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            <ZIPCode>94104</ZIPCode>
          </USAddress>
          <Title>ASSOCIATE DIRECTOR (</Title>
          <AverageHoursPerWeek>40.00</AverageHoursPerWeek>
          <Compensation>109605</Compensation>
          <EmployeeBenefits>6739</EmployeeBenefits>
          <ExpenseAccount>0</ExpenseAccount>
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          <PersonName>QI YE</PersonName>
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            <AddressLine1>340 BROWER COURT</AddressLine1>
            <City>SAN RAMON</City>
            <State>CA</State>
            <ZIPCode>94582</ZIPCode>
          </USAddress>
          <TypeOfService>DIRECTOR OF CPI BEIJING OFFICE</TypeOfService>
          <Compensation>189612</Compensation>
        </CompensationOfHghstPaidCntrct>
        <CompensationOfHghstPaidCntrct>
          <PersonName>GIREESH SHRIMALI</PersonName>
          <USAddress>
            <AddressLine1>444 SAN ANTONIO ROAD 9C</AddressLine1>
            <City>PALO ALTO</City>
            <State>CA</State>
            <ZIPCode>94306</ZIPCode>
          </USAddress>
          <TypeOfService>ESTABLISH HYDERABAD OFFICE</TypeOfService>
          <Compensation>123810</Compensation>
        </CompensationOfHghstPaidCntrct>
        <CompensationOfHghstPaidCntrct>
          <BusinessName>
            <BusinessNameLine1>QUATTRO CONSULTORIA</BusinessNameLine1>
          </BusinessName>
          <ForeignAddress>
            <AddressLine1>RUA EVARISTO DE VEIGA 83</AddressLine1>
            <City>RIO DE JANEIRO</City>
            <Country>BR</Country>
            <PostalCode>20031-040</PostalCode>
          </ForeignAddress>
          <TypeOfService>DIRECTOR OF CPI RIO DE JANEIRO OFFICE</TypeOfService>
          <Compensation>114869</Compensation>
        </CompensationOfHghstPaidCntrct>
        <CompensationOfHghstPaidCntrct>
          <BusinessName>
            <BusinessNameLine1>BUSINESS TALENT GROUP LLC</BusinessNameLine1>
          </BusinessName>
          <USAddress>
            <AddressLine1>15332 ANTIOCH STREET 20</AddressLine1>
            <City>PACIFIC PALISADES</City>
            <State>CA</State>
            <ZIPCode>90272</ZIPCode>
          </USAddress>
          <TypeOfService>RESEARCH; CLEAN TECHNOLOGY INVESTORS</TypeOfService>
          <Compensation>107845</Compensation>
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        <CompensationOfHghstPaidCntrct>
          <PersonName>KIM DERIDDER</PersonName>
          <USAddress>
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            <City>KINGSTON</City>
            <State>WA</State>
            <ZIPCode>98346</ZIPCode>
          </USAddress>
          <TypeOfService>RESEARCH; INDONESIAN CLIMATE POLICIES</TypeOfService>
          <Compensation>68912</Compensation>
        </CompensationOfHghstPaidCntrct>
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        <Description1>VENICE - SAN GIORGIO GROUPCLIMATE POLICY INITIATIVE CONVENES AND CONDUCTS ANALYSIS FOR THE SAN GIORGIO GROUP, WHICH IS A WORKING GROUP OF KEY FINANCIAL INTERMEDIARIES AND INSTITUTIONS ENGAGED IN GREEN, LOW-EMISSIONS, AND CLIMATE-RESILIENT FINANCE. THE GOAL OF THE SAN GIORGIO GROUP IS TO ANALYZE THE LIFE-CYCLE OF EXISTING PROJECTS, PROGRAMS AND PORTFOLIOS OF PROJECTS, AND THE MECHANISMS THAT AFFECT THE FINANCIAL AND ENVIRONMENTAL PERFORMANCE OF CLIMATE INVESTMENTS. IN DOING SO, IT AIMS TO DISTILL LESSONS AND PROVIDE INSIGHTS ON HOW TO SCALE UP CLIMATE FINANCE AND SPEND RESOURCES MORE WISELY. 2012 WORK INCLUDED RENEWABLE ENERGY CASE STUDIES AND ANALYSIS OF RISK GAPS, AS WELL AS CONVENING A CONFERENCE FOR THE GROUP.</Description1>
        <Expenses1>587000</Expenses1>
        <Description2>INDONESIA SPECIAL PROJECTTHE INDONESIA SPECIAL PROJECT IS A RESEARCH AND CONVENING ENGAGEMENT DESIGNED TO ASSIST THE GOVERNMENT OF INDONESIA, AND INTERNATIONAL DONOR COUNTRIES LIKE NORWAY AND AUSTRALIA, IN ESTABLISHING THE FINANCING MECHANISMS NEEDED TO SUPPORT GREEN GROWTH, FOREST PRESERVATION, AND PEATLAND RESTORATION IN INDONESIA.</Description2>
        <Expenses2>525000</Expenses2>
        <Description3>BRAZIL - DEFORESTATION POLICY ANALYSISCLIMATE POLICY INITIATIVE PROVIDES ANALYTICAL SUPPORT TO THE BRAZILIAN MINISTRY OF THE ENVIRONMENT AND THE SECRETARIAT OF STRATEGIC MATTERS OF THE PRESIDENCY OF THE REPUBLIC. OUR WORK IN 2012 FOCUSED ON THE EFFECTIVENESS OF BRAZILIAN DEFORESTATION POLICIES IN THE LAST DECADE, INCLUDING FOUNDATIONAL ANALYSIS TO DETERMINE WHETHER 2004 AND 2008 POLICY PACKAGES HAD AN IMPACT ON DEFORESTATION, AND ANALYSIS OF THE RURAL CREDIT POLICY IMPLEMENTED IN 2008.</Description3>
        <Expenses3>455000</Expenses3>
        <Description4>BERLIN - GERMAN CLIMATE FINANCE LANDSCAPECLIMATE POLICY INITIATIVE CREATED A COMPREHENSIVE MAP OF THE CURRENT STATE OF GERMAN CLIMATE FINANCE. THE ANALYSIS INCLUDED THE TOTAL AMOUNT OF FINANCE IN 2010 THAT SUPPORTED THE GERMAN TRANSITION TO A LOW-CARBON ECONOMY, A BREAKOUT OF PUBLIC SOURCES VERSUS PRIVATE SOURCES, A DESCRIPTION OF CLIMATE FINANCE FOR EACH KEY SECTOR OF THE ECONOMY, AND POLICIES THAT IMPACTED INVESTMENT. THE REPORT WAS PUBLISHED AT THE END OF 2012.</Description4>
        <Expenses4>357000</Expenses4>
      </SummaryOfDirectCharitableActy>
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        <Total>0</Total>
      </SumOfProgramRelatedInvestments>
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        <AvgMonthlyFMVOfSecurities>0</AvgMonthlyFMVOfSecurities>
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        <AcquisitionIndebtedness>0</AcquisitionIndebtedness>
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        <MinimumInvestmentReturn>73783</MinimumInvestmentReturn>
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        <QualifyingDistributions>7743614</QualifyingDistributions>
