2013-05-15T10:18:27-05:00 2012-06-30 KPMG LLP 300 North Greene Street Suite 400 Greensboro NC 27401 990 2011-07-01 421672476 DUKE CORPORATE EDUCATION % BARBARA M FRICK DUKE 9196805000 310 BLACKWELL STREET DURHAM NC 27701 BARBARA FRICK 2013-05-08 true 3362753394 2011 2016-02-24 21:20:13Z MICHAEL CANNING CEO 310 BLACKWELL STREET DURHAM NC 27701 42104490 false X WWW.DUKECE.COM X 2000 NC THE COMPANY PROVIDES EDUCATIONAL SERVICES TO CORPORATIONS IN SUPPORT OF ITS AND DUKE UNIVERSITY'S MISSION OF PROVIDING EDUCATION. 6 0 104 0 0 0 0 0 34586203 38837295 1021923 141647 2953239 2705035 38561365 41683977 0 0 0 0 15758314 16377258 0 0 0 21924857 24531282 37683171 40908540 878194 775437 26626101 24311203 32683461 29562491 -6057360 -5251288 X THE COMPANY IS THE FOREMOST GLOBAL PROVIDER OF CUSTOM CORPORATE EDUCATION SERVICES THAT HELPS ORGANIZATIONS ADDRESS THEIR BUSINESS CHALLENGES. THE COMPANY WAS CREATED TO PROVIDE INTENSIVELY CUSTOMIZED CORPORATE EDUCATION SERVICES FOCUSED ON ADDRESSING BUSINESS CHALLENGES. THE COMPANY FOCUSES EDUCATION ON WHAT THE CLIENT'S PEOPLE NEED TO KNOW, DO AND BELIEVE IN ORDER TO ADDRESS CURRENT OR ANTICIPATED CHALLENGES AND ATTAIN SPECIFIC BUSINESS OBJECTIVES. false false 31994377 0 41502655 THE ORGANIZATION IS A NORTH CAROLINA NONPROFIT CORPORATION WHICH IS A TYPE 1 SUPPORTING ORGANIZATION FOR DUKE UNIVERSITY, A NORTH CAROLINA NONPROFIT CORPORATION THAT HAS BEEN RECOGNIZED AS BEING AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE CODE. THE ORGANIZATION IS THE SUCCESSOR BY MERGER WITH DUKE CE, WHICH WAS EFFECTIVE AT 11:59:59 PM ON JUNE 30, 2005. THE ORGANIZATION, THROUGH ITS CORPORATE AFFILIATES, IS A GLOBAL PROVIDER OF CUSTOM CORPORATE EDUCATION SERVICES THAT HELP ORGANIZATIONS ADDRESS THEIR BUSINESS CHALLENGES. THE ORGANIZATION HELPS ITS CLIENTS IMPLEMENT THEIR STRATEGIES THROUGH DEVELOPMENT OF THEIR PEOPLE. THE ORGANIZATION FOCUSES EDUCATION ON WHAT THE CLIENT'S PEOPLE NEED TO KNOW, DO AND BELIEVE IN ORDER TO ADDRESS CURRENT OR ANTICIPATED CHALLENGES, AND ATTAIN SPECIFIC BUSINESS OBJECTIVES. THE ORGANIZATION DIFFERS FROM A TRADITIONAL BUSINESS SCHOOL OR PROFESSIONAL SERVICES FIRM IN THAT THE ORGANIZATION IS NOT DEPENDENT ON THE ORGANIZATION'S OR THE UNIVERSITY'S FACULTY. TO MEET THE BROAD RANGE OF NEEDS THE ORGANIZATION'S CLIENTS BRING TO IT, THE ORGANIZATION DRAWS IN QUALITY FACULTY FROM NUMEROUS BUSINESS SCHOOLS. THE ORGANIZATION ALSO LEVERAGES NON-FACULTY EDUCATORS SUCH AS COACHES, FACILITATORS, INDUSTRY EXPERTS, RETIRED EXECUTIVES, ACTORS AND OTHERS COMMITTED TO HIGH QUALITY CUSTOMIZED EDUCATION. THE ORGANIZATION CAN DELIVER SMALL OR VERY LARGE SCALE PROGRAMS, IN MANY ITERATIONS, IN SEVERAL LANGUAGES, COVERING A FEW TO THOUSANDS OF PARTICIPANTS, WITH COMPLEX LOGISTICAL REQUIREMENTS, ANYWHERE IN THE WORLD. THE ORGANIZATION USES ITS NETWORK AND ITS AFFILIATION WITH UNIVERSITIES TO PROVIDE ITS CLIENTS A LOCAL DELIVERABLE WITH GLOBAL CONSISTENCY. THE ORGANIZATION, THROUGH ITS PREDECESSOR DUKE CE, HAS DELIVERED EDUCATIONAL PROGRAMS AT NUMEROUS SITES IN APPROXIMATELY 63 DIFFERENT COUNTRIES. 