2013-11-15T16:34:50-06:00 2012-12-31 990 2012-01-01 431747502 SAINT LUKES HEALTH SYSTEM INC SAIN 8169323377 10920 ELM AVENUE KANSAS CITY MO 64134 CHARLES V ROBB 8169323729 2013-11-15 2012 2016-03-07 17:11:31Z CHARLES V ROBB 10920 ELM AVENUE KANSAS CITY MO 64134 82416531 0 X WWW.SAINTLUKESHEALTHSYSTEM.ORG X 1996 KS OPERATE INTEGRATED HEALTH CARE DELIVERY SYSTEM 14 10 428 13 -90718 -91096 341995 328690 73972139 82081664 30435 6177 0 0 74344569 82416531 292323 205166 0 0 34242073 39138835 0 0 0 39805068 42791880 74339464 82135881 5105 280650 96421576 128279486 119106188 138785961 -22684612 -10506475 X SAINT LUKE'S HEALTH SYSTEM IS A FAITH-BASED, NOT-FOR-PROFIT ALIGNED HEALTH SYSTEM COMMITTED TO THE HIGHEST LEVELS OF EXCELLENCE IN PROVIDING HEALTH CARE AND HEALTH RELATED SERVICES IN A CARING ENVIRONMENT. WE ARE DEDICATED TO ENHANCING THE PHYSICAL, MENTAL AND SPIRITUAL HEALTH OF THE COMMUNITIES WE SERVE. 0 0 79803040 205166 82081286 SAINT LUKES HEALTH SYSTEM (SLHS) MANAGES AN INTEGRATED HEALTHCARE DELIVERY SYSTEM AND PROVIDES COMMON MANAGEMENT AND VARIOUS CENTRALIZED SERVICES TO AFFILIATED ENTITIES. SLHS MANAGES AND OPERATES 11 HOSPITALS AND THEIR AFFILIATES AS A COMMON MISSION-ORIENTED HEALTH CARE DELIVERY SYSTEM TO SERVE THE HEALTH-RELATED NEEDS OF GREATER KANSAS CITY AND SURROUNDING AREAS. PRIMARY BUSINESS OPERATIONS OF THE SYSTEM INCLUDE ACUTE AND BEHAVIORAL HEALTH-RELATED SERVICES IN BOTH HOSPITAL AND CLINIC SETTINGS, HOME CARE, AND CARE TO THE TERMINALLY ILL. SLHS ALSO OFFERS WEB-BASED HEALTH INFORMATION TO THE COMMUNITY THROUGH ITS WEBSITE. 79803040 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 1 1 0 0 1 549 0 1 428 1 1 1 0 0 0 0 0 0 0 0 0 X 14 10 1 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X THE ORGANIZATION 8169323377 10920 ELM AVENUE KANSAS CITY MO 64134 X GREGORY BENTZ 2.00 X 0 0 0 MARSHALL DEAN 2.00 X X 0 0 0 DAVID GIBSON 2.00 X X 0 0 0 MELINDA ESTES MD 50.00 X X 1246676 0 234135 ELLEN HOCKADAY 2.00 X 0 0 0 PETER HOLT MD 2.00 30.00 X 137583 57507 0 CHARLES HORNER 2.00 X 0 0 0 RET REV MARTIN FIELD 2.00 X 0 0 0 J CHRIS PERRYMAN MD 2.00 40.00 X 0 288403 23009 THOMAS W WAGSTAFF 2.00 X X 0 0 0 RICHARD NORDEN 2.00 X 0 0 0 JOHN CULVER 2.00 X 0 0 0 JOHN PHILLIPS 2.00 X X 0 0 0 JOHN MACDONALD 2.00 X 0 0 0 THOMAS BROWN 2.00 X 0 0 0 CHERYL BEVEL 50.00 X 105021 0 21506 ROBERT BONNEY 50.00 X 578679 0 213709 JOHN LIEFER 50.00 X 708007 0 25203 DEBORAH GASH 50.00 X 393299 0 64795 RANDALL HOUSE 50.00 X 253223 0 53956 RENEE JACOBS 50.00 X 214410 0 23003 JANI JOHNSON 10.00 40.00 X 0 334203 61664 ELIZABETH CESSOR 25.00 25.00 X 223500 0 32992 SHERRY MARSHALL 50.00 X 450548 0 25920 CAROL MEYER 50.00 X 302368 0 39155 DAWN MURPHY 50.00 X 369853 0 133075 GEORGE PAGELS MD 30.00 20.00 X 2727329 0 35076 SCOTT PESTER 50.00 X 215101 0 50129 CHARLES V ROBB 50.00 X 764459 0 269164 NANCY SEELEN 50.00 X 297181 0 45466 DON SIPES 40.00 10.00 X 339040 0 55262 SALLY THIEMAN 50.00 X 230337 0 52263 DIANE WATKINS 50.00 X 239063 0 49825 MICHAEL WEAVER 50.00 X 89986 0 9278 RENE GILLESPIE 50.00 X 226325 0 40759 KATHERINE HOWELL 50.00 50.00 X 91476 259367 46028 KAREN KRAMER 50.00 X 154734 