2013-05-15T08:59:40-05:00 2012-06-30 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1700 PHILADELPHIA PA 19103 990 2011-07-01 210634501 The Trustees of Princeton University % CONTROLLEROFFICE OF FIN&TRE TRUS 6092583080 701 CARNEGIE CENTER OFFICE OF THE TREASURER PRINCETON NJ 08540 CAROLYN AINSLIE 2013-05-15 true 2673303000 2011 2016-02-24 21:20:13Z Princeton University SHIRLEY M TILGHMAN ONE NASSAU HALL PRINCETON NJ 08544 2014513154 false X WWW.PRINCETON.EDU X 1746 NJ Princeton University is a privately endowed non-sectarian institution of higher learning And a world-renowned research institution. 40 35 13506 15000 -63793716 -69856356 482429000 580670000 366401802 374572735 629379000 452420000 133574198 149412265 1611784000 1557075000 260926063 267475819 0 0 660021000 701869000 0 0 33844000 531292937 524060181 1452240000 1493405000 159544000 63670000 20329338000 20814986000 3500447000 3885118000 16828891000 16929868000 X RESEARCH, EDUCATION AND GENERAL - PRINCETON UNIVERSITY IS A PRIVATELY ENDOWED NON-SECTARIAN INSTITUTION OF HIGHER LEARNING WITH APPROXIMATELY 5,300 UNDERGRADUATE AND 2,600 GRADUATE STUDENTS. 2,000 STUDENTS GRADUATED IN THE 2011-2012 ACADEMIC YEAR. AS A WORLD-RENOWNED RESEARCH UNIVERSITY, PRINCETON SEEKS TO ACHIEVE THE HIGHEST LEVELS OF DISTINCTION IN THE DISCOVERY AND TRANSMISSION OF KNOWLEDGE AND UNDERSTANDING. AT THE SAME TIME, PRINCETON IS DISTINCTIVE AMONG RESEARCH UNIVERSITIES IN ITS COMMITMENT TO UNDERGRADUATE TEACHING. false false 893537000 184810000 282763000 EDUCATION - Princeton University is a privately endowed non-sectarian institution of higher learning with approximately 5,300 undergraduate and 2,600 graduate students. 2,000 students graduated in the 2011-2012 academic year. As a world-renowned research university, Princeton seeks to achieve the highest levels of distinction in the discovery and transmission of knowledge and understanding. At the same time, Princeton is distinctive among research universities in its commitment to undergraduate teaching. 354883000 69560000 127903000 RESEARCH-One of the world's great research centers,Princeton University is the site of pioneering work across all academic areas.Every member of the faculty is engaged in scholarly research; each year the members of the faculty publish more than 3,000 scholarly documents.In addition, graduate students and upperclass undergraduates pursue independent research.External sources funded 1,374 separate projects in 2011-12(not including the Princeton Plasma Physics Lab.);there were 614 sponsored projects in the natural sciences,460 in engineering and applied science,157 in the humanities and social sciences,and 143 in centers,institutes,and nondepartmental programs. 104339000 91153000 AUXILIARY ACTIVITIES-PRINCETON UNIVERSITY FURNISHES SERVICES TO APPROXIMATELY 7,900 STUDENTS, 1,200 FACULITY, STAFF AND THE PUBLIC. SERVICES INCLUDE PROVIDING APPROXIMATELY 2.7 MILLION MEALS, HOUSING, RECREATIONS, ATHLETICS, LIBRARY, MUSEUM, PUBLIC LECTURES AND COMMUNITY EVENTS. 1352759000 true true false true true false true false true true true false false true true false true true true true true true false true false false true true true true true false false false false true true false true true true true false false true true true true false false true X 11568 0 true 13506 true true true true AS BR CA CJ CI DA FI FR false false false true true false false false false false X 40 35 true false true false false true false true true false true true true true true true true true true true true true X CONTROLLEROFFICE OF FINTRE 6092583080 701 CARNEGIE CENTER PRINCETON NJ 08540 X ALLEN DANIELLE 5.0 X AMMAH-TAGOE AKU 5.0 X BARRON THOMAS A 5.0 X BERG A SCOTT 5.0 X BOYLE KIM M 5.0 X BRADLEY KATHERINE BRITTAIN 6.0 X CHRISTIE CHRISTOPHER 5.0 X COLE CHRISTOPHER A 5.0 X DAVIs PYPER 5.0 X DIEKMAN JOHN D 6.0 X DILDAY 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ARCHITECTURE 1498189 SHEPLEY BULFINCH RICHARDSON ABBOT 2 SEAPORT LANe BOSTON MA 02210 ARCHITECTURE 8496741 279 133830 248968000 331568170 60241000 580670000 TUITION AND FEES 900099 282763000 282763000 SALES AND SERVICES OF AUXILLARY ACTIVITIES 900099 91220452 91220452 CONFERENCE/EVENT SERVICES 812900 228278 228278 ADVERTISING 511120 391866 391866 FOOD SERVICES 722320 -30861 -30861 374572735 366150000 -64434168 430584168 179000 179000 127903071 127903071 12402000 8748000 3654000 3654000 3654000 529345000 5325000 446442000 2137000 82903000 3188000 86091000 86091000 43265 133830 111154 -67889 -67889 0 0 OTHER REVENUE 211110 17923083 51169 17871914 17923083 1557075000 501886523 -63793716 538312193 13106009 13106009 243426173 243426173 10943637 10943637 0 9911000 3561000 5865000 485000 314000 314000 512669000 470891000 22879000 18899000 48361000 44650000 2038000 1673000 97010000 89196000 4439000 3375000 33604000 30838000 1594000 1172000 410201 410201 2572000 125000 1956000 491000 820000 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8912183000 8953081000 1667243000 1722789000 16828891000 16929868000 20329338000 20814986000 X 63670000 37307000 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 321495 321495 321495 321495 1493405000 1534400597 1493726495 1534722092 1000000 1000000 250000 250000 false 1000000 1000000 1000000 1000000 4000000 6000000 270277 364685 340190 321495 1296647 250000 250000 250000 250000 1000000 1500000 Affiliated group list Schedule C, Part II-A Trustees of Princeton University-Alumni Organizations and Classes 701 Carnegie Center, Princeton NJ 08540 22-2711242 Share of Expenses: 5,907,050 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Agricultural Corporation 701 Carnegie Center, Princeton NJ 08540 36-3625291 Share of Expenses: None 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Investment Corporation 701 Carnegie Center, Princeton NJ 08540 22-2968912 Share of Expenses: 10,591,395 501(h)Election: NO Share of Excess Lobbying Expenditures: None Founding Fathers Papers, Inc. 701 Carnegie Center, Princeton NJ 08540 22-2365602 Share of Expenses: 1,992,324 