31994377 true false false false false false false false false false true true false true false true false true false true true false false false false false false false false true false false false false false false false false false false false false true true true true false false true X 108 0 true 104 true false true UK IN SF false false false false false false false true true false false X 6 0 true false false false false true false true true false false true true true true true true true true true false X X BARBARA M FRICK 9196805000 310 BLACKWELL STREET DURHAM NC 27701 X DENNIS LOUGHRIDGE 40.0 X X 332696 0 31801 MICHAEL CANNING 40.0 X X 495094 0 27227 PETER LANGE 1.0 X 550582 37745 BLAIR SHEPPARD 1.0 X 491674 44022 TALLMAN TRASK III 1.0 X 550433 57606 WILLIAM BOULDING 1.0 X 560551 73524 GREGORY L JONES 1.0 X 1000 307398 54523 BARBARA FRICK 40.0 X 194248 0 24388 DR GILLIAN MCWILLIAM LUMSDON 40.0 X 441073 0 36095 GREGORY MARCHI 40.0 X 360623 0 34956 ROBERT REINHEIMER 40.0 X 449261 0 40422 MICHAEL A CHAVEZ JR 40.0 X 351943 0 26885 JOHN A MALITORIS 40.0 X 437146 0 38700 DR DENNIS R BALTZLEY 40.0 X 391218 0 13109 JUDITH ROSENBLUM 40.0 X 422696 0 39441 LEAH HOUDE 40.0 X 310885 0 29464 4187883 2460638 609908 48 true true false GRANT THORNTON LLP 33562 TREASURY CENTER CHICAGO IL 606943500 CONSULTING 532665 EXECUTIVE PERSPECTIVES 10615 DELFIELD COURT LAUREL MD 20723 EDUCATIONAL SERVICES 443635 BYRON HANSON 17B BICKLEY CRESCENT MANNING WESTERN AUSTRALIA AS 6152 EDUCATIONAL SERVICES 416768 SHEHZAD MIAN 904 HERITAGE PLACE DECATUR GA 30033 EDUCATIONAL SERVICES 403411 KNOWLEDGE LAUNCH LLC PO BOX 10066 KNOXVILLE TN 37939 EDUCATIONAL SERVICES 386814 50 0 CORPORATE EDUCATION 611600 37992773 37992773 SUPPORTING SERVICE 611710 844522 844522 38837295 399216 399216 0 0 460188 420513 39675 39675 39675 -257569 -257569 -257569 -257569 0 0 0 FINDER FEES 900099 44778 44778 CORPORATE SUPPORT 900099 2613893 2613893 OTHER REVENUE 900099 6689 6689 2665360 41683977 41502655 181322 X 0 0 0 0 1582621 551976 1030645 802487 516778 285709 12083738 9059438 3024300 504108 352876 151232 654924 458447 196477 749380 524566 224814 496779 347745 149034 286245 286245 448838 448838 0 0 0 12143515 12143515 111376 60449 50927 1991443 1676632 314811 931856 652299 279557 93355 93355 1015176 710623 304553 5090730 4564370 526360 0 27125 27125 1067867 1067867 0 401868 281308 120560 62329 62329 TAXES & LICENSES 97100 