2012-03-01T16:04:09-07:00 2011-06-30 990 2010-07-01 911148123 MERCY CORPS MERC 5038965000 45 SW ANKENY STREET PORTLAND OR 97204 Steve Zimmerman 5038965000 2012-02-17 2010 2016-02-24 21:20:13Z STEVE ZIMMERMAN 45 SW ANKENY STREET PORTLAND OR 97204 269387362 0 X WWW.MERCYCORPS.ORG X 1981 WA Mercy Corps primary exempt purpose is to provide humanitarian relief and development services. 17 16 418 229 1008 0 237872770 266415064 2208078 1337172 73708 266182 4787725 612888 244942281 268631306 73312338 75714395 0 0 63391767 75957005 865360 658417 10340015 104989567 114763586 242559032 267093403 2383249 1537903 130684971 138621233 56318791 64680850 74366180 73940383 X SEE SCHEDULE O. 0 0 65695304 27354305 438869 Provided humanitarian assistance relief in the form of food and non-food emergency commodities and health and agricultural supplies to needy individuals and families in Eastern Europe, Africa, Central Asia, Asia, Middle East and Central America. 42647217 20737834 2282 Provided life sustaining aid for humanitarian assistance recovery in the form of food commodities, shelter and infrastructure, and health and educational services to needy individuals and families in Eastern Europe, Africa, Central Asia, Asia, the Middle East and Central America. 123298394 27622256 896021 Provided assistance for livelihood/economic development, health and civil society activities in the form of microlending and business development programs, agribusiness, child survival, health, and development education and civil society initiatives for individuals, families, communities and local organizations in Eastern Europe, Africa, Central and South Asia, Central America and the Middle East. 0 0 0 231640915 1 1 0 1 0 0 0 0 1 0 1 0 1 1 1 1 0 1 0 1 1 1 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 0 1 X 153 0 0 418 1 1 0 1 AF BK BM CE CG CH CO CT ET GG GT HA ID IN IZ JO KE KG KN KU LE LI MG NG NP PK RP SO SU SY TI TT UG ZI 0 0 0 1 1 0 0 0 0 X 17 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV X X Mercy Corps ATTN DONNA ROCCO 5038965000 45 SW ANKENY STREET PORTLAND OR 97204 X Anita Bekenstein 1 X 0 0 0 Scott Brown 1 X 0 0 0 Gun Denhart 1 X 0 0 0 Phyllis Dobyns 1 X 0 0 0 Jock Encombe 1 X 0 0 0 Mark Gordon 1 X 0 0 0 Allen Grossman 1 X 0 0 0 Ned Lamont 1 X 0 0 0 Rick Little 1 X 0 0 0 Mike Maerz 1 X 0 0 0 David Mahoney 1 X 0 0 0 Linda Mason 1 X X 0 0 0 Robert D Newell 1 X X 0 0 0 Dana Priest 1 X 0 0 0 Hank Vigil 1 X 0 0 0 Melissa Waggener-Zorkin 1 X 0 0 0 Neal Keny-Guyer 40 X X 283931 0 36065 Dr Jay A Barber Jr 0 X 0 0 0 Steve Zimmerman 40 X 0 0 0 Barnes Ellis 40 X 0 0 0 Nancy Lindborg 40 X 191333 0 17056 Stephen Mitchell 40 X 177500 0 24683 Craig Alan Redmond 40 X 172595 0 20213 Daniel W ONeill 40 X 171327 0 28851 Robert Maroni 40 X 158986 0 11882 Mathew Lovick 40 X 157084 0 15293 Paul Dudley Hart 40 X 135473 0 8200 Christine M Mulligan 40 X 151476 0 8638 1599705 0 170881 34 0 1 0 ARD - ASSOCIATES RURAL DEVLOPEMENT PO BOX 1397 BURLINGTON VT 05402 PROJECT CONSULTING 921922 Lautman Maska Neil & Comp 1730 Rhode Island Ave NW Washington DC 20036 Direct Marketing Consulting 316482 Donor Services Group LLC 6715 Sunset Blvd Los Angeles CA 90028 Donor Solicitation Services 283464 KPMG LLP DEPT 0771 PO BOX 120001 DALLAS TX 75312 Audit Services 205500 MDS COMMUNICATION 545 W JUANITA AVE MESA AZ 85210 COMMUNICATIONS CONSULTATANT 182286 9 0 0 0 0 206304424 60110640 13395869 266415064 PROGRAM ACTIVITIES REVENUE 900099 767595 767595 0 0 LOAN INTEREST FEES 525990 569577 569577 0 0 0 0 0 0 1337172 97343 0 0 97343 0 0 0 0 0 0 0 0 133888 0 0 0 133888 0 133888 0 0 133888 754878 170017 756056 0 -1178 170017 168839 0 0 168839 0 MICROVEST I, LP 525990 1008 0 1008 0 CURRENCY EXCHANGE GAIN 900099 277159 0 0 277159 MISCELLANEOUS 900099 200833 0 0 200833 0 0 0 0 479000 268631306 1337172 1008 878062 18000 18000 0 0 75696395 75696395 0 0 932729 312946 398558 221225 0 0 0 0 53289905 39732095 10301344 3256466 2132737 1463053 503684 166000 15919857 12681777 2535716 702364 3681777 2525692 869517 286568 0 0 0 0 163685 114528 43596 5561 311238 69406 237986 3846 0 0 0 0 658417 658417 0 0 0 0 4994059 3045588 1071992 876479 0 0 0 0 10227309 6499654 1523388 2204267 0 0 0 0 0 0 0 0 7077918 4597716 2022727 457475 15632065 12297818 2922589 411658 0 0 0 0 0 0 0 0 87835 768 78132 8935 0 0 0 0 1968055 1877452 73550 17053 0 0 0 0 Consumable Supplies 33668147 33636726 31421 0 Construction 20075395 20068772 6623 0 Training, Monitoring, and Evaluation 8743240 8453997 255466 33777 Other Contractual Services 6136200 6001410 134790 0 Other Operating Expense 5112834 1981516 2101394 1029924 565606 565606 0 0 267093403 231640915 25112473 10340015 17717762 24996760 30940665 43828076 32240223 24195473 0 0 0 0 0 0 1412938 191130 11174357 5730014 3812391 4614440 13226122 6370218 6280115 6855904 512757 1308359 4213720 4213732 13781909 13472756 0 0 8598134 9214589 130684971 138621233 19291972 34914039 0 0 32294145 26886336 0 0 504108 357764 0 0 3908512 1633555 0 0 320054 889156 56318791 64680850 X 39180163 40443059 35186017 33497324 0 0 74366180 73940383 130684971 138621233 X 1537903 -1963700 X 0 1 1 X 1 1 X 176478118 212987091 194201561 237872770 266415064 1087954604 0 0 0 0 0 0 0 0 0 0 176478118 212987091 194201561 237872770 266415064 1087954604 18627056 1069327548 1515661 1261732 683360 73396 231231 3765380 2680 14721 8760 20714 0 46875 700639 1603316 333195 4767011 477992 7882153 1099649012 