501(h)Election: NO Share of Excess Lobbying Expenditures: None Princeton University Press 41 William Street, Princeton NJ 08540 21-0634483 Share of Expenses: 18,087,669 501(h)Election: NO Share of Excess Lobbying Expenditures: None Stanley J. Seeger Hellenic Fund 701 Carnegie Center, Princeton NJ 08540 22-2266810 Share of Expenses: 1,365,101 501(h)Election: NO Share of Excess Lobbying Expenditures: None The Research Collections and Preservation Consortium 701 Carnegie Center, Princeton NJ 08540 22-3751732 Share of Expenses: 3,052,058 501(h)Election: NO Share of Excess Lobbying Expenditures: None 2 646166 false false 1129725 192018399 X X X X X DIGITAL COLLECTIONS false 16176391000 123356000 476360000 149054000 537997000 20480000 16068576000 13502506000 460527000 2877289000 145619000 500250000 18062000 16176391000 11612485000 869169000 1660434000 152004000 472918000 14660000 13502506000 14611945000 730974000 -3077474193 147500000 491604000 13856000 11612484807 0.37000 0.10000 0.53000 true true true 48800000 102346000 151146000 3261358000 854688000 2406670000 248238000 113631000 134607000 457180000 109064000 348116000 3040539000 INVESTMENTS LTD. PARTNERSHIPS 16084458000 F BOND PROCEED AWAITING DRAWDOWN 93641000 F PLANNED GIVING INVESTMENTS 191729000 F FUNDS SEPARATELY INVESTED 544000 F SECURITY GIFTS AWAITING LIQUID 403000 F 16370775000 0 DEP HELD IN CUSTODY FOR OTHERS 176656000 LIAB.-PLANNED GIVING ARRANGEME 80793000 FEDERAL LOAN PROGRAMS 6533000 POST RETIREMENT BENEFITS 311950000 575932000 COLLECTIONS OF ART, HISTORICAL TREASURES, OR OTHER SIMILIAR ASSETS SCHEDULE D, PART III, LINE 4 The primary mission of Princeton University Art Museum ("PUAM") is to effectively support and enhance the university's goals of teaching, research, and service. The museum does this through the study, preservation, conservation, exhibition, and development of its collections. Through direct and sustained access to original works of art, and by collaborating with faculty, students, and staff from the Department of Art and Archaeology and many other disciplines, the museum contributes to the development of critical thinking and visual literacy at Princeton. As one of the finest cultural resources in the state of New Jersey, the museum also has a clear commitment to serve the local community, the region, and beyond. The museum makes its collections and exhibitions accessible to a wide public. All audiences are encouraged to participate in PUAM's principal activities through specific programs and outreach initiatives. Scholarly exhibitions, publications, symposia, and an active loan program extend the museum's reach to a national and international audience, assuring its continuing vitality and active participation in the university's primary commitment to advance and impart knowledge. The Department of Rare Books and Special Collections, located in the Harvey S. Firestone Library and the Seeley G. Mudd Manuscript Library, is one of the premier repositories of its kind. Its holdings span five millennia and five continents, and include around 200,000 rare or significant printed works; 30,000 linear feet of textual materials, ranging from cuneiform tablets to contemporary manuscripts; a collection of prints, drawings, photographs, maps, coins, and other visual materials; the Cotsen Children's Library; and the Princeton University Archives. These collections support scholarship, research, faculty and students, and help further the overall mission of the university. ENDOWMENT FUNDS SCHEDULE D, PART V, QUESTION 4 Endowment funds are designated by the university to support schools or departments of the University, often for specific purposes such as professorships, research, faculty support, scholarships and fellowships, athletics, library and art museum, building construction, and other specific purposes. FASB INTERPRETATION NO. 48 SCHEDULE D, PART X, LINE 2 ASC 740, INCOME TAXES, PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION MUST MEET IN CONNECTION WITH ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY AN ENTITY BEFORE BEING MEASURED AND RECOGNIZED IN THE FINANCIAL STATEMENTS. THE UNIVERSITY CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF ASC 740, AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE UNIVERSITY'S FINANCIAL STATEMENTS. THE UNIVERSITY IS A NON-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM INCOME TAXES ON RELATED INCOME. THE UNIVERSITY FILES U.S. FEDERAL AND VARIOUS STATE AND LOCAL TAX RETURNS. THE STATUTE OF LIMITATIONS ON THE UNIVERSITY'S U.S. FEDERAL TAX RETURNS REMAINS OPEN FOR THE YEARS ENDED JUNE 30, 2009, THROUGH THE PRESENT. true true true true true true true false false false false false false false false true false true NONDISCRIMINATORY POLICY LINE 3 PRINCETON UNIVERSITY DOES NOT HAVE A STUDENT SOLICITATION PROGRAM. INDIVIDUALS WHO REQUEST INFORMATION ABOUT UNDERGRADUATE ADMISSION RECEIVE A COPY OF "PRINCETON UNIVERSITY: ADMISSION INFORMATION". INDIVIDUALS WHO REQUEST INFORMATION ABOUT GRADUATE ADMISSION RECEIVE A COPY OF "PRINCETON UNIVERSITY: APPLICATION AND GUIDE TO GRADUATE ADMISSION". ALL STUDENTS ARE ENROLLED AT FALL REGISTRATIONS. ALL INCOMING FRESHMEN RECEIVE A COPY OF "RIGHTS, RULES, RESPONSIBILITES" IN THE MAIL DURING THE SUMMER BEFORE THEY MATRICULATE. ALL OTHER STUDENTS RECEIVE THIS PUBLICATION AT FALL REGISTRATION. THE CURRENT EDITIONS OF THESE THREE PUBLICATIONS CONTAIN THE UNIVERSITY'S POLICY REGARDING EQUAL OPPORTUNITY UNDER THE HEADING "NONDISCRIMINATION STATEMENT". FINANCIAL AID OR ASSISTANCE FROM GOVERNMENTAL AGENCY LINE 6A THE UNIVERSITY RECEIVES SIGNIFICANT RESEARCH GRANT FUNDS FROM THE FEDERAL GOVERNMENT. THIS AMOUNT IS INCLUDED IN FORM 990, PART 1, LINE 8. true Central America and the Caribbean 0 36 Program Services RES,EDU,TRAVEL,CONSULT 243569 Central America and the Caribbean 0 0 Program Services FELLOWSHIP RESEARCH 10000 Central America and the Caribbean 0 10 Program Services STUDY ABROAD 478371 Central America and the Caribbean 0 4 Program Services CONFERENCE/WORKSHOP 