0 39917 LEONARDO LOZADA MD 50.00 X 97125 0 2554 JULIE QUIRIN 10.00 40.00 X 0 603264 111954 ANNE STRASSFELD 50.00 X 219242 0 7257 ANGELA LOCKE 10.00 40.00 X 0 115842 16375 CYNTHIA CHRISTENSEN 50.00 X 267955 0 45110 HOWARD MANN 50.00 X 185451 0 27534 TODD HATTON 50.00 X 193814 0 30976 ROGER ZAREMBA 50.00 X 184412 0 8737 MICHAEL ALLISON 50.00 X 178376 0 35821 RICHARD HASTINGS RET 72011 0.00 X 180722 0 3614 11865295 1658586 1935221 71 1 1 0 DELOITTE CONSULTING LLP PO BOX 7247-6447 PHILADELPHIA PA 19170 CONSULTING SERVICES 5248687 KRONOS INC PO BOX 845748 BOSTON MA 02284 SOFTWARE SUPPORT 1628122 RUTH BURKE & ASSOCIATES 4050 PENNSLYVANIA SUITE 103 KANSAS CITY MO 64111 ADVERTISING-MARKETING 1568385 HUSCH BLACKWELL PO BOX 802765 KANSAS CITY MO 64180 LEGAL 1521394 ALLSCRIPTS LLC 24630 NETWORK PLACE CHICAGO IL 60673 SOFTWARE SUPPORT 1174365 41 328690 328690 HEALTH SYSTEM SERVICES 561000 80997984 80997606 378 EQUITY IN RISK RET GRP 541900 535498 535498 OTHER PROGRAM REVENUE 561000 427808 427808 EICU PROGRAM 621110 120374 120374 82081664 6177 -91096 97273 82416531 82081286 -90718 97273 205166 205166 12389611 12389611 19150899 19150899 2116495 2116495 3365085 3365085 2116745 2116745 1966931 1966931 365910 365910 85975 85975 4425 4425 3404362 3404362 3723203 3723203 1626496 1626496 18442455 18442455 2383714 2383714 370465 370465 1035178 1035178 8300583 8300583 143793 143793 LOSS/GAIN ON ASSET DISP 553177 553177 DUES/MEMBERSHIPS 365931 365931 19282 19282 82135881 79803040 2332841 0 5676661 41466342 8047591 4050378 105355 380629 9610792 5906473 87987781 57691016 28037236 30296765 46809 44943941 46132090 96421576 128279486 11015152 14234213 46809 108091036 124504939 119106188 138785961 X -22684612 -10506475 -22684612 -10506475 96421576 128279486 X 280650 11897487 X 0 1 X 1 0 X X X 0 0 0 ST LUKES HOSPITAL OF KC & AFFILIATES 440545297 3 1 1 1 79803040 1 79803040 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 1 34386 1 323626 0 0 358012 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: LINE F - PORTION OF DUES PAID TO ASSOCIATIONS AND CHAMBERS USED TOWARD LOBBYING ACTIVITIES. LINE G - DIRECT CONTACT WITH GOVERNMENT REPRESENTATIVES TO COMMUNICATE HEALTH SYSTEM'S POSITION ON MAJOR HEALTHCARE ISSUES AND TO COMMUNICATE COMPLEXITIES OF HEALTHCARE POLICIES. 6539693 5329166 1210527 40012418 29436115 10576303 41435670 22925735 18509935 30296765 DEFERRED COMP PLAN ASSETS 12653758 LAND HELD FOR DEVELOPMENT 7506640 RECEIVABLES FROM AFFILIATES 10360874 OTHER ASSETS 1115665 INVESTMENT IN RISK RETENTION GROUP 14495153 46132090 PAYABLE TO AFFILIATES 271471 DEFERRED COMPENSATION 10479620 OTHER CURRENT LIABILITES 11128511 FAIR MARKET VALUE OF BOND SWAP 36508428 PENSION OBLIGATION 55019994 DEFINED CONTRIBUTION PLAN OBLIGATIONS 11096915 124504939 THE ORGANIZATION'S FINANCIAL STATEMENTS ARE INCLUDED IN THE CONSOLIDATED AUDIT OF SAINT LUKE'S HEALTH SYSTEM. 