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        <AdjQualifyingDistributions>7743614</AdjQualifyingDistributions>
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        <DateOfRuling>2009-07-07</DateOfRuling>
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          <Year1>0</Year1>
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        </TotalAssetsSect4942j3Bi>
        <TwoThirdsMinInvstReturn>
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          <Total>171852</Total>
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          <Total>0</Total>
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        <OnlyContributesToPreselected>X</OnlyContributesToPreselected>
        <TotGrantOrContriPaidDuringYear>0</TotGrantOrContriPaidDuringYear>
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        <AdjustedNetIncome>45340</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
      </AccountingFees>
    </AccountingFeesSchedule>
    <LegalFeesSchedule documentId="RetDoc2002100001">
      <LegalFees>
        <Category>LEGAL</Category>
        <Amount>24349</Amount>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>18304</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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    </LegalFeesSchedule>
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      <OtherAssets>
        <Description>SECURITY DEPOSITS</Description>
        <BOYBookValue>21776</BOYBookValue>
        <EOYBookValue>37845</EOYBookValue>
        <EOYFMV>37845</EOYFMV>
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      <OtherAssets>
        <Description>ADVANCED FUNDINGS TO AFFILIATES</Description>
        <BOYBookValue>289081</BOYBookValue>
        <EOYBookValue>189508</EOYBookValue>
        <EOYFMV>189508</EOYFMV>
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    </OtherAssetsSchedule>
    <OtherDecreasesSchedule documentId="RetDoc2049800001">
      <OtherDecreases>
        <Description>UNREALIZED LOSS ON FOREIGN CURRENCY EXCHANGE</Description>
        <Amount>71504</Amount>
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    <OtherExpensesSchedule documentId="RetDoc2003200001">
      <OtherExpenses>
        <Description>OFFICE SUPPLIES</Description>
        <RevenueAndExpensesPerBooks>18617</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>29721</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>TELEPHONE &amp; COMMUNICATIONS</Description>
        <RevenueAndExpensesPerBooks>60455</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>54929</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>POSTAGE/SHIPPING</Description>
        <RevenueAndExpensesPerBooks>1023</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>945</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>FURNITURE/FIXTURES</Description>
        <RevenueAndExpensesPerBooks>2547</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>2327</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>TECHNOLOGY</Description>
        <RevenueAndExpensesPerBooks>34558</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>28807</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>DUES &amp; SUBSCRIPTIONS</Description>
        <RevenueAndExpensesPerBooks>64120</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>80667</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>INSURANCE</Description>
        <RevenueAndExpensesPerBooks>12469</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>9718</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>BANK &amp; CREDIT CARD FEES</Description>
        <RevenueAndExpensesPerBooks>7607</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>7607</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>BOARD MEETING EXPENSES</Description>
        <RevenueAndExpensesPerBooks>1912</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>1167</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>FEES &amp; LICENSES</Description>
        <RevenueAndExpensesPerBooks>7631</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>6619</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>PAYROLL FEES</Description>
        <RevenueAndExpensesPerBooks>65587</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>65127</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>LOSS ON FOREIGN CURRENCY EXCHANGE</Description>
        <RevenueAndExpensesPerBooks>51779</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>51779</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>OTHER</Description>
        <RevenueAndExpensesPerBooks>16695</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>15014</AdjustedNetIncome>
        <DisbursementsCharitablePrps>0</DisbursementsCharitablePrps>
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      <OtherExpenses>
        <Description>LOSS ON RETIREMENT OF FIXED ASSETS</Description>
        <RevenueAndExpensesPerBooks>59141</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>0</AdjustedNetIncome>
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      <OtherExpenses>
        <Description>EXPENSES EXCEEDING ADJUSTED NET INCOME</Description>
        <RevenueAndExpensesPerBooks>0</RevenueAndExpensesPerBooks>
        <NetInvestmentIncome>0</NetInvestmentIncome>
        <AdjustedNetIncome>-7743614</AdjustedNetIncome>
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        <BOYBookValue>13039</BOYBookValue>
        <EOYBookValue>15739</EOYBookValue>
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      <OtherProfessionalFees>
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        <AdjustedNetIncome>2462460</AdjustedNetIncome>
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        <AdjustedNetIncome>354580</AdjustedNetIncome>
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