23158 East Asia and the Pacific 0 114 Program Services RES,EDU,TRAVEL,CONSULT 409986 East Asia and the Pacific 0 3 Program Services FELLOWSHIP RESEARCH 251132 East Asia and the Pacific 0 2 Program Services STUDY ABROAD 307599 East Asia and the Pacific 0 60 Program Services CONFERENCE/WORKSHOP 201018 Europe (Including Iceland and Greenland) 0 520 Program Services RES,EDU,TRAVEL,CONSULT 2012962 Europe (Including Iceland and Greenland) 0 9 Program Services FELLOWSHIP RESEARCH 275134 Europe (Including Iceland and Greenland) 0 90 Program Services STUDY ABROAD 1729917 Europe (Including Iceland and Greenland) 0 275 Program Services CONFERENCE/WORKSHOP 631412 Europe (Including Iceland and Greenland) 5 16 Program Services RESEARCH PROJECTS 1364197 Middle East and North Africa 0 31 Program Services RES,EDU,TRAVEL,CONSULT 140407 Middle East and North Africa 0 2 Program Services FELLOWSHIP RESEARCH 25247 Middle East and North Africa 0 6 Program Services STUDY ABROAD 86591 Middle East and North Africa 0 12 Program Services CONFERENCE/WORKSHOP 51434 North America 0 88 Program Services RES,EDU,TRAVEL,CONSULT 157515 North America 0 1 Program Services FELLOWSHIP RESEARCH 26000 North America 0 3 Program Services STUDY ABROAD 10190 North America 0 49 Program Services CONFERENCE/WORKSHOP 108552 Russia and the Newly Independent States 0 15 Program Services RES,EDU,TRAVEL,CONSULT 50662 Russia and the Newly Independent States 0 0 Program Services FELLOWSHIP RESEARCH 20551 Russia and the Newly Independent States 1 9 Program Services STUDY ABROAD 94895 Russia and the Newly Independent States 0 4 Program Services CONFERENCE/WORKSHOP 14957 South America 0 45 Program Services RES,EDU,TRAVEL,CONSULT 205017 South America 0 2 Program Services FELLOWSHIP RESEARCH 15675 South America 0 0 Program Services STUDY ABROAD 18345 South America 0 11 Program Services CONFERENCE/WORKSHOP 41313 South Asia 0 26 Program Services RES,EDU,TRAVEL,CONSULT 191506 South Asia 0 1 Program Services FELLOWSHIP RESEARCH 24512 South Asia 0 0 Program Services STUDY ABROAD 10000 South Asia 0 9 Program Services CONFERENCE/WORKSHOP 27877 Sub-Saharan Africa 0 45 Program Services RES,EDU,TRAVEL,CONSULT 723877 Sub-Saharan Africa 0 0 Program Services FELLOWSHIP RESEARCH 38396 Sub-Saharan Africa 0 17 Program Services STUDY ABROAD 470200 Sub-Saharan Africa 1 6 Program Services CONFERENCE/WORKSHOP 190877 Sub-Saharan Africa 0 4 Program Services RESEARCH PROJECTS 260586 Central America and the Caribbean Investments 4214928758 North America Investments 110135239 East Asia and the Pacific Investments 48364005 Europe (Including Iceland and Greenland) Investments 844949084 Sub-Saharan Africa Investments 208523190 5 1190 2 335 7 1525 8242134 5429601779 5437843913 East Asia/Pacific STUDY ABROAD 70633 CHECK N/A N/A East Asia/Pacific RES/EDU/TRAV/CONSULT 48332 CHECK N/A N/A Europe/Iceland/Greenland RES/EDU/TRAV/CONSULT 328907 CHECK N/A N/A Europe/Iceland/Greenland RES.PROJECTS 1363744 CHECK N/A N/A Europe/Iceland/Greenland STUDY ABROAD 470547 CHECK N/A N/A Europe/Iceland/Greenland CONFERENCE/WORKSHOP 7319 CHECK N/A N/A Middle East/North Africa RES/EDU/TRAV/CONSULT 22743 CHECK N/A N/A North America RES/EDU/TRAV/CONSULT 39564 CHECK N/A N/A Cent. America/Caribbean STUDY ABROAD 73348 CHECK N/A N/A Cent. America/Caribbean RES/EDU/TRAVEL/CONSULT 7027 CHECK N/A N/A South Asia RES/EDU/TRAVEL/CONSULT 36557 CHECK N/A N/A Sub-Saharan Africa RES/EDU/TRAVEL/CONSULT 112193 CHECK N/A N/A Sub-Saharan Africa RESEARCH PROJECTS 364213 CHECK N/A N/A Sub-Saharan Africa STUDY ABROAD 136000 CHECK N/A N/A South America RES/EDU/TRAVEL/COSULT 7597 CHECK N/A N/A East Asia/Pacific FELLOWSHIP 130960 CHECK N/A N/A 48 52 SCHOLARSHIP/FELLOWSHIP Cent. America/Caribbean 193 674723 CREDIT SCHOLARSHIP/FELLOWSHIP East Asia/Pacific 174 919810 CREDIT SCHOLARSHIP/FELLOWSHIP Europe/Iceland/Greenland 899 3841872 CREDIT SCHOLARSHIP/FELLOWSHIP Middle East/North Africa 81 280936 CREDIT SCHOLARSHIP/FELLOWSHIP North America 42 262693 CREDIT SCHOLARSHIP/FELLOWSHIP Russia 38 181065 CREDIT SCHOLARSHIP/FELLOWSHIP South America 44 272753 CREDIT SCHOLARSHIP/FELLOWSHIP South Asia 40 212338 CEDIT SCHOLARSHIP/FELLOWSHIP Sub-Saharan Africa 165 1071530 CREDIT true false true true true true ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS SCHEDULE F, PART I, QUESTION 2 The University provides the necessary institutional review and approval which is required prior to the awarding of grant funds outside the U.S. Grant awards are not authorized for projects that have not been properly approved by the University. The Office of Research and Project Administration (ORPA) provides guidance on export controls, foreign travel voucher policies, approval verifications, foreign travel checklists, and Federal Aviation Administration waiver checklists. ORPA completes the restricted party screening process for payments to foreign organizations and individuals. The University also maintains a travel registration database which informs users of potentially relevant export control laws and similar concerns when they register for travel to particular destinations. In order to monitor and ensure appropriate use of non-U.S. grant funds, the University analyzes all project results and prepares financial reports that are reviewed at both the program and central office levels. BEST AVAILABLE INFORMATION FOR TOTAL EXPENDITURES SCHEDULE F, PART I, QUESTION 3 Activities outside the United States have been identified on a reasonable efforts basis where such activities were not tracked separately under the University's current accounting procedures. These reasonable efforts included reviews of financial records, interviews with University personnel, review of the University's website and publications, etc. Expenditures by region in Part I, Column (F) are based on actual expenditures where available under current accounting procedures or, otherwise, based on best available budgeted or estimated amounts. Sub-awards Schedule F, Part II In furtherance of its research activities, Princeton