2013-11-15T13:45:36-06:00 2012-12-31 420714325 MCGLADREY LLP 201 NORTH HARRISON DAVENPORT IA 52801 990 2012-01-01 237382708 SOUTHWESTERN AUTOMATED CLEARING HOUSE ASSOCIATION SOUT 2149540585 1999 BRYAN STREET NO 3600 DALLAS TX 75201 DENNIS SIMMONS 2149540585 2013-11-15 1 JOHN ROMANO P00227323 5638884000 2012 2016-03-07 17:11:31Z DENNIS SIMMONS 1999 BRYAN STREET SUITE 3600 DALLAS TX 75201 2853777 0 X WWW.SWACHA.ORG X 1974 TX ORGANIZATION PROVIDES EDUCATION, TRAINING AND SUPPORT ON BOTH THE OPERATIONAL AND MARKETING ASPECTS OF AUTOMATED CLEARING AND ELECTRONIC FUNDS TRANSFER SYSTEMS TO MEMBER BANKS, S&L'S, AND CREDIT UNIONS. THE SEMINARS AND WORKSHOPS ALSO OFFER MEMBERS OPPORTUNITIES TO EXCHANGEIDEAS AND FURTHER SWACHA'S EDUCATIONAL PURPOSE. 15 15 5 50 0 0 2176025 2232369 671080 601924 4645 18834 2925 650 2854675 2853777 0 0 0 0 1384826 1343280 0 0 0 1351465 1233742 2736291 2577022 118384 276755 1504134 1892382 420813 532306 1083321 1360076 X ORGANIZATION PROVIDES EDUCATION, TRAINING AND SUPPORT ON BOTH THE OPERATIONAL AND MARKETING ASPECTS OF AUTOMATED CLEARING AND ELECTRONIC FUNDS TRANSFER SYSTEMS TO MEMBER BANKS, S&L'S, AND CREDIT UNIONS. THE SEMINARS AND WORKSHOPS ALSO OFFER MEMBERS OPPORTUNITIES TO EXCHANGE IDEAS AND FURTHER SWACHA'S EDUCATIONAL PURPOSE. 0 0 WORKSHOPS AND TELESEMINARS PROVIDE SUPPORT TO MEMBERS TO FURTHER THEEDUCATION PURPOSE OF ITS MEMBERS.2 CONFERENCES - 125 TOTAL ATTENDEES86 WORKSHOPS - 1,672 ATTENDEES42 TELESEMINARS - 2,238 PARTICIPANTS PUBLICATION SALES EDUCATE AND ASSIST MEMBER AND NON-MEMBER ORGANIZATIONS IN THE AREAS OF ACH AND ELECTRONIC FUND TRANSFERS. 11,723 PUBLICATIONS SOLD RISK MANAGEMENT INFORMS MEMBERS OF ISSUES RELATING TO BANK SECURITY AND FRAUDULENT ACTIVITIES. ROBBERY REWARD ENCOURAGES MEMBERS TO ASSIST IN THE APPREHENSION OF CRIMINALS.5 FBI CRIME DAY EVENTS - 563 ATTENDEES45 FRAUD COMMITTEE MEETINGS - 1,088 ATTENDEES 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 8 0 1 5 1 0 0 0 0 0 0 X 15 15 0 0 0 0 1 1 0 1 0 0 0 0 1 1 1 0 0 1 0 0 TX X SWACHA CATHY JONES 2144384508 1999 BRYAN STREET SUITE 3600 DALLAS TX 75201 BEN MCANALLY 0.00 X 0 0 0 CHARLIE SCHUCHARDT 0.00 X 0 0 0 CHET KIMMELL 0.00 X 0 0 0 GREG STUDER 0.00 X 0 0 0 ELI VAZQUEZ 0.00 X 0 0 0 MILTON S MCGEE JR 0.00 X 0 0 0 PAT R STEWART 0.00 X 0 0 0 RHONDA KLEINECKE 0.00 X 0 0 0 SANDRA COLE BLACK 0.00 X 0 0 0 SUSAN BRINKMAN-DOUGHTY 0.00 X 0 0 0 MARTIN BELL 0.00 X 0 0 0 ANDY LITTLEJOHN 0.00 X 0 0 0 CHRIS DOYLE 0.00 X 0 0 0 DENNIS SIMMONS 40.00 X 188148 0 46308 GARY BICKNELL 0.00 X 0 0 0 TIM QUISENBERRY 40.00 X 100100 0 24422 288248 0 70730 2 0 1 0 INSPERITY 545 E JOHN CARPENTER FWY 1200 IRVING TX 75062 PEO/PAYROLL 1177443 NACHA 13450 SUNRISE VALLEY DR 100 HERNDON VA 21071 ASSOCIATION 353295 PRINCIPAL FINANCIAL PO BOX 30429 RALEIGH NC 27622 RETIREMENT PLANS 226719 FPG-DMT HARWOOD CENTER 2501 N HARWOOD ST STE 1400 DALLAS TX 75201 PROPERTY MANAGER 106989 4 2232369 2232369 SEMINARS 611710 335872 335872 PUBLICATIONS 611710 226487 226487 RISK MANAGEMENT 611710 39565 39565 601924 7028 7028 11806 0 11806 11806 11806 OTHER INCOME 611710 650 650 650 