11168536 0.97243 0.96346 X PART II, LINE 10: YEAR 2006 FROM 990 PART VII, LINE 103A MISCELLANEOUS $700,639; YEAR 2007 FROM 900 PART VII, LINE 103A MISCELLANEOUS $1,603,316; YEAR 2008 FROM 990 PART VIII, LINE 11A MISCELLANEOUS $333,195; YEAR 2009 FROM PART VIII, LINE 11A $2,301 PORTION NOT UBI, 11B DEFERRED DEVELOPER FEE $3,610,000, LINE 11C MISCELLANEOUS $210,595, LINE 11D OTHER $944,115; YEAR 2010 FROM PART VIII, LINE 11B $277,159, LINE 11C MISCELLANEOUS $200,833 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1700 1700 267091703 267093403 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 20835 7780 8620 1700 38935 250000 250000 250000 250000 1000000 1500000 0 0 763 0 763 0 1 0 1252906 1252906 0 2228470 766224 1462246 0 0 0 0 0 0 0 0 0 9744746 5603994 4140752 6855904 MICROFINANCE ACTIVITY 13267548 C OTHER INVESTMENT 205208 C 13472756 DUE TO AFFILIATES 9214589 9214589 0 RLF PAYABLE 411635 CHARITABLE GIFTS ANNUITY 477521 889156 268631306 267093403 1537903 -2562692 0 0 0 598992 -1963700 -425797 268299234 -2562692 1631628 0 600000 -331064 268630298 0 1008 1008 268631306 268725031 1631628 0 0 0 1631628 267093403 0 0 0 267093403 SchD_P04_S00_L02b Schedule D, Part IV, Line 2b MERCY CORPS IS A CUSTODIAL AGENT OF DONATIONS RECEIVED BY MERCY CORPS ON BEHALF OF A TRUST CREATED FOR THE BENEFIT OF A WOMAN IN PAKISTAN. THE FUNDS RECEIVED ARE FOR HER USE AND RECORDED AS A LIABILITY ON MERCY CORPS' BOOK. SchD_P10_S00_L02 Schedule D, Part X, Line 2 SCHEDULE D, PART X - FIN 48 DISCLOSURE: MERCY CORPS HAS BEEN GRANTED TAX-EXEMPT STATUS UNDER SECTION 501(C) (3) OF THE INTERNAL REVENUE CODE AND CORRESPONDING SECTIONS OF THE STATE OF WASHINGTON PROVISIONS AS A PUBLICLY SUPPORTED ORGANIZATION, WHICH IS NOT A PRIVATE FOUNDATION. IN 2010, MERCY CORPS ADOPTED THE SECTIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC 740, ACCOUNTING FOR INCOME TAXES (ASC 740), RELATED TO UNCERTAINTIES IN INCOME TAXES, WHICH PRESCRIBES A COMPREHENSIVE MODEL FOR RECOGNIZING, MEASURING, PRESENTING, AND DISCLOSING IN THE CONSOLIDATED FINANCIAL STATEMENTS TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN. THE ORGANIZATION BELIEVES IT HAS NOT TAKEN ANY SIGNIFICANT UNCERTAIN TAX POSITIONS, AND ACCORDINGLY, THE ADOPTION OF THE APPLICABLE SECTIONS OF ASC 740 DID NOT HAVE A SIGNIFICANT IMPACT ON THE ORGANIZATION'S CONSOLIDATED FINANCIAL STATEMENTS. THE ORGANIZATION RECEIVED A NOTE IN AUGUST 2009 STATING THAT THE INTERNAL REVENUE SERVICE (IRS) WOULD BE PERFORMING AN EXAMINATION OF THE ORGANIZATION'S IRS FORMS 990 FOR THE YEARS ENDED JUNE 30, 2008 AND 2007. THE ORGANIZATION HAS BEEN ADVISED ORALLY THAT THE AUDIT WILL BE CLOSED WITHOUT ANY ADJUSTMENT BUT HAS NOT YET RECEIVED OFFICIAL WRITTEN CONFIRMATION. SchD_P11_S00_L08 Schedule D, Part XI, Line 8 REVERSAL OF RESERVE $600,000, UBI MICROVEST I, LP ($1,008) SchD_P12_S00_L02d Schedule D, Part XII, Line 2d REVERSAL OF RESERVE $600,000 SchD_P12_S00_L04b Schedule D, Part XII, Line 4b UBI MICROVEST I, LP $1,008 1 Central America and the Caribbean 7 389 Program Services Help individuals to organize, receive specialized training & services, become aware of market opportunities, and overcome other development challenges and obstacles. Empower communities to create their own wealth and use it to achieve secure, just and productive communities. 28346104 East Asia and the Pacific 26 372 Program Services Pilot, inform and influence innovative local solutions to mitigate economic and social disparity with local partners. Support rural communities to mobilize resources to meet their economic and social needs. 17855393 Europe (including Iceland and Greenland) 2 41 Program Services Support local institutions (governmental and non-governmental) capacity to better serve multi-ethnic communities economically and socially. Provide programs focused on innovative economic development, sustainable resource management and citizen empowerment. 2096780 Middle East and North Africa 18 361 Program Services Strengthen community-level mechanisms and capacity for citizen participation in local decision-making, humanitarian interventions and sustainable development. Support society capacity to respond to humanitarian needs and contribute to regional stability and inclusive, sustainable economic growth. 38186197 Russia and the newly independent States 8 284 Program Services Nurture economic and civil society development at the community level while checking and/or reversing a slide toward more autocratic systems of business and government. 5699709 South America 1 13 Program Services Consolidate the advances that have been made attending to the needs of the displaced population for emergency humanitarian assistance (1st phase), socio-economic stabilization (2nd phase) and expand these gains to include sustainable socio-economic development (3rd phase) in current geographical areas and new priority regions. 2880558 South Asia 20 1146 Program Services Enable communities to improve their quality of life through strengthened sustainable livelihoods, improved public health knowledge, attitudes and behavior ; increased responsive institutions and improved access to services. 48564767 Sub-Saharan Africa 55 1477 Program Services Facilitate and enhance the economic and social reintegration of displaced and returnee populations through (a) teaching basic livelihoods, (b) promoting the adoption of alternative livelihoods in zones where traditional systems are no longer viable, and (c) promoting inter/intra-clan/ethnic conflict mitigation, the continuing development of a civil society, and state building. 