University makes sub-awards to other foreign institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "foreign activities" for Form 990, Schedule F reporting, since the foreign recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University. PUAM GALA 177095 133830 43265 59846 5750 45558 0 0 0 0 0 0 0 0 0 0 177095 133830 43265 0 0 0 59846 5750 45558 111154 -67889 true BOROUGH OF PRINCETON PO BOX 390 1 MONUMENT DR PRINCETON NJ 08542 216001029 GOVERNMENT 1180496 CONTRIBUTION PRINCETON FIRST AID AND RESCUE SQUAD PO BOX 529 PRINCETON NJ 085420529 237140015 501 (C)(3) 35000 CONTRIBUTION BORO OF PRINCETON FIRE DEPARTMENT PO BOX 390 1 MONUMENT DR PRINCETON NJ 08542 216001029 GOVERNMENT 40000 CONTRIBUTION STONY BROOK MILLSTONE WATERSHED 31 TITUS MILL RD PENNINGTON NJ 08534 210649717 501 (C)(3) 15000 CONTRIBUTION UNITED WAY OF GREATER MERCER COUNTY 3131 PRINCETON PIKEBLDG 2 LAWRENCEVILLE NJ 08648 210683073 501 (c)(3) 22315 CONTRIBUTION WEST WINDSOR TOWNSHIP 271 CLARKSVILLE ROAD WEST WINDSOR NJ 08550 216001354 GOVERNMENT 52519 CONTRIBUTION PRINCETON AREA COMMUNITY FOUNDATION 15 PRINCESS ROAD LAWRENCEVILLE NJ 08648 521746234 501 (C)(3) 35000 CONTRIBUTION PRINCETON TOWNSHIP 400 Witherspoon Street Princeton NJ 08540 216001037 GOVERNMENT 500000 CONTRIBUTION ENVIRONMENTAL DEFENSE FUND 257 PARK AVNEUE SOUTH NEW YORK NY 10010 116107128 501(C)(3) 188897 CONTRIBUTION THE FOOD PROJECT INC 10 LEWIS STREET LINCOLN MA 01773 043262532 501(C)(3) 75260 CONTRIBUTION NEW JERSEY INSTITUTE FOR SOCIAL JUSTICE 60 PARK PLACE NEWARK NJ 07102 223478143 501(C)(3) 101864 CONTRIBUTION PU CLASS OF 1969 COMMUNITY SERVICE FUND PO BOX 261 PRINCETON NJ 08542 223436451 501(C)(3) 42850 CONTRIBUTION ROBERTSON FOUNDATION FOR GOVERNMENT INC 14255 US HIGHWAY 1 JUNO BEACH FL 33408 204630877 501(C)(3) 6625000 CONTRIBUTION Princeton Community Housing Inc 245 NASSAU STREET PRINCETONN NJ 08540 133026182 501(C)(3) 10000 CONTRIBUTION CORNER HOUSE FOUNDATION 369 WITHERSPOON STREET PRINCETON NJ 08540 222359490 501(c)(3) 20000 CONTRIBUTION PRINCETON HEALTHCARE SYSTEM 253 WITHERSPOON STREET PRINCETON NJ 08540 210635009 501(C)(3) 4100000 CONTRIBUTION BARNARD COLLEGE 3009 BROADWAY NEW YORK NY 10027 131628149 501(C)(3) 61808 CONTRIBUTION 17 UNDERGRADUATE STUDENTS-SCHOLARSHIPS FOR TUITION 4386 109812257 UNDERGRADUATE STUDENTS-SCHOLARSHIPS NON-TUITION 915 4375056 GRADUATE STUDENTS-FELLOWSHIPS FOR TUITION 2122 82370985 GRADUATE STUDENTS-FELLOWSHIPS FOR NON-TUITION 859 46867875 RECORDS MAINTAINED FOR GRANTS OR ASSISTANCE SCHEDULE I, PART I, LINE 2 The University has agreements with various government agencies regarding annual contributions. Also, Each year the University makes numerous small contributions to community organizations. THE UNIVERSITY'S Department of Community and Regional Affairs reviews requests from local non-profits, and looks to provide program support for organizations in the Princeton area who provide important services and resources to the community. All Contributions are evaluated to assure that they provide towards the betterment of the Princeton community at large. The University's Pace Center for Civic Engagement provides grant and support efforts by students, faculty, staff, and alumni to identify and address issues of public concern, to be actively engaged citizens, and to practice effective public leadership for the purpose of building stronger communities and societies throughout the world. THE UNDERGRADUATE FINANCIAL AID DEPARTMENT MAINTAINS THE RECORDS RELATED TO THE UNDERGRADUATE NEED-BASED GRANTS. THE PROCEDURE IS AS FOLLOWS: THE STUDENTS APPLY ANNUALLY FOR GRANTS BASED ON THEIR FAMILIES' FINANCIAL CIRCUMSTANCES. EACH APPLICATION IS THEN REVIEWED TO DETERMINE THE AMOUNT OF GRANT THAT IS NEEDED. THE GRANTS ARE PROVIDED FROM APPROPRIATE SOURCES AND APPLIED TO EACH STUDENT'S PRINCETON BILL FOR TUITION, FEES, ROOM, BOARD AND OTHER CHARGES. At the time of admission, graduate student fellowships are awarded on the basis of a combination of academic merit and financial need. All students must remain in good academic standing in order to receive funding. Students in certain programs receive research grants after their first year of study, While other students receive fellowships for the duration of their program. Graduate student fellowships are funded through a combination of university resources including endowment, general university funds, and/or departmental resources. Sub-awards Schedule I, Part II In furtherance of its research activities, Princeton University makes sub-awards to other institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "grants and other assistance" for Form 990 reporting, since the recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University. During the year ended June 30, 2012, Princeton University made sub-award payments to 214 recipient organizations totaling $28,091,962. X X X X X true true X X X X X true true false false false false false true false AINSLIE CAROLYN 384240 0 0 0 28832 0 30662 0 23077 0 466811 0 0 0 BIRMINGHAM JENNIFER 344234 0 210947 0 25542 0 52118 0 23118 0 655959 0 0 0 BURSTEIN MARK 484920 0 0 0 40557 0 30662 0 18617 0 574756 0 0 0 cherrey cynthia 288729 0 0 0 8739 0 30662 0 13714 0 341844 0 0 0 DOBKIN DAVID 400240 0 0 0 32578 0 30662 0 22350 0 485830 0 0 0 DURKEE ROBERT 337399 0 0 0 19963 0 30662 0 18498 0 406522 0 0 0 EISGRUBER CHRISTOPHER 494240 0 0 0 39492 0 30662 0 22024 0 586418 0 0 0 ERICKSON JONATHAN 578869 0 713536 0 58849 0 465926 0 23815 0 1840995 0 593536 0 GOLDEN ANDREW 701240 0 1183025 0 77748 0 648620 0 42945 0 2653578 0 1007858 0 KLAUS CHAD 200347 0 0 0 3152 0 24198 0 12398 0 240095 0 0 0 LEYDON BETTY 453199 0 0 0 41676 0 30662 0 19981 0 545518 0 0 0 MALKIEL NANCY WEISS 295516 0 0 0 11025 0 30662 0 18635 0 355838 0 0 0 MCDONOUGH PETER 375836 0 0 0 24509 0 30662 0 38962 0 469969 0 0 0 MCKAY MICHAEL 295293 0 0 0 10451 0 30662 0 19368 0 355774 0 0 0 NAKAMURA CARA 245674 0 298197 0 4218 0 178678 0 16549 0 743316 0 0 0 PORTES ALEJANDRO 182509 0 0 0 326766 1311 25433 0 11840 0 546548 1311 0 0 