2013-11-14T21:39:42-06:00 2012-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 2600 INDIANAPOLIS IN 46204 990 2012-01-01 371140016 CARLE HEALTH CARE INCORPORATED % DENNIS HESCH CARL 2173833311 611 WEST PARK STREET Suite URBANA IL 61801 DENNIS P HESCH 2013-11-14 3176817000 2012 2016-02-25 16:41:14Z DENNIS HESCH EXEC VP CFO 611 W PARK ST URBANA IL 61801 375575148 false X WWW.CARLE.ORG X 1983 IL The corporation is organized and shall be exclusively operated as a not-for-profit corporation for charitable, scientific and educational purposes. 7 3 1983 0 0 0 241627 310046 344706781 375096326 -22010 17382 55004 92028 344981402 375515782 1300 341 0 0 203316409 222783106 0 0 0 160466284 176421173 363783993 399204620 -18802591 -23688838 62671316 71759550 13393625 23404100 49277691 48355450 X THE CORPORATION IS ORGANIZED AND SHALL BE EXCLUSIVELY OPERATED AS A NOT FOR PROFIT CORPORATION FOR CHARITABLE, BENEVOLENT, SCIENTIFIC AND EDUCATIONAL PURPOSES WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986. THE CORPORATION SHALL ENGAGE IN ANY LAWFUL ACTIVITIES WITHIN THE PURPOSES FOR WHICH A CORPORATION MAY BE ORGANIZED UNDER THE ILLINOIS GENERAL NOT FOR PROFIT CORPORATION ACT OF 1986. THE CORPORATION'S PURPOSES SHALL INCLUDE, BUT NOT BE LIMITED TO OPERATING FACILITIES AND DIVISIONS THAT WILL PROVIDE HEALTH CARE AND OTHER RELATED SERVICES AS WELL AS EMPLOYING PHYSICIANS AND OTHERS FOR THAT PURPOSE. false false 327549809 341 313912681 Patient service - Carle Physician Group (CPG) - serving people through high quality care, research and education. Provide Physician and related services that maintain or enhance clinical services. In 2012, CPG performed approximately 570,000 outpatient visits and made nearly 9,400 physician admissions to Carle Foundation Hospital (CFH). In addition, CPG performed approximately 17,500 surgeries at CFH. 48744493 39160082 Patient service - Carle Foundation Physician Services (CFPS) - serving people through high quality care, research and education. Provide Physician and related services that maintain or enhance clinical services. In 2012, CFPS performed approximately 41,000 outpatient visits and made nearly 9,300 physician admissions to Carle Foundation Hospital (CFH). In addition, CFPS performed approximately 250 surgeries at CFH. 7324815 15733736 Champaign Surgicenter, LLC (ASC) is a free-standing ambulatory surgery center located in Champaign, IL. The ASC is a full service outpatient surgery center with operating rooms, a recovery area and limited laboratory and radiology services available. In 2012, 4,228 procedures were performed across a wide variety of medical specialties. 