71839181 137 4083 215468689 Central America and the Caribbean Community Org.& Econ. Development 10700 check Central America and the Caribbean Community Org.& Econ. Development 8029 check Central America and the Caribbean Community Org.& Econ. Development 31113 check Central America and the Caribbean TA to Small Producers 9150 check Central America and the Caribbean Community Org.& Econ. Development 19240 check Central America and the Caribbean Community Org.& Econ. Development 16449 check Central America and the Caribbean Community Org.& Econ. Development 36051 check Central America and the Caribbean Community Org.& Econ. Development 11981 check Central America and the Caribbean Legal Assistance for Conflict Resolution 7784 check Central America and the Caribbean Human Rights work 16994 check Central America and the Caribbean Comfort for kids 55150 check Central America and the Caribbean Community Org.& Econ. Development 14217 check Central America and the Caribbean Revolving Loan Fund 15000 wire Central America and the Caribbean Material Aid 1566141 Food Commodities USAID Central America and the Caribbean Material Aid 41575 Health and Hygiene kits Market Value Central America and the Caribbean Material Aid 76706 Shelter materials Market Value Central America and the Caribbean Material Aid 152000 clothing Market Value East Asia and the Pacific Financial Education Training of Migrant 11680 wire East Asia and the Pacific Financial Education Training of Migrant 9886 wire East Asia and the Pacific Actual Project cost for research 28086 wire East Asia and the Pacific DRR materials and programming 5185 wire East Asia and the Pacific Assessment and Immediate Relief Distribution - Cyclone Giri Response 5803 check East Asia and the Pacific Capacity building for to-be-migrant youth affected by earthquake 100000 wire East Asia and the Pacific Building up self-esteem, resilience, constructive communication skill and teamwork for youth affected by earthquake 45000 wire East Asia and the Pacific Emergency needs 200000 wire East Asia and the Pacific Health training 55890 wire East Asia and the Pacific Disaster Risk Reduction project cost 26756 wire East Asia and the Pacific Actual Project cost-Healthy food for kids project 20786 wire East Asia and the Pacific Actual Project cost -ACCCRN Phase-II 64205 wire East Asia and the Pacific Livelihoods Programs 526006 wire East Asia and the Pacific 1st Rating project 86983 wire East Asia and the Pacific Project Cost - Kebal Project 32313 wire East Asia and the Pacific Tofu & Tempe Project 6984 wire East Asia and the Pacific Umbrella and ratings projects 145000 wire East Asia and the Pacific Umbrella and ratings projects 76000 wire East Asia and the Pacific Financial Education Training of Migrant 12000 wire East Asia and the Pacific Disaster Mangement Project 47839 wire East Asia and the Pacific SCALE Project 12280 wire East Asia and the Pacific Health training 45600 wire East Asia and the Pacific West sumatera emergency response 21421 wire East Asia and the Pacific Loan funds & operating expenses 5514 wire East Asia and the Pacific emergency programming activities including NFI distribution 250000 wire East Asia and the Pacific water sanitation and hygeine related emergency programming activities 67500 wire East Asia and the Pacific Capacity Building against Disaster 9823 wire East Asia and the Pacific Tofu & Tempe Project 21779 wire East Asia and the Pacific Financial Education Training of Migrant 14603 wire East Asia and the Pacific West sumatera emergency response 17466 wire East Asia and the Pacific Tofu & Tempe Project 43036 wire East Asia and the Pacific Financial Education Training of Migrant 12000 wire East Asia and the Pacific Actual project cost-Research cost 10276 wire East Asia and the Pacific Solid Waste Management (Urban community action plan) 13724 wire East Asia and the Pacific Repairing drainage and Garbage bin Projcet at Pasa Gadang village 15555 wire East Asia and the Pacific Urban community Action Plan at Purus village 12430 wire East Asia and the Pacific DRR materials and programming 95878 wire East Asia and the Pacific Project cost-Rain harvest project 95108 wire East Asia and the Pacific Assistance for Yak fibers from Khangai Mountains Supply Chain Development 5103 check East Asia and the Pacific Animal Nutrition Systems 27347 wire East Asia and the Pacific emergency response and livelihood 20000 wire East Asia and the Pacific emergency response and livelihood 6625 wire East Asia and the Pacific Material Aid 34480 educational material Market Value Europe (including Iceland and Greenland) Youth activities 97939 wire Europe (including Iceland and Greenland) Youth activities 11593 wire Europe (including Iceland and Greenland) Youth activities 153304 wire Europe (including Iceland and Greenland) Youth activities 79229 wire Europe (including Iceland and Greenland) Support to RAE resettlement 15670 wire Middle East and North Africa Health Program 38798 check Middle East and North Africa rural development and water resourcement management 9915 check Middle East and North Africa rural development and water resourcement management 24011 check Middle East and North Africa Cash for work 111582 check Middle East and