2013-07-15T13:56:34-05:00 2012-08-31 263839190 BURR PILGER MAYER INC 600 CALIFORNIA STREET SUITE 1300 SAN FRANCISCO CA 94108 990 2011-09-01 941156284 SAN FRANCISCO SYMPHONY SANF 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 JIM KIRK 4155528000 2013-07-10 1 MAGA KISRIEV P01008919 4154215757 2011 2016-02-24 21:20:13Z JOHN D GOLDMAN DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 104191468 0 X WWW.SFSYMPHONY.ORG X 1910 CA ENRICHES, SERVES, AND SHAPES CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES. 86 86 945 1833 138315 128488 51960280 29724139 27329381 26230844 7312854 4002722 -182918 -3839393 86419597 56118312 41535 79217 0 0 39541650 42538935 469352 459189 4725502 32101798 35260671 72154335 78338012 14265262 -22219700 306759580 300320701 44075065 56390634 262684515 243930067 X THE SAN FRANCISCO SYMPHONY SETS THE HIGHEST POSSIBLE STANDARD FOR EXCELLENCE IN MUSICAL PERFORMANCE AT HOME AND AROUND THE WORLD; ENRICHES, SERVES, AND SHAPES CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES; MAINTAINS FINANCIAL STABILITY AND GAINS PUBLIC RECOGNITION AS A MEANS OF ENSURING ITS ABILITY TO FULFILL ITS MISSION. 0 0 66526731 79217 26230844 THROUGH ITS ARTISTIC, EDUCATION AND COMMUNITY PROGRAMS, THE SAN FRANCISCO SYMPHONY EACH YEAR SERVES MORE THAN 600,000 BAY AREA RESIDENTS AND VISITORS OF EVERY ECONOMIC AND CULTURAL BACKGROUND IN OVER 200 CONCERTS. THE SYMPHONY ADDITIONALLY REACHES MILLIONS OF OTHERS THROUGHOUT THE UNITED STATES AND ABROAD THROUGH TOURING, RECORDING, THE WEB, AND RADIO AND TELEVISION BROADCASTS.THE GRAMMY AWARD WINNING SAN FRANCISCO SYMPHONY IS REGARDED INTERNATIONALLY AS ONE OF THE FOREMOST AMERICAN ORCHESTRAS. UNDER MUSIC DIRECTOR MICHAEL TILSON THOMAS, THE SYMPHONY OFFERS EXCITING CLASSICAL PROGRAMS WITH INTERNATIONALLY ACCLAIMED GUEST ARTISTS IN ITS 100+ CONCERT SUBSCRIPTION SERIES. OTHER ANNUAL SERIES INCLUDE THE GREAT PERFORMERS SERIES, MUSIC FOR FAMILIES AND THE CHAMBER MUSIC SERIES. IN ADDITION, THE ORCHESTRA OFFERS FREE COMMUNITY CONCERTS, AN ANNUAL SUMMER FESTIVAL AND DECEMBER HOLIDAY CONCERTS.THE SYMPHONY PROVIDES AN EXTENSIVE ARRAY OF MUSIC EDUCATION PROGRAMS FOR YOUTH AND ADULTS, MOST OF WHICH ARE FREE OF CHARGE. FOR YOUNG CHILDREN, THERE IS ADVENTURES IN MUSIC, A COMPREHENSIVE MUSIC EDUCATION PROGRAM IN EVERY SAN FRANCISCO PUBLIC ELEMENTARY SCHOOL AND CONCERTS FOR KIDS, REACHING NEARLY 30,000 SCHOOL CHILDREN EACH YEAR FROM AROUND THE GREATER BAY AREA. OTHER PROGRAMS INCLUDE A SPECIAL WEB SITE FOR CHILDREN, WWW.SFSKIDS.ORG, OFFERING YOUNGSTERS AROUND THE WORLD AN INTRODUCTION TO MUSIC, THE INSTRUMENT TRAINING PROGRAM FOR MIDDLE AND HIGH