5619636 6289827 389238753 true true false true false false false false false false true false false false true true false true false false false false false false false false false false false true false false false false false false false false false false false false true true true true false false true 30 0 true 1983 true false false false false false false false false false false X 7 3 false false false false true true true true true false false true true true true true true false false false IL X X DENNIS HESCH 2173833311 611 W PARK ST Urbana IL 61801 X Phillip Blankenburg 0.2 3.2 X X 0 0 0 Donna Greene 0.5 2.4 X X 0 0 0 Cora E Musial Phd MD 3.0 37.0 X X 278602 0 25525 Matthew Gibb MD 18.0 22.0 X 754820 0 22639 J Michael Martin 0.2 7.7 X 0 0 0 Marty Smith 1.0 3.0 X 0 0 0 Paul Tender MD 38.0 2.0 X 456017 0 33444 James C Leonard MD 8.0 32.0 X 0 1210256 399947 R Bruce Wellman MD 20.0 20.0 X 0 947859 307991 John Snyder 10.0 30.0 X 0 750240 239964 Dennis Hesch 12.0 28.0 X 0 573934 193752 Philip Kubow term 7-16-12 0.2 3.0 X 0 433449 390050 Stephanie Beever 15.0 25.0 X 0 287430 85220 Kim Johnston 25.0 15.0 X 0 263670 65801 Dawn Walden 20.0 20.0 X 0 266080 67990 Mark Berlin 20.0 20.0 X 0 261100 84205 Craig Neitzel MD 40.0 0.0 X 1249860 0 40187 Robert Bane MD 40.0 0.0 X 957646 0 39658 James Harms MD 39.5 0.5 X 858979 0 33525 William Olivero MD 38.0 2.0 X 844574 0 36256 Douglas Filipov MD 40.0 0.0 X 841998 0 26570 Robert Tonkinson 0.0 0.0 X 0 178466 0 Richard Brown 0.0 0.0 X 0 314674 22488 6242496 5487158 2115212 408 true true false WEATHERBY LOCUMS INC PO BOX 972633 DALLAS TX 75397 STAFFING 2729766 LOCUMTENENSCOM LLC PO BOX 405547 ATLANTA GA 30384 STAFFING 1231540 COMPHEALTH INC PO BOX 972651 DALLAS TX 75397 STAFFING 1119375 JACKSON COKER HOLDINGS LLC PO BOX 277638 ATLANTA GA 30384 STAFFING 929295 ST FRANCIS MED CTROSF MED GRP 1420 W PIONEER PKWY PEORIA IL 61615 STAFFING 736000 12 12857 286389 10800 310046 Patient service revenue 621110 309883170 309883170 Other physician and program revenue 621110 41826414 41826414 Surgicenter revenue 621400 15733736 15733736 Ambulance revenue 621910 5159510 5159510 Daycare revenue 624410 1081267 1081267 1412229 1412229 375096326 0 0 0 92028 92028 0 92028 92028 76748 59366 17382 17382 17382 0 0 0 0 375515782 375096326 0 109410 341 341 0 0 0 1613123 1613123 0 186579762 185823079 756683 8840359 8790601 49758 16687650 16563862 123788 9062212 8997155 65057 0 2831 2831 0 4125 4125 0 0 44071770 43564630 507140 20352 18850 1502 11827225 11450951 376274 4630060 4358835 271225 0 18218181 17917081 301100 654905 635276 19629 0 971647 966377 5270 40537 40537 0 3411945 3264754 147191 47218 47218 Patient care supplies 35190384 35168876 21508 Internal management fees 56854559 49608520 7246039 Non physician recruitment 266012 266012 Moving expense 173044 173044 36378 10168 26210 399204620 389238753 9965867 0 1492551 73493 0 0 0 0 47011195 58404242 0 0 0 0 0 0 0 0 521940 481754 11321118 8005674 4161013 3315444 0 0 0 0 0 0 9484617 9484617 0 0 62671316 71759550 12140783 22248465 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1252842 1155635 13393625 23404100 X 49277691 48355450 0 0 0 0 49277691 48355450 62671316 71759550 X -23688838 22766597 X X false true X true false X 171273 319112 88371 241627 310046 1130429 31390215 123671137 175977553 344706781 375096326 1050842012 0 0 0 31561488 123990249 176065924 344948408 375406372 1051972441 0 0 0 1051972441 5995 863712 115917 