNIVERSITY OF WISCONSIN INVOICES UNIVERSITY OF WISCONSIN - RIVER FALLS FOUNDATION FOR 16% OF SALARY AND BENEFITS FOR SERVICES TO THE FOUNDATION. CHRIS MUELLER - $9,200 DANIEL MCGINTY - $7,850 CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 263,706. FORM 990, PART XII, LINE 2C: THE AUDIT COMMITTEE HAS THE KEY ROLE AS THE DECIDING BODY. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.