2853777 602574 0 18834 239750 1103530 1330 20350 6371 30219 130561 113558 161437 200151 164793 52240 24840 DATA PROCESSING 75518 NACHA DUES 73720 REPAIRS AND MAINTENANCE 47405 OTHER 42369 88880 2577022 461378 541707 750000 1000000 11957 54224 20667 5695 156046 221938 619210 555580 78804 63630 25282 5188 1504134 1892382 405394 510277 15419 22029 420813 532306 X 1083321 1360076 1083321 1360076 1504134 1892382 276755 0 X 0 1 X 1 0 0 1 0 145137 129739 15398 474073 425841 48232 63630 3053804 179933 179933 2873871 -20094 -20094 2853777 2777065 200043 200043 2577022 0 2577022 PART XI, LINE 2D - OTHER ADJUSTMENTS: CONSULTING INCOME OF SUBSIDIARY 179,933. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME FROM SUBSIDIARY -20,094. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF SUBSIDIARY 200,043. X X 0 1 0 DENNIS SIMMONS 150354 0 32500 0 5294 0 36315 0 9993 0 234456 0 238630 0 PART I, LINE 4B DENNIS SIMMONS: 17,000 FORM 990, PART VI, SECTION A, LINE 6 THE "OWNERS" OF THE ASSOCIATION ARE FEDERALLY INSURED DEPOSITORY INSTITUTIONS WHO MAINTAIN MEMBERSHIPS IN THE TRADE ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A THE "OWNERS" OF THE ASSOCIATION ARE FEDERALLY INSURED DEPOSITORY INSTITUTIONS WHO MAINTAIN MEMBERSHIP IN THE TRADE ASSOCIATION AND ELECT THE BOARD OF DIRECTORS FORM 990, PART VI, SECTION A, LINE 8B VERBAL REPORTS OF COMMITTEE ACTIONS SUCH AS THE AUDIT COMMITTEE OR COMPENSATION COMMITTEE ARE MADE TO THE BOARD AT ITS REGULAR MEETINGS. THESE REPORTS ARE THEN DOCUMENTED IN THE MINUTES OF THE BOARD MEETING. THE EXECUTIVE COMMITTEE HAS THE AUTHORITY TO ACT BETWEEN BOARD MEETINGS AND, IF ACTIONS ARE TAKEN BETWEEN MEETINGS, THOSE ACTIONS ARE REFLECTED IN MINUTES OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF DIRECTORS DOES NOT REVIEW THE 990 PRIOR TO BEING FILED. THE INFORMATION FOR FORM 990 IS REVIEWED IN DETAIL BY THE PRESIDENT AND CEO AND THE PERSON RESPONSIBLE FOR THE FINANCIAL RECORDS PRIOR TO SUBMISSION TO AN INDEPENDENT TAX PREPARER. THE COMPLETED 990 IS ALSO REVIEWED BY THE SAME TWO PARTIES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE GOVERNING BODY MEMBER ANNUAL QUESTIONNAIRE WILL BE COMPLETED ON AN ANNUAL BASIS TO IDENTIFY ANY POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A A COMPARATIVE ANALYSIS OF THE CHIEF STAFF OFFICER IS PERFORMED ANNUALLY USING INFORMATION FROM THE SALARY SURVEYS OF THE AMERICAN SOCIETY OF ASSOCIATION EXECUTIVES (ASAE). A MATRIX IS PREPARED THAT ANALYZES THE SALARY OF COMPARABLE CEOS RELATING TO STAFF SIZE, ANNUAL OPERATING BUDGETS, INDUSTRY SERVED AND GEOGRAPHIC LOCATION. THE MATRIX CONTAINS THE AVERAGE, MEDIAN, LOWER QUARTILE AND TOP QUARTILE OF TOTAL CEO COMPENSATION. THE BOARD OF DIRECTORS REVIEWS THIS MATRIX AND APPROVES THE CEO TOTAL COMPENSATION PACKAGE. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS ARE MADE AVAILABLE FOR INSPECTION IN OUR OFFICES UPON REQUEST. SWACHA SERVICES CORPORATION 1999 BRYAN STREET SUITE 3600 DALLAS TX 75201 263977950 CONSULTING TX SWACHA SERVICES CORPORATION C -136137 28806 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0