1 SUSAN G KOMEN BREAST CANCER FOUNDATION INC 1111 MAIN STREET KANSAS CITY MO 64105 751835298 501(C)(3) 15000 RACE FOR THE CURE SPONSORSHIP KANSAS CITY AREA LIFE SCIENCES INSTITUTE INC 1055 BROADWAY SUITE 130 KANSAS CITY MO 64105 431889037 501(C)(3) 50000 SPONSORSHIP AIDS SERVICE FOUNDATION OF GREATER KANSAS CITY PO BOX 32192 KANSAS CITY MO 64171 431613911 501(C)(3) 10000 SPONSORSHIP SPONSORSHIP SPONSORSHIP SPONSORSHIP CENTER FOR PRACTICAL BIOETHICS 1111 MAIN STREET KANSAS CITY MO 64105 480985815 501(C)(3) 30935 SPONSORSHIP 4 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS ARE PROVIDED TO QUALIFIED 501(C)(3) CHARITIES. ALL DONEE INFORMATION IS KEPT AS PART OF THE ORGANIZATION'S BOOKS AND RECORDS. X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 MELINDA ESTES MD 1194934 0 0 0 51742 0 205000 0 29135 0 1480811 0 0 0 PETER HOLT MD 137583 57507 0 0 0 0 0 0 0 0 137583 57507 0 0 J CHRIS PERRYMAN MD 0 246576 0 39425 0 2402 0 15000 0 8009 0 311412 0 0 ROBERT BONNEY 387060 0 123187 0 68432 0 197211 0 16498 0 792388 0 46441 0 JOHN LIEFER 253096 0 122584 0 332327 0 10000 0 15203 0 733210 0 0 0 DEBORAH GASH 258946 0 74268 0 60085 0 41280 0 23515 0 458094 0 20000 0 RANDALL HOUSE 195115 0 38768 0 19340 0 36000 0 17956 0 307179 0 13919 0 RENEE JACOBS 136878 0 49611 0 27921 0 8710 0 14293 0 237413 0 13360 0 JANI JOHNSON 0 242226 0 68327 0 23650 0 37150 0 24514 0 395867 0 18400 ELIZABETH CESSOR 155033 0 43373 0 25094 0 25273 0 7719 0 256492 0 11680 0 SHERRY MARSHALL 110372 0 56530 0 283646 0 20000 0 5920 0 476468 0 13680 0 CAROL MEYER 216000 0 55256 0 31112 0 37280 0 1875 0 341523 0 14879 0 DAWN MURPHY 243385 0 84723 0 41745 0 112953 0 20122 0 502928 0 27999 0 GEORGE PAGELS MD 409370 0 148741 0 2169218 0 15000 0 20076 0 2762405 0 2019682 0 SCOTT PESTER 196865 0 0 0 18236 0 33267 0 16862 0 265230 0 14560 0 CHARLES V ROBB 479101 0 170587 0 114771 0 242514 0 26650 0 1033623 0 91874 0 NANCY SEELEN 202161 0 57038 0 37982 0 37082 0 8384 0 342647 0 17279 0 DON SIPES 235194 0 66841 0 37005 0 37870 0 17392 0 394302 0 17999 0 SALLY THIEMAN 200195 0 0 0 30142 0 33203 0 19060 0 282600 0 15360 0 DIANE WATKINS 182896 0 38434 0 17733 0 33575 0 16250 0 288888 0 13800 0 RENE GILLESPIE 174603 0 50502 0 1220 0 24773 0 15986 0 267084 0 0 0 KATHERINE HOWELL 87825 170975 0 64361 3651 24031 8161 23139 3853 10875 103490 293381 0 17332 KAREN KRAMER 153216 0 0 0 1518 0 16200 0 23717 0 194651 0 0 0 JULIE QUIRIN 0 412875 0 129394 0 60995 0 102075 0 9879 0 715218 0 43680 ANNE STRASSFELD 154493 0 63353 0 1396 0 3386 0 3871 0 226499 0 0 0 CYNTHIA CHRISTENSEN 189000 0 53358 0 25597 0 39300 0 5810 0 313065 0 15500 0 HOWARD MANN 150795 0 33262 0 1394 0 10415 0 17119 0 212985 0 0 0 TODD HATTON 168544 0 24132 0 1138 0 11840 0 19136 0 224790 0 0 0 ROGER ZAREMBA 160642 0 22383 0 1387 0 8236 0 501 0 193149 0 0 0 MICHAEL ALLISON 154846 0 22366 0 1164 0 14709 0 21112 0 214197 0 0 0 RICHARD HASTINGS RET 72011 0 0 180722 0 0 0 3614 0 0 0 184336 0 0 0 PART I, LINE 1A ANNE STRASSFELD RECEIVED A TEMPORARY HOUSING ALLOWANCE IN CONNECTION WITH HER RELOCATION IN 2012. THE AMOUNT IS INCLUDED IN HER TAXABLE COMPENSATION. PART I, LINES 4A-B 457(F) PLAN PARTICIPANTS AND AMOUNT INCLUDED IN COLUMN C FOR THE PLAN: CHARLES ROBB - $126,043 DEFERRAL ROBERT BONNEY - $134,190 DEFERRAL DAWN MURPHY - $57,953 DEFERRAL MELINDA ESTES, MD - $200,000 DEFERRAL GEORGE PAGELS, MD - $1,963,606 