2013-11-14T12:53:26-06:00 2012-12-31 113518842 MARKS PANETH & SHRON LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2012-01-01 135562220 FEDERATION OF PROTESTANT WELFARE AGENCIES INC FEDE 2127774800 281 PARK AVENUE SOUTH NEW YORK NY 100106102 JENNIFER JONES-AUSTIN 2127774800 2013-11-14 1 ROBERT LYONS P00227472 2125038800 2012 2016-02-25 16:41:14Z JENNIFER JONES-AUSTIN 281 PARK AVENUE SOUTH NEW YORK NY 100106102 16693042 0 X WWW.FPWA.ORG X 1922 NY FPWA PROMOTES THE SOCIAL AND ECONOMIC WELL-BEING OF GREATER NEW YORK'S MOST VULNERABLE BY STRENGTHENING HUMAN SERVICE ORGANIZATIONS AND ADVOCATING FOR JUST PUBLIC POLICIES. THE ORGANIZATION'S NETWORK OF HUMAN SERVICE AGENCIES AND CHURCHES OPERATE OVER 1,100 PROGRAMS IN NEIGHBORHOODS THROUGHOUT THE FIVE BOROUGHS OF NEW YORK CITY AND BEYOND. THEY INCLUDE DAY CARE CENTERS, SOUP KITCHENS, AFTER SCHOOL AND YOUTH SERVICES, FOSTER CARE AGENCIES, SENIOR CENTERS AND COMMUNITY HEALTH PROGRAMS. TOGETHER WE SERVE OVER 1.5 MILLION LOW-INCOME NEW YORKERS OF ALL AGES, ETHNICITIES AND RELIGIONS EACH YEAR. SINCE 1922, THE ORGANIZATION HAS HELPED STRENGTHEN ITS MEMBERS BY PROVIDING CRITICAL RESOURCES, MANAGEMENT AND POLICY ASSISTANCE. 28 28 44 0 0 -593 2161314 2168230 331298 353228 1168257 936260 -40391 -95420 3620478 3362298 772411 548584 0 0 3362537 3021134 0 0 429108 1278580 1843513 5413528 5413231 -1793050 -2050933 37761138 37909656 6896710 5921285 30864428 31988371 X THE FEDERATION OF PROTESTANT WELFARE AGENCIES PROMOTES THE SOCIAL AND ECONOMIC WELL-BEING OF GREATER NEW YORK'S MOST VULNERABLE BY STRENGTHENING HUMAN SERVICE ORGANIZATIONS AND ADVOCATING FOR JUST PUBLIC POLICIES. 0 0 2874723 548584 353228 MEMBER FAITH BASED SERVICES: PROVIDES MANAGEMENT AND CLIENT SUPPORT FOR SOCIAL SERVICE AGENCIES SERVING VULNERABLE POPULATIONS. SERVICES INCLUDE MANAGEMENT ASSISTANCE, GROUP PURCHASING SERVICES AND DISCOUNTS, CASE ASSESSMENT AND REFERRAL SERVICES THROUGH TRAINING, STAFF AND BOARD CANDIDATE TRAINING, VOLUNTEERING, RECRUITMENT AND PLACEMENT, INCLUDING BOARD MEMBERS, ORGANIZATION OF CORPORATE SERVICES PROJECTS, FINANCIAL ASSISTANCE TO NEW YORKERS IN CRISIS TO AVOID EVICTION, LOSS OF UTILITIES OR TO MEET BASIC NEEDS, DISTRIBUTION OF CLOTHES AND OTHER ITEMS TO MEMBER AGENCIES AND CHURCHES FOR THEIR CLIENTS, FINANCIAL ASSISTANCE FOR CAMPS SERVING LOW-INCOME CHILDREN, COLLEGE SCHOLARSHIPS FOR LOW INCOME STUDENTS, AND PRODUCTION OF ANNUAL CONFERENCE. CLIENTS IN NEED: EMERGENCY FOOD ASSISTANCE FOR CHURCHES OPERATING FOOD PANTRIES AND SOUP KITCHENS IN UNDERSERVED NEIGHBORHOODS, FAITH BASED ADVOCACY TRAINING: FACILITATE NETWORKING BETWEEN FAITH BASED ORGANIZATIONS, OTHER COMMUNITY BASED ORGANIZATIONS, CIVIC AGENCIES AND GOVERNMENT INSTITUTIONS TO ACT COLLABORATIVELY IN RESPONSE TO PUBLIC NEEDS. 941377 POLICY ADVOCACY AND RESEARCH: PROVIDES ADVOCACY AND LEGISLATIVE ASSISTANCE TO MEMBER AGENCIES THROUGH POLICY BRIEFINGS AND ADVOCACY ALERTS, HELPING THEM TAKE ACTION ON CITY AND STATE BUDGET AND POLICIES CRITICAL TO THEIR SERVICES AND CLIENTS. THROUGH ADVOCACY, WE ARE ABLE TO SHORE UP FUNDS FOR NEW YORK CITY'S EMERGENCY FOOD ASSISTANCE PROGRAM AND YOUTH SERVICES PROGRAMS. EFFORTS ALSO INCLUDE PUBLIC EDUCATION FORUMS, PUBLISHING POLICY BRIEFINGS AND REPORTS, PARTICIPATING IN COALITIONS AND MEMBER NETWORKING EVENTS. 