83045 92028 1160697 0 5995 863712 115917 83045 92028 1160697 0 2401 31340 11158 0 0 44899 31569884 124885301 176192999 345031453 375498400 1053178037 0.99886 0.99842 0.00110 0.00152 X MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 4125 4125 false Other Lobbying Activities Schedule C, Part II-B, line (i) $1,375-portion of American Ambulance Assoc dues attributable to lobbying. $2,750-portion of American Medical Group Assoc dues attributable to lobbying. 315724 315724 670369 568312 102057 0 0 7957141 5703640 2253501 2377884 1733722 644162 3315444 0 Hamp Liability 1155635 1155635 X Accounting for Uncertainty in Income Taxes Schedule D, Part X line 2 The Foundation adopted the guidance for accounting for uncertainty in income taxes on July 1, 2007. This guidance clarifies the accounting for uncertainty in income taxes recognized in an organization's financial statement. The guidance prescribes a more-likely-than-not recognition threshold and measurement attribute for financial statement recognition of a tax position taken or expected to be taken. Amounts requiring recognition under tax accounting guidance are reflected as a liability for uncertain tax benefits along with any associated interest and penalties that would be payable to the taxing authorities upon examination. There are no uncertain tax benefits identified or recorded as a liability as of December 31, 2012 and December 31, 2011. true true false true false false false true false Cora E Musial Phd MD 263804 0 0 0 14798 0 20298 0 5227 0 304127 0 0 0 Matthew Gibb MD 718480 0 29913 0 6427 0 20298 0 2341 0 777459 0 0 0 Paul Tender MD 439965 0 12659 0 3393 0 20298 0 13146 0 489461 0 0 0 James C Leonard MD 0 877544 0 291898 0 40814 0 384427 0 15520 0 1610203 0 0 R Bruce Wellman MD 0 715548 0 206167 0 26144 0 296717 0 11274 0 1255850 0 0 John Snyder 0 570002 0 135448 0 44790 0 220201 0 19763 0 990204 0 0 Dennis Hesch 0 443192 0 110434 0 20308 0 173391 0 20361 0 767686 0 0 Philip Kubow term 7-16-12 0 174973 0 64591 0 193885 0 371363 0 18687 0 823499 0 0 Stephanie Beever 0 249182 0 34486 0 3762 0 66196 0 19024 0 372650 0 0 Kim Johnston 0 227460 0 31698 0 4512 0 53122 0 12679 0 329471 0 0 Dawn Walden 0 227853 0 34062 0 4165 0 50614 0 17376 0 334070 0 0 Mark Berlin 0 208596 0 32887 0 19617 0 62446 0 21759 0 345305 0 0 Craig Neitzel MD 1230100 0 0 0 19760 0 20298 0 19889 0 1290047 0 0 0 Robert Bane MD 954886 0 0 0 2760 0 20298 0 19360 0 997304 0 0 0 James Harms MD 832835 0 0 0 26144 0 20298 0 13227 0 892504 0 0 0 William Olivero MD 838052 0 0 0 6522 0 20298 0 15958 0 880830 0 0 0 Douglas Filipov MD 838705 0 0 0 3293 0 20298 0 6272 0 868568 0 0 0 Robert Tonkinson 0 0 0 0 0 178466 0 0 0 0 0 178466 0 178466 Richard Brown 0 0 0 22559 0 292115 0 3019 0 19469 0 337162 0 57512 Supplemental Compensation Information FORM 990, SCHEDULE J, PART I, QUESTION 3 THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THE PARENT COMPANY OF CARLE HEALTH CARE INCORPORATED, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: * THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. * THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. * THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. * THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. FORM 990, SCHEDULE J, PART 1, QUESTION 4A THE FOLLOWING TWO EMPLOYEES RECEIVED THE NOTED AMOUNT OF SEVERANCE PAY DURING CALENDAR YEAR 2012; PHILIP KUBOW-$146,566 AND RICHARD BROWN-$234,603. FORM 990, SCHEDULE J, PART I, QUESTION 4B IN 2012, PARTICIPANTS IN THE 457(F) PLAN OFFERED BY THE CARLE FOUNDATION, THE PARENT ORGANIZATION OF CARLE HEALTH CARE INCORPORATED, INCLUDED JAMES C. LEONARD, MD, JOHN SNYDER, R. BRUCE WELLMAN, MD, DENNIS HESCH, DAWN WALDEN, KIM JOHNSTON, MARK BERLIN, PHILIP KUBOW AND STEPHANIE BEEVER. IN 2012, PAYMENTS FROM THE 457(F) PLAN WERE PAID TO ROBERT TONKINSON ($178,466) AND RICHARD BROWN ($57,512). FORM 990, SCHEDULE J, PART 1, QUESTION 5A PHYSICIAN'S COMPENSATION IS PARTIALLY BASED ON PRODUCTION. FORM 990, SCHEDULE J, PART 1, QUESTION 7 PART OF THE OVERALL EMPLOYEE'S COMPENSATION PROGRAM INCLUDES AN INCENTIVE COMPONENT THAT COVERS MOST EMPLOYEES AND IS DESIGNED TO ENCOURAGE AND PROMOTE THE ACHIEVEMENT OF CERTAIN QUALITY, OPERATIONAL, AND EFFICIENCY IMPROVEMENTS. ALTHOUGH THIS INCENTIVE COMPONENT IS BASED ON THE ORGANIZATION MEETING CERTAIN MINIMUM FINANCIAL THRESHOLDS, ALL PAYMENTS MUST BE APPROVED BY THE BOARD OF DIRECTORS PRIOR TO ANY INCENTIVE PAYOUT. Form 990, Supplemental Information PART III, QUESTION 4D OTHER PROGRAMS INCLUDED IN CARLE HEALTH CARE INCORPORATED ARE THE CARING PLACE, ARROW AMBULANCE, LLC AND AIRLIFE. THE CARING PLACE FOSTERS THE DEVELOPMENT OF THE WHOLE CHILD IN A SAFE, NURTURING, NON-PRESSURED ATMOSPHERE THROUGH PLANNED AND VARIED EXPERIENCES. THE CARING PLACE CURRENTLY HAS 125 CHILDREN ENROLLED WITH 77 BEING CHILDREN OF CARLE EMPLOYEES, WHO RECEIVE A 10% DISCOUNT ON THEIR TUITION. THE CARING PLACE ALSO PARTICIPATES IN THE DEPARTMENT OF CHILD CARE RESOURCE SERVICE'S LOW-INCOME SUBSIDY PROGRAM. IN 2012, THE CARING PLACE ACCEPTED 18 FAMILIES (21 STUDENTS) UNDER THE STATE PROGRAM. ARROW AMBULANCE, LLC PROVIDES EMERGENCY MEDICAL ASSISTANCE AND TRANSPORTATION IN THE CHAMPAIGN-URBANA (CU) AREA AND MANY OUTLYING COMMUNITIES. IT HAS OVER 15 EXCLUSIVE SERVICE AGREEMENTS OUTSIDE THE CU AREA SERVICING OVER 1,200 SQUARE MILES. ARROW AMBULANCE, LLC HAS A TOTAL OF 12 AMBULANCES WHICH PROVIDE OVER 11,000 TRANSPORTS PER YEAR. ARROW AMBULANCE, LLC'S HIGHLY TRAINED STAFF IS COMPRISED OF PARAMEDICS, EMERGENCY MEDICAL TECHNICIANS AND DISPATCHERS. THEY WORK HARD BOTH TO SAVE LIVES IN EMERGENCIES AND PREVENT EMERGENCIES FROM OCCURRING THROUGH EXTENSIVE EDUCATIONAL EFFORTS. IN AN EMERGENCY, ARROW AMBULANCE OFFERS PRE-ARRIVAL INSTRUCTIONS THROUGH ITS DISPATCH SERVICE, ADVANCED LIFE SUPPORT, STATE OF THE ART EQUIPMENT AND DELIVERY TO THE HOSPITAL OF THE PATIENT'S CHOICE. AIRLIFE, A COLLABORATIVE EFFORT BETWEEN AIR METHODS AND CARLE, PROVIDES COMPLETE AIR MEDICAL TRANSPORTATION SERVICES THROUGHOUT EAST CENTRAL ILLINOIS. AIRLIFE IS STATIONED AT THE CARLE FOUNDATION HOSPITAL AROUND THE