North Africa rural development and water resourcement management 12006 check Middle East and North Africa rural development and water resourcement management 9922 check Middle East and North Africa rural development and water resourcement management 8121 check Middle East and North Africa rural development and water resourcement management 12006 check Middle East and North Africa rural development and water resourcement management 8185 check Middle East and North Africa rural development and water resourcement management 6518 check Middle East and North Africa rural development and water resourcement management 12006 check Middle East and North Africa rural development and water resourcement management 12006 check Middle East and North Africa rural development and water resourcement management 11582 check Middle East and North Africa rural development and water resourcement management 9167 check Middle East and North Africa faith-based dialogue and joint activities among youths 31336 wire Middle East and North Africa rural development and water resourcement management 7260 check Middle East and North Africa rural development and water resourcement management 10593 check Middle East and North Africa Cash for work 99059 check Middle East and North Africa rural development and water resourcement management 9887 check Middle East and North Africa rural development and water resourcement management 12006 check Middle East and North Africa social and economic relief and recovery 554895 check Middle East and North Africa social and economic relief and recovery 437979 check Middle East and North Africa social and economic relief and recovery 1836158 check Middle East and North Africa Civil Society 229666 wire Middle East and North Africa rural development and water resourcement management 10960 check Middle East and North Africa rural development and water resourcement management 12006 check Middle East and North Africa rural development and water resourcement management 9181 check Middle East and North Africa integrating disable children and youth 184114 check Middle East and North Africa Assistance to refugee and asylum seekers with specific needs 629194 check Middle East and North Africa education program 17239 check Middle East and North Africa rural development and water resourcement management 5403 check Middle East and North Africa rural development and water resourcement management 6038 check Middle East and North Africa rural development and water resourcement management 5650 check Middle East and North Africa rural development and water resourcement management 22735 check Middle East and North Africa rural development and water resourcement management 12288 check Middle East and North Africa education program to marginalized children 363895 check Middle East and North Africa rural development and water resourcement management 9040 check Middle East and North Africa rural development and water resourcement management 68923 check Middle East and North Africa Emergency assistance to extremely vulnerable population 692871 wire Middle East and North Africa rural development and water resourcement management 9605 check Middle East and North Africa rural development and water resourcement management 12006 check Middle East and North Africa rural development and water resourcement management 55186 check Russia and the newly independent States TSEP training activities 108477 wire Russia and the newly independent States Improve and establish preconditions for more peaceful relations 102785 check Russia and the newly independent States Emergency response to re-establish the socio-economic situation of vulnerable groups in Southern Kyrgyzstan 446325 check Russia and the newly independent States To enhance the income earning potential of rural households by preventing contamination of their main asset, their home gardens, and establishing a market-driven regional rural waste management system 8068 check Russia and the newly independent States TSEP training activities 12501 wire Russia and the newly independent States Material Aid 2548207 Food Commodities USAID South America Infraestructura & Rehabilitacion medical Equipment / Income Generation Supplies 312824 wire South America food vouchers/ hygiene & kitchen Kits 19496 wire South America Emergency supplies 67733 wire South America disaster prepradness and risk reduction activities 5289 wire South America Behavior change Campaign with young people 15868 wire South America Educational Workbooks 46692 wire South America Food vouchers, household improvement, kitchen & higinee kits 437460 wire South America Educational Workbooks 99131 wire South America Medical services & psicosocial attention 10366 wire South America educational prevention 32160 wire South America Medical & Educational services 9201 wire South Asia TB program 286055 wire South Asia TB program 387072 wire South Asia TB program 574289 wire South Asia TB program 210183 wire South Asia TB program 277914 wire South Asia Civic engagement 136164 check South Asia Improve Community Health and Advancement Opportunities 79601 wire South Asia Ag Technical Work in the project 25095 wire South Asia Improve Community Health and Advancement Opportunities 107685 wire South Asia TB program 132279 wire South Asia Economic Development 45903 wire South Asia Community Mobilisation Activites in Cash For Work 17480 wire South Asia TB