3816100 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 97 0 44 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 28 28 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY AL CO CT FL NJ PA RI SC X CHRISTINE THORBJORNSEN 2128011342 281 PARK AVENUE SOUTH NEW YORK NY 10010 STEPHEN J STOREN 0.80 X X 0 0 0 CRAIG C MACKAY 0.70 X X 0 0 0 DANA HISCOCK 0.70 X X 0 0 0 MARK PISZKO 0.80 X X 0 0 0 JOHN MCCSHANNON 0.80 X X 0 0 0 ANGELA EIREF 0.70 X X 0 0 0 RAMONA BOSTON 0.40 X 0 0 0 ROBERT S BRIDGES JR 0.40 X 0 0 0 RICHARD A DEBS 0.40 X 0 0 0 DONALD FELIX 0.70 X 0 0 0 CONRAD FOA 0.40 X 0 0 0 BERTRAM F FRENCH 0.40 X 0 0 0 THOMAS P GRISSOM JR 0.40 X 0 0 0 WENDY A VAN AMSON 0.80 X 0 0 0 JOSEPH B GAUGHAN 0.40 X 0 0 0 JULIA HOTTON 0.40 X 0 0 0 PETER C KORNMAN 0.70 X 0 0 0 MARY L LAMBERT 0.40 X 0 0 0 JAMES W MARCH 0.70 X 0 0 0 BRUCE J MCCOWAN 0.40 X 0 0 0 VALERIE A REARDON 0.70 X 0 0 0 WENDY WALWORTH 0.40 X 0 0 0 ELLSWORTH G STANTON III 0.70 X 0 0 0 MARSHALL M GREEN 0.40 X 0 0 0 FRED WEINTZ JR 0.40 X 0 0 0 SIDNEY WITTER 0.40 X 0 0 0 JENNIFER PETERSON 0.40 X 0 0 0 JACOB ANDREW SMITH 0.40 X 0 0 0 JENNIFER JONES-AUSTIN 35.00 X 23440 0 1017 FATIMA L GOLDMAN 38.00 X 213255 0 34587 EDMUND M MOORE 40.00 X 152043 0 23189 MICHAEL LEWIS 40.00 X 104194 0 26960 JOEL GIBSON 40.00 X 112221 0 29263 605153 0 115016 4 0 1 0 CAMBRIDGE ASSOCIATES LLC 100 SUMMER STREET BOSTON MA 02110 INVESTMENT CONSULTING FEES 144498 1 76162 113931 1978137 386125 2168230 SERVICE FEES 541900 260378 260378 MEMBERSHIP FEES 900099 92850 92850 353228 523671 523671 318818 442518 -123700 -123700 -123700 13253335 12840746 412589 412589 412589 47480 76162 47480 0 OTHER INCOME 900099 28280 28280 28280 3362298 353228 0 840840 148989 148989 399595 399595 479427 328705 94384 56338 1765204 1314793 282079 168332 190338 124986 48275 17077 393483 264149 93238 36096 192682 130081 44825 17776 38580 38580 41500 41500 42635 42635 199444 199444 283347 19699 190784 72864 39277 26440 8840 3997 145907 106504 24814 14589 24492 12317 12175 66765 48735 11354 6676 195424 142604 33286 19534 42749 31205 7270 4274 SPECIAL PROJECTS 594448 578798 15600 50 OFFICE EQUIPMENT EXP 69744 50910 11860 6974 TELEPHONE 25161 18363 4281 2517 EVENT EXPENSES 14325 14325 19715 12267 5434 2014 5413231 3816100 1168023 429108 351055 245741 325868 370964 6520 39957 138903 88394 562844 382715 9493457 5997767 3769584 3495690 12358795 11036465 8032951 9106674 12214618 13143056 37761138 37909656 415210 291385 3305000 3035000 3176500 2594900 6896710 5921285 X 13268205 13303235 324696 483970 17271527 18201166 30864428 31988371 37761138 37909656 X -2050933 1286694 21300 199444 1667438 X X 0 1 X 1 0 X 4609374 2521418 2868510 2161314 2168230 14328846 4609374 2521418 2868510 2161314 2168230 14328846 39998 14288848 1840600 1431782 1219625 1069592 523671 6085270 