CLOCK WITH A TEAM ON SITE AND READY FOR TAKE-OFF WITHIN MINUTES. THE FLIGHT CREW CONSISTS OF EXPERIENCED EMERGENCY MEDICAL PILOTS, PHYSICIANS, CRITICAL CARE FLIGHT REGISTERED NURSES, NEONATAL NURSES, AND CRITICAL CARE FLIGHT PARAMEDICS. PART VI, QUESTION 6 CARLE HEALTH CARE INCORPORATED HAS ONE MEMBER WHICH IS THE PARENT COMPANY, THE CARLE FOUNDATION. PART VI, QUESTION 7A CARLE HEALTH CARE INCORPORATED'S SOLE MEMBER, THE CARLE FOUNDATION, ACTING THROUGH ITS BOARD OF TRUSTEES, HAS THE EXCLUSIVE POWER TO ELECT AND REMOVE MEMBERS OF THE BOARD OF TRUSTEES FOR THE CORPORATION IN ADDITION TO FILLING VACANCIES. PART VI, QUESTION 7B CARLE HEALTH CARE INCORPORATED'S BOARD OF TRUSTEES MUST HAVE THE APPROVAL OF ITS SOLE MEMBER, THE CARLE FOUNDATION, THROUGH ITS BOARD OF TRUSTEES, WHEN VOTING ON MATTERS INCLUDING THE AMENDING OF THE BY-LAWS; AMENDMENTS TO THE ARTICLES OF THE CORPORATION; AUTHORIZING ANY NON-BUDGETED EXPENDITURE IN EXCESS OF $100,000 (THE EXCESS OF ANY PROPOSED EXPENDITURE OVER THE PREVIOUSLY APPROVED BUDGETED AMOUNT SHALL BE DEEMED A NON-BUDGETED EXPENDITURE); TO ADOPT ANY NEW OR ANY CHANGES TO EXISTING LONG TERM OR MASTER INSTITUTIONAL PLANS OF THE CORPORATION; THE APPROVING OF ANY MERGER, CONSOLIDATION OR SALE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION; TO ORGANIZE OR ACQUIRE, OR TO AUTHORIZE OR APPROVE THE ORGANIZATION OR ACQUISITION OF ANY SUBSIDIARY OR AFFILIATE OF THE CORPORATION; THE AUTHORIZATION TO ENTER INTO ANY CONTRACT OR ENGAGE IN ANY TRANSACTION OR ACTIVITY WHICH REQUIRES APPLICATION TO THE ILLINOIS HEALTH FACILITIES AND SERVICES REVIEW BOARD FOR A PERMIT OR CERTIFICATE OF NEED; AND THE AUTHORIZATION TO ENTER INTO ANY CONTRACT WHICH EXTENDS FOR 5 OR MORE YEARS OR INVOLVES THE EXPENDITURE OF MORE THAN $100,000 BY THE CORPORATION. PART VI, QUESTION 11A & 11B THE FORM 990 WAS PREPARED BY STAFF AND AN EXTERNAL TAX ADVISOR AND REVIEWED BY MANAGEMENT. PRIOR TO FILING THIS FORM 990, A FULL AND COMPLETE COPY WAS PROVIDED TO THE GOVERNING BODY BY POSTING TO THE ORGANIZATION'S DIRECTOR COMMUNICATION PORTAL. ALSO BEFORE FILING, THE GOVERNING MEMBERS RECEIVED NOTIFICATION THAT THE FORM 990 WAS POSTED AND AVAILABLE FOR THEIR REVIEW. AT THEIR DISCRETION, THE GOVERNING MEMBERS HAVE THE OPPORTUNITY TO CONTACT MANAGEMENT OR DISCUSS AND ADDRESS CONCERNS AT SUBSEQUENT BOARD MEETINGS. PART VI, QUESTIONS 12 - 16 QUESTIONS ANSWERED AFFIRMATIVELY ARE APPLICABLE TO ALL DISREGARDED ENTITIES. PART VI, QUESTION 12C THE ORGANIZATION'S ESTABLISHED CONFLICT OF INTEREST POLICIES REQUIRE ANNUAL DISCLOSURE OF ACTUAL AND POTENTIAL CONFLICTS OF INTEREST FOR OFFICERS, DIRECTORS, TRUSTEES, MEMBERS OF BOARD COMMITTEES, ADMINISTRATIVE AND MANAGERIAL EMPLOYEES AS WELL AS ALL EMPLOYEES OF THE PURCHASING DEPARTMENT. IF CIRCUMSTANCES CHANGE DURING THE COURSE OF A YEAR, INTERIM DISCLOSURE IS ALSO REQUIRED OF THE SAME INDIVIDUALS. THE DISCLOSURES OF EMPLOYEES ARE REVIEWED INITIALLY BY THE HUMAN RESOURCES DEPARTMENT AND ANY IDENTIFIED CONFLICTS ARE REFERRED TO, AND ADDRESSED BY, THE ORGANIZATION'S INTERNAL