RIEDL DREW 354200 0 361147 0 16920 0 323106 0 14036 0 1069409 0 281647 0 RUSSEL WILLIAM 321567 0 0 0 15178 0 30662 0 15494 0 382901 0 0 0 SHROFF NILUFER 223296 0 0 0 14653 0 28337 0 17545 0 283831 0 0 0 SMITH STEWART AJ 337385 0 0 0 17482 0 30662 0 22077 0 407606 0 0 0 SMITH VALERIE 278633 0 0 0 49416 0 30662 0 16274 0 374985 0 0 0 SULLIVAN-CROWLEYLIANNE 269296 0 0 0 12432 0 30662 0 24491 0 336881 0 0 0 TILGHMAN SHIRLEY 729920 0 0 0 84717 0 30662 0 90027 0 935326 0 0 0 WOOD ELIZABETH 394240 0 0 0 24060 0 30662 0 20204 0 469166 0 0 0 MCCRUDDEN CHRISTOPHER 12966 0 0 0 493728 0 1383 0 3966 0 512043 0 0 0 MCDONALD BRIAN 0 0 0 0 195241 0 23912 0 12602 0 231755 0 0 0 NON-FIXED PAYMENTS SCHEDULE J, PART I, LINE 7 The president of and the managing directors of Princeton University Investment Company, a University department, received incentive compensation from the University based on investment results relative to various benchmark indices, peer group performance and a discretionary factor. RELEVANT INFORMATION REGARDING TRAVEL, HOUSING & PERSONAL SERVICES SCHEDULE J, PART I, LINE 1A Under the University expense guidelines, Employees may travel at fares other than coach class for special health or other business reasons as approved by the Executive VP or the Dean of the Faculty or, in the case of the president, by the compensation committee. Spousal/partner travel is permissible in rare instances when the presence of a spouse/partner is required by the University to further an institutional business purpose as approved by the Executive VP or the Dean of the Faculty. The University may provide tax gross-up payments under certain circumstances as approved by the president, provost, executive vice president, vice president for human resources, or the dean of the faculty. The University does not provide tax indemnifications. The University requires its president to live in its official president's residence for its convenience and as a condition of employment. The University employs a cook, house manager and housekeeping staff to support business events at the official president's residence. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B The President of and the Managing Directors of Princeton University Investment Company, a University department, participated in and received compensation from nonqualified unfunded 457(f) incentive compensation plans which provide for the deferral of compensation (which amount can increase or decrease substantially depending on the performance of certain market benchmarks), until such compensation is no longer subject to a substantial risk of forfeiture. PRIOR YEAR COMPENSATION SCHEDULE J, PART II, COLUMN F THE AMOUNTS REPORTED IN COLUMN (F) ONLY REFLECT COMPENSATION REPORTED IN COLUMN (B) THAT WAS REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR RETURNS. Voluntary Incentive Retirement Plan Schedule J, Part II, Column B (iii) Other Reportable Compensation Alejandro Portes received bonus compensation in accordance with a voluntary incentive retirement plan offered to faculty members who reach retirement age. SEVERANCE PAYMENTS SCHEDULE J, PART I, LINE 4A AND PART II, COLUMN B (III) The following employees received severance payments as part of a leadership transition: Brian McDonald received $200,000 and Christopher McCrudden received $493,692. NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lea2 2003-06-26 120288759 REFUNDING OF O/S COMM PAPER NOtes false false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lgg7 2003-10-23 125451946 FIN ADVANCE REFUNDING OF VAR Notes true false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lry6 2004-07-29 185398618 FUNDS-MAINT,EQUIP&CONS&REF. NOTES false false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605luu0 2005-04-12 148571158 FIN REFUNDING O/S NOTES&ADV REFUND true false false 54915000 0 120288759 0 0 0 284650 0 0 120000000 0 0 2004 true false true true 47630000 116230000 125451946 0 0 0 293172 0 0 0 0 0 true true true true 34280000 0 189003810 0 0 0 129938 0 0 188650863 0 0 2006 true false true true 7535000 139695000 148571158 0 0 58404653 271770 0 0 0 0 0 true true true true 0 0 false true true true true true 0.00402 0.00030 0.00432 true false true true true true true 0.00320 0.00024 0.00344 true false false false 0 false 0 false true true false false 0 false 0 false false false false false 0 true transamerica lifeins 1.9 true false true false false false 0 false 0 false true X DIFFERENCE BETWEEN PROCEEDS AND ISSUE PRICE Schedule K, Part II, line 3 for cusip numbers 64605lry6, 64605LWF1, 64605LL97, 646065JB9, 646065VL3, 646065E32, and 646065Z21 the difference between the total proceeds and the issue price are due to investment earnings included in total proceeds. YEAR OF SUBSTANTIAL COMPLETION SCHEDULE K, PART II, LINE 8 FOR CUSIP NUMBER 64606R7M0, THE FINANCED PROJECTS WERE NOT SUBSTANTIALLY COMPLETE AS OF THE TAX YEAR END. FOR CUSIP NUMBERS 64605LGG7,64605LUU0,64605LT65,646065GY2, AND 646065WX6, THE BONDS WERE REFUNDING ISSUES, AND HENCE, THE YEAR OF COMPLETION OF THE FINANCED PROJECTS IS NOT APPLICABLE. PRIVATE BUSINESS USE SCHEDULE K, PART III IN ACCORDANCE WITH THE IRS INSTRUCTIONS, PART III FOR CUSIP NUMBERS 64605LEA2 AND 64605LGG7 ARE NOT COMPLETED SINCE THE BONDS WERE ISSUED ENTIRELY FOR THE PURPOSE OF REFUNDING PRE-1/1/2003 BOND ISSUES. ENGAGEMENT OF BOND COUNSEL SCHEDULE K, PART III, LINE 3C THE UNIVERSITY ENGAGED BOND COUNSEL THROUGH THE NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY, THE CONDUIT ISSUER OF THE BONDS, AND ALSO ENGAGED ITS INTERNAL OFFICE OF GENERAL COUNSEL TO REVIEW CONTRACTS AND AGREEMENTS RELATING TO THE FINANCED PROPERTY. NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lwf1 2005-06-16 117648580 FUNDS-MAINT,EQUIP&CONST&PAY ISSUAN false false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605ll97 2006-06-01 75231843 FUNDS-MAINT,EQUIP&CONST&PAY ISSUAN false false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605lt65 2006-08-10 93380761 FIN REFUND OF O/S NOTES&PAY ISSUAN