SCHOOL MUSIC STUDENTS; THE HOWARD SKINNER STUDENT FORUM, OFFERING GREATLY DISCOUNTED TICKETS TO COLLEGE STUDENTS; AND FREE TICKETS FOR HIGH SCHOOL AND COLLEGE MUSIC STUDENTS. FOR ADULTS, THE SYMPHONY PRESENTS INSIDE MUSIC TALKS, WHICH ARE FREE OF CHARGE BEFORE EACH CONCERT. OTHER PROGRAMS REACH ECONOMICALLY DISADVANTAGED BAY AREA RESIDENTS AND INCLUDE FREE OUTDOOR CONCERTS AND SEVERAL PROGRAMS DISTRIBUTING DISCOUNTED AND COMPLIMENTARY TICKETS. THE SYMPHONY'S WIDE-RANGING RECORDING AND MEDIA PROJECTS MAKE CLASSICAL MUSIC MORE ACCESSIBLE TO PEOPLE OF ALL AGES AND BACKGROUNDS, INCLUDING A NATIONAL PBS-TV SERIES OF DOCUMENTARIES AND CONCERTS, NATIONALLY SYNDICATED RADIO PROGRAMS, AND INTERACTIVE WEBSITES. 66526731 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 1 0 1 1 1 0 0 0 1 0 0 0 0 1 291 0 1 945 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 86 86 1 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X JIM KIRK CFO 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 JOHN D GOLDMAN 30.00 X X 0 0 0 MRS WILLIAM S FISHER 3.00 X X 0 0 0 TED W HALL 3.00 X X 0 0 0 DAVID A HOYT 3.00 X X 0 0 0 RICHARD M KOVACEVICH 3.00 X X 0 0 0 ROBERT R TUFTS 3.00 X X 0 0 0 CLAIRE N BARNES 1.00 X 0 0 0 NANCY H BECHTLE 2.00 X 0 0 0 LYDIA I BEEBE 1.00 X 0 0 0 ATHENA T BLACKBURN 1.00 X 0 0 0 ROBERT H BRANT 2.00 X 0 0 0 BARBARA BROOKINS-SCHNEIDER 2.00 X 0 0 0 CAROL FRANC BUCK 1.00 X 0 0 0 MRS HERBERT E CAEN 1.00 X 0 0 0 CAROL CASEY 1.00 X 0 0 0 JOHN S CHEN 1.00 X 0 0 0 DR YANEK S Y CHIU 1.00 X 0 0 0 MATT COHLER 1.00 X 0 0 0 MARGARET LIU COLLINS 1.00 X 0 0 0 NANCY R CONNER 1.00 X 0 0 0 MICHELE BEIGEL CORASH 1.00 X 0 0 0 COURTENAY C CORRIGAN 1.00 X 0 0 0 MRS ROBERT A CORRIGAN 1.00 X 0 0 0 GAIL L COVINGTON 1.00 X 0 0 0 DEREK L DEAN 1.00 X 0 0 0 RAY DOLBY 1.00 X 0 0 0 DIXON R DOLL 1.00 X 0 0 0 MARY C FALVEY 1.00 X 0 0 0 MRS DONALD G FISHER 1.00 X 0 0 0 ELIZABETH J FOLGER 1.00 X 0 0 0 A JOHN GAMBS 3.00 X 0 0 0 CARLOS A GARCIA 1.00 X 0 0 0 PRISCILLA B GEESLIN 1.00 X 0 0 0 CHARLES M GESCHKE 1.00 X 0 0 0 GORDON P GETTY 1.00 X 0 0 0 ROBERT D GLYNN JR 1.00 X 0 0 0 EMMA GOLTZ 1.00 X 0 0 0 JOHN H HAMMERGREN 2.00 X 0 0 0 ANETTE L HARRIS 1.00 X 0 0 0 KENNETH L HIRSCH 2.00 X 0 0 0 GREGORY E JOHNSON 2.00 X 0 0 0 JUDITH S JORGENSEN 1.00 X 0 0 0 MARK A JUNG 1.00 X 0 0 0 JUDI KANTER 1.00 X 0 0 0 MRS WILLIAM R KIMBALL 1.00 X 0 0 0 F CURT KIRSCHNER 1.00 X 0 0 0 JANET W LAMKIN 1.00 X 0 0 0 CHRISTINE E LAMOND 1.00 X 0 0 0 MAX LEVCHIN 1.00 X 0 0 0 FRED M LEVIN 1.00 X 0 0 0 MARYON DAVIES LEWIS 1.00 X 0 0 0 RAYMOND KY LI 1.00 X 0 0 0 GORRETTI LO LUI 1.00 X 0 0 0 MARC T MACAULAY 1.00 X 0 0 0 REBECCA MACIEIRA-KAUFMANN 1.00 X 0 0 