LEGAL COUNSEL AND/OR CORPORATE INTEGRITY OFFICER. THE DISCLOSURES OF TRUSTEES AND MEMBERS OF BOARD COMMITTEES ARE REVIEWED BY THE CHAIR OF THE BOARD. THE ENTIRE BOARD ABSENT THE SUBJECT TRUSTEE OR COMMITTEE MEMBER DETERMINES WHETHER A CONFLICT EXISTS. TRUSTEES AND/OR BOARD COMMITTEE MEMBERS WITH IDENTIFIED CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM VOTING ON MATTERS RELATED TO THEIR CONFLICTS. THE ORGANIZATION ALSO MAINTAINS PURCHASING POLICIES REQUIRING COUNTER SIGNATURES TO FURTHER MINIMIZE THE RISK ASSOCIATED WITH CONFLICTS OF INTEREST. PART VI, QUESTIONS 15A & 15B CARLE HEALTH CARE INCORPORATED DOES NOT COMPENSATE ITS OFFICERS OR KEY EMPLOYEES. EMPLOYEE COMPENSATION FOR THESE INDIVIDUALS IS COMPENSATED BY THE PARENT ORGANIZATION, THE CARLE FOUNDATION. THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THE PARENT COMPANY OF CARLE HEALTH CARE INCORPORATED, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: * THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. * THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. * THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. * THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. PART VI, QUESTION 18 & 19 THE CARLE FOUNDATION, THE PARENT COMPANY OF CARLE HEALTH CARE INCORPORATED, PUBLISHES THROUGH WWW.DACBOND.COM ITS QUARTERLY UNAUDITED FINANCIAL STATEMENTS, ANNUAL AUDITED FINANCIAL STATEMENTS, A MANAGEMENT'S DISCUSSION & ANALYSIS TO ACCOMPANY THE FINANCIAL STATEMENTS, AND AN ANNUAL REPORT OF CERTAIN OPERATING AND FINANCIAL INFORMATION. ADDITIONALLY, OFFICIAL STATEMENTS FOR OUTSTANDING MUNICIPAL BOND ISSUES FOR WHICH THE CARLE FOUNDATION IS OBLIGATED ARE AVAILABLE AT THIS WEBSITE. THESE DOCUMENTS INCLUDE EXTENSIVE INFORMATION ABOUT THE ORGANIZATION'S HEALTH CARE DELIVERY SYSTEM MODEL, RECENT HIGHLIGHTS/ACCOMPLISHMENTS, GOVERNANCE AND ADMINISTRATION, STRATEGIC PLAN, FACILITIES, CLINICAL PROGRAMS, MEDICAL STAFF, SERVICE AREA, COMPETITIVE ENVIRONMENT, DEMOGRAPHIC DATA, UTILIZATION STATISTICS, SUMMARY FINANCIAL INFORMATION, ACADEMIC AFFILIATIONS AND EDUCATIONAL PROGRAMS, MEDICAL RESEARCH, ACCREDITATIONS, AND ITS EMPLOYEES. THIS INFORMATION IS AVAILABLE AT NO CHARGE TO THOSE WHO REGISTER AT THE WWW.DACBOND.COM WEBSITE. IN ADDITION, THE FORM 990S OF THE ORGANIZATION'S FILING ENTITIES ARE AVAILABLE THROUGH DACBOND. A COMMUNITY BENEFIT REPORT IS ALSO PUBLISHED AND DISTRIBUTED ANNUALLY TO THE COMMUNITY. QUARTERLY FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST DELIVERED TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE ALSO AVAILABLE UPON REQUEST TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. PART VII, SECTION A, COLUMN B THE AVERAGE ESTIMATED HOURS PER WEEK LISTED FOR THE REPORTING ORGANIZATION AND RELATED ORGANIZATIONS ARE BASED ON A STANDARD 40 HOUR WEEK. MEMBERS MAY FREQUENTLY DEVOTE MORE THAN 40 HOURS OF SERVICE TO THE ENTIRE ORGANIZATION DURING AN AVERAGE WEEK. PART VIII, LINE 2 OTHER PHYSICIAN AND PROGRAM REVENUE IS COMPRISED LARGELY OF INTERNAL REVENUE RESULTING FROM CARLE PHYSICIAN GROUP PROVIDING