97100 MAINTENANCE 265680 265680 40908540 31994377 8914163 0 1927379 1874483 0 0 0 0 10452322 7719035 0 0 0 0 0 0 0 0 471199 445234 7819748 5713122 1683175 2106626 0 0 1442348 1601602 0 0 0 0 10649678 10564223 26626101 24311203 23892759 24517591 0 0 1290702 44900 0 0 0 0 0 0 0 0 7500000 5000000 0 0 32683461 29562491 X -6057360 -5251288 0 0 0 0 -6057360 -5251288 26626101 24311203 X 775437 30635 X X true true false X false X X X X false false false DUKE UNIVERSITY 560532129 02 true true true 0 1 0 939819 704819 235000 4348484 3819140 529344 2531445 1189163 1342282 2106626 MARKETABLE SECURITIES 1601602 F 1601602 INVESTMENT IN DCE LTD 16 INVESTMENT IN DCE INDIA PRIV 1532662 INVESTMENT IN DCE LS INC 1463266 INVESTMENT IN DCE RSA 14 INTERCOMPANY RECEIVABLE 7568265 10564223 0 0 LAND, BUILDINGS, AND EQUIPMENT SCHEDULE D, PART VI Land, Buildings, and Equipment are stated at cost at the date of acquisition. Buildings and Equipment are depreciated using the straight-line method over the estimated useful lives of the respective assets. Depreciation (including amortization) expense for the fiscal year ended 06/30/2012 was $401,868. FINANCIAL STATEMENTS AUDIT FORM 990, PT IV, LN 12; PT XII, LN 2A&2B; SCH D, PTS XI, XII, AND XIII DUKE CORPORATE EDUCATION'S SEPARATE FINANCIAL STATEMENTS ARE COMPILED BY AN INDEPENDENT ACCOUNTANT. ADDITIONALLY, DUKE CORPORATE EDUCATION IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENT AUDIT OF DUKE UNIVERSITY. FIN 48 DISCLOSURE SCHEDULE D, PART X, LINE 2 THE FOLLOWING FIN 48 DISCLOSURE COMES FROM THE AUDITED FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WITHIN WHOSE FINANCIAL STATEMENTS THE ACTIVITIES OF DUKE CORPORATE EDUCATION ARE CONSOLIDATED. DUKE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (THE CODE). AS SUCH, DUKE IS EXEMPT FROM FEDERAL INCOME TAXES TO THE EXTENT PROVIDED UNDER SECTION 501 OF THE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS MADE IN THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF JUNE 30, 2012 THERE WERE NO MATERIAL UNCERTAIN TAX POSITIONS. East Asia and the Pacific Program Services CUSTOM CORP EDUC SER 3615891 Europe (Including Iceland and Greenland) 1 35 Program Services CUSTOM CORP EDUC SER 4796871 Middle East and North Africa Program Services CUSTOM CORP EDUC SER 284648 North America Program Services CUSTOM CORP EDUC SER 1039262 Russia and the Newly Independent States Program Services CUSTOM CORP EDUC SER 180779 South America Program Services CUSTOM CORP EDUC SER 95541 South Asia 1 3 Program Services CUSTOM CORP EDUC SER 135513 Sub-Saharan Africa 1 6 Program Services CUSTOM CORP EDUC SER 150354 Sub-Saharan Africa Investments 14 Europe (Including Iceland and Greenland) Investments 16 South Asia Investments 1532662 