0 RICHARD B MADDEN 2.00 X 0 0 0 MRS MERRILL L MAGOWAN 1.00 X 0 0 0 EFF W MARTIN 1.00 X 0 0 0 MRS J STANLEY MATTISON 1.00 X 0 0 0 AMY S MCCOMBS 2.00 X 0 0 0 NAN TUCKER MCEVOY 1.00 X 0 0 0 KENNETH P MCNEELY 1.00 X 0 0 0 WILLIAM F MEEHAN III 1.00 X 0 0 0 ANTHONY W MILES 2.00 X 0 0 0 J WILLIAM MORRIS III 2.00 X 0 0 0 ELLEN MAGNIN NEWMAN 1.00 X 0 0 0 MRS JOHN F NICOLAI 1.00 X 0 0 0 ROBERT G O'DONNELL 1.00 X 0 0 0 PAUL S OTELLINI 1.00 X 0 0 0 MRS JAMES C PARAS 1.00 X 0 0 0 LAURA K PFAFF 1.00 X 0 0 0 PAULA B PRETLOW 2.00 X 0 0 0 GEORGE R ROBERTS 1.00 X 0 0 0 RICHARD M ROSENBERG 2.00 X 0 0 0 SHARON L SETO 1.00 X 0 0 0 MRS GEORGE P SHULTZ 1.00 X 0 0 0 TRINE SORENSEN 1.00 X 0 0 0 PATRICIA SUGHRUE SPRINCIN 1.00 X 0 0 0 DAVID R STRAND 1.00 X 0 0 0 JEREMIAH J SULLIVAN 2.00 X 0 0 0 NICHOLAS E TOUSSAINT 2.00 X 0 0 0 TONY TROUSSET 1.00 X 0 0 0 GE WANG 1.00 X 0 0 0 SANFORD I WEILL 1.00 X 0 0 0 ANITA L WORNICK 1.00 X 0 0 0 PATRICIA C DUNN 2.00 X 0 0 0 BRENT ASSINK 60.00 X 577663 0 61194 JAMES KIRK 60.00 X 201127 0 19469 JOHN KIESER 60.00 X 184483 0 30445 MARA FINERTY 60.00 X 153631 0 13537 NAN KEETON 60.00 X 253438 0 27917 ALEXANDER BARANTSCHIK 60.00 X 490594 0 69416 RAGNAR BOHLIN 60.00 X 285721 0 15101 MARK INOUYE 60.00 X 253513 0 20464 JOHNATHON VINOCOUR 60.00 X 252204 0 19374 CAREY BELL 60.00 X 231934 0 31479 2884308 0 308396 133 0 1 0 MTT INC 1745 BROADWAY 18TH FLOOR NEW YORK NY 10019 MUSIC DIRECTOR 2030468 SD&A TELESERVICES INC 5757 WEST CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 PROF. FUNDRAISER/TELEMARK. 843681 TOUR ARTS 2829 BRIDGEWAY SUITE 205 SAUSALITO CA 94965 TOURING SERVICES 586366 POP MULTIMEDIA INC 1326 5TH AVENUE SUITE 8 SEATTLE WA 98101 WEBSITE DEV./MARKETING SERV. 552118 OPUS 3 ARTISTS 470 PARK AVENUE SOUTH 9TH FLOOR NEW YORK NY 10016 ARTISTIC MANAGEMENT 405276 33 7804238 776100 21143801 3205771 29724139 CONCERT & RELATED REV 711130 25967992 25967992 VOLUNTEER COUNCIL 711130 179691 179691 SFS MEDIA 515100 83161 83161 26230844 4089568 109852 3979716 28463 0 28463 28463 28463 40512591 40599437 -86846 -86846 -86846 1699601 7804238 6476741 -4777140 -4777140 1474014 996978 477036 477036 FOOD & BEV FROM PATRON 812900 337648 337648 MISCELLANEOUS 900099 94600 94600 432248 56118312 26230844 138315 25014 79217 79217 1749082 643151 800080 305851 28790241 25334714 1908601 1546926 4929197 4622346 195333 111518 5076859 4414459 391262 271138 1993556 1716220 182361 94975 9902 9902 178347 178347 12251 8484 3767 459189 459189 139577 139577 364661 119380 245281 1680714 1514041 17604 149069 1392527 909946 381701 100880 296222 9837 286385 558779 208185 314340 36254 91342 68944 21832 566 1128007 