PAYOUT SALARY CONTINUATION/SEVERANCE PAYMENT AMOUNT INCLUDED IN COLUMN D OF FORM 990, PART VII: JOHN LEIFER - $306,000 SHERRY MARSHALL - $181,692 RICHARD HASTINGS RECEIVED FINAL PAYMENT OF INCENTIVE COMPENSATION AWARDED FOR ACHIEVING PERFORMANCE TARGETS BEFORE HIS RETIREMENT. PART I, LINE 7 THE ORGANIZATION HAS ADOPTED A MANAGEMENT INCENTIVE COMPENSATION PLAN FOR CERTAIN MEMBERS OF SENIOR AND MIDDLE MANAGEMENT TO PROMOTE EFFECTIVE MANAGEMENT OF OPERATIONS, QUALITY OF CARE AND SERVICE, AND OPTIMAL USE OF RESOURCES. THE INCENTIVES ARE CALCULATED AS A PERCENTAGE OF BASE SALARY CONTINGENT ON ACHIEVING QUALITY, PATIENT SATISFACTION, EMPLOYEE RETENTION, FINANCIAL AND OTHER OPERATIONAL PERFORMANCE TARGETS ESTABLISHED BY THE BOARD'S COMPENSATION COMMITTEE ON AN ANNUAL BASIS. INCENTIVE AWARDS ARE PAID AT THE DISCRETION OF THE BOARD OF DIRECTORS. THIS INCENTIVE COMPENSATION IS EVALUATED AS PART OF THE REVIEW OF MARKET COMPETITIVE DATA AND REASONABLENESS OF OVERALL COMPENSATION AND BENEFITS. SUPPLEMENTAL INFORMATION PART III PART II: JANI JOHNSON, JULIE QUIRIN, AND ANGELA LOCKE RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR DUTIES AS AN OFFICER OF THE FILING ORGANIZATION AND FOR SERVICES RENDERED TO THE RELATED ORGANIZATION. J CHRIS PERRYMAN, MD, AND PETER HOLT, MD, DID NOT RECEIVE COMPENSATION FOR DUTIES AS DIRECTORS OF THE FILING ORGANIZATION BUT RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR SERVICES RENDERED TO THE RELATED ORGANIZATIONS. DON SIPES AND ELIZABETH CESSOR RECEIVED COMPENSATION FROM THE FILING ORGANIZATION FOR SERVICES RENDERED TO THE FILING ORGANIZATION AND TO RELATED ORGANIZATIONS. COMPENSATION FOR GEORGE PAGELS, MD, FORMER SENIOR VICE PRESENT AND CHIEF MEDICAL OFFICER, INCLUDES PAYMENT OF $1,963,606 OF DEFERRED COMPENSATION THAT WAS EARNED DURING HIS MORE THAN 15-YEAR TENURE WITH THE SAINT LUKES HEALTH SYSTEM. ALTHOUGH THE COMPENSATION WAS PREVIOUSLY REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR 990S FILED BY THE FILING AND RELATED ORGANIZATIONS, IRS REQUIREMENTS MANDATE THAT THE COMPENSATION BE REPORTED AGAIN IN THIS FORM 990 AS OTHER COMPENSATION SINCE THE FUNDS WERE PAID TO DR. PAGELS IN 2012. COMPENSATION FOR KATHERINE HOWELL FROM RELATED ORGANIZATIONS IS FOR SERVICES PROVIDED AS AN EMPLOYEE OF A RELATED ORGANIZATION BEFORE SHE BECAME CHIEF NURSE EXECUTIVE OF THE FILING ORGANIZATION IN SEPTEMBER 2012. A HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2003A&2003B 431178966 60635RF85 2003-09-17 125000000 NEW 52-BED HOSPITAL. EXPANSION AND CAPITAL PROJECTS AT SLHS HOSPITALS 0 0 0 B HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2004A 431178966 60635RH75 2004-04-28 105136306 REFUND SERIES 1993 BONDS 0 0 0 C HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2005A&2005B 431178966 60635RW45 2005-12-07 100000000 CAPITAL PROJECTS AT ST LUKES HOSPITAL OF KANSAS CITY 0 0 0 D HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2010A 431178966 60635R7U5 2010-06-03 101289824 REFUND SERIES 1996A B&P; FACILITIES EXPANSIONS & EQUIPMENT AT SLEH & SLHKC 0 0 0 A 127221569 771250 2951566 123498752 2006 0 0 1 1 B 39550000 105136306 