2013-11-13T11:14:32-06:00 2012-12-31 320043599 LEGACY PROFESSIONALS LLP 6800 FRANCE AVENUE SO SUITE 550 EDINA MN 55435 990 2012-01-01 237130092 PLUMBERS & STEAMFITTERS LOCAL 6 HEALTH & WELFARE FUND PLUM 6512561804 C/O ZENITH AMER SOLUTIONS 2520 PILOT KNOB RD NO 325 MENDOTA HEIGHTS MN 55120 KORY MILLER 6512561804 2013-11-04 1 ERIC C BAERTSCH P00964071 9528413950 2012 2016-02-24 21:20:13Z KORY MILLER C/O ZENITH AMER SOLUTIONS 2520 PILOT KNOB RD MENDOTA HEIGHTS MN 55120 5192433 0 X N/A X 1962 MN TO PROVIDE HEALTH BENEFITS 6 5 13 0 0 0 0 0 3135202 2999061 158599 209855 5119 5039 3298920 3213955 0 0 2810264 3223450 1361 488 0 0 0 255535 249963 3067160 3473901 231760 -259946 6152388 6123270 2771 13410 6149617 6109860 TO PROVIDE HEALTH AND WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS. 0 0 TO PROVIDE A PLAN FOR HEALTH INSURANCE, GROUP LIFE, GROUP ACCIDENTAL DEATH AND DISMEMBERMENT, GROUP SICKNESS AND ACCIDENT, AND GROUP DISABILITY COVERAGE, INCLUDING PROVISION FOR HOSPITAL, MEDICAL, AND SURGICAL EXPENSE BENEFITS, AND OTHER INSURANCE OR BENEFIT PLANS AS DETERMINED BY THE BOARD OF TRUSTEES TO BE APPROPRIATE. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 13 1 0 0 0 0 0 0 0 0 X 6 5 0 1 0 0 0 0 0 1 0 0 0 1 1 1 1 0 1 0 0 0 X ZENITH AMERICAN SOLUTIONS 6512561804 2520 PILOT KNOB RD STE 325 MENDOTA HTS MN 55120 KORY MILLER 2.00 X 346 0 142 ROBERT LAWLER 2.00 X 0 0 0 DUANE SCHUMAN 2.00 X 0 0 0 TONY REGNER 2.00 50.00 X 0 103766 72590 JON EWING 2.00 X 0 0 0 DEAN COCKER 2.00 X 0 0 0 STEVE PETTERSEN 2.00 X 0 0 0 346 103766 72732 0 0 1 0 MEDICA 401 CARLSON PARKWAY MINNETONKA MN 55305 NETWORK ACCESS FEES 164416 ZENITH AMERICAN SOLUTIONS 2520 PILOT KNOB RD STE 325 MENDOTA HEIGHTS MN 55120 CLAIMS PROCESSOR/ADMINISTRATOR 132839 2 EMPLOYER CONTRIB 900099 2826308 2826308 PARTICIPANT CONTRIB 900099 172753 172753 2999061 182493 182493 2005840 1978478 27362 27362 27362 CATALYST REBATE 900099 5039 5039 5039 3213955 2999061 0 214894 3223450 488 13698 15700 28915 167147 13064 7824 3172 GOVERNMENT COMPLIANCE 443 3473901 -13354 220043 673902 167864 271095 253928 16448 17306 5204297 5464129 6152388 6123270 2771 13410 2771 13410 X 0 0 0 0 6149617 6109860 6149617 6109860 6152388 6123270 -259946 220189 0 X 0 1 X 1 0 0 X 3405229 220189 220189 3185040 28915 28915 3213955 3444986 0 3444986 28915 28915 3473901 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE PLAN FILES FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, AND FORM 5500, ANNUAL RETURN/REPORT OF EMPLOYEE BENEFIT PLAN. THE PLAN'S RETURNS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE UNTIL THE APPLICABLE STATUTE OF LIMITATIONS EXPIRE. X 0 0 0 TONY REGNER 0 103766 0 0 0 0 0 52982 0 19608 0 176356 0 0 FORM 990, PART VI, SECTION A, LINE 3 ALTHOUGH THE TRUSTEES RETAIN THE ULTIMATE RESPONSIBILITY, THE TRUSTEES HAVE DELEGATED THE DAY TO DAY ADMINISTRATIVE DUTIES TO ZENITH AMERICAN SOLUTIONS AS THE THIRD PARTY ADMINISTRATOR OF THE FUND. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PROVIDED TO AND REVIEWED BY THE ENTIRE BOARD OF TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE PLAN REQUIRES THAT ANY EXISTENCE OR POTENTIAL EXISTENCE OF A CONFLICT OF INTEREST BE DISCLOSED TO THE BOARD OF TRUSTEES BEFORE ANY TRANSACTION IS CONSUMMATED. IT IS THE RESPONSIBILITY OF THE TRUSTEES TO SCRUTINIZE THEIR TRANSACTIONS AND OUTSIDE BUSINESS RELATIONSHIPS FOR POTENTIAL CONFLICTS AND IMMEDIATELY MAKE SUCH DISCLOSURES. IF ANY CONFLICT OF INTEREST IS IDENTIFIED, TRANSACTIONS CAN ONLY BE UNDERTAKEN IF: THE CONFLICTING INTEREST IS FULLY DISCLOSED; THE PERSON WITH THE CONFLICT OF INTEREST IS EXCLUDED FROM THE DISCUSSION AND APPROVAL OF SUCH TRANSACTION; A COMPETITIVE BID OR COMPARABLE VALUATION EXISTS (IF APPLICABLE); AND THE BOARD OR DULY CONSTITUTED COMMITTEE THEREOF HAS DETERMINED THAT THE TRANSACTION IS IN THE BEST INTEREST OF THE ORGANIZATION. EACH YEAR THE TRUSTEES DISCUSS THE PLAN'S COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY AND THIS DISCUSSION IS DOCUMENTED IN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE PLAN MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO ITS MEMBERS UPON REQUEST. THESE ITEMS ARE NOT MADE AVAILABLE TO THE PUBLIC. LOCAL 6 PO BOX 6375 ROCHESTER MN 55903 LABOR UNION 0 LOCAL 6 JATC PO BOX 6375 ROCHESTER MN 55903 APPRENTICE TRAINING CENTER 0 MN PIPE TRADES ASSN 4402 AIRPORT BLVD DULUTH MN 55811 LABOR ORGANIZATION 0 BAKER GROUP CONTRIBUTING EMPLOYER 0 C&C MECHANICAL CONTRIBUTING EMPLOYER 0 DECKLEVER MECHANICAL INC CONTRIBUTING EMPLOYER 0 DIMENSION PLBG & HTG INC CONTRIBUTING EMPLOYER 0 DMC PLBG & HTG INC CONTRIBUTING EMPLOYER 0 HARRIS MECHANICAL SVCS LLC CONTRIBUTING EMPLOYER 0 HARTY MECHANICAL INC CONTRIBUTING EMPLOYER 0 HIMEC A HARRIS COMPANY CONTRIBUTING EMPLOYER 0 YBRID MECHANICAL CONTRIBUTING EMPLOYER 0 JOHNSON CONTROLS INC CONTRIBUTING EMPLOYER 0 MIDWEST FABRICATING CONTRIBUTING EMPLOYER 0 ROCHESTER PLUMBING & HEATING COMPANY INC CONTRIBUTING EMPLOYER 0 PLUMBERS SERVICES INC CONTRIBUTING EMPLOYER 0 RYAN MECHANICAL INC CONTRIBUTING EMPLOYER 0 WINONA CONTROLS INC CONTRIBUTING EMPLOYER 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1