true false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065jb9 2007-06-19 330156288 FUNDS-MAINT,EQUIP&CONST&REF NOTES false false false 15230000 0 122185075 0 0 0 645451 0 0 121539624 0 0 2008 false false true true 9625000 0 76524797 0 0 0 228475 0 0 76296322 0 0 2008 false false true true 1175000 90245000 93380761 0 0 65640876 184704 0 0 0 0 0 false true true true 29475000 0 351448118 0 12666896 0 793000 0 0 337998222 0 0 2010 true false true true false true true true true true 0.00590 0.00021 0.00611 true false true true true true true 0.00198 0.00051 0.00248 true false true true true true true 0.00415 0.00028 0.00443 true false true true true true true 0.00800 0.00010 0.00809 true false false false 0 true transamerica lifeins 2.2 true true false true false false 0 true royal bank of canada 2. true false false false false false 0 false 0 false true false false false 0 true citigroup financial 2.2 true false true NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065gy2 2007-06-19 68538881 FIN ADV REFUND&DEFEASANCE O/S NOTE true false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065vl3 2008-09-25 254564399 FUNDS-MAINT,EQUIP&CONST&PAY ISSUAN false false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065wx6 2008-11-05 215736061 FIN REFUNDING&DEFEASANCE O/S NOTES true false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065e32 2010-01-28 262164806 FUNDS-MAINT,EQUIP,CONSTR&PAY ISSUA false false false 475000 66100000 68538881 0 0 61880099 133888 0 0 0 0 0 false true true true 13770000 0 258892375 0 12000000 0 810619 0 0 246081756 0 0 2010 false false false true 47050000 214650000 215736061 0 0 0 936426 0 0 0 0 0 true false true true 4525000 0 262532815 0 0 0 961995 0 0 261570820 0 0 2012 false false false true false true true true true true 0.00442 0.00026 0.00468 true false true true true true true 0.02673 0.00010 0.02683 true false true true true true true 0.00069 0.00068 0.00137 true false true true true true true 0.01177 0.00023 0.01200 true false false false 0 false 0 false true false false false 0 false 0 false true false false false 0 false 0 false true false false false 0 false 0 false true NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065z21 2011-07-06 266360210 funds-maint,equip,constr&pay issua false false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64606r7m0 2010-12-07 20400000 commercial paper notes-fin.constr false false false 0 0 266477765 0 0 0 1067500 0 0 182888183 0 82522082 2012 false false false true 0 0 20400000 0 0 0 0 0 0 20400000 0 0 false false false true false true true true true true 0.00077 0.00010 0.00087 true false true true true true true 0.00010 0.00051 0.00061 true false false false 0 false 0 false true false false false 0 false 0 Ainslie Carolyn MORTGAGE X 675000 655622 false false true BIRMINGHAM JENNIFER MORTGAGE X 878385 868491 false false true BURSTEIN MARK MORTGAGE X 148920 137195 false false true DICKERSON JANET S MORTGAGE X 249335 100728 false false true ERICKSON JONATHAN MORTGAGE X 758398 743877 false false true GOLDEN ANDREW MORTGAGE X 693500 661069 false false true KLAUS CHAD MORTGAGE X 474835 438889 false false true LEYDON BETTY MORTGAGE X 450000 397126 false false true MCCRUDDEN CHRISTOPH MORTGAGE X 450000 396045 false false true mcdonough peter MORTGAGE X 322700 286621 false false true NAKAMURA CARA MORTGAGE X 417000 401832 false false true Portes Alejandro MORTGAGE X 247600 207009 false false true SMITH VALERIE MORTGAGE X 493380 467800 false false true SMITH VALERIE RECRUITMENT LOAN X 240000 90000 false false true Sullivan-CrowleyL mortgage X 518500 485699 false false true Tilghman Shirley Mortgage X 417000 410965 false false true 6748968 NOT REQUIRED 31700 SCHOLARSHIPS NOT REQUIRED 12000 PARENT LOAN BURTON MALKIEL SPOUSE OF KEY EMPLOYEE 54100 COMP. IN CAPACITY AS PROFESSOR false Thermo Fisher Scientific LLC SEE PART V 2459361 SEE PART V false HellmanFriedman Capital Partners V SEE PART V -4938412 SEE PART V false HELLMANFRIEDMAN CAPITAL PARTNERS V SEE PART V -13595032 SEE PART V false HELLMANFRIEDMAN CAPITAL PARTNERS V SEE PART V 4824758 SEE PART V false Loans to and/or from interested persons Schedule L, Part II In accordance with a mortgage loan program, the University provides home financing assistance on residential properties in the area surrounding the University to eligible employees, including officers, key and highest compensated employees, under the authority of resolutions adopted by the Committee on Finance of the Board of Trustees. THERMO FISCHER SCIENTIFIC LLC SCHEDULE l, PART IV, COLUMN (B) Michael Porter, a Princeton university trustee, is a director of Thermo Fischer Scientific LLC. Schedule L, Part IV, Column (d) Thermo Fischer Scientific LLC supplies the University with various laboratory supplies and equipment that are procured on a competitively bid basis. HELLMAN & FRIEDMAN CAPITAL PARTNERS V, VI, & VII, LP SCHEDULE L, PART IV (B) PRINCETON UNIVERSITY HOLDS LIMITED PARTNERSHIP INTERESTS IN HELLMAN & FRIEDMAN CAPITAL PARTNERS V, VI, AND VII, LP. pHILIP HAMMARSKJOLD, A PRINCETON UNIVERSITY TRUSTEE, IS AN OFFICER, DIRECTOR, PARTNER AND SHAREHOLDER IN THESE ENTITIES. SCHEDULE L, PART IV (D) THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS V, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $41,706, THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF (438,158), AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $4,541,960. THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS VI, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $1,686,363, THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF (3,997,754), AND CAPITAL DISTRIBUTED DURING THE YEAR TO THE TRUSTEES OF PRINCETON UNIVERSITY OF $11,283,641. THE AMOUNT OF TRANSACTION (C) FOR CAPITAL PARTNERS VII, LP INCLUDES CAPITAL CONTRIBUTED DURING THE YEAR BY THE TRUSTEES OF PRINCETON UNIVERSITY OF $5,153,471 AND THE UNIVERSITY'S SHARE OF CURRENT YEAR INCOME (LOSS) OF (328,713). X 12 568004 SEE PART II X 449614 SEE PART II X 1005 59111460 SEE PART II X 1 