880192 1615716 2004 1 0 1 1 C 112609434 2283226 106938102 2011 0 0 1 1 D 4280000 101305784 43055401 58252438 2011 1 0 1 1 A 0 0 1 1 0 0.00100 0.00000 0.00100 0 0 1 B 0 0 0 0 0.00540 0.00000 0.00540 0 0 1 C 0 0 1 1 0 0.00080 0.00000 0.00080 0 0 1 D 0 0 1 1 0 0.00030 0.00000 0.00030 0 0 1 A 0 0 0 1 0 1 UBS 29.600000000000 0 1 1 MBIA INC 1.900000000000 1 1 1 B 0 0 1 0 0 0 0 0 1 C 0 0 0 1 0 1 UBS 30.100000000000 0 1 1 PALLAS CAPITAL CORP 1.800000000000 1 1 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 SCHEDULE K THE MASTER TRUST INDENTURE PROVIDES THAT THE TAX-EXEMPT REVENUE BONDS ARE THE JOINT AND SEVERAL OBLIGATIONS OF EACH OF THE MEMBERS OF THE OBLIGATED GROUP. IN 2012, THE OBLIGATED GROUP INCLUDES SAINT LUKE'S HEALTH SYSTEM, SAINT LUKE'S HOSPITAL OF KANSAS CITY, SAINT LUKE'S NORTHLAND HOSPITAL, SAINT LUKE'S SOUTH HOSPITAL AND SAINT LUKE'S EAST HOSPITAL. ONLY A PORTION OF THE BONDS WAS USED FOR THE FILING ORGANIZATION'S PROJECTS. PART IV, LINE 2C DATE OF REBATE COMPUTATION ISSUER NAME: HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO: SERIES 2003A&2003B REBATE COMPUTATION PERFORMED AS OF 7/1/2008. NO FURTHER COMPUTATION REQUIRED. ISSUER NAME: HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO: SERIES 2005A&2005B REBATE COMPUTATION PERFORMED AS OF 11/15/2010. A HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2012A&2012B 431178966 60637ACH3 2012-08-21 140000000 REFUND SERIES 2008A,B&C BONDS 0 0 0 B HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2012C 431178966 2012-12-13 50000000 CAPITAL PROJECTS AT SLHKC & SLEH 0 0 0 A 140000000 140000000 2012 1 0 1 1 B 50000000 20643300 20356700 0 0 0 1 A 0 0 1 1 0 0.00090 0.00000 0.00090 0 0 1 B 0 0 1 1 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 1 1 UBS 19.200000000000 0 0 0 0 1 B 0 1 0 0 1 0 0 0 1 A 1 B 1 AUDREY HILL FAMILY MEMBER OF THOMAS BROWN, DIRECTOR 43803 AUDREY HILL IS EMPLOYED BY SAINT LUKE'S HEALTH SYSTEM. 0 FORM 990, PART VI, SECTION A, LINE 2 JOHN PHILLIPS AND CHARLES HORNER HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE CORPORATION ARE SAINT LUKE'S HOSPITAL OF KANSAS CITY, SAINT LUKE'S NORTHLAND HOSPITAL, SAINT LUKE'S EAST HOSPITAL, AND SAINT LUKE'S SOUTH HOSPITAL, INC., EACH A 501(C)(3) ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY IS ELECTED BY THE CORPORATE MEMBERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED JOINTLY BY ACCOUNTING STAFF OF THE ENTITY AND SAINT LUKE'S HEALTH SYSTEM (SYSTEM) TAX STAFF. THE RETURN IS REVIEWED BY THE ENTITY'S CFO BEFORE FILING. THE 990 DRAFT WAS ALSO PRESENTED TO THE AUDIT COMMITTEE OF THE SYSTEM BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING. THE 990 WAS PROVIDED TO THE ORGANIZATION'S BOARD MEMBERS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C SAINT LUKE'S HEALTH SYSTEM AND ITS AFFILIATES HAVE COMPREHENSIVE WRITTEN CONFLICT OF INTEREST POLICIES APPLICABLE TO ALL DIRECTORS, OFFICERS, AND EMPLOYEES. ANY ACTUAL, POSSIBLE OR PERCEIVED CONFLICT OF INTEREST IS EXPECTED TO BE HANDLED THROUGH FULL AND TIMELY DISCLOSURE OF ANY SUCH INTEREST, TOGETHER WITH ABSENCE OF PERSUASION IN ANY DISCUSSION AND IN ANY VOTE