3 44 3 44 11831551 11831551 true false true false false true X X true true X X X X X false true false true false false false true false DENNIS LOUGHRIDGE 311169 0 0 0 21527 0 21967 0 16482 0 371145 0 0 0 MICHAEL CANNING 478594 0 0 0 16500 0 16500 0 12043 0 523637 0 0 0 PETER LANGE 534082 0 16500 29975 9319 589876 0 0 BLAIR SHEPPARD 491674 0 0 29975 15544 537193 0 0 TALLMAN TRASK III 533933 0 16500 29975 29262 609670 0 0 WILLIAM BOULDING 403414 0 157137 29975 44768 635294 0 0 GREGORY L JONES 1000 307398 0 0 29975 25510 1000 362883 0 0 BARBARA FRICK 177748 0 0 0 16500 0 13169 0 20563 0 227980 0 0 0 LEAH HOUDE 294385 0 0 0 16500 0 17752 0 17397 0 346034 0 0 0 DR GILLIAN MCWILLIAM LUMSDON 419073 0 0 0 22000 0 22000 0 18012 0 481085 0 0 0 GREGORY MARCHI 338623 0 0 0 22000 0 19520 0 21539 0 401682 0 0 0 ROBERT REINHEIMER 427261 0 0 0 22000 0 22000 0 23131 0 494392 0 0 0 MICHAEL A CHAVEZ JR 335443 0 0 0 16500 0 15511 0 15291 0 382745 0 0 0 JOHN A MALITORIS 415146 0 0 0 22000 0 24000 0 23770 0 484916 0 0 0 DR DENNIS R BALTZLEY 391218 0 0 0 0 0 0 0 17323 0 408541 0 0 0 JUDITH ROSENBLUM 400696 0 0 0 22000 0 124000 0 23361 0 570057 0 0 0 COMPENSATION OF CEO SCHEDULE J, PART I, LINE 3 THE SALARY FOR THE CEO WAS REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE, BASED ON GUIDELINES DEVELOPED BY AN INDEPENDENT COMPENSATION CONSULTANT, UTILIZING A COMPENSATION SURVEY AND FORMS 990 OF OTHER ORGANIZATIONS. COMPENSATION CONTINGENT ON THE ORGANIZATION SCHEDULE J, PART I, LINE 5A AND LINE 7 THE BOARD OF DUKE CORPORATE EDUCATION HAS APPROVED A LONG TERM INCENTIVE PLAN. THE PURPOSE OF THE PLAN IS TO REWARD EMPLOYEES BASED UPON DUKE CORPORATE EDUCATION'S SUCCESS, AS MEASURED BY CERTAIN FINANCIAL AND NON-FINANCIAL MEASURES. TAX INDEMNIFICATION AND HOUSING ALLOWANCE SCHEDULE J, PART I, LINE 1A FIVE EMPLOYEES OF DUKE CORPORATE EDUCATION RECEIVED HOUSING ALLOWANCES, INDEMNIFICATION, AND/OR GROSS-UP PAYMENTS AS DEFINED IN DUKE CORPORATE EDUCATION'S WRITTEN EXPATRIATION AND RELOCATION POLICY AND THESE AMOUNTS HAVE BEEN INCLUDED AS TAXABLE COMPENSATION TO THE RECIPIENT. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B THE FOLLOWING INDIVIDUAL PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: JUDITH ROSENBLUM $100,000 SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F). ELECTING MEMBERS OF THE GOVERNING BODY FORM 990, PART VI, LINE 7 DUKE CORPORATE EDUCATION'S BOARD CONSISTS OF THE CHIEF ACADEMIC OFFICER OF DUKE UNIVERSITY, THE CHIEF BUSINESS OFFICER OF DUKE UNIVERSITY, THE DEAN OF THE DUKE UNIVERSITY FUQUA SCHOOL OF BUSINESS, THE CHIEF EXECUTIVE OFFICER OF DUKE CORPORATE EDUCATION AND THREE ADDITIONAL DIRECTORS, ONE NOMINATED BY THE BOARD OF DIRECTORS OF DUKE CORPORATE EDUCATION AND ELECTED BY THE