977490 48401 102116 417708 75066 342282 360 CONCERT PRODUCTION 19157269 19089811 4062 63396 AMORTIZATION 3466497 3462718 1388 2391 CONSULTING FEES 2506670 2421135 65347 20188 PLANT FUND - OTHER 1480200 41719 1434647 3834 2379998 809868 113279 1456851 78338012 66526731 7085779 4725502 X 3020458 2044826 402802 572830 1241002 716064 26433053 21213894 2756226 2491584 1966757 2270803 755433 662696 9700083 5968878 34286465 16222239 17995867 18064226 181535455 186859223 53990047 52488428 10385657 9584905 306759580 300320701 4532218 5081062 13158974 12259056 26383873 39050516 44075065 56390634 X 62108600 43213422 67823806 65507368 132752109 135209277 262684515 243930067 306759580 300320701 X -22219700 3465252 X X 0 1 1 X 0 X 40103581 35916731 30887904 51541717 29724139 188174072 40103581 35916731 30887904 51541717 29724139 188174072 20821681 167352391 5265510 3710194 3334967 3184276 3979716 19474663 40888 42513 41228 128488 253117 776111 369631 357787 323703 432248 2259480 210161332 136859901 0.79630 0.80630 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12251 12251 66514480 66526731 1000000 250000 0 0 1000000 1000000 1500000 12251 12251 250000 250000 375000 73000 X X X REPLICA FOR ANNUAL POSTER 0 262125035 3398740 19729648 17213373 268040050 232661245 20521288 24946947 16004445 262125035 230679902 6872990 10899942 15791589 232661245 258321438 16791506 -25359327 19073715 230679902 0.29000 0.50000 0.21000 1 0 0 15811483 10078747 5732736 18264744 6143492 12121252 210238 210238 18064226 LIMITED PARTNERSHIPS AND OTHER 52488428 F 52488428 LIABILITIES TO BENEFICIARIES OF SPLIT INTEREST AGREEMENTS 2670735 PENSION BENEFIT LIABILITIES 30879781 UNEARNED CHALLENGE GRANT 5500000 39050516 56118312 78338012 -22219700 15895143 -12429891 3465252 -18754448 79813094 15895143 465496 7473720 23834359 55978735 139577 139577 56118312 86137651 465496 7473720 7939216 78198435 139577 139577 78338012 PART III, LINE 4: THE SYMPHONY RECEIVES A DONATED WATERCOLOR PAINTINGS, WHICH ARE CAPITALIZED AS PART OF IMPROVEMENTS, FURNITURE, AND EQUIPMENT. THE DONATED WATERCOLORS ARE MAINTAINED AS PART OF THE SYMPHONY'S COLLECTION. THE SYMPHONY MAINTAINS OTHER ARTWORK AROUND DAVIES SYMPHONY HALL, BUT NO OTHER ITEMS ARE RECORDED AS ASSETS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO SUPPORT THE SYMPHONY'S PROGRAMS AND MAINTAIN FINANCIAL STABILITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SYMPHONY HAS EVALUATED ITS CURRENT TAX POSITIONS ON UNRELATED BUSINESS INCOME AND HAS CONCLUDED THAT AS OF AUGUST 31, 2012, THE SYMPHONY DOES NOT HAVE ANY SIGNIFICANT UNCERTAIN TAX POSITIONS FOR WHICH A RESERVE WOULD BE NECESSARY. FOR STATE TAX PURPOSES, THE SYMPHONY IS GENERALLY NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2008. FOR FEDERAL TAX PURPOSES, THE SYMPHONY IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2009. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN PENSION BENEFIT LIABILITIES -12,429,891. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE LINE 8B, PART VIII, FORM 990 6,476,742. COST OF GOODS SOLD LINE 10B, PART VIII, FORM 990 996,978. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE LINE 8B, PART VIII, FORM 990 6,476,742. COST OF GOODS SOLD LINE 10B, PART VIII, FORM 990 996,978. X X X X X X X 1 SD&A TELESERVICES INC 5757 W CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 CONSULT AND SOLICIT FOR TELEFUNDRAISING 0 1441207 436189 1005018 THE HOLMAN GROUP 6240 PRIMROSE AVENUE LOS ANGELES CA 90068 ASSIST IN OBTAINING SPONSORSHIPS WITH CORPORATIONS 0 115000 23000 92000 1556207 459189 1097018 CA OPENING GALA 4974812 4560191 414621 16780 2137352 BLACK & WHITE BALL 3623600 2671231 952369 192781 3647651 2 905427 572666 332761 27255 446740 9503839 7804088 1699751 236816 6231743 6468559 -4768808 1 LOWELL HIGH SCHOOL 1101 EUCALYPTUS DRIVE SAN FRANCISCO CA 94132 946000416 SCHOOL 13249 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES PRESIDIO MIDDLE SCHOOL 450 30TH AVENUE SAN FRANCISCO CA 94121 946000416 SCHOOL 29565 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES SAN FRANCISCO CONSERVATORY OF MUSIC 50 OAK STREET SAN FRANCISCO CA 94102 941156610 501(C)(3) 29599 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES RUTH ASAWA SCHOOL OF THE ARTS 555 PORTOLA DRIVE SAN FRANCISCO CA 94131 946000416 SCHOOL 6804 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES 4 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE SYMPHONY DONATES TICKETS TO VARIOUS ORGANIZATIONS, PREDOMINANTLY RELATED TO EDUCATION. SYMPHONY STAFF MEMBER(S) WORK DIRECTLY WITH THE SCHOOLS AND ATTEND CONCERTS TO PERSONALLY WELCOME THE TEACHERS AND STUDENTS WHO ARE ATTENDING THESE CONCERTS. X X X X 0 1 0 0 0 0 0 0 0 BRENT ASSINK 444361 0 125000 0 8302 0 40268 0 20926 0 638857 0 0 0 JAMES KIRK 199148 0 0 0 1979 0 0 0 19469 0 220596 0 0 0 JOHN KIESER 184354 0 0 0 129 0 29378 0 1067 0 214928 0 0 0 MARA FINERTY 153577 0 0 0 54 0 4264 0 9273 0 167168 0 0 0 NAN KEETON 253393 0 0 0 45 0 8158 0 19759 0 281355 0 0 0 ALEXANDER BARANTSCHIK 490078 0 0 0 516 0 31938 0 37478 0 560010 0 0 0 RAGNAR BOHLIN 173676 0 0 0 112045 0 4818 0 10283 0 300822 0 0 0 MARK INOUYE 253393 0 0 0 120 0 9660 0 10804 0 273977 0 0 0 JOHNATHON VINOCOUR 252108 0 0 0 96 0 3440 0 15934 0 271578 0 0 0 CAREY BELL 231826 0 0 0 108 0 