WHEREIN THE INTEREST IS INVOLVED. DISCLOSURE IS TO BE MADE WHEN THE INTEREST ARISES, AT ANY TIME THE INTEREST BECOMES A MATTER OF GOVERNING BOARD ACTION, AND THEN ANNUALLY THROUGH COMPLETION OF A CONFLICT OF INTEREST QUESTIONNAIRE. THE SYSTEM VICE PRESIDENT OF INTERNAL AUDIT OR THE SYSTEM VICE PRESIDENT OF HUMAN RESOURCES REVIEWS COMPLETED QUESTIONNAIRES AND FURTHER INVESTIGATES POSSIBLE CONFLICTS OF INTEREST. A REPORT IS PROVIDED TO THE AUDIT COMMITTEE OF THE SYSTEM BOARD OF DIRECTORS AND ANY IDENTIFIED CONFLICT OF INTEREST IS REPORTED TO THE APPLICABLE ENTITY. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, THE SAINT LUKE'S HEALTH SYSTEM BOARD OF DIRECTORS' COMPENSATION COMMITTEE REVIEWS, DISCUSSES, SETS AND APPROVES COMPENSATION FOR THE ORGANIZATION'S TOP MANAGEMENT EXECUTIVE AND OTHER HIGHLY COMPENSATED OFFICERS. INDEPENDENT, EXTERNAL DIRECTORS SERVE ON THE COMPENSATION COMMITTEE. AN INDEPENDENT COMPENSATION CONSULTING FIRM ANNUALLY PROVIDES A WRITTEN REPORT AND REASONABLENESS OPINION. THE CONSULTANT REVIEWS THE SYSTEM'S EXECUTIVE COMPENSATION PHILOSOPHY AND ANALYZES MARKET COMPETITIVENESS (IN TOTAL AND BY EACH COMPENSATION AND BENEFIT ELEMENT) FOR THE EXECUTIVES USING APPROPRIATE COMPARABILITY DATA. COMPENSATION COMMITTEE ACTIONS ARE CONTEMPORANEOUSLY DOCUMENTED. THE PROCESS SATISFIES THE REBUTTABLE PRESUMPTION PROCEDURE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE NOT PUBLICLY AVAILABLE. FORM 990, PART VII, SECTION A, COLUMN (B): JANI JOHNSON, JULIE QUIRIN, AND ANGELA LOCKE RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR DUTIES AS AN OFFICER OF THE FILING ORGANIZATION AND FOR SERVICES RENDERED TO THE RELATED ORGANIZATION. J CHRIS PERRYMAN, MD, AND PETER HOLT, MD, DID NOT RECEIVE COMPENSATION FOR DUTIES AS DIRECTORS OF THE FILING ORGANIZATION BUT RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR SERVICES RENDERED TO THE RELATED ORGANIZATIONS. DON SIPES AND ELIZABETH CESSOR RECEIVED COMPENSATION FROM THE FILING ORGANIZATION FOR SERVICES RENDERED TO THE FILING ORGANIZATION AND TO RELATED ORGANIZATIONS. COMPENSATION FOR GEORGE PAGELS, MD, FROM JANUARY THROUGH MAY 2012 IS FOR SERVICES RENDERED TO THE FILING ORGANIZATION AND A RELATED ORGANIZATION. COMPENSATION FROM MAY 2012 THROUGH HIS RETIREMENT IN DECEMBER IS FOR SERVICES RENDERED TO THE FILING ORGANIZATION. COMPENSATION FOR KATHERINE HOWELL FROM RELATED ORGANIZATIONS IS FOR SERVICES PROVIDED AS AN EMPLOYEE OF A RELATED ORGANIZATION BEFORE SHE BECAME CHIEF NURSE EXECUTIVE OF THE FILING ORGANIZATION IN SEPTEMBER 2012. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: ADDITIONAL PENSION OBLIGATION -8,051,344. UNREALIZED INTEREST RATE SWAP GAIN (LOSS) -694,358. AFFILIATES-BOND PROCEEDS TRANSFERS 20,643,191. ROUNDING -2. ST LUKES HOSPITAL OF KANSAS CITY 4401 WORNALL ROAD KANSAS CITY MO 64111 440545297 HEALTH CARE MO 501(C)(3) 170B1AIII 0 SAINT LUKES NORTHLAND HOSPITAL CORPORATION 601 SOUTH 169 HWY SMITHVILLE MO 64089 440565393 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES SOUTH HOSPITAL INC 12300 METCALF AVE OVERLAND PARK KS 66213 481203262 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES EAST HOSPITAL 100 NE SAINT LUKES BLVD LEES SUMMIT MO 64086 562488077 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES MEDICAL GROUP 6750 ANTIOCH STE 210 SHAWNEE MISSION KS 66204 451598353 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 CRITTENTON 10918 ELM AVENUE KANSAS CITY MO 64134 440545808 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HOSPITAL OF KANSAS CITY 0 SAINT LUKES HEALTH SYSTEM HOME CARE AND HOSPICE 3100 BROADWAY SUITE 1000 KANSAS CITY MO 64111 431127200 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 ST LUKES OF TRENTON 191 IOWA BOULEVARD TRENTON MO 64683 431707306 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES HOSPITAL OF GARNETT 421 SOUTH MAPLE GARNETT KS 66032 742849611 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 CABOT WESTSIDE HEALTH CENTER 2121 SUMMIT KANSAS CITY MO 64108 440546280 HEALTH CARE MO 501(C)(3) 170B1AVI SAINT LUKE'S HEALTH SYSTEM 0 MIDWEST EAR INSTITUTE INC 4200 PENNSYLVANIA STE 100 KANSAS CITY MO 64111 480905027 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HOSPITAL OF KANSAS CITY 0 SAINT LUKES HOSPITAL OF CHILLICOTHE 100 CENTRAL STREET CHILLICOTHE MO 64601 431735565 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 CUSHING MEMORIAL HOSPITAL CORPORATION 711 MARSHALL LEAVENWORTH KS 66048 480543792 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES CANCER INSTITUTE LLC 4323 WORNALL ROAD PEET 1 KANSAS CITY MO 64111 431933950 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES CARE 10920 ELM AVENUE KANSAS CITY MO 64134 260185090 HEALTH CARE MO 501(C)(3) 509(A)(3) - TYPE 1 SAINT LUKE'S HEALTH SYSTEM 0 MEDICAL PLAZA IMAGING ASSOCIATES LLC 4401 WORNALL ROAD KANSAS CITY MO 64111 431609584 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES COLLEGE OF HEALTH SCIENCES 8320 WARD PARKWAY SUITE 300 KANSAS CITY MO 64114 272716128 POST-SECONDARY NURSING EDUCATION MO 501(C)(3) 170B1AII SAINT LUKE'S HOSPITAL OF KANSAS CITY 0 SLCC INC 4330 WORNALL ROAD SUITE 2000 KANSAS CITY MO 64111 271994652 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SLNC INC 4401 WORNALL ROAD KANSAS CITY MO 64111 451470888 HEALTH CARE KS APPLIED FOR 501(C)(3 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 MEDICAL PLAZA PARTNERS LP 4320 WORNALL ROAD STE 410 KANSAS CITY MO 64111 431357824 OWN & OPERATE MEDICAL OFFICE BUILDING MO N/A MEDICAL PARK ASSOCIATES A LP 601 SOUTH 169 HWY SMITHVILLE MO 64089 431311049 OWN & OPERATE MEDICAL OFFICE BUILDING MO N/A SAINT LUKES SURGICENTER-LEES SUMMIT LLC 11221 ROE AVE SUITE 230 OVERLAND PARK KS 66211 470853481 HEALTH CARE MO N/A SAINT LUKES SOUTH SURGERY CENTER LLC 11221 ROE AVE SUITE 230 OVERLAND PARK KS 66211 201721929 HEALTH CARE KS N/A FAMILY ADVOCATES LLC 10918 ELM AVENUE KANSAS CITY MO 64134 202739036 FOSTER CARE MO N/A SAINT LUKES CARDIOLOGY SERVICES LLC 10920 ELM AVENUE KANSAS CITY MO 64134 263726426 HEALTH CARE MO N/A SAINT LUKES-GI DIAGNOSTICS LLC 4321 WASHINGTON SUITE 5700 KANSAS CITY MO 64111 274142549 HEALTH CARE MO N/A SAINT LUKES HEALTH SYSTEM RISK RETENTION GROUP 10920 ELM AVENUE KANSAS CITY MO 64134 371471890 INSURANCE SC SAINT LUKE'S