program 603323 wire South Asia Economic Development 69310 wire South Asia Micro Finance 63505 wire South Asia Flood emergency 273007 check South Asia Community Mobilisation Activites in Cash For Work 26230 wire South Asia Community Mobilisation Activites in Cash For Work 17117 wire South Asia Human Rights work 9000000 wire South Asia Flood emergency 23446 check Sub-Saharan Africa Primary education activities 74220 wire Sub-Saharan Africa Civic engagement, life skills 11872 check Sub-Saharan Africa Emergency response & livelihoods 48357 wire Sub-Saharan Africa Agriculture and food security 14830 wire Sub-Saharan Africa Primary education activities 284196 wire Sub-Saharan Africa Community based support to vulnerable urban population 288061 wire Sub-Saharan Africa Agricultural training for beneficiaries 16391 check Sub-Saharan Africa Commodities handling 100958 check Sub-Saharan Africa Human Rights work 22407 check Sub-Saharan Africa Human Rights work 275038 wire Sub-Saharan Africa Primary education activities 304178 wire Sub-Saharan Africa Community based support to vulnerable urban population 370506 wire Sub-Saharan Africa Emergency response & livelihoods 290157 wire Sub-Saharan Africa Emergency response & livelihoods 53770 wire Sub-Saharan Africa Primary education activities 66028 wire Sub-Saharan Africa WASH / Health Programs 265033 wire Sub-Saharan Africa WASH / Health / Education Programs 731417 wire Sub-Saharan Africa Emergency response & livelihoods 57058 wire Sub-Saharan Africa Emergency response & livelihoods 59861 wire Sub-Saharan Africa Emergency response & livelihoods 54499 wire Sub-Saharan Africa Primary education activities 84156 wire Sub-Saharan Africa Peace-building in Somalia 12272 wire Sub-Saharan Africa Healthy Practices, Strong Communities in Multi-Year Assistance Program 717374 wire Sub-Saharan Africa WASH / Health Programs 149482 wire Sub-Saharan Africa Agriculture & Food Security, Economy and Market Systems 1074160 wire Sub-Saharan Africa Human Rights work 219659 wire Sub-Saharan Africa Build Radio Stations and Media Training 1989634 wire Sub-Saharan Africa Human Rights work 62743 check Sub-Saharan Africa Emergency response & livelihoods 147486 wire Sub-Saharan Africa Human Rights work 14438 check Sub-Saharan Africa Commodities Distribution 164999 check Sub-Saharan Africa Human Rights work 31743 check Sub-Saharan Africa Livelihoods Programs 710275 wire Sub-Saharan Africa Human Rights work 12547 wire Sub-Saharan Africa Community based support to vulnerable urban population 182103 wire Sub-Saharan Africa Human Rights work 5506 check Sub-Saharan Africa Human Rights work 8188 check Sub-Saharan Africa Human Rights work 11777 check Sub-Saharan Africa Emergency response & livelihoods 122756 wire Sub-Saharan Africa Human Rights work 3674489 wire Sub-Saharan Africa WASH / Livelihoods / Education Programs 178844 wire Sub-Saharan Africa Human Rights work 151475 check Sub-Saharan Africa Emergency response & livelihoods 44158 wire Sub-Saharan Africa Peace-building in Somalia 5715 wire Sub-Saharan Africa Education Programs 22486 wire Sub-Saharan Africa Economic recovery 8898 check Sub-Saharan Africa WASH / Livelihoods / Education Programs 803754 wire Sub-Saharan Africa Civic engagement, life skills 44224 check Sub-Saharan Africa Civic engagement, life skills 25088 check Sub-Saharan Africa Material Aid 249188 Health and Hygiene kits Market Value 115 28 Agribusiness and Infrastructure South Asia 741 51999 Cash Infrastructure South Asia 730 84996 Cash Livelihood South Asia 81757 1459046 Cash Market Linkages South Asia 102 2228 Cash Nursery South Asia 8 2633 Cash Seed distribution South Asia 1910 170999 Cash Stabalization ( Community Development Program) South Asia 30999 7842675 Cash Women's empowerment small grants program (co-financing) Sub-Saharan Africa 3729 46044 Cash Economic Development Sub-Saharan Africa 181692 308777 Cash Assessment for livelihood program East Asia and the Pacific 1 91 Wire Embroidery Project East Asia and the Pacific 85 205 Wire Equipment for urban - Camera digital East Asia and the Pacific 1 313 Wire Floating Fish Cage & Tofu Home Industry East Asia and the Pacific 2 3175 Wire Floating Fish Cage Construction Project East Asia and the Pacific 3 10718 Wire Livelihood agriculture Input Supply East Asia and the Pacific 14 27383 Wire Livelihood Fisherman Catchment Tools East Asia and the Pacific 28 9534 Wire LiveliHood FishPond Rehabilitation East Asia and the Pacific 105 6799 Wire LiveliHood FishPond Rehabilitation- nila seed East Asia and the Pacific 7 133 Wire LiveliHood Fishtrader Assistance East Asia and the Pacific 2 4433 Wire Local Duck & Fruit Chip home industry East Asia and the Pacific 2 2632 Wire Material for Women's farmer group East Asia and the Pacific 1 2254 Wire Tofu Tempe home Industry East Asia and the Pacific 2 1653 Cash Urban - Local transport staff & Community East Asia and the Pacific 9 1918 Wire Urban- Mobiler for Orpahanage East Asia and the Pacific 52 15793 Wire Urban Program East Asia and the Pacific 4 179 Wire Incentives Europe (including Iceland and Greenland) 70 9860 Wire Scholarships Europe (including Iceland and Greenland) 83 12381 Wire Humanitarian Relief efforts in Kyrgyzstan with food, temporary shelter, medical supplies and other necessary items for distribution to affected population of the Civil conflict in 2010 Russia and the newly independent States 