2013-05-15T12:49:28-05:00 2012-06-30 731413977 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2011-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 RON C WINKLER 4053211174 2013-05-14 1 ALAN SCHMITZ P00168987 4058482020 2011 2016-02-24 21:20:13Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 281119989 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 23 23 43 23 548789 344827 145119973 85876056 0 0 57890310 46495885 5865493 4197923 208875776 136569864 87712448 92817483 0 0 2721649 2867240 0 0 4116168 10104358 11046813 100538455 106731536 108337321 29838328 1041248690 1007093948 99315743 90037950 941932947 917055998 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 17595745 17595745 142780 GENERAL UNIVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 32941735 32941735 263016 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 23229308 23229308 187869 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 19543721 19050696 157809 STUDENT AND FACULTY AWARDS AND SCHOLARSHIPS 19543721 19050696 157809 93310509 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 1 1 0 0 1 1 0 0 0 0 1 665 0 1 43 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 X 23 23 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ CA GA IL IN MD MA MN NY OK OR VA WI X X X RON WINKLER 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 DAVID R BARNES 1.00 X 0 0 0 JOHN R BOZALIS MD 1.00 X 0 0 0 BARBARA M BRAUGHT 1.00 X 0 0 0 TERRY L CARTER 1.00 X 0 0 0 JAMES H EVEREST 1.00 X 0 0 0 WILLIAM L FORD 1.00 X 0 0 0 ROBERT R GILBERT III 1.00 X 0 0 0 BONNIE KENNEDY 1.00 X 0 0 0 WILLIAM G KERR 1.00 X 0 0 0 DAVID MOFFETT 1.00 X 0 0 0 WILLIAM G PAUL 1.00 X 0 0 0 LAURA RATLIFF 1.00 X 0 0 0 ROBERT A REECE 1.00 X 0 0 0 ROBERT J ROSS 1.00 X 0 0 0 MARY A SHERMAN 1.00 X 0 0 0 L DON SMITHERMAN 1.00 X 0 0 0 CHARLES STEPHENSON 1.00 X 0 0 0 SUZANNE M SYMCOX 1.00 X 0 0 0 JAMES R TOLBERT III 1.00 X 0 0 0 MICHAEL SAMIS 1.00 X 0 0 0 CARLISLE MABREY 1.00 X 0 0 0 CLIFF HUDSON 1.00 X 0 0 0 DAVID RAINBOLT 1.00 X 0 0 0 GUY L PATTON 40.00 X 341621 0 46432 RON C WINKLER 40.00 X 187977 0 23532 GARY BEADLES 40.00 X 110088 0 18877 MICHAEL L MARCOTTE 40.00 X 137747 0 22062 KATHY HARLIN 40.00 X 99743 0 17675 BEN STEWART 40.00 X 158011 0 26157 TRENT WELLS 40.00 X 135704 0 20812 1170891 0 175547 6 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 606910232 CONSULTANT 1331399 GARDNER RUSSO & GARDNER 223 EAST CHESTNUT STREET LANCASTER PA 17602 INVESTMENT MANAGER 344911 MCAFEE & TAFT 211 N ROBINSON SUITE 1000 OKLAHOMA CITY OK 73102 LEGAL SERVICES 270929 DSM CAPITAL PARTNERS LLC 320 EAST MAIN STREET MT KISCO NY 10549 INVESTMENT MANAGER 259780 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 068804704 INVESTMENT MANAGER 204392 24 85876056 7211542 85876056 11088983 11088983 2794031 2794031 40558 14745 25813 25813 25813 179942282 144535380 35406902 35406902 35406902 OTHER INCOME 900099 1180907 751474 429433 PARTNERSHIP INCOME 900099 119356 119356 PUBLICATION ROYALTIES 511190 77816 77816 1378079 136569864 751474 548789 49393545 73766787 73766787 19050696 19050696 1327587 1327587 1116423 1116423 130543 130543 144497 144497 148190 148190 184043 184043 293016 293016 85865 85865 4386544 4386544 91946 91946 33191 33191 46416 46416 102980 102980 87864 87864 24393 24393 184878 184878 131640 131640 TAXES - UBI 206844 206844 EXPENSES REIMBURSED TO 4116168 4116168 STUDENT AND FACULTY AWA 493026 493026 OTHER EXPENSES 364363 364363 213636 213636 106731536 93310509 9304859 4116168 8137048 14704072 28569399 16852695 54226470 48544638 836800 37862822 69825 91532 20939953 1284727 21750998 19655226 884586672 826523950 41745224 41809782 1326254 1049231 1041248690 1007093948 11707681 8138736 87608062 81899214 99315743 90037950 X -21320814 -21490267 223687781 227943876 739565980 710602389 941932947 917055998 1041248690 1007093948 X 29838328 -54715277 X 0 1 1 X 0 X 198367431 104195750 124474583 145119973 85876056 658033793 198367431 104195750 124474583 145119973 85876056 658033793 