BOARD OF TRUSTEES OF DUKE UNIVERSITY, ONE NOMINATED BY THE DEAN OF THE DUKE UNIVERSITY FUQUA SCHOOL OF BUSINESS AND ELECTED BY THE BOARD OF TRUSTEES OF DUKE UNIVERSITY, AND ANOTHER NOMINATED BY THE CHIEF EXECUTIVE OFFICER OF DUKE CORPORATE EDUCATION AND ELECTED BY THE BOARD OF THE TRUSTEES OF DUKE UNIVERSITY. A VACANCY OCCURRING IN THE BOARD OF DIRECTORS RESULTING FROM AN INCREASE IN THE NUMBER OF DIRECTORS SHALL BE FILLED BY A PERSON NOMINATED BY THE BOARD OF DIRECTORS AND ELECTED BY THE BOARD OF TRUSTEES OF DUKE UNIVERSITY. PROVIDING 990 TO GOVERNING BODY FORM 990, PART VI, LINE 11 DUKE CORPORATE EDUCATION'S INDEPENDENT ACCOUNTANT PREPARED THE CURRENT YEAR TAX RETURN AND THIS WAS REVIEWED PRIOR TO FILING BY DUKE CORPORATE EDUCATION'S MANAGEMENT AND BOARD. A COPY OF THE FINAL FORM 990 WAS PROVIDED TO DUKE CORPORATE EDUCATION BOARD OF DIRECTORS PRIOR TO FILING. CONFLICT OF INTEREST COMPLIANCE FORM 990, PART VI, LINE 12 DUKE CORPORATE EDUCATION HAS A WRITTEN CONFLICT OF INTEREST POLICY AND REQUESTS ALL OFFICERS, DIRECTORS, KEY EMPLOYEES, AND BOARD MEMBERS TO ANNUALLY DISCLOSE ANY POSSIBLE CONFLICTS OF INTEREST. ANY INSTANCES OF POSSIBLE CONFLICT OF INTERESTS ARE REVIEWED AND RESOLVED BY THE BOARD. WHISTLEBLOWER POLICY FORM 990, PART VI, LINE 13 DUKE CORPORATE EDUCATION DOES HAVE A WHISTLEBLOWER POLICY THAT WAS ADOPTED MAY 27, 2010, WHICH IS AVAILABLE ON THE COMPANY'S INTERNAL WEBSITE. DOCUMENT RETENTION AND DESTRUCTION FORM 990, PART VI, LINE 14 DUKE CORPORATE EDUCATION DOES HAVE A WRITTEN RECORDS RETENTION POLICY THAT WAS ADOPTED MAY 27, 2010. COMPENSATION REVIEW AND APPROVAL FORM 990, PART VI, LINE 15B THE SALARIES FOR THE CEO, KEY EMPLOYEES, AND OFFICERS WERE REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE, WITH THE ASSISTANCE OF AN INDEPENDENT COMPENSATION CONSULTANT, UTILIZING A COMPENSATION SURVEY AND FORMS 990 OF OTHER ORGANIZATIONS. JOINT VENTURE FORM 990, PART VI, LINE 16 DUKE CORPORATE EDUCATION HAS ANNUAL STATUTORY AUDITS OF AFFILIATED TAXABLE ENTITIES IN AN EFFORT TO ENSURE THAT THE ACTIVITIES OF THE AFFILIATES FURTHER THE DUKE CORPORATE EDUCATION'S EXEMPT PURPOSE AND DO NOT JEOPARDIZE THE ORGANIZATION'S EXEMPT STATUS. DISCLOSURE TO PUBLIC FORM 990, PART VI, LINE 19 DUKE CORPORATE EDUCATION'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE CORPORATE EDUCATION MAKES ITS CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. DUKE CORPORATE EDUCATION IS INCLUDED IN THE CONSOLIDATED, INDEPENDENTLY AUDITED FINANCIAL STATEMENTS OF DUKE UNIVERSITY WHICH ARE AVAILABLE AT https://finance.duke.edu/resources/docs/financial_reports.pdf. AMOUNT OF TIME SPENT FOR RELATED ORGANIZATIONS FORM 990, PART VII THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, COLUMN (A) DEVOTED AN