61340 SEE PART II X 1 50767 SEE PART II 24 false true true NUMBER OF CONTRIBUTIONS PART I, COLUMN B AMOUNT REPRESENTS THE NUMBER OF INDIVIDUAL TRANSACTIONS OF NON-CASH CONTRIBUTIONS RECEIVED. TYPE OF PROPERTY SCHEDULE M, PART I, LINES 1,4,18, & 22 METHOD OF DETERMINING REVENUES FOR ART WORK, BOOKS & PUBLICATIONS, COLLECTIBLES, AND HISTORICAL ARTIFACTS ARE BASED ON APPRAISAL AND OTHER VALUATION METHODS. SECURITIES SCHEDULE M, PART I, LINE 12 SECURITIES-MISCELLANEOUS INCLUDES BOTH MARKETABLE AND NON-MARKETABLE SECURITIES. REVENUES FOR MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON QUOTED MARKET PRICES. REVENUES FOR NON-MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON DISCOUNTED CASH FLOW AND OTHER VALUATION APPROACHES. USE OF THIRD PARTIES PART I, QUESTION 32B BROKERS ARE USED TO SELL CONTRIBUTED SECURITIES. THE ORGANIZATION DOES NOT USE THIRD PARTIES TO SOLICIT NONCASH CONTRIBUTIONS. FINANCIAL ACCOUNTS IN FOREIGN COUNTRIES PART V, LINE 4B CONTINUED FROM STATEMENT 2 Germany Greece Hong Kong Ireland Italy Japan Malaysia Mauritius Netherlands Norway Poland Singapore Sweden Switzerland Thailand Turkey United Kingdom BUSINESS RELATIONSHIP PART VI, SECTION A, QUESTION 2 Nancy Peretsman, a trustee, serves on the board of an exempt organization which employs Danielle Allen, a trustee. significant changes to its governing documents Part VI, Section A, Question 4 The following significant changes were made to THE organization's bylaws effective September 24, 2011. 1.Charter Trustees are now elected by the Board to serve for terms of eight years (previously 10 year terms). 2.The number of Term Trustees is now between four and ten (previously the number was between 4 and 8). 3.Provisions regarding the responsibilities of the Chair and the Vice Chair, as Officers of the Board, have been added. The concept of the Chair of the Executive Committee has been replaced with the concept of the Chair of the Board. 4.The Officers of the Board shall serve as voting members of all committees of the Board. 5.Under the supervision of the University President, the performance of the Officers of the Corporation will be reviewed annually and the continuation of their appointments will be reviewed at five year intervals, with the results of such reviews reported to the Board. 6.The President of the University will be a voting member of all committees, except the Compensation Committee, and is now eligible to serve as Chair on any of them if the Chair of the committee is not available. 7.The performance of the University President will be reviewed annually under the auspices of the Executive Committee, with a more detailed review taking place after the President's second and fifth year in office, and at five-year intervals thereafter. 8.The provision regarding the Treasurer giving bond in an amount directed by the Board has been deleted. 9.The Committee on Board Development will develop and implement procedures to provide opportunities for members of the Board to evaluate their performance and the performance of the Board and its leaders, including committee chairs. 10.The Board is to convene as a Committee of the Whole in connection with certain stated meetings of the Board to address long-term issues as well as issues that transcend more than one committee. 11.The composition of the Executive Committee has been updated. 12.The Finance Committee's authority is clarified such that it is specifically empowered to authorize, review, and approve the Corporation's lending of money, guarantee of obligations, or other assistance to individuals or entities whenever the loan, guarantee, or assistance may reasonably be expected to benefit the Corporation; except that any such transaction with an officer or other employee of the Corporation, who is also a Trustee, may only be authorized by two-thirds of the entire Board, not including the interested Trustee. 13.In addition to supervisory authority over campus real estate, the supervisory authority of the Committee on Grounds and Buildings is clarified so that it includes all real estate not held solely for investment purposes. 14.The Committee on Audit and Compliance is specifically empowered to assist the Board in overseeing the integrity of the University's financial statements, as well as providing supervision with the University's independent audit process and performance. The responsibilities of the committee are further detailed, including but not limited to oversight of the University's faculty and staff conflict of interest policies and oversight of pending litigation and regulatory proceedings that may pose significant risk to the University. 15.The Committee on Alumni Affairs oversees the University's relationships with alumni in areas other than fundraising. 16.The Committee on Public Affairs oversees matters concerning the University's relations with federal, state, and local governments as well as the public media. GOVERNING BODY PART VI, SECTION A, QUESTION 7A The Princeton University Board of Trustees consists of 40 members. Thirteen members are Alumni Trustees who are elected by the alumni members of the University and serve four-year terms. Four Alumni Trustees are elected by the junior and senior classes and the two most recently graduated undergraduate classes. Nine of these alumni trustees are elected through an alumni-wide election overseen by the Committee to Nominate Alumni Trustees. Alumni trustees have the same rights and powers as other trustees. FORM 990 PROVIDED TO ORGANIZATIONS GOVERNING BODY PART VI, SECTION B, LINE 11a The Form 990 is prepared by the University's Office of Finance & Treasury and is reviewed by management. The Schedule J compensation information is reviewed by the Compensation Committee and the entire Form 990 is reviewed by the Audit & Compliance Committee at a meeting prior to its filing with the IRS. A draft copy of the form, along with supplementary information, is provided in electronic form to the committees in advance of the meetings, and the draft