382 38124 Cash Mercy Corps programming will also consist of cash transfers and cash for work programmes. This will give beneficiaries the ability to buy what they need in the local market - which will encourage market recovery. Cash grants will be given to families an Russia and the newly independent States 132 14104 Cash To address the immediate humanitarian crisis with distributions of food and non-food items and later through cash transfer, cash for work or vouchers linked to local suppliers. We believe that this approach will support an earlier economic and social rec Russia and the newly independent States 3709 325209 Cash To distribute food items to the most vulnerable populations who have been displaced by the recent violence in and around Osh and Jalalabad. Russia and the newly independent States 3563 298520 Cash To improve food security, reduce the incidence of hunger, and improve literacy and primary education and thereby contribute to more self-reliant, productive societies through food distribution and direct school feeding. Russia and the newly independent States 50898 115381 Check To provide urgently needed food assistance to vulnerable households affected during the conflict Russia and the newly independent States 51565 2607990 Check Material Aid Russia and the newly independent States 51565 928406 Food Commodities USAID Cash for Work wages South Asia 13975 1303101 Cash Organisational Strengthening Support South Asia 23 3091 Cash Sub grant South Asia 1 6747 Cash Assistance to Farmer Groups South Asia 4000 23392 Cash Cash for Work Sub-Saharan Africa 50141 943431 Cash Literacy Training Sub-Saharan Africa 16 1126 Cash Small grant to women group Sub-Saharan Africa 2864 212328 Cash Material Aid Sub-Saharan Africa 77068 5282351 Food Commodities USAID Recovery & Revitalization Program- Sukkur CFW South Asia 10125 740378 Check Recovery & Revitalization Program - Swat- CFW South Asia 5272 415359 Cash Recovery & Revitalization Program- Sukkur - Business Grants South Asia 124 36990 Check Recovery & Revitalization Program- Swat - Business Grant South Asia 41 3769 Check Improved access to MNCH services - Health South Asia 9 13180 Check Improved access to MNCH services - Health South Asia 24 5698 Check Improved access to MNCH services - Improved Livlihood opertunities South Asia 31 13813 Check Improved access to MNCH services - Improved Livlihood opertunities South Asia 20 8910 Check Emergency Response Sub-Saharan Africa 754 66719 Check Emergency Response , Capacity Building and Livelihood Recovery Program Sub-Saharan Africa 1923 205264 Check PCAP - Cash for Work Middle East and North Africa 510 180323 Wire ARD - Cash for Work Middle East and North Africa 2316 747595 Wire Road Gravelling in Al-Rashad through Cash for Work Middle East and North Africa 200 77285 Cash Rehabilitation of Al Salam Club in 9-Nissan through Cash for Work Middle East and North Africa 45 17417 Cash Road Gravelling through CFW among 4 Villages in Qaratapa Middle East and North Africa 134 69952 Cash Tuition Support East Asia and the Pacific 3000 852464 Wire Emergency Support to Households Hosting Earthquake Displaced People in Center Department, Haiti (CFW) Central America and the Caribbean 41168 3641333 cash Cash for Work to aid economic recovery in Port au Prince Central America and the Caribbean 6274 579215 cash Emergency ITT Employees Central America and the Caribbean 10 138 cash Nike Moving Forward Central America and the Caribbean 176 17711 cash Material aid Central America and the Caribbean 7400 2029098 Food Commodities USAID Capacity Building Support Sub-Saharan Africa 2645 48144 cash Community support Sub-Saharan Africa 19673 594088 cash Cash for work Sub-Saharan Africa 969 18297 cash Cash Grant for the Livestock butcher construction Sub-Saharan Africa 4 4817 cash Farming project Sub-Saharan Africa 593 6019 cash KAPDA Sub-Saharan Africa 54 64 cash Livelihood joint project Sub-Saharan Africa 853 336 cash Mobilisation of joint project Sub-Saharan Africa 75 593 cash Purchase of small empty sacks/ bags for carrying cassava cuttings for small grants Sub-Saharan Africa 212 22 cash Seed project Sub-Saharan Africa 14 1508 cash 1 0 1 1 1 0 SchF_P01_S00_L02 Schedule F, Part I, Line 2 SUB-GRANTEES ARE SELECTED EITHER THROUGH A REQUEST FOR APPLICATION PROCESS OR INCLUDED IN PROGRAM PROPOSAL DESIGNED BASED ON THE SUB-GRANTEES TECHNICAL MERITS AND COST CRITERIA INCLUDED IN THE PROGRAM DESCRIPTION. ALL SUB-RECIPIENTS ARE ISSUED A SUB-GRANT AGREEMENT WHICH OUTLINES THE APPROVED PROGRAM DESCRIPTION, APPROVED BUDGET, REPORTING REQUIREMENTS AND RELEVANT REGULATIONS. PRIOR TO ISSUING A SUB-GRANT AGREEMENT, THE FREQUENCY OF FINANCIAL AND PROGRAMMATIC REPORTING AND LEVEL OF SUPPORTING DOCUMENTATION TO SUBMIT IS DETERMINED, DEPENDING ON THE SIZE AND SOPHISTICATION OF THE SUB-GRANT/SUB-RECIPIENT AND THEIR EXPERIENCE WITH PRIME DONOR FUNDING. THE FINANCE DEPARTMENT WILL REVIEW THE FINANCIAL REPORTS AGAINST THE APPROVED BUDGET AND REGULATIONS TO CONFIRM THAT EXPENDITURES ARE ALLOWABLE. GENERALLY, FOR SMALLER, FIRST TIME RECIPIENTS, COPIES OR ORIGINALS OF SUPPORTING DOCUMENTATION ARE SUBMITTED AND REVIEWED IN-COUNTRY BY THE FINANCE DEPARTMENT. FOR MID-SIZE SUB-GRANTS WITH MC AND DONOR EXPERIENCE, MANAGERS WILL DO PERIODIC SITE VISITS TO AUDIT THE SUPPORTING DOCUMENTS AGAINST THE FINANCIAL REPORTS. FOR LARGER SUB-GRANTS, MOSTLY OTHER US-BASED ORGANIZATIONS, FINANCE