HEALTH SYSTEM C 283120 29665336 1.00000 0 ST LUKES HEALTH VENTURES INC 4320 WORNALL ROAD STE 410 KANSAS CITY MO 64111 431278476 ACCOUNTING MO N/A C 0 MEDICAL PLAZA MANAGEMENT INC 4320 WORNALL ROAD STE 410 KANSAS CITY MO 64111 431352317 MEDICAL OFFICE BUILDING MANAGEMENT MO N/A C 0 VENTURE FINANCIAL SERVICES INC 9500 EAST 63RD STREET SUITE 202 RAYTOWN MO 64133 431605740 COLLECTIONS MO N/A C 0 SPELMAN DEVELOPMENT CORPORATION 601 SOUTH 169 HWY SMITHVILLE MO 64089 431296007 MEDICAL OFFICE BUILDING RENTALS MO N/A C 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 1 1 0 0 ST LUKES HOSPITAL OF KANSAS CITY L 39393780 COST SAINT LUKES NORTHLAND HOSPITAL CORPORATION L 9612200 COST SAINT LUKES SOUTH HOSPITAL L 7751600 COST SAINT LUKES EAST HOSPITAL L 10529400 COST SAINT LUKES MEDICAL GROUP L 2625560 COST CRITTENTON L 1365360 COST SAINT LUKES HEALTH SYSTEM HOME CARE AND HOSPICE L 1050240 COST ST LUKES OF TRENTON L 1470680 COST SAINT LUKES HOSPITAL OF GARNETT L 735360 COST SAINT LUKES HOSPITAL OF CHILLICOTHE L 1991321 COST SAINT LUKES CANCER INSTITUTE LLC L 1475000 COST CUSHING MEMORIAL HOSPITAL CORPORATION L 1890480 COST SAINT LUKES CARE L 930356 COST CRITTENTON K 186659 COST SAINT LUKES HEALTH VENTURES INC L 104004 COST SAINT LUKES HEALTH SYSTEM RISK RETENTION GROUP Q 618658 COST SAINT LUKES CARE P 930356 COST COST SAINT LUKES MEDICAL GROUP O 59527 COST ST LUKES HOSPITAL OF KANSAS CITY O 643670 COST SAINT LUKES EAST HOSPITAL O 111744 COST ST LUKES HOSPITAL OF KANSAS CITY P 88625 COST SAINT LUKES NORTHLAND HOSPITAL CORPORATION P 63891 COST SAINT LUKES SOUTH HOSPITAL P 51993 COST CABOT WESTSIDE HEALTH CENTER L 150000 COST SLCC INC L 901680 COST SLNC INC L 324000 COST MEDICAL PLAZA IMAGING ASSOCIATES LLC L 110256 COST SAINT LUKES COLLEGE OF HEALTH SCIENCES L 135960 COST SAINT LUKES HOSPITAL OF GARNETT Q 2127478 COST CABOT WESTSIDE HEALTH CENTER Q 76903 COST CRITTENTON Q 523727 COST CUSHING MEMORIAL HOSPITAL CORPORATION Q 1178647 COST SAINT LUKES HOSPITAL OF CHILLICOTHE Q 1308827 COST SAINT LUKES EAST HOSPITAL Q 6774796 COST ST LUKES HOSPITAL OF KANSAS CITY Q 19439744 COST SAINT LUKES MEDICAL GROUP Q 1222359 COST SAINT LUKES CANCER INSTITUTE LLC Q 154603 COST SAINT LUKES HEALTH SYSTEM HOME CARE AND HOSPICE Q 537589 COST SAINT LUKES NORTHLAND HOSPITAL CORPORATION Q 3827039 COST SAINT LUKES SOUTH HOSPITAL Q 4588528 COST SLCC INC Q 698420 SAINT LUKES COLLEGE OF HEALTH SCIENCES Q 54731 SLNC INC Q 262786 ST LUKES OF TRENTON Q 2950457 ST LUKES HOSPITAL OF KANSAS CITY M 422156 ST LUKES HOSPITAL OF KANSAS CITY R 1686006 ST LUKES HOSPITAL OF KANSAS CITY S 20728006 TRANSACTIONS WITH RELATED ORGANIZATIONS SCHEDULE R, PART V, LINE 1 SAINT LUKE'S HEALTH SYSTEM (SYSTEM) AND ITS AFFILIATED ENTITIES OPERATE AS A HIGHLY INTEGRATED HEALTH CARE DELIVERY SYSTEM. THE SYSTEM MANAGES AND OPERATES RELATED HOSPITALS AND THEIR AFFILIATES AS A COMMON MISSION ORIENTED HEALTH CARE SYSTEM IN ORDER TO BETTER SERVE THE HEALTH-RELATED NEEDS OF GREATER KANSAS CITY AND SURROUNDING AREAS. AS A RESULT, THERE ARE NUMEROUS INTERCOMPANY INTERACTIONS INCLUDING CENTRALIZED SUPPORT SERVICES AND SHARING OF RESOURCES AND COSTS.