12010 6665 19207 19842 28280 86004 20500120 1033053 0.69700 0.63840 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4269 48284 52553 5403313 5455866 422793 105698 0 0 447628 456269 422814 422793 1749504 2624256 52500 54232 57030 52553 216315 111907 114067 105704 105698 437376 656064 6218 8764 4269 19251 30166278 2963837 2018150 31111965 35918998 -2096659 3656061 30166278 34673452 3350420 2104874 35918998 31513512 5291915 2131975 34673452 45552669 48357 -12708814 1378700 31513512 0.40900 0.58500 0.00600 0 0 249253 249253 5427693 3895363 1532330 3032285 1321181 1711104 784226 781223 3003 3495690 ALTERNATIVE INVESTMENTS 9106674 F 9106674 BENEFICIAL INTEREST IN PERPETUAL TRUSTS 13077690 BENEFICIAL INTEREST IN POOLED INCOME FUND 45584 ACCRUED INTEREST RECEIVABLES 19782 13143056 ACCRUED POSTRETIREMENT PAYABLE 2594900 2594900 X 6628284 1286694 21300 2157436 3465430 3162854 199444 199444 3362298 5725085 21300 489998 511298 5213787 199444 199444 5413231 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT NET ASSETS CONSIST OF PERMANENTLY RESTRICTED, BOARD DESIGNATED, AND TEMPORARILY RESTRICTED FUNDS. THE PERMANENTLY RESTRICTED NET ASSETS ARE FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND. THE EARNINGS FROM THE PERMANENTLY RESTRICTED ENDOWMENT SHALL BE USED TO FUND THE FEDERATION'S PROGRAM ACTIVITIES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: FIN 48 DISCLOSURE: FPWA HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2012 AND 2011 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. FPWA IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS ENDED BEFORE 2009. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 929,122. CHANGE IN VALUE OF POOLED LIFE INCOME FUND 517. POSTRETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COST 737,799. SPECIAL EVENT DIRECT EXPENSES 47,480. RENTAL EXPENSES NETTED AGAINST RENTAL INCOME 442,518. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES NETTED AGAINST RENTAL INCOME 442,518. SPECIAL EVENT DIRECT EXPENSES 47,480. FALL BENEFIT HARVEST BALL 123642 76162 47480 45829 1338 313 123642 76162 47480 45829 1338 313 47480 0 1 CHINESE AMERICAN PLANNING COUNCIL 150 ELIZABETH STREET NEW YORK NY 10012 136202692 501(C)(3) 20000 TO FULFILL ESSENTIAL NEEDS,SUCH AS FURNITURE PURCHASES,RENT AND UTILITIES. CONNECT 3W 29TH STREET 9TH FLOOR NEW YORK NY 10001 020694269 501(C)(3) 19800 TO FULFILL ESSENTIAL NEEDS,SUCH AS FURNITURE PURCHASES,RENT AND UTILITIES. LUTHERAN SOCIAL SERVICES 475 RIVERSIDE DRIVE NEW YORK NY 10115 132658548 501(C)(3) 20000 TO FULFILL ESSENTIAL NEEDS,SUCH AS FURNITURE PURCHASES,RENT AND UTILITIES. 