is revised subsequently, as necessary. The full Board of Trustees is provided access to the final draft form prior to the filing date, allowing sufficient time for review. Conflict of Interest Policy Part VI, Section B, Line 12c On an annual basis, all trustees are provided with a copy of the conflict of interest policy for trustees and a statement of compliance affirmation which they are required to sign and return to the office of the Vice President and Secretary. Where questions arise about potential conflicts of interest or the possible perception of such conflicts, the policy requires that those issues be brought to the chair of the trustee committee on compensation for resolution. On an annual basis, the vice president of human resources, the dean of the faculty, and the director of the Princeton Plasma Physics Laboratory ("PPPL") are responsible for ensuring compliance with the University's conflict of interest policies by all employees hired through their respective units. All office heads, managers of departments, programs, centers, and institutes, and academic department chairs are reminded of their obligation to ensure compliance in their functional areas. All employees are asked to review the conflict of interest policies, which are provided to them online, and to complete a disclosure form acknowledging that they have reviewed the policies and requiring that any conflicts or potential conflicts be disclosed. All disclosed conflicts are reviewed by the applicable office head, manager or department chair, and then brought to the respective vice president of human resources, the dean of the faculty, or the director of the PPPL for further review and resolution. Conflict disclosure forms completed by officers are reviewed by the president of the University and by the compensation committee of the board of trustees; the president's disclosure form is reviewed by the compensation committee of the board of trustees, and disclosed conflicts, if any, are appropriately resolved. DETERMINATION OF COMPENSATION PART VI, SECTION B, QUESTIONS 15a & 15b The Compensation Committee of the Board of Trustees meets every spring to set the President's compensation and the compensation levels for officers and key employees. The Compensation Committee has an independent compensation consultant who provides all of the comparability data for the President's position. With this information, the Committee then determines the President's compensation. The Human Resources Department provides the Committee with market comparability data for the remaining officers and key employees. The Committee discusses and reviews the recommended compensation of such individuals with the president. The secretary to the Committee takes notes during the meetings and writes the minutes reflecting the deliberation and decision processes. FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND THE FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH PRINCETON UNIVERSITY'S WEBSITE. AVERAGE HOURS PER WEEK PART VII, SECTION A, COLUMN B Certain officers of the Trustees of Princeton University also serve on the boards of related organizations: Stanley J. Seeger Hellenic Fund, Forrestal Investment Corporation, Princeton Charitable Foundation Limited, Princeton University Press, and Forrestal Agricultural Corporation. The average hours per week that these officers devote to the related organizations during the year is DE MINIMIS. Other Changes in net assets or fund balances Part XI, Line 5 THE ENTIRE AMOUNT REPORTED CONSISTS OF UNREALIZED GAINS ON INVESTMENTS CARRIED AT MARKET VALUE. GOLDIE ENTERPRISES LLC 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 200747823 INVESTMENT NJ -133469 0 NA PRINCETON CHARITABLE FOUNDATION LIMITED 19 OLD BAILEY LONDON EC4M 7EG UK 980591811 CHARITY UK 1183760 23775 NA FORRESTAL INVESTMENT CORPORATION 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 222968912 HOLDING CO. NJ 501(c)(2) N/A PRINCETON U true STANLEY J SEEGER HELLENIC FUND 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 222266810 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true FORRESTAL AGRICULTURAL CORPORATION 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 363625291 INVESTMENTS IA 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON UNIVERSITY ALUMNI ORGANIZATION 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 222711242 ALUMNI NJ 501(c)(3) 11-III-O na false PRINCETON UNIVERSITY PRESS 41 William Street Princeton NJ 08540 210634483 PUBLICATIONS NJ 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON-BLAIRSTOWN CENTER INC 350 ALEXANDER ROAD PRINCETON NJ 08540 226075831 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON IN AFRICA INC PO BOX 226 PRINCETON NJ 08542 223824520 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON IN ISHIKAWA INC 211 JONES HALL PRINCETON UNIVERSIT PRINCETON NJ 08544 223563022 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true PRINCETON IN BEIJING INC 211 JONES HALL PRINCETON UNIVERSIT PRINCETON NJ 08544 223779722 PROGRAMS NJ 501(c)(3) 11-TYPE I PRINCETON U true FOUNDING FATHERS PAPERS INC 701 CARNEGIE CENTER PRINCETON NJ 08540 222365602 RESEARCH/PUB NJ 501(c)(3) 11-TYPE I na false RESEARCH COLLECTIONS&PRESERVCONSORTIUM 701 CARNEGIE CENTER PRINCETON NJ 08540 223751732 BOOK STORAGE NJ 501(c)(3) 11-TYPE I na false PETROTIGER III LTD 1 HOUSTON CTR 1221 MCKINNEY SUITE HOUSTON TX 77010 760328789 INVESTMENT TX NA excluded from tax 2386258 8877052 false false 0.99000 NASSAU CAPITAL FUNDS 22 CHAMBERS STREET 4TH FLOOR PRINCETON NJ 08542 223344912 INVESTMENT DE NA excluded from tax 17120805 192576998 false 1379714 false 0.98769 DYNAMO BRASIL I LLC 2711 CENTERVILLE ROAD SUITE 400 WILMINGTON DE 19808 980515400 INVESTMENT DE NA excluded from tax -5180681 208100716 false false 1.00000 PB INSTITUTIONAL LP 10 ST JAMES AVE STE 1700 BOSTON MA 02116 043425688 INVESTMENT DE NA excluded from tax 50473342 918281261 false -442097 false 0.97960 VARDE FUND VI-A LP 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