2012-04-05T14:44:26-05:00 2011-06-30 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2010-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 GUY L PATTON 4053211174 2012-03-23 1 ALAN SCHMITZ 4058482020 2010 2016-02-24 21:20:13Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 339859120 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE ORGANIZATION. 24 24 35 24 439606 303010 124474583 145119973 0 0 37311403 57890310 5842930 5865493 167628916 208875776 113816186 87712448 0 0 3327158 2721649 0 0 4051157 10448411 10104358 127591755 100538455 40037161 108337321 805919519 1041248690 57089275 99315743 748830244 941932947 X TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 19461523 19461523 723445 GENERAL UNIVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 35852491 35852491 1332456 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 18776515 18776515 698015 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITYS PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 13621919 13621919 506314 STUDENT AND FACULTY AWARDS 13621919 13621919 506314 87712448 1 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 1 726 0 1 35 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 X 24 24 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ CA GA IL IN MD MA MN NY OK OR VA WI X X X RON WINKLER 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 DAVID R BARNES 1.00 X 0 0 0 JOHN R BOZALIS MD 1.00 X 0 0 0 BARBARA M BRAUGHT 1.00 X 0 0 0 TERRY L CARTER 1.00 X 0 0 0 ARCHIE W DUNHAM 1.00 X 0 0 0 JAMES H EVEREST 1.00 X 0 0 0 WILLIAM L FORD 1.00 X 0 0 0 ROBERT R GILBERT III 1.00 X 0 0 0 WR HOWELL 1.00 X 0 0 0 BONNIE KENNEDY 1.00 X 0 0 0 WILLIAM G KERR 1.00 X 0 0 0 CS LEWIS III 1.00 X 0 0 0 ANTHONY M MASSAD 1.00 X 0 0 0 DAVID MOFFETT 1.00 X 0 0 0 WILLIAM G PAUL 1.00 X 0 0 0 LAURA RATLIFF 1.00 X 0 0 0 ROBERT A REECE 1.00 X 0 0 0 ROBERT J ROSS 1.00 X 0 0 0 MARY A SHERMAN 1.00 X 0 0 0 L DON SMITHERMAN 1.00 X 0 0 0 CHARLES STEPHENSON 1.00 X 0 0 0 SUZANNE M SYMCOX 1.00 X 0 0 0 JAMES R TOLBERT III 1.00 X 0 0 0 MICHAEL SAMIS 1.00 X 0 0 0 GUY L PATTON 40.00 X 307224 0 41821 RON C WINKLER 40.00 X 181704 0 27586 GARY BEADLES 40.00 X 106836 0 20096 MICHAEL L MARCOTTE 40.00 X 132465 0 21151 KATHY HARLIN 40.00 X 95200 0 18521 BEN STEWART 40.00 X 139623 0 19571 TRENT WELLS 40.00 X 118789 0 19915 1081841 0 168661 6 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 606910232 CONSULTANT 1231027 GARDNER RUSSO & GARDNER 223 EAST CHESTNUT STREET LANCASTER PA 17602 INVESTMENT MANAGER 319209 MCAFEE & TAFT 211 N ROBINSON SUITE 1000 OKLAHOMA CITY OK 73102 LEGAL SERVICES 239940 DSM CAPITAL PARTNERS LLC 320 EAST MAIN STREET MT KISCO NY 10549 INVESTMENT MANAGER 238175 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 068804704 INVESTMENT MANAGER 175314 6 145119973 10886978 145119973 14450616 14450616 2466242 2466242 174423038 130983344 43439694 43439694 43439694 OTHER INCOME 900099 3173453 2871811 301642 PARTNERSHIP INCOME 900099 137964 137964 PUBLICATION ROYALTIES 511190 87834 87834 3399251 208875776 2871811 439606 60444386 74645717 74645717 13066731 13066731 897188 897188 1261189 1261189 256117 256117 171571 171571 135584 135584 177098 177098 207349 207349 78822 78822 4354691 4354691 15364 15364 58895 58895 85574 85574 119795 119795 26069 26069 234258 234258 111772 111772 EXPENSES REIMBURSED TO 4051157 4051157 OTHER EXPENSES 295385 295385 FOUNDATION PUBLICATIONS 143815 143815 CONSULTING 103498 103498 POSTAGE 40816 40816 100538455 87712448 8774850 4051157 3079407 8137048 38008287 28569399 55710228 54226470 231233 836800 68990 69825 22905136 1154138 15187401 21750998 647496383 884586672 7017449 0 37585836 41745224 1534305 1326254 805919519 1041248690 11213842 11707681 45875433 87608062 57089275 99315743 X -31556733 -21320814 218326859 223687781 562060118 739565980 748830244 941932947 805919519 1041248690 X 108337321 84765382 X 0 1 1 X 0 X 106257763 198367431 104195750 124474583 145119973 678415500 106257763 198367431 104195750 124474583 145119973 678415500 678415500 22918291 23227591 20322480 16390745 17004692 99863799 -252093 -87484 300585 -38992 1772267 2223703 58004 -71183 3982791 782223098 0.86730 0.85340 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 38809416 X X X 0 573841912 80925138 133961724 33603924 755124850 470739642 68377932 70359221 35634883 573841912 598255800 23902069 -104077795 47340432 470739642 0.02060 0.97940 0 0 19530008 19530008 1978008 676387 1301621 1397120 477751 919369 21750998 CONTINGENT LIABILITIES UNDER STATE REGENTS MATCHING FUND PROGRAM 21580334 ASSETS HELD IN CUSTODY FOR OTHERS 66027728 87608062 208875776 100538455 108337321 84903346 -137964 84765382 193102703 293641158 84903346 84903346 208737812 137964 137964 208875776 100538455 0 100538455 0 100538455 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLIICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ACCOUNTING FOR INCOME TAXES MAY, AT TIMES, INVOLVE SOME DEGREE OF UNCERTAINTY, AND AS SUCH, LEAD TO UNCERTAIN TAX POSITIONS. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS PRIOR TO 2007. PART XI, LINE 8 - OTHER ADJUSTMENTS: BOOK TO TAX ADJUSTMENTS -137,964. PART XII, LINE 4B - OTHER ADJUSTMENTS: PARTNERSHIP INCOME 137,964. 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 35852491 FACILITIES AND EQUIPMENT UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 18776515 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 19461523 GENERAL EDUCATION ASSISTANCE SCHOLARSHIPS 5475 10134512 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON 307224 0 0 0 0 0 35750 0 6071 0 349045 0 0 0 RON C WINKLER 167124 0 14580 0 0 0 21515 0 6071 0 209290 0 0 0 MICHAEL L MARCOTTE 122295 0 10170 0 0 0 15080 0 6071 0 153616 0 0 0 BEN STEWART 130873 0 8750 0 0 0 13500 0 6071 0 159194 0 0 0 X 1 6790615 CURRENT FAIR VALUE X 3 4083863 STOCK QUOTE X PIANO 1 12500 APPRAISAL 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 MICHAEL SAMIS AND JAMES EVEREST HAVE A FAMILY RELATIONSHIP. JOHN R. BOZALIS M.D. AND ROBERT A. REECE HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO ASSIST AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 84,903,346. BOOK TO TAX ADJUSTMENTS -137,964. TOTAL TO FORM 990, PART XI, LINE 5: 84,765,382. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 601753 11494253 N/A UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 193385 5789454 N/A UNIVERSITY AMPHORA LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 171393 2722032 N/A AVILLA PRINCIPIS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 0 N/A