5260 0 26219 0 263413 0 0 0 PART I, LINE 4B THE EXECUTIVE DIRECTOR PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. SFS CONTRIBUTED $16,500 TO THE PLAN IN 2011. DIXON DOLL BOARD MEMBER IS A GENERAL PARTNER IN A LIMITED PARTNERSHIP 900000 THE SYMPHONY INVESTED IN A LIMITED PARTNERSHIP IN WHICH A BOARD MEMBER IS A GENERAL PARTNER. FUTURE CAPITAL COMMITMENTS RELATED TO THESE PARTNERSHIPS AS OF 8/31/2012 WAS $2,399,693. 0 X 301226 ANNUAL SALES REVENUE X 86 1541981 FMV X FOOD/GOODS 166 1110295 FMV X SOFTWARE 1 10269 FMV X EQUIPMENT 2 242000 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS SAKO FISHER AND DORIS FISHER ARE RELATED. SAKO FISHER IS DORIS FISHER'S DAUGHTER-IN-LAW. FORM 990, PART VI, SECTION A, LINE 6 THE BYLAWS SAY THAT EACH PERSON OR ENTITY WHO OR WHICH HAS SUBSCRIBED TO AT LEAST THREE CONCERTS IN ANY REGULAR SEASON SYMPHONY SERIES OF THE CORPORATION AND HAS CONTRIBUTED AT LEAST $350.00 TO THE CORPORATION DURING A PERIOD OF 12 MONTHS ENDING UPON THE 60TH DAY BEFORE THE ANNUAL OR ANY SPECIAL MEETING OF VOTING MEMBERS SHALL BE A VOTING MEMBER, ENTITLED TO ONE VOTE, AT SUCH ANNUAL OR SPECIAL MEETING. FORM 990, PART VI, SECTION A, LINE 7A EACH PERSON OR ENTITY WHO OR WHICH HAS SUBSCRIBED TO AT LEAST THREE CONCERTS IN ANY REGULAR SEASON SYMPHONY SERIES AND HAS CONTRIBUTED AT LEAST $350 TO THE CORPORATION DURING A PERIOD OF 12 MONTHS ENDING UPON THE 60TH DAY BEFORE THE ANNUAL MEETING SHALL BE A VOTING MEMBER. THE VOTING MEMBERS, AT EACH OF THEIR ANNUAL MEETINGS, SHALL ELECT APPROXIMATELY ONE-THIRD OF THE TOTAL NUMBER OF GOVERNORS, ROUNDED TO SUCH NEAREST WHOLE NUMBER AS DETERMINED BY THE BOARD OF GOVERNORS. FORM 990, PART VI, SECTION B, LINE 11 ON BEHALF OF THE BOARD OF GOVERNORS, THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY TO REVIEW THE SYMPHONY'S FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. THE COMMITTEE IS PROVIDED WITH A COMPLETE COPY OF THE FILING, INCLUDING ALL SUPPORTING SCHEDULES AND ATTACHMENTS. A MEETING OF THE AUDIT COMMITTEE (EITHER IN PERSON OR VIA ELECTRONIC MEANS) SHALL BE HELD TO REVIEW THE 990 FORM WITH MANAGEMENT AND/OR THE PREPARERS. ALL QUESTIONS, COMMENTS AND SUGGESTED REVISIONS SET FORTH BY THE AUDIT COMMITTEE WILL BE DOCUMENTED ALONG WITH THE RESPONSES, IF APPLICABLE AND THE FILING UPDATED OR REVISED AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 12C THE SYMPHONY'S CONFLICT OF INTEREST POLICY COVERS GOVERNORS, OFFICERS, EMPLOYEES AND VOLUNTEERS OF THE SAN FRANCISCO SYMPHONY. THE POLICY IS REVIEWED ANNUALLY BY THE COMMITTEE ON GOVERNORS OF THE BOARD OF GOVERNORS, WHO SHALL HAVE FINAL AUTHORITY TO DETERMINE WHAT MAY BE A