MANAGERS REVIEW THEIR A-133 AUDITS AND RETAIN THE RIGHT TO ACCESS THEIR FINANCIAL RECORDS. THE FINANCIAL REPORT MUST THEN BE REVIEWED BY THE DEPARTMENT RESPONSIBLE FOR THE PROGRAMMATIC ASPECTS OF THE SUB-RECIPIENT TO ENSURE THAT THE SUB-RECIPIENT IS PERFORMING THE ACTIVITIES PER THE SUB-GRANT AGREEMENT. X X X X X X 1 DONOR SERVICES GROUP 6715 SUNSET BLVD LOS ANGELES CA 90028 TELEMARKETING 0 893680 294850 598830 MDS 545 W JUANITA AVE MESA AZ 85210 TELEMARKETING 0 572919 185363 387556 1466599 480213 986386 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV 1 REBUILDING TOGETHER 923 TCHOUPITOULAS ST NEW ORLEANS LA 70130 720760857 501 C 3 18000 ASSIST WITH RELIEF AND REBUILDING DEVASTATED AREAS EFFECTED BY KATRINA 1 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 Subgrantees are selected either through a request for application process or included in program proposal designed based on the subgrantee's technical merits and cost criteria included in the program description. All sub-recipients are issued a sub-grant agreement which outlines the approved program description, approved budget, reporting requirements and relevant regulations. Prior to issuing a sub-grant agreement, the frequency of financial and programmatic reporting and level of supporting documentation to submit is determined depending on the size and sophistication of the sub-grant/sub-recipient and their experience with prime donor funding. The finance department will review the financial reports against the approved budget and regulations to confirm that expenditures are allowable. Generally, for smaller, first time recipients, copies or originals of supporting documentation are submitted and reviewed by the Finance Department. For mid-size sub-grants with Mercy Corps and donor experience, managers will do periodic site visits to audit the supporting documents against the financial reports. For larger sub-grants, mostly other US-based organizations, finance managers review their A-133 audit and retain the right to access their financial records. The financial report must then be reviewed by the department responsible for the programmatic aspects of the sub-recipient to ensure that the sub-recipient is performing the activities per the sub-grant agreement. X X X 1 1 X X 0 0 0 0 0 0 0 0 0 Neal Keny-Guyer 264461 0 15750 0 3720 0 16761 0 19305 0 319997 0 303419 0 Nancy Lindborg 191333 0 0 0 0 0 10364 0 6692 0 208389 0 216544 0 Stephen Mitchell 154798 0 0 0 22702 0 9215 0 15468 0 202183 0 200415 0 Daniel W ONeill 171327 0 0 0 0 0 9775 0 19076 0 200178 0 208268 0 Craig Alan Redmond 109822 0 0 0 62773 0 6467 0 13746 0 192808 0 202373 0 Robert Maroni 83398 0 0 0 75588 0 4950 0 6932 0 170868 0 0 0 Mathew Lovick 100916 0 0 0 56168 0 6050 0 9243 0 172377 0 0 0 Christine M Mulligan 105931 0 0 0 45545 0 5668 0 2970 0 160114 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a FIRST CLASS AIRLINE TICKETS: HART, P $ 38,203, KENY-GUYER, N $110,528; TAX INDEMNIFICATION/GROSS UP: KENY-GUYER, N $3,720; HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: REDMOND, C $24,734, MITCHELL, S $7,702, MARONI, R $25,453, LOVICK, M $43,037, MULLIGAN, C $20,591 SchJ_P02_S00_L00 Schedule J, Part II STEVE MITCHELL IS NO LONGER THE CFO OF THE ORGANIZATION DURING THE TAX YEAR FILED. HE TRANSITIONED TO NEW ROLE BEFORE JULY 1, 2010. X 152000 Market Research X 117 756057 Value of Stock X EDUCATION EQUIPMENT 15 34480 COMPARABLE X HEALTH AND HYGIENE KIT 21806 22422 COMPARABLE X SHELTER MATERIAL 8 76706 COMPARABLE X GOVERNMENT FOOD 31524 12354204 SELLING PRICE 0 0 1 0 SchM_P01_S00_L05 Schedule M, Part I, Line 5 NON-CASH DONATED ITEMS LISTED IN SCHEDULE M, LINE 5, COLUMN B ARE BASED ON NUMBER OF CONTRIBUTED ITEMS RECEIVED. SchM_P01_S00_L12 Schedule M, Part I, Line 12 NON-CASH DONATED ITEMS LISTED IN SCHEDULE M, PART I LINE 12 COLUMN B ARE BASED ON NUMBER OF CONTRIBUTIONS RECEIVED. SchM_P01_S00_L25 Schedule M, Part I, Lines 25-28 NON-CASH DONATED ITEMS LISTED IN SCHEDULE M, PART I LINE 25-28 COLUMN B ARE BASED ON NUMBER OF CONTRIBUTED ITEMS RECEIVED. F990_P03_S00_L01 Form 990, Part III, Line 1 Mercy Corps works to alleviate suffering, poverty and oppression by helping people build secure, productive and just communities. When natural disaster, conflict or economic collapse shatter lives and livelihoods, we provide assistance to help people survive the immediate crisis. As soon as possible, we start programs that help communities rebuild, recover and become self-sufficient. We partner with the people we serve to grow more food, deliver clean water, educate children, increase community participation, prevent disease and start businesses that improve the standard of living for families and communities. Our worldwide team is improving the lives of millions of people in 41 countries. F990_P05_S00_L01c Form 990, Part V, Line 1c THE ORGANIZATION COMPLIED WITH THE BACKUP WITHHOLDING RULES FOR REPORTABLE PAYMENTS TO VENDORS WITH ONE EXCEPTION. THE ORGANIZATION PREFORMED BEST EFFORTS TO OBTAIN THE NECESSARY INFORMATION AND HAS MODIFIED ITS PROCESSES AND PROCEDURES TO ENSURE MATTER DOESN'T OCCUR IN THE FUTURE. F990_P05_S00_L03b Form 990, Part V, Line 3b 990-T TO BE FILED PRIOR TO MAY 15 DEADLINE F990_P06_S0B_L11a Form 990, Part VI, Section B, Line 11a THE PROCESS FOR APPROVING THE FORM 990 IS AS FOLLOWS: THE CHIEF FINANCIAL OFFICE (CFO) WILL REVIEW THE FORM 990 TO BE PRESENTED TO THE