ESTIMATED AVERAGE OF 40 HOURS PER WEEK TO DUKE UNIVERSITY (SUPPORTED RELATED ORGANIZATION): WILLIAM F. BOULDING, L GREGORY JONES AND BLAIR H. SHEPPARD. DUKE CORPORATE EDUCATION DIRECTOR, PETER LANGE, LISTED ON FORM 990, PART VII, SECTION A, COLUMN (A) DEVOTED AN ESTIMATED AVERAGE OF 65 HOURS PER WEEK TO DUKE UNIVERSITY (SUPPORTED RELATED ORGANIZATION). DUKE CORPORATE EDUCATION DIRECTOR, PETER LANGE, LISTED ON FORM 990, PART VII, SECTION A, COLUMN (A) DEVOTED AN ESTIMATED AVERAGE OF 1 HOUR PER WEEK TO THE FOLLOWING RELATED ORGANIZATIONS: THE LORD FOUNDATION OF NORTH CAROLINA AND RTI INTERNATIONAL. DUKE CORPORATE EDUCATION DIRECTOR, TALLMAN TRASK III, LISTED ON FORM 990, PART VII, SECTION A, COLUMN (A) DEVOTED AN ESTIMATED AVERAGE OF 60 HOURS PER WEEK TO DUKE UNIVERSITY (SUPPORTED RELATED ORGANIZATION). DUKE CORPORATE EDUCATION DIRECTOR, TALLMAN TRASK III, LISTED ON FORM 990, PART VII, SECTION A, COLUMN (A) DEVOTED AN ESTIMATED AVERAGE OF 1 HOUR PER WEEK TO THE FOLLOWING RELATED ORGANIZATIONS: DUMAC, LLC, DUMAC, INC. AND DUKE ALUMNI ASSOCIATION, INC. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, COLUMN (A) DEVOTED AN ESTIMATED AVERAGE OF 1 HOUR PER WEEK TO DUKE GLOBAL, INC. (A RELATED ORGANIZATION): PETER LANGE, BLAIR H. SHEPPARD, TALLMAN TRASK III. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, COLUMN (A) DEVOTED AN ESTIMATED AVERAGE OF 1 HOUR PER WEEK TO THE FSB SUPPORT FUND (A RELATED ORGANIZATION): BLAIR H. SHEPPARD AND TALLMAN TRASK III. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, COLUMN (A) DEVOTED AN ESTIMATED AVERAGE OF 1 HOUR PER WEEK TO DUKE MEDICINE GLOBAL SUPPORT CORPORATION (A RELATED ORGANIZATION): L. GREGORY JONES AND TALLMAN TRASK III. OTHER FEES FOR SERVICE FORM 990, PART IX, LINE 11G THE ORGANIZATION DRAWS IN QUALITY FACULTY FROM NUMEROUS BUSINESS SCHOOLS. THE ORGANIZATION ALSO LEVERAGES NON-FACULTY EDUCATORS SUCH AS COACHES, FACILITATORS, INDUSTRY EXPERTS, RETIRED EXECUTIVES, ACTORS AND OTHERS COMMITTED TO HIGH QUALITY CUSTOMIZED EDUCATION. THE AMOUNT OF EXPENSES REPORTED ON LINE 11G IS RELATED TO THE COST TO OBTAIN THE SERVICES OF THESE PREMIER, INTERNATIONALLY DIVERSE EDUCATORS. BUSINESS RELATIONSHIPS FORM 990, PART vi, LINE 2 WILLIAM BOULDING, L. GREGORY JONES, PETER LANGE, BLAIR SHEPPARD, AND TALLMAN TRASK III HAVE A BUSINESS RELATIONSHIP. ALL THE ABOVE LISTED INDIVIDUALS ARE EMPLOYED BY DUKE UNIVERSITY, AND PETER LANGE AND TALLMAN TRASK III ARE OFFICERS OF DUKE UNIVERSITY. OTHER CHANGES IN NET ASSETS OR FUND BALANCES FORM 990, PART XI, LINE 5 ALL "OTHER CHANGES IN NET ASSETS OR FUND BALANCES" IS COMPOSED OF $46,532 IN UNREALIZED GAINS AND A $15,897 PRIOR PERIOD ADJUSTMENT THAT HAD NO TAX IMPACT. 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