3 0 SCHOLARSHIPS 8 18000 CAMPERSHIP 17 40000 FINANCIAL ASSISTANCE 286 259726 JARVIE ASSISTANCE 20 15450 DEKAY ASSISTANCE 15 61123 SENIOR CAMPS (2 TRIPS) 2 5296 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THESE AGENCIES RECEIVED FUNDS FOR CLIENTS ONE-TIME ESSENTIAL NEEDS, SUCH AS FURNITURE PURCHASES, TRANSPORTATION, RENT AND UTILITIES. CLEAR GUIDELINES WERE GIVEN IN WRITING AND VERBALLY, AND THROUGH ORIENTATION MEETINGS WITH AGENCY STAFF. FPWA REQUIRED AN INTERIM AND FINAL REPORT, WITH NARRATIVE DESCRIPTIONS OF THE CLIENTS' SITUATIONS, ALONG WITH SUPPORTING DOCUMENTATION. X X X 0 0 0 0 0 0 0 0 0 FATIMA L GOLDMAN 207592 0 0 0 5663 0 24284 0 10303 0 247842 0 0 0 EDMUND M MOORE 147724 0 0 0 4319 0 22042 0 1147 0 175232 0 0 0 X 249936 FAIR MARKET VALUE X 90926 FAIR MARKET VALUE X TOYS 33 45263 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 MARY L. LAMBERT IS THE MOTHER-IN-LAW OF RAMONA BOSTON. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM BASED ON INFORMATION CONTAINED IN THE AUDITED FINANCIAL STATEMENTS AND OTHER INFORMATION PROVIDED BY FEDERATION'S DIRECTOR OF FINANCE. TO ENSURE ACCURACY OF THE INFORMATION REPORTED, THE ORGANIZATION HAS ESTABLISHED A REVIEW PROCESS THAT INCLUDES AN INITIAL REVIEW BY MANAGEMENT, FOLLOWED BY A REVIEW BY A BOARD COMMITTEE INCLUDING THE TREASURER. FOLLOWING THE COMMITTEE'S REVIEW, THE FULL BOARD IS PROVIDED WITH AN ELECTRONIC COPY OR A HARD COPY (FOR THOSE BOARD MEMBERS WITHOUT ELECTRONIC ACCESS), FOR THEIR REVIEW AND COMMENTS. FIVE WORKING DAYS ARE PROVIDED FOR BOARD COMMENTS. COMMENTS ARE CORRELATED, SUMMARIZED AND ADDRESSED BY MANAGEMENT, AND WHERE APPROPRIATE, INCORPORATED INTO THE FINALIZED FORM 990. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST POLICY IS CURRENTLY IN PLACE AND IS MONITORED ANNUALLY. EACH YEAR EVERY MEMBER OF THE GOVERNING BODY COMPLETES AND SIGNS A CONFLICT OF INTEREST STATEMENT IN WHICH THEY DISCLOSE ANY POSSIBLE CONFLICTS OF INTEREST TO THE ORGANIZATION. IF SUCH CONFLICT OF INTEREST EXISTS, THE BOARD MEMBER MAY NOT VOTE ON MATTERS AS TO WHICH THERE IS A CONFLICT, AND MAY BE REQUIRED TO LEAVE THAT PORTION OF A MEETING THAT CONSIDERS THE MATTER AS TO WHICH THERE IS A CONFLICT. CONFLICTS OF INTEREST ARE DULY NOTED IN ALL NECESSARY REPORTING REQUIREMENTS. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION USES SEVERAL CRITERIA TO DETERMINE THE COMPENSATION OF ITS EXECUTIVE DIRECTOR/CEO. THE BOARD COMPENSATION COMMITTEE GATHERS DATA ABOUT POSITIONS OF COMPARABLE DUTIES AND QUALIFICATIONS IN ORGANIZATIONS OF COMPARABLE ASSET SIZE, MISSION AND GEOGRAPHIC LOCATION. THE ORGANIZATION'S FINANCIAL CONDITION AND ACHIEVEMENT OF ANNUAL GOALS ARE ALSO CONSIDERED IN DETERMINING SALARY AND TOTAL COMPENSATION PACKAGE. THE COMPENSATION COMMITTEE DOCUMENTS THE BASIS FOR ITS RECOMMENDATIONS AND MAINTAINS RECORDS OF ITS COMPENSATION POLICY TO MEET ALL NECESSARY REPORTING REQUIREMENTS. OTHER OFFICERS AND ALL EMPLOYEES' SALARIES ARE APPROVED BY THE COO, EXECUTIVE DIRECTOR, AND ANNUALLY AT THE BUDGET COMMITTEE MEETING, WHERE ANNUAL INCREASES ARE FIRST APPROVED. THE EXECUTIVE COMMITTEE AND THE BOARD APPROVES THE BUDGET WHICH INCLUDES THE SALARY INCREASES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 929,122. CHANGE IN VALUE OF POOLED LIFE INCOME FUND 517. POSTRETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COST 737,799. THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT FORM 990, PART XII, LINE 2C: HAS NOT BEEN CHANGED FROM THE PRIOR YEAR.