SERVICES TO OTHER RELATED ORGANIZATIONS IN THE CONSOLIDATED GROUP. PART IX, LINE 11G OTHER SERVICES IS COMPRISED LARGELY OF INTERNAL EXPENSE RESULTING IN THE PURCHASE OF SERVICES FROM OTHER RELATED ENTITIES IN THE CARLE FOUNDATION CONSOLIDATED GROUP BY CARLE FOUNDATION PHYSICIAN SERVICES AND CARLE PHYSICIAN GROUP. PART XI, LINE 9 CARLE HEALTH CARE INCORPORATED SETTLED VARIOUS INTERCOMPANY RECEIVABLE/PAYABLE BALANCES THROUGH EQUAL OFFSETTING EQUITY TRANSFERS. THE INTERCOMPANY RECEIVABLE/PAYABLE BALANCE RESULTED FROM THE NORMAL COURSE OF OPERATIONS AND WERE PRIMARILY ATTRIBUTABLE TO CENTRALIZED CASH MANAGEMENT AND DISBURSEMENT ACTIVITIES. THESE INTERCOMPANY RECEIVABLE/PAYABLE SETTLEMENTS HELPED PROVIDE SUPPLEMENTAL FUNDING FOR CERTAIN RELATED ORGANIZATIONS TO FURTHER THEIR EXEMPT PURPOSES. PART XII, QUESTION 2B & C AND PART IV, QUESTION 12B THE FINANCIAL STATEMENTS FOR CARLE HEALTH CARE INCORPORATED WERE AUDITED ON A CONSOLIDATED BASIS UNDER THE PARENT ORGANIZATION, THE CARLE FOUNDATION. THE CARLE FOUNDATION DOES HAVE AN AUDIT COMMITTEE CONSISTING OF MEMBERS OF THE GOVERNING BOARD AND THE CHIEF FINANCIAL OFFICER WHO TOGETHER ASSUME RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. CARLE FOUNDATION PHYSICIAN SERVICES LLC 611 W PARK ST URBANA IL 618012595 200860864 PHYSICIAN SER IL 37516334 5801330 NA CHAMPAIGN SURGICENTER LLC 611 W PARK ST URBANA IL 618012595 201915925 SURGERY CTR IL 15733736 13562101 NA ARROW AMBULANCE LLC 611 W PARK ST URBANA IL 618012595 273054181 AMBULANCE IL 5415750 2059651 NA THE CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 618012595 371119538 HOSPITAL SERV IL 501(c)(3) 3 TCF true THE CARLE FOUNDATION 611 W PARK ST URBANA IL 618012595 370673465 PARENT/INVEST IL 501(c)(3) 11b TYPE II NA false THE CARLE DEVELOPMENT FOUNDATION 611 W PARK ST URBANA IL 618012595 371159978 FUNDRAISING IL 501(c)(3) 7 TCF true CARLE RETIREMENT CENTERS INC 611 W PARK ST URBANA IL 618012595 371160033 RTRMT LIVING IL 501(c)(3) 9 TCF true CARLE COMMUNITY HEALTH CORPORATION 611 W PARK ST URBANA IL 618012595 364458371 FNDN MISSION IL 501(c)(3) 11a TYPE I TCDF true HOOPESTON COMMUNITY MEMORIAL HOSP 701 E ORANGE ST HOOPESTON IL 609421801 363637465 HOSPITAL SERV IL 501(c)(3) 3 TCF true HEALTH SYSTEMS INSURANCE LIMITED GOVERNORS SQ 2ND FL BLDG 3 GRAND CAYMAN CJ KY1-1102 INSURANCE CJ TCF C-CORP true CARLE HOLDING COMPANY INC 611 W PARK ST URBANA IL 618012595 371188284 HOLDING COMPANY IL TCF C-CORP true CARLE RISK MANAGEMENT COMPANY 611 W PARK ST URBANA IL 61801 371217973 RISK MANAGEMENT IL TCF C-CORP true EVALIDATA INC 611 W PARK ST URBANA IL 618012595 462022658 CREDENTIALING IL CFH C-CORP true false false true false false false false false false true true true true false false true true false false The Carle Foundation Hospital l 8713151 Book Value The Carle Foundation Hospital m 816487 Book Value The Carle Foundation Hospital q 1968235 Book Value Carle Holding Company Inc l 637706 Book Value Carle Holding Company Inc m 255201 Book Value Hoopeston Community Memorial Hospital l 57842 Book Value