4206839 653826954 23227591 20322480 16390745 17004692 13986643 90932151 -252093 -87484 300585 548789 509797 2223703 58004 -71183 751474 2961998 752437739 0.86890 0.86730 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 38820017 X X X 0 755124850 22216777 -9712807 21619085 14412723 7021225 724575787 573841912 80925138 133961724 33603924 755124850 470739642 68377932 70359221 35634883 573841912 598255800 23902069 -104077795 47340432 470739642 0.01930 0.98070 0 0 17557699 17557699 1978008 751333 1226675 1404246 533394 870852 19655226 CONTINGENT LIABILITIES UNDER STATE REGENTS MATCHING FUND PROGRAM 16580334 ASSETS HELD IN CUSTODY FOR OTHERS 61873439 CHARITABLE REMAINDER TRUST OBLIGATIONS 3445441 81899214 136569864 106731536 29838328 -54715277 9971962 -44743315 -14904987 91841292 -54715277 10486743 -44228534 136069826 500038 500038 136569864 106746279 14743 14743 106731536 0 106731536 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ACCOUNTING FOR INCOME TAXES MAY, AT TIMES, INVOLVE SOME DEGREE OF UNCERTAINTY, AND AS SUCH, LEAD TO UNCERTAIN TAX POSITIONS HAVING BEEN TAKEN. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS PRIOR TO 2009. PART XI, LINE 8 - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERITY OF OKLAHOMA, INC. (45-3266058) 10,472,000. GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) -500,038. TOTAL TO SCHEDULE D, PART XI, LINE 8: 9,971,962. PART XII, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERITY OF OKLAHOMA, INC. (45-3266058) 10,472,000. RENTAL EXPENSES RECLASSIFIED FROM PART IX 14,743. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 500,038. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES RECLASSIFIED TO PART VIII 14,743. EUROPE (INCLUDING ICELAND & GREENLAND) 1 1 PROGRAM SERVICES EXPENSES ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 14745 EUROPE (INCLUDING ICELAND & GREENLAND) - 1 1 PROGRAM SERVICE INVESTMENT ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 2706350 2 2 0 0 2 2 2721095 0 2721095 1 0 0 0 1 0 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 23229308 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 17595745 GENERAL EDUCATION ASSISTANCE UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 32941735 FACILITIES AND EQUIPMENT 1 0 SCHOLARSHIPS 5410 12759336 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON 303920 0 24621 0 13080 0 40100 0 6332 0 388053 0 0 0 RON C WINKLER 165500 0 21397 0 1080 0 17200 0 6332 0 211509 0 0 0 MICHAEL L MARCOTTE 116000 0 20667 0 1080 0 15730 0 6332 0 159809 0 0 0 BEN STEWART 135000 0 21931 0 1080 0 19825 0 6332 0 184168 0 0 0 TRENT WELLS 106500 0 28124 0 1080 0 14480 0 6332 0 156516 0 0 0 JUSTIN HOELSCHER CHILD OF OFFICER (KATHY HARLIN) 3000 SCHOLARSHIP LOGAN BEADLES CHILD OF OFFICER (GARY BEADLES) 2000 SCHOLARSHIP X 3 6801216 CURRENT FAIR VALUE X 2 279104 STOCK QUOTE X 1 131219 CURRENT FAIR VALUE X 1 1 UNDETERMINABLE (R.STOCK) X 1 1 NOMINAL VALUE X MINERAL INTEREST 1 1 NOMINAL VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE FOUNDATION USES THIRD PARTIES TO SELL REAL ESTATE. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL SAMIS AND JAMES EVEREST HAVE A FAMILY RELATIONSHIP. JOHN R. BOZALIS M.D. AND ROBERT A. REECE HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO ASSIST AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -54,715,277. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 3345 7479193 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 207722 6175153 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIVERSITY AMPHORA LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 25813 2797225 UNIVERSITY OF OKLAHOMA FOUNDATION INC AVILLA PRINCIPIS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 54028 1372150 UNIVERSITY OF OKLAHOMA FOUNDATION INC HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 142363 26244181 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVESITY OF OKLAHOMA FOUNDATION 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 500038 CASH