CONFLICT OF INTEREST AND HOW TO ADDRESS THE CONFLICT. EACH GOVERNOR, COMMITTEE MEMBER, OFFICER AND KEY EMPLOYEE IS REQUIRED TO ANNUALLY COMPLETE A DISCLOSURE FORM IDENTIFYING CONFLICTS OF INTEREST. ONCE IDENTIFIED, CONFLICTS OF INTEREST ARE ADDRESSED AS ESTABLISHED IN THE SYMPHONY'S CONFLICT OF INTEREST POLICY. THE CHIEF FINANCIAL OFFICER OF THE SYMPHONY MAINTAINS THE DISCLOSURE FORMS AND INSURES COMPLIANCE OF THE ESTABLISHED POLICY. GENERALLY, A CONFLICTED PARTY MAY NOT PARTICIPATE IN ANY DISCUSSIONS OR DECISIONS ON MATTERS WHERE THEY MAY BE CONFLICTED. THE CONFLICTED PARTY IS REQUIRED TO DISCLOSE ANY CONFLICTS OR POTENTIAL CONFLICTS ON THE MATTER BEING CONSIDERED. FORM 990, PART VI, SECTION B, LINE 15 THE ADMINISTRATIVE COMPENSATION COMMITTEE (COMMITTEE) OF THE BOARD OF GOVERNORS DETERMINES THE COMPENSATION PACKAGE OF THE EXECUTIVE DIRECTOR (ED) AND THE CHIEF FINANCIAL OFFICER (CFO) OF THE SYMPHONY. THE COMMITTEE WILL MEET ANNUALLY TO REVIEW AND APPROVE THE COMPENSATION AND BENEFIT PACKAGES FOR THE ED AND CFO. THE COMMITTEE RELIES ON COMPARABILITY DATA PREPARED BY THE DIRECTOR OF HUMAN RESOURCES FOR THE SAME OR SIMILAR POSITIONS IN COMPARABLE ORCHESTRAS IN THE UNITED STATES AND SIMILAR POSITIONS FOR NON-PROFITS IN THE SAN FRANCISCO BAY AREA. THE ED AND CFO ARE NOT PRESENT FOR ANY DELIBERATIONS OF THE COMMITTEE NOR DO THEY HAVE ACCESS TO THE INFORMATION PRESENTED TO THE COMMITTEE BY THE DIRECTOR OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 THE REQUIRED ORGANIZATIONAL DOCUMENTS OF THE SYMPHONY WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. THE PUBLIC INSPECTION COPY OF THE SYMPHONY'S FORM 990 AND THE AUDITED FINANCIAL REPORTS, FROM THE PREVIOUS THREE YEARS (AT A MINIMUM), WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR FINANCIAL STATEMENTS OR THE FORM 990 BY ANYONE, THE SYMPHONY SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE REASON FOR THE PUBLIC INSPECTION REQUEST. IN ADDITION, THE SYMPHONY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON THE INTERNET AT GUIDESTAR. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 15,895,143. CHANGE IN PENSION BENEFIT LIABILITIES -12,429,891. TOTAL TO FORM 990, PART XI, LINE 5: 3,465,252. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. POOLED INCOME FUND DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA SAN FRANCISCO SYMPHONY T 68146 0.87000 CRUT #1 DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA SAN FRANCISCO SYMPHONY T 125234 0.75000 UNITRUST DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA SAN FRANCISCO SYMPHONY T 83762 0.55000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0