AUDIT COMMITTEE.THE AUDIT COMMITTEE WILL VOTE ON A RESOLUTION APPROVING OR DISAPPROVING THE FORM 990. AFTER THE AUDIT COMMITTEE APPROVES THE 990, THE 990 IS EMAILED TO ALL VOTING MEMBERS OF THE BOARD OF DIRECTORS. THE APPROVED FORM 990 WILL BE SIGNED BY THE CFO AND SUBMITTED TO THE IRS. AT THE REGULARLY SCHEDULED BOARD OF DIRECTORS MEETING FOLLOWING THE SUBMISSION, THE AUDIT COMMITTEE, THE CEO OR THE CFO PRESENTS THE HIGHLIGHTS OF THE 990 TO THE BOARD AND THE BOARD VOTES ON A RESOLUTION RATIFYING THE AUDIT COMMITTEE'S APPROVAL OF THE 990. IF ISSUES ARE IDENTIFIED AT ANY POINT, THE 990 IS SENT BACK TO THE PREVIOUS STEP TO ENSURE THE ISSUES ARE RESOLVED AND APPROPRIATE CHANGES MADE. FOR EXAMPLE, IF THE AUDIT COMMITTEE FINDS AN UNRESOLVED ISSUE DURING ITS REVIEW, THE AUDIT COMMITTEE WILL REQUEST THAT THE CFO RESOLVE THE ISSUE BEFORE THE AUDIT COMMITTEE WILL VOTE ON A RESOLUTION APPROVING THE 990. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c MERCY CORPS DISTRIBUTES A CONFLICT OF INTEREST QUESTIONNAIRE TO ALL OFFICERS, DIRECTORS OR TRUSTEE, AND KEY EMPLOYEES OF MERCY CORPS ON AN ANNUAL BASIS AND REQUIRES SIGNATURES THAT THEY HAVE ABIDED BY THE TERMS OF THE CONFLICT OF INTEREST POLICY. IF THERE IS A CONFLICT DURING THE YEAR, THE BOARD MEMBERS WITH A CONFLICT WILL RECUSE THEMSELVES FROM DISCUSSION AND VOTING ON THE CONFLICTED MATTERS. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 OFFICER COMPENSATION AT MERCY CORPS IS DETERMINED BASED ON HUMAN RESOURCE ASSESSMENT GATHERED FROM MARKET DATA. THE BOARD ALSO REVIEWS THIS ASSESSMENT TO DETERMINE REASONABLENESS WITHIN THE MARKET AND APPROVES THE COMPENSATION FOR THE CEO. COMPENSATION AT MERCY CORPS IS CONSIDERED MID-MARKET AND REASONABLE AND INCREASES OCCUR BASED ON MERIT, MARKET CONDITION AND PROMOTION. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 UPON REQUEST, MERCY CORPS WILL PROVIDE A COPY OF ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS. F990_P07_S0A_L01a Form 990, Part VII, Section A, Line 1a STEVE MITCHELL IS NO LONGER THE CFO OF THE ORGANIZATION DURING THE TAX YEAR FILED. HE TRANSITIONED TO NEW ROLE BEFORE JULY 1, 2010. F990_P11_S00_L05 Form 990, Part XI, Line 5 UNREALIZED LOSS 2,562,692; MICROVEST I, LP UBI $1,008; REVERSAL OF RESERVE ($600,000) Mercy Corps Headquarter Master Tenant Manager LLC 45 SW Ankeny Street Portland OR 97204 261939917 Manager for Headquarter Building OR 0 0 N/A Mercy Cuts LLC 45 SW Ankeny Street Portland OR 97204 711024951 INACTIVE, DISSOLVED SEP 2010 OR 0 0 N/A Mercy Enterprise Corporation 43 SW Naito Portland OR 97204 931315010 Economic Development OR 501 (C)(3) 170(B)(1)(A)(VI) MERCY CORPS 0 Mercy Corps Condominiums Unit Owners Association 45 SW Ankeny Portland OR 97204 271113758 Provide management services of the headquarter building OR IRC 528 NA Mercy Corps 1 Mercy Corps Foundation 45 SW Ankeny Street Portland OR 97204 911352257 Operate exclusively for the benefit of Mercy Corps to carry out its purpose. WA 501(C)(3) 509(A)(3) Type I Mercy Corps 1 Project Global Village 45 SW Ankeny Portland OR 97204 930806227 dissolved 2010 OR 501(c)(3) 170(b)(1)(A)(vi) Mercy Corps 1 MC HDQ Building LLC 45 SW Ankeny Street Portland OR 97204 261939880 BLD Financing OR MC HQ Mgnr Inc 26-1939806 Excluded -422425 2280001 1 0 1 0.55 MC HDQ Manager Inc 45 SW Ankeny Street Portland OR 97204 261939806 BLD Financing OR N/A C -82085 4145457 1 KOMPANION FINANCIAL GROUP MICROFINANCE CLOSED JOINT STOCK COMPANY TOGOLOK MOLDO 10 BISHKEK KYRGYZ REPUBLIC KG MICROFINANCE ACTIVITY KG N/A C 4214306 60890297 1 KOMPANION DEVELOPMENT TOGOLOK MOLDO 10 BISHKEK KYRGYZ REPUBLIC KG MICROFINANCE ACTIVITY KG N/A C -340 5197 1 ASIAN CREDIT FUND PF 410 SEIFULLIN STREET 3RD FLOOR ALMATY KZ ECONOMIC DEVELOPMENT KZ N/A C 102500 5966064 1 ASIAN CREDIT FUND MCO LLC 36 DZHANDOSOV STR ALMATY KZ ECONOMIC DEVELOPMENT KZ N/A C 92081 5939805 1 MICRA PHILIPPINES FOUNDATION INC 6793 AYALA AVENUE MAKTAI CITY RP ECONOMIC DEVELOPMENT RP N/A C -11822 190559 0.999 YAYASAN MICROFINANCE INNOVATION AND RESOURCE CENTER FOUNDATION JI KEMANG TIMUR RAYA NO 69E KEL. BANKGKA KEC MAMPANG PRAPATAN ID TECHNICAL SUPPORT TO MFIs ID N/A C 127398 650268 1 PATRA TUMEN RIVER 1 HAO JIANKANG LU YANJI CH ECONOMIC DEVELOPMENT CH N/A C 20437 549930 1 PATRA HUNCHUN 15 ZU CHUNCHENGWEI XINANJIE HUNCHUN CH ECONOMIC DEVELOPMENT CH N/A C 46916 604007 1 MERCY CORPS SINGAPORE LTD 15 BEACH ROAD NO 04-03 BEACH CENTRE SN 189677 ECONOMIC DEVELOPMENT SN N/A C 0 0 1 MERCY CORPS INDIA SHOP NO 3 VASANT KUNJ NEW DELHI IN 1110070 ECONOMIC DEVELOPMENT IN N/A C 6200 44966 1 BORSHUND MCF SHESTOPALOV STREET JIRGITAL DISTRICT TI DISSOLVED TI N/A C 0 0 1 MERCY CORPS BELGIUM TOEKOMSTLAAN 51 GROBBENDANK BE DISSOLVED FISCAL YEAR 2010 BE N/A C 0 0 1 MC Limited Hong Kong 12 HARCOURT ROAD HONG KONG HK DISSOLVED 2010 HK N/A C 0 0 1 ARIANA FINANCIAL SERVICE JSC KART E PARWAN MAIN STREET KABUL AF DISSOLVED AF N/A C 404974 0 0.96 1 1 1 1 0 0 0 0 1 1 1 0 1 0 1 1 1 1 KOMPANION DEVELOPMENT k 346575 ACTUAL ARIANA FINANCIAL SERVICE JSC b 61797 ACTUAL YAYASAN MICROFINANCE INNOVATION AND RESOURCE CENTER FOUNDATION b 608285 ACTUAL MICRA PHILIPPINES FOUNDATION INC b 265000 ACTUAL Mercy Corps Foundation d 1072686 ACTUAL Mercy Corps Foundation q 1246935 ACTUAL Mercy Corps Condominiums Unit Owners Association p 246216 ACTUAL MC HDQ Building LLC o 433269 ACTUAL MC HDQ Building LLC r 800000 ACTUAL FORM 990 TO BE FILED PRIOR TO MAY 15 DEADLINE.